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The isotopy extension theorem
Statement
Assume .
- Compact main case. Let be a compact smooth manifold, possibly with boundary, let be a smooth manifold without boundary, let be a smooth isotopy of embeddings that is constant near the ends of , and let be an open neighbourhood of in . Then there is an ambient isotopy with , every a diffeomorphism, for all , outside for every , and stationary near the ends; if is constant near the ends with parameter , then for and for .
- Relative form. Let be boundaryless, open, compact, and let be a smooth isotopy of embeddings whose track image is open in . Then there is a compactly supported ambient isotopy of with on a neighbourhood of for every .
- Boundary stratum. If has boundary and , then the ambient isotopy of clause 1 can be chosen with every carrying onto itself; if , it can be chosen compactly supported in .
- General isotopies. For the same compact source (possibly with boundary) and boundaryless target as in clause 1, every smooth isotopy extends with support in a compact subset of any prescribed neighbourhood of . The endpoint-constancy hypothesis and the stationary-end conclusion are both omitted; all other conclusions of clause 1 hold.
Facts & Assumptions
Given: Countable choice; for clause 1 a compact , possibly with boundary, a boundaryless , a smooth isotopy constant near the ends with parameter , and an open neighbourhood of the compact image .
An isotopy of embeddings is a smooth with every slice an embedding; a diffeotopy of extends when ; support, compact support and stationarity near the ends are as displayed (Smooth isotopies, diffeotopies and ambient isotopies, Smooth embeddings).
The track is a compact closed smoothly embedded track in (with source boundary faces, time endpoint faces and their product corners as applicable, using the isotopy definition's coordinate-extension convention) and the horizontal velocity is a smooth field along with values in (The velocity field of an isotopy is well defined along its image).
Under the velocity extends horizontally over a neighbourhood of , the extension can be taken tangent to when takes values in , and it can be taken inside any prescribed neighbourhood of ; it can also be blended with a prescribed extension near a compact subset of (The velocity field of an isotopy extends to a neighbourhood).
Under , if is an open neighbourhood of the compact image with compact, there is a smooth space-first field representing the time-dependent field , whose slice supports lie in one compact subset of , with and for and (Compactness gives a compactly supported time-dependent velocity field).
Under such a compactly supported field has a unique global evolution operator (also on a manifold with boundary when is boundary-tangent) ; the diffeomorphisms form a compactly supported ambient isotopy with , inverse flow , and stationary on every interval where vanishes (A compactly supported time-dependent field has a global time-one flow).
Integral curves of a smooth vector field with prescribed initial value are unique (Through each point there is a unique maximal integral curve).
Compact subsets admit finite subcovers from ambient open covers (A subspace is compact exactly when every family of open subsets of the ambient space covering it, indexed or not, has finitely many members covering it). In a locally compact Hausdorff space every compact set has basic open neighbourhoods with compact closure; a smooth manifold and its products are locally compact Hausdorff, and the image of a compact space under a continuous map is compact (In a locally compact Hausdorff space every open set containing a point contains an open set containing it whose closure is compact and still inside; such a space is regular, Smooth maps are continuous, Open cover, subcover, and compact topological space; a compact subset is a subspace that is compact in its own right).
Near a compact track in , finitely many restricted Euclidean chart bumps provide the cutoff also at product corners, as in The velocity field of an isotopy extends to a neighbourhood, proof steps 1.1 and 3.1. For a closed set inside an open set there is a smooth cutoff equal to on a neighbourhood of the closed set with support in the open set (A smooth Urysohn lemma for a closed set in an open set, Smooth partitions of unity exist on manifolds with boundary); diffeomorphisms and the boundary stratum are as in Diffeomorphisms and local diffeomorphisms of manifolds and Interior and boundary of a manifold with boundary.
Countable choice is used exactly for the cutoffs; with that exception every step is an explicit construction and no further selection occurs (The Axiom of Countable Choice (), Smooth maps between manifolds with boundary).
Proof
Clause 1, construction: by [L5] choose a relatively compact open neighbourhood of the compact image with compact and . Apply [L2] with to obtain a smooth time-dependent field on whose supports lie in one compact subset of , with and for and , and apply [L3] to obtain its global evolution operator and the compactly supported ambient isotopy .
For clause 2 put , the open track image. Each slice differential is an isomorphism, so in product coordinates the track has invertible block differential. The Euclidean inverse function theorem, applied to local extensions at the time endpoints, gives a smooth local inverse preserving time; injectivity makes these inverses agree on . Thus is a smooth horizontal field on . The compact set has a relatively compact open neighbourhood with compact closure contained in , by [L5]. Choose a smooth cutoff equal to one near , with support in , by [L6]. Define on and zero outside . This zero extension is smooth; the projection of to is compact and contains every slice support. By [L3] its evolution gives a compactly supported ambient isotopy.
Clause 4, field construction without endpoint stationarity: let be any smooth isotopy of the compact , possibly with boundary. Its track and horizontal velocity are still compact and smooth by [F2], which does not require stationarity. The local extension construction in [L1] applies on the finite interval itself: at an endpoint, smoothness in a product boundary chart means restriction of a smooth map across that endpoint, and injectivity of the track differential persists locally, so the same graph-coordinate extension of the velocity components is smooth up to . Restricting each extension to and patching by the partitions of [L6] gives a smooth horizontal field on an open neighbourhood of . By [L5] choose a relatively compact neighbourhood of inside that neighbourhood and , and by [L6] a cutoff equal to one near with compact support there. Define on its domain and zero outside its support. The zero extension is smooth, including both endpoints, and its spatial support lies in a compact subset of . No time reparametrization or vanishing end velocity is needed.
Clause 1, the identity : fix . The curve satisfies by the defining property of , and the curve satisfies the same equation with the same initial value by the defining ODE of the flow. By uniqueness of integral curves [L4] the two curves agree for every .
Clause 1, support and stationarity: a point outside lies outside , so its integral curve is constant and there; in particular outside , as . For one has on , so and ; for , vanishes on , so and hence , the maps being diffeomorphisms. This is clause 1.
Clause 2, the identity near : by construction on a neighbourhood of in , so compactness of gives an open neighbourhood of in with . Indeed the preimage of the open set where contains ; finitely many product neighbourhoods covering each supply one source neighbourhood of , and their union over gives . For the curve solves the ODE of the field and hence of ; the curve solves the same equation with the same initial value, so [L4] gives for all and all . This is clause 2.
Apply [L3] to this field on to obtain . Its inverse is , it starts at the identity, and it fixes the complement of . For each , both and solve the same initial-value problem; [L4] therefore gives for every . This proves clause 4, including smoothness at the original endpoints. Stationarity of the extension is claimed only when the given isotopy is stationary, as proved for clause 1.
For the boundary-valued track use the tangent extension of [L1] and restricted product-chart cutoffs; multiplication and zero extension preserve boundary tangency. The boundary-tangent evolution argument in [L3] then supplies diffeomorphisms of preserving in both time directions. The ODE comparison of step 2.1 still gives . If the track is interior-valued, perform the compact construction in , with support in a compact subset of , and extend the resulting diffeotopy by the identity near . This proves clause 3 without applying a boundaryless flow theorem directly to a manifold with boundary.
The four clauses have been established, with countable choice used in the stated extension and cutoff constructions.
Depends on
- A subspace is compact exactly when every family of open subsets of the ambient space covering it, indexed or not, has finitely many members covering it
- Smooth isotopies, diffeotopies and ambient isotopies
- The velocity field of an isotopy is well defined along its image
- The velocity field of an isotopy extends to a neighbourhood
- Compactness gives a compactly supported time-dependent velocity field
- A compactly supported time-dependent field has a global time-one flow
- Smooth embeddings
- Diffeomorphisms and local diffeomorphisms of manifolds
- Open cover, subcover, and compact topological space; a compact subset is a subspace that is compact in its own right
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
- A smooth Urysohn lemma for a closed set in an open set
- In a locally compact Hausdorff space every open set containing a point contains an open set containing it whose closure is compact and still inside; such a space is regular
- Smooth maps between manifolds with boundary
- Interior and boundary of a manifold with boundary
- Through each point there is a unique maximal integral curve
- Smooth partitions of unity exist on manifolds with boundary
- Smooth maps are continuous
Used by
- Compatible tubular neighbourhoods agree near compact sets up to ambient isotopy Corollary
- Isotopic embeddings of a compact manifold have diffeomorphic complements Corollary
- A reflected sphere embedding is regularly homotopic but not isotopic to the standard one Counterexample
- Vanishing stable characteristic classes do not make two embeddings isotopic Counterexample
- Compact isotopic submanifolds have isomorphic normal bundles and diffeomorphic complements Example
- Extending a visible isotopy of an unknotted circle in ℝ³ Example
- The round circle and its reflection are not isotopic embeddings in the plane Lemma
- Characteristic-class vanishing is only necessary for embedding Remark
- Isotopy extension needs compact source or proper support control Remark
- Vanishing primary and characteristic obstructions do not classify embeddings Remark
Dependency tree · two levels
89 results within two dependency steps of this one, each drawn at its shortest distance from it. An arrow runs from a result to what uses it, so the chart reads left to right and ends at this result, which carries a heavier outline. Every node is a link to that result. Click elsewhere on the chart to enlarge it.
Sources
- Morris W. Hirsch, Differential Topology (Graduate Texts in Mathematics 33, Springer 1976; full text retrieved from the Internet Archive Wayback Machine snapshot of the luis.impa.br course copy), Chapter 8 “Isotopy”, §1, printed pp. 177–183 (Theorems 1.1–1.8 and Exercises 3, 7, 9, 10, 11, 16, printed pp. 182–184) (standard reference, not scraped)
- Julian Chaidez, Notes on Smooth Topology and Symplectic Embedding Problems (Berkeley Geometry REU), Proposition 2.38 (Picard–Lindelöf for time-dependent fields) and Theorem 2.39 (isotopy extension), printed pp. 35–36 (standard reference, not scraped)
- The Isotopy Extension Theorem (University of California, Riverside, graduate differential topology hand-out, 2010), complete 14-page document: statement and applications of the isotopy extension theorem, uniqueness of tubular and collar neighbourhoods, and the knotted-line counterexample to ambient extension (standard reference, not scraped)