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Fractional Bessel-potential traces on simplex facets

Statement

Assume Countable Choice. Let K⊂Rd, d≥2, be a nondegenerate affine simplex, let F be one of its facets, and let s>1/2. Restriction of smooth functions has a unique bounded extension TF:Hs(K)⟶L2(F),∥TFv∥L2(F)≤Cs∥v∥Hs(K), where Hs(K) is the restriction space of Restriction Bessel-potential spaces on polyhedral domains. The constant depends only on s and the Fourier normalization, not on the location or orientation of the supporting hyperplane. If V∈Hs(Rd) is an extension of v, then TFv is the restriction to F of the unique L2 hyperplane trace of V; hence it is independent of the chosen extension.

Facts & Assumptions

Given: Countable Choice; s>1/2; the Bessel-potential completion Hs(Rd); its quotient restriction space Hs(K); the negative-sign 2π-normalized Fourier transform; and a nondegenerate affine simplex facet F.

[F1]

The Fourier transform extends to an isometry on L2(Rn), and Fourier transformation maps Schwartz space onto itself (Plancherel theorem, Fourier transform is a topological automorphism of Schwartz space).

[F2]

Hs(Rd) is the completion of Schwartz space in ∥U∥Hs=∥⟨ξ⟩sU^∥2 (Real-order Bessel-potential completion H^s, Real-order H^s as weighted Fourier distributions).

[F3]

L2(F) is complete, so every Cauchy sequence of smooth facet restrictions has a unique limit (Riesz-Fischer completeness of Lp for 1≤p≤∞).

[F4]

Tonelli and Fubini apply to nonnegative or integrable functions on sigma-finite Lebesgue product spaces, including the products used for partial Fourier transforms and slices (Tonelli and Fubini for the completed product, with only almost-everywhere section measurability).

[F5]

A C1 diffeomorphism satisfies the change-of-variables formula for nonnegative Lebesgue integrands; the rigid coordinate changes below have Jacobian determinant of absolute value one, while scalar dilations contribute their usual Jacobian factor (A C^1 diffeomorphism satisfies the change-of-variables formula for nonnegative Lebesgue measurable functions).

[A1]

s>1/2, so ∫R(1+η2)−s dη<∞.

Proof

Given: The hypotheses and conventions in the Statement and [F1]–[F5].

1.1F1F4given

First consider the hyperplane Rd−1×{0} and U∈S(Rd). Write G(x′)=U(x′,0). Fourier inversion in the last coordinate and Fubini on the absolutely integrable Schwartz integrands give G^(ξ′)=∫RU^(ξ′,η) dη.

2.1F1F4F5A1step 1.1algebra

Apply Cauchy–Schwarz in η with weights ⟨(ξ′,η)⟩s and its reciprocal; this follows by expanding 0≤∥f−λg∥22 and minimizing over the complex scalar λ. Both weighted factors lie in L2(R) for fixed ξ′, the reciprocal factor by [A1] and the weighted Fourier transform because U is Schwartz. The reciprocal-square integral is ∫R(1+∣ξ′∣2+η2)−s dη=Cs(1+∣ξ′∣2)1/2−s≤Cs, by the substitution η=(1+∣ξ′∣2)1/2t and [A1, F5]. Therefore ∣G^(ξ′)∣2≤Cs∫R(1+∣ξ′∣2+η2)s∣U^(ξ′,η)∣2 dη. Tonelli [F4] and Plancherel [F1] give ∥G∥L2(Rd−1)≤Cs∥U∥Hs(Rd).

3.1F2F3step 2.1

Since Schwartz space is dense in the completion [F2], the estimate of step 2.1 makes the restrictions of every Cauchy representative a Cauchy sequence in L2; completeness [F3] defines a bounded trace on the hyperplane. The same estimate applied to the difference of two representatives proves independence of the representative and linearity.

4.1F1F2F3F4F5step 2.1algebra∎

This trace is local. For Schwartz W, let Wt(x′):=W(x′,t). Partial Plancherel in the tangential variables, Fubini [F4], and the weighted Cauchy--Schwarz estimate of step 2.1 give ∥Wt−W0∥L2(Rd−1)2≤∫Rd−1Jt(ξ′)G(ξ′) dξ′, where Jt(ξ′):=∫R(1+∣ξ′∣2+η2)−s∣e2πiηt−1∣2 dη and G(ξ′):=∫R(1+∣ξ′∣2+η2)s∣W^(ξ′,η)∣2 dη. Choose 0<δ<min⁡{1,2s−1}. Since ∣eiα−1∣2≤Cδ∣α∣δ, the substitution η=(1+∣ξ′∣2)1/2r using [F5] gives Jt(ξ′)≤Cs,δ∣t∣δ(1+∣ξ′∣2)(1−2s+δ)/2≤Cs,δ∣t∣δ. Also ∫G(ξ′) dξ′=∥W∥Hs(Rd)2 by [F1, F4]. Hence ∥Wt−W0∥22≤Cs,δ∣t∣δ∥W∥Hs2. Applying this estimate to differences of two slice parameters, density of Schwartz space and completeness [F3] give every W∈Hs(Rd) a continuous L2(Rd−1) slice representative whose value at t=0 is the trace from step 3.1. It agrees with the ordinary sections for almost every t: choose Schwartz approximants with summable squared L2(Rd) errors and apply Fubini [F4] to their squared slice errors. If two extensions agree on K, their difference vanishes on an interior prism beside every relatively compact patch E of F. Fubini [F4] makes almost every interior slice zero on E; continuity then makes the trace zero there. A countable exhaustion covers F up to its lower-dimensional boundary, which has surface measure zero, so the trace is independent of the extension. For a translation b and orthogonal map R, W(R−1(⋅−b))^(ξ)=e−2πib⋅ξW^(R−1ξ) by change of variables [F5]; since ∣det⁡R∣=1 and ⟨Rξ⟩=⟨ξ⟩, the whole-space norm is invariant. Thus the hyperplane estimate from step 2.1 applies to the supporting plane of F and then restricts to F.

Source notes

The proof uses the Fourier restriction estimate directly rather than invoking a C1 boundary trace theorem. This matters for a simplex: its boundary has edges and vertices, so the bounded-C1 trace interface does not apply to the whole polyhedral boundary.

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