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Positive smooth collars for strictly plurisubharmonic negative sets
Statement
Assume the Axiom of Choice. Let , , be bounded and open, with nonempty boundary. Suppose is open, , in , and is strictly plurisubharmonic near . No nonvanishing-gradient condition is imposed.
For every open with , there are finitely many pairwise disjoint bounded domains such that each has strongly pseudoconvex boundary, and each admits a continuous plurisubharmonic exhaustion.
Facts & Assumptions
Given: AC; the data of the Statement; and the prescribed neighborhood .
A fixed smooth Euclidean bump is nonnegative, equals on the closed unit ball and has support in the radius-two ball (Explicit compactly supported smooth cutoffs).
Uniform convergence of continuously differentiable functions and their derivatives on a closed interval permits termwise differentiation of the limit (If continuously differentiable functions converge at one point and their derivatives converge uniformly on a closed interval, then the functions converge uniformly to a differentiable function whose derivative is the derivative limit).
Smooth real-valued maps have dense regular values; a regular level is locally a smooth graph (Regular values have null complement and are dense, A regular level set is locally a graph of dimension ).
For smooth functions the nonnegative Levi form characterizes plurisubharmonicity; strict positivity is the positive-definite Levi form condition (The C^2 Levi criterion for plurisubharmonicity, The Levi form and strict plurisubharmonicity).
Nonnegative sums, finite maxima and convex nondecreasing composition preserve plurisubharmonicity (Basic stability operations for plurisubharmonic functions). An exhaustion has compact sublevel sets in its domain (Plurisubharmonic exhaustions and Hartogs pseudoconvexity).
Choice use. AC supplies the choice hypotheses of [F3]. The bump sequence, its coefficients and their sum below are explicit after fixing an enumeration of rational balls; the remaining selections are finite.
Proof
Put . Enumerate all rational centers and positive rational radii for which . Their inner balls cover : openness of the complement supplies a sufficiently small ball, then a rational center and radius. Set , Each is finite since the derivatives have compact support. For every fixed multi-index , the tail with is bounded termwise by , so the series of derivatives converges uniformly. Apply [F2] on coordinate segments in closed boxes, successively to every derivative: the limit is with . Every derivative vanishes on , while at any point outside some is ; hence and . This argument proves smoothness across , without assuming local finiteness of the bumps there.
Choose a compact neighborhood of contained in the strict Levi collar of and in . Compactness of this neighborhood times the unit sphere gives a uniform positive lower Levi bound for and a finite upper absolute Levi bound for . Thus for some , is strictly plurisubharmonic on an open neighborhood of . On it agrees with , so it is negative on and zero on ; on both and , so . In particular and the zero set of in is exactly .
Choose a bounded open with and . Then is compact and disjoint from , so . On the compact set the function is positive whenever that set is nonempty. On the compact subset where also has a positive minimum if nonempty, since its zero set would lie in . Choose a positive regular value smaller than all these positive minima, using [F3]. Then contains , has , and its boundary lies in . Regular-level charts show that is smooth and that the inside half of each such chart is connected. Consequently every connected component of has smooth boundary locally defined by , with strictly positive tangential Levi form by step 2.1.
Components of the open set are open and cover the compact set , so finitely many distinct components cover . Their union satisfies the required compact containment. In each choose an open neighborhood of with . Put on . It is smooth and plurisubharmonic near by [F5], and tends to there. The set is a compact subset of , so choose greater than its maximum of . The function is continuous and plurisubharmonic: near the boundary both terms in the maximum are psh; near every point outside the maximum is the constant ; these descriptions agree on their overlap. Its sublevels are closed in and stay away from the boundary, hence are compact in the bounded . Thus it is an exhaustion.
The domains constructed in steps 3.1–4.1 have all the properties in the Statement, including when the original boundary has critical points or the original has zeros outside .
Depends on
- The Axiom of Choice
- The Levi form and strict plurisubharmonicity
- The C^2 Levi criterion for plurisubharmonicity
- Explicit compactly supported smooth cutoffs
- If continuously differentiable functions converge at one point and their derivatives converge uniformly on a closed interval, then the functions converge uniformly to a differentiable function whose derivative is the derivative limit
- Regular values have null complement and are dense
- A regular level set is locally a $C^k$ graph of dimension $m-n$
- Basic stability operations for plurisubharmonic functions
- Plurisubharmonic exhaustions and Hartogs pseudoconvexity
Used by
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Sources
- Harold P. Boas, Lecture Notes on Several Complex Variables (standard reference, not scraped)