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A Quantitative Logarithm Near the Identity in SU(2)

Statement

For a matrix M, write eM=∑j≥0Mj/j!. Here SU(2):={M∈M2(C):M∗M=I2,det⁡M=1}. If D∈SU(2) and ∥D−I∥≤ρ≤1/2, then the operator-norm convergent series log⁡D=∑j=1∞(−1)j+1(D−I)j/j satisfies elog⁡D=D, is traceless and skew-Hermitian, and ∥log⁡D∥≤−log⁡(1−ρ)≤2ρ.

Facts & Assumptions

Given: D∈SU(2) and ∥D−I∥≤ρ≤1/2.

[F2]

The operator norm is submultiplicative (The operator norm is submultiplicative and satisfies ||T^*T|| = ||T||^2); its triangle inequality follows from the operator-norm definition by applying the vector triangle inequality to each unit input vector and taking the maximum (The operator norm is zero on the zero domain and otherwise is max_{||v||=1} ||Tv||).

[F3]

The complex exponential is defined by its convergent power series and satisfies the addition identity (exp⁡(z+w)=exp⁡z exp⁡w, and the complex exponential extends the real exponential).

[F4]

The natural logarithm is the inverse of the real exponential on positive reals (The natural logarithm as the inverse of the exponential function).

[F5]

For real t, eit=cos⁡t+isin⁡t and ∣eit−1∣=2∣sin⁡(t/2)∣ (exp⁡(x+iy)=ex(cos⁡y+isin⁡y), ∣exp⁡(x+iy)∣=ex, and eiπ+1=0).

[F7]
[F8]

Sine and cosine are continuous and sin⁡0=0 (The derivatives of sine and cosine are cosine and minus sine).

[F9]

Sine is strictly increasing on [−π/2,π/2] (Signs, monotonicity intervals, and ranges of sine and cosine).

[F10]

Sine is odd, and the cofunction and double-angle identities include sin⁡(π/6)=cos⁡(π/3) and cos⁡(π/3)=1−2sin⁡2(π/6) (Cofunction, supplementary, quarter-turn, and reflection identities for the six trigonometric functions, Double-angle and quadratic power-reduction identities).

[F11]

A complex power series may be differentiated term by term inside its disc of convergence (Inside its disc of convergence a complex power series is holomorphic and may be differentiated term by term).

[F12]

The complex exponential has derivative itself, complex derivatives obey the chain, product and quotient rules, and a holomorphic function with zero derivative on a domain is constant (The complex exponential is entire and its complex derivative is itself, The chain rule for complex derivatives, Linearity, product, reciprocal, and quotient rules for complex derivatives, A holomorphic function with zero derivative on a domain is constant).

[F13]

A complex-differentiable function is continuous (Complex differentiability at a point implies continuity there).

Proof

1.1F1F5F6F7F8F9F10givenalgebra

Put s=sin⁡(π/6). Since 0<π/6<π/2, [F8] and [F9] give s>0. By [F10], s=cos⁡(π/3)=1−2s2, so (2s−1)(s+1)=0 and positivity gives s=1/2. By [F1], D is unitarily diagonalizable with eigenvalues λ1,λ2 on the unit circle. Since det⁡D=1, λ1λ2=1. Choose principal angular representatives θj∈(−π,π] using [F7]. The norm bound and [F5] give 2∣sin⁡(θj/2)∣=∣λj−1∣≤ρ≤1/2, hence ∣sin⁡(θj/2)∣≤1/4<1/2=sin⁡(π/6). Oddness and strict monotonicity in [F9] force ∣θj∣<π/3. Now [F6] gives θ1+θ2∈2πZ; the bound on their sum forces θ2=−θ1.

2.1F1F3F5F6F8F9F10F11F12F13F14step 1.1algebra

For ∣z∣<1, the scalar power series L(z)=∑j≥1(−1)j+1zj/j converges absolutely by comparison with ∑j≥1∣z∣j, so its disc of convergence contains the unit disk. By [F11], L′(z)=∑j≥1(−1)j+1zj−1=∑k≥0(−z)k=11+z, where the last equality is the finite geometric-sum identity followed by a limit. Since 1+z≠0 on the unit disk, [F12] gives (eL(z)1+z)′=eL(z)L′(z)(1+z)−eL(z)(1+z)2=0. The open unit disk is convex, hence a connected open domain, so [F12] makes this quotient constant there. Its value at 0 is 1, and therefore eL(z)=1+z. For z=eit−1 with ∣t∣<π/3, [F5], [F9], and [F10] show ∣z∣=2∣sin⁡(t/2)∣<1. Thus [F6] gives L(eit−1)−it∈2πiZ. This difference is continuous in t by [F13], [F5], and [F8]. Dividing it by 2πi gives a continuous integer-valued real function. If it took distinct values at two points, restrict to the closed interval between them; [F14] would force it to take a noninteger value between them; hence it is constant and, at t=0, zero. Substitution of z=λj−1 now shows the matrix series diagonalizes to iθ1,iθ2, so exponentiating it gives D.

3.1F1F2F4step 1.1step 2.1algebra∎

By [F2], the norm of the series is at most ∑j≥1ρj/j. The scalar identity from step 2.1 at z=−ρ and [F4] identify this sum with −log⁡(1−ρ). Since 1/j≤1 and ∑j≥1ρj=ρ/(1−ρ)≤2ρ for 0≤ρ≤1/2, the claimed bound follows. The eigenvalues of log⁡D are iθ1,−iθ1, so it is skew-Hermitian and has trace zero.

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