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Relative tubular neighborhoods preserve a chain of submersions

Statement

Assume AC. Let S⊆RN be an embedded smooth manifold and let Fi:Ui→Bi be a finite family of smooth submersions such that Fi∣S∩Ui is a submersion. Prescribe closed subsets Ci⊆S∩Ui, closed relative to S. Suppose the maps relevant at each s∈S form a chain: on a neighborhood of s, every Fi with s∈Ci factors smoothly through a single maximal such map Fj. Then a tubular retraction π:T→S can be chosen so that Fi(x)=Fi(π(x)) whenever π(x)∈Ci and x lies sufficiently close to its zero-section point in the chosen tube. Its tube map is a smooth embedding from a variable-radius neighborhood of the normal quotient bundle. Additional prescribed positive size bounds that have a positive lower bound near every base point can be imposed on its displacement and fiber radius; in particular, positive continuous bounds are admissible. No convex average of manifold-valued retractions is used.

Facts & Assumptions

Given: AC, an embedded smooth manifold S⊆RN, a finite family of smooth submersions Fi:Ui→Bi with each Fi∣S∩Ui submersive, relatively closed subsets Ci⊆S∩Ui, and the local chain factorization condition; any prescribed size bounds are locally bounded below by positive constants.

[F1]

A smooth map of constant rank r near a point has smooth charts near the point and near its image in which it is the standard projection (u,v)↦(u,0) (The constant-rank theorem for manifolds).

[F2]

Assuming the Axiom of Countable Choice, every open cover of a smooth manifold admits a smooth subordinate partition of unity (Smooth partitions of unity exist on manifolds).

[F3]

A jointly smooth time-dependent vector field depending smoothly on finitely many parameters has local solution maps that are smooth in the initial condition and in the parameters (Smooth dependence of ODE solutions on parameters).

[F4]

Assuming countable choice, an embedded smooth submanifold S⊆RN has a Euclidean normal tube: a positive smooth radius δ such that normal addition is a diffeomorphism from {(s,v)∈N⊥S:∥v∥<δ(s)} onto an open neighbourhood of S (The Euclidean tubular neighbourhood theorem).

[A1]

AC implies DC implies ACω (AC implies DC implies countable choice), which supplies the countable-choice hypotheses of [F2] and [F4]; the ODE and constant-rank arguments are choice-free beyond that. This is the full choice use (The Axiom of Choice).

Proof

technique · direct
1.1F1F4A1construct

Fix s∈S and put I(s)={i:s∈Ci}, a finite set. Since the Ci with i∉I(s) are closed in S and avoid s, and the Ui with i∈I(s) are open, choose a source neighbourhood Vs⊆S that avoids every Ci with i∉I(s) and lies in every Ui with i∈I(s); shrink it so that the active maps factor smoothly through a single maximal map Fj. Since Fj∣S is a submersion, there are ambient coordinates (b,u,z) on a neighbourhood of s with S={z=0} and Fj=b: straighten S, use [F1] on Fj∣S for coordinates (b,u), and then apply [F1] in the full-rank case to the map (b,u,z)↦(Fj(b,u,z),u,z), whose differential at s is invertible because ∂Fj/∂b is the identity at z=0. If I(s) is empty, ordinary straightened coordinates suffice.

2.1F1F2F4A1step 1.1construct

Put Q=TRN∣S/TS and identify it with the Euclidean orthogonal normal bundle. The z-directions of the adapted charts give smooth local splittings js:Q→TRN∣S of the quotient map whose images are vertical for every active map. Choose a locally finite smooth partition of unity θα on S subordinate to the neighbourhoods of step 1.1. Near each chart extend its vertical coordinate fields to the ambient chart. For a parameter (s,v)∈Q let Wα(s,v;x) be the linear combination of these fields with the Q-coordinates of v at s, multiplied by a smooth local cutoff in (s,x) equal to one near the diagonal over the support of θα, and set W(s,v;x)=∑αθα(s)Wα(s,v;x). The sum is locally finite in s, smooth in all variables, and linear in v; at x=s it equals js(v)=∑αθα(s)jα(s)(v), whose quotient is v because every summand splits the quotient map. Whenever s∈Ci, every summand of nonzero weight lies in a neighbourhood carrying that constraint, so W(s,v;⋅) is vertical for Fi near x=s.

3.1F1F3step 2.1algebra

Let E(s,v) be the time-one endpoint of the flow of x↦W(s,v;x) starting at s. By [F3] applied to the jointly smooth field W this is defined and smooth on an open neighbourhood of the zero section: for small v the field is small, and rescaling the parameter or restricting a common short-time interval gives the time-one solution. It satisfies E(s,0)=s and dvE(s,0)=js, because the field vanishes at v=0 and its first parameter derivative is the constant initial vector js(v); moreover dsE(s,0) is the identity, so the differential of E at the zero section is the isomorphism (a,v)↦a+js(v). Hence E is a local diffeomorphism at every point of the zero section. If s∈Ci, a sufficiently small parameter keeps the whole trajectory in the region where W is vertical for Fi, so Fi(E(s,v))=Fi(s) there by the chain rule. All radius requirements so far are positive local requirements on s.

4.1F2A1step 3.1construct

For s∈S let r(s) be the supremum of a∈(0,1] such that E is defined and injective on Da(s)={(t,v):t∈S, ∥t−s∥<a, ∥v∥<a}. It is positive: E is a local diffeomorphism at each point of the zero section, and an injectivity neighbourhood of (s,0) contains Da(s) for sufficiently small a>0 in a local bundle trivialization. If a<r(s) then Da(s) is eligible by restriction, and Da−∥s−t∥(t)⊆Da(s) shows r(t)≥r(s)−∥s−t∥; exchanging s and t makes r 1-Lipschitz. Choose a positive smooth radius δ(s) with δ(s)<r(s)/16, with ∥E(s,v)−s∥<r(s)/16 whenever ∥v∥<δ(s), and with any prescribed positive size bounds enforced; such a smooth minorant exists by [F2], summing suitably small positive constants with a subordinate partition of unity on a locally finite cover on which the required local flow, identity and size bounds have positive lower bounds; the prescribed size bounds have this property by hypothesis.

5.1step 3.1step 4.1algebra∎

Suppose E(s,v)=E(t,w) with d=∥s−t∥ inside this radius domain. Then d<(r(s)+r(t))/16≤(2r(s)+d)/16, so d<2r(s)/15; also ∥v∥<r(s)/16 and ∥w∥<r(t)/16<(17/240)r(s). Both parameter points therefore lie in the eligible domain Dr(s)/2(s), on which E is injective, so (s,v)=(t,w). After shrinking the radius further to stay inside the local-diffeomorphism locus, E is an injective local diffeomorphism on its full variable-radius domain, hence a diffeomorphism onto an open neighbourhood T of S; its inverse composed with the projection of Q onto S defines π:T→S, the tube map is exactly E, and step 3.1 gives Fi(x)=Fi(π(x)) whenever π(x)∈Ci and x lies close enough to its zero-section point. The prescribed displacement and fiber-radius bounds were built into δ in step 4.1.

Remarks

  • The retraction is produced by integrating an explicit normal field, not by averaging manifold-valued retractions, and the construction is relative to the prescribed closed subsets: the identity Fi(x)=Fi(π(x)) is imposed only over points of Ci, which is exactly what the chain condition makes consistent.

Depends on

Used by

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