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Collared Sobolev conductivities have regular Liouville potentials and H1 recovery

Statement

Assume Countable Choice. Fix 5/2<s<7/2, 0<ρ<1, 0<m<1<M and A>0. Suppose σj=1+aj on R3, where aj is real, supported in Bρ‾, ∥aj∥Hs(R3)≤A, and m≤σj≤M, for j=1,2. Then gj=σj and log⁡gj belong to C1, with gj−1,log⁡gj∈Hs(R3) supported in Bρ‾ and uniformly bounded in Hs and C1. The real Liouville potentials qj=gj−1Δgj belong to Hs−2(R3), have support in Bρ‾, and have norms bounded in terms of s,ρ,m,M,A. Moreover, ∥σ1−σ2∥H1(R3)≤C∥q1−q2∥H−1(R3), with the same dependence. In particular the right side may be replaced by C∥q1−q2∥H−1/2 when that stronger norm is used. The Fourier and intrinsic norms for collared variations are those of the collared Sobolev source-functional lemma.

Facts & Assumptions

Given: The choice assumption and collared positive conductivities, Sobolev exponent, and uniform norm bounds in the Statement.

[F1]

Whole-space Fourier transformation is unitary on L2. Plancherel theorem Its distributional extension, agreement with Plancherel and derivative rule are given by Fourier transform is a topological automorphism of tempered distributions, Fourier transform agrees with l one and plancherel transforms, and Fourier differentiation and multiplication identities on tempered distributions. We use their angular-frequency form: f^(ξ)=(2π)−3/2(F2πf)(ξ/(2π)), so Dαf^=(iξ)αf^. Weighted Sobolev pairings then follow by Fourier Cauchy–Schwarz.

[F2]

The intrinsic and Fourier norm conventions are specified in Besov smoothness gives the exact collared Sobolev penalty a cutoff source bound. The fractional norm identity needed here is proved in step 2.1 below, rather than imported as a conclusion of that lemma.

[F3]

A Sobolev function supported in a compact subset of an open set extends by zero with all weak derivatives through the stated integer order. Compactly supported Sobolev functions extend by zero in every integer order

[F4]

A nonnegative unit-mass smooth bump generates a compactly supported L1 approximate identity. The mollifier family generated by a unit-mass smooth bump, An L1 approximate identity on Rn

[F5]

Mollification commutes with weak derivatives on the whole space, and approximate identities converge in finite L2. Interior mollification commutes with weak derivatives, Every L1 approximate identity converges to the identity in Lp for 1≤p<∞

[F6]

Tonelli's theorem interchanges the nonnegative measurable fractional-difference integrals below. Tonelli's theorem for nonnegative measurable functions on a sigma-finite product

[A1]

Countable Choice is used at the Fourier interfaces. The Axiom of Countable Choice (ACω)

Proof

1.1A1F1givenalgebra

Weighted Fourier Cauchy–Schwarz gives ∥a∥∞+∥∇a∥∞≤Cs∥a∥Hs because ∫(1+∣ξ∣2)−s(1+∣ξ∣)2dξ<∞ for s>5/2. The Fourier integrals for a and its first derivatives converge absolutely and are continuous by dominated convergence, so these bounds hold for a C1 representative. We shall also use ∥fg∥Hb≤C∥f∥Hr∥g∥Hb when r>3/2 and 0≤b≤r. Here is a direct justification: split Fourier space into dyadic annuli, use ∥fj∥∞≤C23j/2∥fj∥2 for low-high products, and ∥Qj(fkgk)∥2≤C23j/2∥fk∥2∥gk∥2 when comparable high shells k produce a shell j≤k+C. The low-high sum is bounded by ∥f∥Hr∥g∥Hb since r>3/2. For high-low products, sum the low g blocks with bound C2j(3/2−b)∥g∥Hb if b<3/2, a square-root logarithmic factor if b=3/2, or C∥g∥Hb if b>3/2; the excess r−3/2>0 makes the resulting geometric sum converge. For high-high products, weighted summation over k≥j−C has geometric kernel 2−(k−j)(r+b) and excess factor 2j(3/2−r); Cauchy–Schwarz for the input shell sequences completes the bound. The estimates are first proved for Fourier truncations and then passed to their norm limits.

2.1F1F2F6step 1.1algebra

For f∈L2 and 0<θ<1, Plancherel and [F6] give ∫R3∫R3∣f(x+h)−f(x)∣2∣h∣−3−2θdx dh=∫R3∣f^(ξ)∣2∫R3∣eiξ⋅h−1∣2∣h∣−3−2θdh dξ. The translation formula follows by substitution on Schwartz functions and then L2 density. Rotation and dilation make the inner integral cθ∣ξ∣2θ, where 0<cθ<∞ because ∣eiu−1∣≤min⁡{2,∣u∣}. Adding ∥f∥22 proves equivalence with the Fourier Hθ norm. Applying this identity to the weak derivatives of order k and using [F1] proves the analogous whole-space intrinsic/Fourier comparison at order k+θ; at integer orders use the derivative rule alone. For 0<θ<1, multiplication by a bounded C1 function h is bounded on Hθ. Indeed ∣h(x)f(x)−h(y)f(y)∣2≤2∥h∥∞2∣f(x)−f(y)∣2+2∣f(y)∣2∣h(x)−h(y)∣2. In the last term use ∣h(x)−h(y)∣≤min⁡{2∥h∥∞,∥∇h∥∞∣x−y∣}; integrating the kernel ∣x−y∣−3−2θ near and far from the diagonal gives a finite constant times ∥f∥22. Apply the identity just proved to get the Fourier Sobolev bound. For θ=0 this is just the L2 multiplier bound.

3.1F1F2step 1.1step 2.1algebra

If F is any smooth scalar function on a neighborhood of [m,M], then F(1+a)−F(1) belongs to Hs with a uniform bound over this class. To verify the fractional highest derivative directly, write s=k+θ with k=2 or 3 and 0≤θ<1. For k=2, the chain rule gives terms F′(σ)D2a and F′′(σ)Da Da. The first term is in Hθ by step 2.1, since F′(σ) is bounded C1 uniformly; for the second, Da∈Hs−1 with s−1>3/2, so the algebra bound in step 1.1 and then step 2.1 apply. For k=3, the terms are F′(σ)D3a, F′′(σ)D2a Da, and F′′′(σ)(Da)3. Here Da∈Hs−1 is a multiplier on Hs−2 by step 1.1, so D2a Da∈Hs−2⊂Hθ; the remaining products follow from the same algebra and step 2.1. Lower derivatives have the corresponding easier estimates; the function itself has an L2 bound by the mean value theorem and vanishes wherever a=0. These calculations may first be made for smooth approximations: convolve a with a nonnegative mollifier, which preserves m≤1+a≤M and uniform Hs and C1 bounds, and then use convergence in lower Sobolev orders and weak compactness in the Hilbert Hs space to identify the asserted weak derivatives and bound. A bounded sequence in this separable Fourier Hilbert space has a weakly convergent subsequence by diagonal convergence of its countable Fourier coordinates and the norm bound; hence only Countable Choice is used.

4.1step 1.1step 2.1step 3.1algebra

Apply step 3.1 to F(t)=t, 12log⁡t, and t−1/2 to obtain the stated regularity and support of gj−1, log⁡gj, and gj−1−1. To bound qj=gj−1Δgj in Hs−2, for s<3 use step 2.1 with θ=s−2∈(1/2,1) and the uniform C1 norm of gj−1; for s≥3 use the multiplier bound in step 1.1 with r=s and b=s−2. Split gj−1=1+(gj−1−1) for that whole-space bound. The support statement follows from gj=1 outside the collar ball and from the local definition of weak derivatives.

5.1A1F1F3F4F5step 1.1step 4.1algebra

Put w=log⁡g1−log⁡g2, H=g1g2 and Q=q1−q2. Since H∇w=g2∇g1−g1∇g2, distributional differentiation gives div⁡(H∇w)=g2Δg1−g1Δg2=HQ. The equality follows first for smooth positive approximations and then in distributions using step 4.1 and the Sobolev products from steps 1.1–2.1; all terms also have their ordinary weak-product interpretation because gj are C1 and Δgj∈L2. The functions w and its gradient vanish outside Bρ‾. By [F3], extend w by zero to R3. Choose a nonnegative unit-mass smooth mollifier from [F4]. For small ε, its convolution with the zero extension is supported in B2; by [F5], the mollifications converge to w in H1. Thus the distributional identity may be tested against w: Q∈H−1 and multiplication by the bounded C1 function H is bounded on H1. It gives ∫H∣∇w∣2=−⟨Q,Hw⟩.

6.1F1step 1.1step 5.1algebra∎

A compactly supported H1 function in Bρ⊂(−2,2)3 obeys ∥w∥2≤4∥∂1w∥2: for a smooth approximation supported in the same larger cube, write w(x1,x′)=∫−2x1∂1w(t,x′)dt, apply Cauchy–Schwarz, and integrate in x1,x′; passing to H1 limits gives the inequality. Since H≥m, step 5.1 and the Fourier dual bound yield m∥∇w∥22≤∥Q∥H−1∥Hw∥H1≤C∥Q∥H−1∥w∥H1. Poincaré in the first sentence then implies ∥w∥H1≤C∥Q∥H−1, dividing by its norm if nonzero. Finally σ1−σ2=σ2(e2w−1); the uniform bounds for w, σ2 and ∇σ2, the mean value theorem, and the ordinary weak product rule give ∥σ1−σ2∥H1≤C∥w∥H1. Also ∥Q∥H−1≤∥Q∥H−1/2 by the Fourier weights. This proves all recovery claims.

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