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LemmaStatement: Literature-sourcedProof: AI-adaptedPipeline-generatedverified 2026-10-22 (gpt-6.1-sol)
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Smooth sliceness is equivalent to concordance to the unknot

Statement

Assume the Axiom of Countable Choice. A smooth oriented knot in the standard oriented three-sphere bounds a smooth properly embedded disk in the unit four-ball B4={x∈R4:∥x∥2≤1} if and only if it is smoothly concordant to the standard unknot.

Facts & Assumptions

Given: ACω, a smooth oriented knot K⊂S3, and one of the two asserted geometric objects.

[F1]

A smooth concordance is a proper smooth annulus in S3×I with product collars and oriented boundary −K0×{0}⊔K1×{1}. (Smooth knot concordance)

[F2]

A smooth proper surface has smooth boundary charts and product collars; removing an interior disk from a disk leaves a smooth annulus. (Locally flat proper surfaces and concordance collars)

[F3]

The standard unknot bounds its standard disk in the standard four-ball. (Oriented connected sum and prime knot)

[F4]

Under ACω, an isotopy of a compact smooth source (possibly with boundary) into any boundaryless smooth manifold extends to an ambient isotopy supported in any prescribed neighborhood of its track. (The isotopy extension theorem)

[A1]

The Axiom of Countable Choice is the sequence-choice principle in [F4]. (The Axiom of Countable Choice (ACω))

Proof

Given: ACω, K, and either a smooth slice disk or a smooth concordance between K and the standard unknot.

1.1F2F4A1givenconstruct

Suppose first that a smooth proper disk D⊂B4 has boundary K. Choose an interior point p∈D and a sufficiently small round four-ball E about p contained in int⁡B4. In orthonormal coordinates at p, the local graph theorem writes D as z=g(u) over a disk in its tangent plane, with g(0)=0 and Dg(0)=0. For small radius R, the function r↦r2+g(rθ)2 has derivative 2r+O(r3)>0 for every unit direction θ and 0<r≤R. Hence D∩∂E is one radial graph over the tangent circle. Replacing g by λg, 0≤λ≤1, and solving the same strictly increasing radial equation gives an isotopy through smooth embeddings of S1 in ∂E≅S3 to the equatorial circle. By [F4], with target ∂E≅S3, this isotopy extends to an ambient isotopy of S3; hence D∩∂E is ambient isotopic to the standard unknot. The family of round balls moving the center of E to 0 along a path in int⁡B4 is an isotopy of compact embeddings supported in int⁡B4; apply [F4] with target R4 to extend it. Hence B4∖int⁡E is diffeomorphic, with boundary collars, to the standard shell S3×I. Removing int⁡(D∩E) from D gives an annulus in that shell with boundary K and a standard unknot.

1.2F1F3givenconstruct

Conversely, suppose K is smoothly concordant to the standard unknot. Reverse the interval coordinate if needed so the unknot is the lower boundary. Glue a standard four-ball along the lower S3 end of S3×I. The union is a standard four-ball with an added boundary collar: explicitly, the collar extends the radial coordinate of the unit ball from radius 1 to radius 2, and radial rescaling identifies it with the unit ball. Cap the lower unknot boundary of the annulus by the standard disk from [F3]. The annulus and cap meet in matching product collars, so their union is a smooth properly embedded disk with boundary K.

2.1F1step 1.1construct

The product collars at the two boundary circles identify the annulus from step 1.1 with a smooth concordance, after orienting it so the lower boundary is the negative of its induced knot orientation and the upper boundary is positive. If necessary, reverse the interval coordinate to place the unknot at the lower end; a half-turn of the standard round circle about a diameter is an orientation-preserving ambient rotation that reverses its circle orientation, so the endpoint still has the standard oriented unknot type. Reversing the annulus orientation when required gives the boundary convention in [F1]. Therefore K is smoothly concordant to the standard unknot.

3.1step 1.1step 2.1step 1.2∎

Steps 1.1 and 2.1 prove that a smooth slice disk gives smooth concordance to the unknot, and step 1.2 proves the converse.

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