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Interior slab handle attachment

Statement

Assume ACω. Let (W;M0,M1) be a compact triad with adapted f and adapted field X (Morse function adapted to a cobordism), and let 0<a<b<1 be regular values. The band K=f−1[a,b] is compact and disjoint from ∂W. If K contains exactly one critical point, of index k, then Wb is diffeomorphic to Wa with one rounded k-handle attached, and the attaching sphere is the flow-transported boundary of the unstable disk. If K contains finitely many critical points, all of index k at one common value, the same conclusion holds with one disjoint k-handle per critical point, and the order of attachment is immaterial. The lower sublevel is respected up to homotopy of pairs, using the common pushed-in lower copy constructed in [F1], Proof 4.1; a diffeomorphism fixing the entire original lower sublevel pointwise is not asserted.

Facts & Assumptions

[F1]

One critical point handle attachment: Assume ACω. Let f:M→R be smooth on a boundaryless n-manifold and let a<b be regular values. If f−1([a,b]) is compact and has exactly one critical point p, nondegenerate of index k, then Mb is diffeomorphic to Ma with one k-handle attached and corners rounded.

[F2]

Simultaneous attachment at a morse critical value: Assume ACω. Let f be smooth on a boundaryless manifold and let a<b be regular values. Suppose the closed band is compact and its critical points are finitely many nondegenerate points p1,…,pm, all at the same value c∈(a,b). Then Mb is obtained from Ma, up to diffeomorphism and corner rounding, by attaching disjoint handles of indices ind⁡(pj). If m=0, no handles are attached and the regular-band conclusion applies.

[F3]

Descending flow identifies the local and global attaching regions: Assume ACω. Let f−1([a,b]) be compact, with regular endpoints and exactly one critical point p, nondegenerate of index k, with value c=f(p). For the local Morse attaching embedding on Mc−ε, where a<c−ε<c, descending flow transports its entire thickening to Ma as an embedded framed attaching region, provided there is no intervening critical value.

[F4]

Closed sublevel and level set of a smooth function: Let f:M→R be smooth on a boundaryless smooth n-manifold. Write Ma=f−1((−∞,a]), Ma=f−1({a}), and f−1([a,b]) for the closed band. Both endpoints are included; a regular value may have empty fiber.

[F5]

Morse function adapted to a cobordism: An adapted pair (f,X) on a triad consists of an adapted Morse function and a complete downward gradient-like field pointing outward along M0 and inward along M1, with no critical point in a fixed collar of ∂W.

[F6]

Smooth handle attachment is independent of corner rounding up to diffeomorphism: For fixed attaching and product-collar data, two compatible smooth roundings of a handle attachment are diffeomorphic by an isotopy supported in that collar, the identity outside the collar.

[F8]

Local morse sublevel pair is a handle pair and Local critical-value lowering preserves the upper sublevel construct the local product handle by a modification compactly supported in its Morse chart, followed by a compact regular modified-function band.

[F9]

Normalized gradient crosses a compact regular band in controlled time supplies a complete normalized field with compact support near a compact regular band. Its support can be confined to a prescribed relatively compact open neighbourhood of that band: the construction multiplies the normalized gradient by a smooth cutoff equal to one near the band.

[A1]

The interior int⁡W is a boundaryless smooth n-manifold, and f restricts to a smooth function on it with the same critical points, all interior; the band K=f−1[a,b] is a compact subset of int⁡W because K is disjoint from ∂W by [F5].

Proof

Given: The adapted pair (f,X) on the compact triad and regular values 0<a<b<1.

1.1A1F4F5algebra

Since f has boundary values zero and one while 0<a<b<1, the band K=f−1[a,b] is a compact subset of int⁡W; in particular Wa contains a collar neighbourhood of M0 and misses a neighbourhood of M1 and the closure of Wb∖Wa lies in the compact interior band K.

2.1A1F1F8F9step 1.1construct

Suppose K contains exactly one critical point p of index k, and put c=f(p). Choose η>0 and a Morse chart with compact closure in f−1(a,b), small enough for [F8] and with a<c−η<c+η<b. The local construction of [F8] attaches the product handle, changes the function only in this chart, and compares the rounded local attachment with the modified lower sublevel by a chart-supported isotopy. Its complementary modified-function band is regular and compact and lies in int⁡W. Use [F9] with support in a relatively compact interior neighbourhood of this band, and absorb the resulting product collar by a smooth increasing collar-interval map equal to the identity at its inner edge. For the original regular outer bands from a to c−η and from c+η to b, use [F9] again, with cutoffs supported in small interior neighbourhoods of those bands, to transport attaching data and absorb the outer collars. Every chart, cutoff, and collar adjustment is thereby supported in a finite union of compact subsets of int⁡W. Each map is the identity near the complement of this union, so it extends smoothly by the identity over a neighbourhood of M0. This constructs Wb≅Wa∪hk fixing M0; it establishes the support property rather than inferring it from the abstract diffeomorphism type in [F1].

3.1F1F3step 2.1

The attaching sphere is the flow-transported boundary of the unstable disk: the local model at p is the one considered in [F3], which identifies the local Morse attaching embedding on the lower regular level and transports its thickening to Wa by the descending flow of X, with no intervening critical value because p is the only critical point of the band.

3.2A1F2F8F9step 1.1step 2.1construct

For finitely many critical points of common value c and index k, choose disjoint Morse charts with compact closure in f−1(a,b) and one η valid for all of them. Perform the compact local modifications and handle constructions of [F8] simultaneously. As in [F2], the modified regular complementary band preserves the common upper sublevel and has no remaining critical point. Its cutoff normalized field, the fields on the two original outer regular bands, and every absorbing interval map may be chosen inside the compact interior neighbourhoods used in step 2.1. Thus their comparisons extend by the identity near M0, producing the asserted simultaneous disjoint attachments on W. If there are no critical points, only the original regular-band collar is needed.

4.1F1F2F6F9step 2.1step 3.1step 3.2constructalgebra∎

The disjoint attaching regions give commuting quotient attachments, and [F6] compares their compatible roundings by disjoint collar-supported isotopies. Thus the order is immaterial. For the pair assertion choose a regular a−<a, with a−>0, below the lower collar adjustments and with no critical value in [a−,a]. The collar compression of Wa onto A0=Wa− is fixed near M0 and is a deformation retraction; in the attachment model compress its lower-stage collar to the same copy A0. The above comparisons are the identity on A0, so the two lower-stage inclusions agree after these collar homotopies, giving the homotopy-of-pairs assertion. This does not identify the whole original lower boundary pointwise with the attachment seam.

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Sources