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The isotopy extension theorem

Statement

Assume ACω.

  1. Compact main case. Let M be a compact smooth manifold, possibly with boundary, let N be a smooth manifold without boundary, let F:M×I→N be a smooth isotopy of embeddings that is constant near the ends of I, and let W be an open neighbourhood of F(M×I) in N. Then there is an ambient isotopy H:N×I→N with H0=idN, every Ht a diffeomorphism, Ht∘F0=Ft for all t∈I, Ht=idN outside W for every t, and Ht stationary near the ends; if F is constant near the ends with parameter ε, then Ht=idN for t≤ε/2 and Ht=H1 for t≥1−ε/2.
  2. Relative form. Let N be boundaryless, U⊆N open, A⊆U compact, and let F:U×I→N be a smooth isotopy of embeddings whose track image is open in N×I. Then there is a compactly supported ambient isotopy H of N with Ht∘F0=Ft on a neighbourhood of A for every t.
  3. Boundary stratum. If N has boundary and F(M×I)⊆∂N, then the ambient isotopy of clause 1 can be chosen with every Ht carrying ∂N onto itself; if F(M×I)⊆N∖∂N, it can be chosen compactly supported in N∖∂N.
  4. General isotopies. For the same compact source (possibly with boundary) and boundaryless target as in clause 1, every smooth isotopy extends with support in a compact subset of any prescribed neighbourhood W of F(M×I). The endpoint-constancy hypothesis and the stationary-end conclusion are both omitted; all other conclusions of clause 1 hold.

Facts & Assumptions

Given: Countable choice; for clause 1 a compact M, possibly with boundary, a boundaryless N, a smooth isotopy F:M×I→N constant near the ends with parameter ε, and an open neighbourhood W of the compact image F(M×I).

[F1]

An isotopy of embeddings is a smooth F with every slice an embedding; a diffeotopy H of N extends F when Ht∘F0=Ft; support, compact support and stationarity near the ends are as displayed (Smooth isotopies, diffeotopies and ambient isotopies, Smooth embeddings).

[F2]

The track S=F‾(M×I) is a compact closed smoothly embedded track in N×I (with source boundary faces, time endpoint faces and their product corners as applicable, using the isotopy definition's coordinate-extension convention) and the horizontal velocity Y is a smooth field along S with values in TN⊕0 (The velocity field of an isotopy is well defined along its image).

[L1]

Under ACω the velocity extends horizontally over a neighbourhood of S, the extension can be taken tangent to ∂N when F takes values in ∂N, and it can be taken inside any prescribed neighbourhood of S; it can also be blended with a prescribed extension near a compact subset of S (The velocity field of an isotopy extends to a neighbourhood).

[L2]

Under ACω, if W is an open neighbourhood of the compact image with W‾ compact, there is a smooth space-first field G(y,t) representing the time-dependent field H(t,y)=G(y,t), whose slice supports lie in one compact subset of W, with Gt(F(x,t))=∂tF(x,t) and Gt=0 for t≤ε/2 and t≥1−ε/2 (Compactness gives a compactly supported time-dependent velocity field).

[L3]

Under ACω such a compactly supported field G has a unique global evolution operator (also on a manifold with boundary when G is boundary-tangent) Ψt,s; the diffeomorphisms Ht=Ψt,0 form a compactly supported ambient isotopy with H0=idN, inverse flow Ψ0,t, and Ht stationary on every interval where G vanishes (A compactly supported time-dependent field has a global time-one flow).

[L4]

Integral curves of a smooth vector field with prescribed initial value are unique (Through each point there is a unique maximal integral curve).

[L5]

Compact subsets admit finite subcovers from ambient open covers (A subspace is compact exactly when every family of open subsets of the ambient space covering it, indexed or not, has finitely many members covering it). In a locally compact Hausdorff space every compact set has basic open neighbourhoods with compact closure; a smooth manifold and its products are locally compact Hausdorff, and the image of a compact space under a continuous map is compact (In a locally compact Hausdorff space every open set containing a point contains an open set containing it whose closure is compact and still inside; such a space is regular, Smooth maps are continuous, Open cover, subcover, and compact topological space; a compact subset is a subspace that is compact in its own right).

[L6]

Near a compact track in N×I, finitely many restricted Euclidean chart bumps provide the cutoff also at product corners, as in The velocity field of an isotopy extends to a neighbourhood, proof steps 1.1 and 3.1. For a closed set inside an open set there is a smooth cutoff equal to 1 on a neighbourhood of the closed set with support in the open set (A smooth Urysohn lemma for a closed set in an open set, Smooth partitions of unity exist on manifolds with boundary); diffeomorphisms and the boundary stratum are as in Diffeomorphisms and local diffeomorphisms of manifolds and Interior and boundary of a manifold with boundary.

[A1]

Countable choice is used exactly for the cutoffs; with that exception every step is an explicit construction and no further selection occurs (The Axiom of Countable Choice (ACω), Smooth maps between manifolds with boundary).

Proof

technique · direct
1.1F2L1L2L3L5A1

Clause 1, construction: by [L5] choose a relatively compact open neighbourhood W′⊆W of the compact image F(M×I) with W′‾ compact and W′‾⊆W. Apply [L2] with W′ to obtain a smooth time-dependent field G on N whose supports lie in one compact subset of W′, with Gt(F(x,t))=∂tF(x,t) and Gt=0 for t≤ε/2 and t≥1−ε/2, and apply [L3] to obtain its global evolution operator and the compactly supported ambient isotopy Ht=Ψt,0.

1.2F1L3L5L6A1construct

For clause 2 put O:=F‾(U×I), the open track image. Each slice differential is an isomorphism, so in product coordinates the track has invertible block differential. The Euclidean inverse function theorem, applied to local extensions at the time endpoints, gives a smooth local inverse preserving time; injectivity makes these inverses agree on O. Thus Z(F‾(x,t)):=∂tF(x,t) is a smooth horizontal field on O. The compact set C:=F‾(A×I) has a relatively compact open neighbourhood O′⊆O with compact closure contained in O, by [L5]. Choose a smooth cutoff χ equal to one near C, with support in O′, by [L6]. Define G=χZ on O and zero outside supp⁡χ. This zero extension is smooth; the projection of supp⁡χ to N is compact and contains every slice support. By [L3] its evolution gives a compactly supported ambient isotopy.

1.3F1F2L1L5L6A1construct

Clause 4, field construction without endpoint stationarity: let F:M×I→N be any smooth isotopy of the compact M, possibly with boundary. Its track S and horizontal velocity Y are still compact and smooth by [F2], which does not require stationarity. The local extension construction in [L1] applies on the finite interval itself: at an endpoint, smoothness in a product boundary chart means restriction of a smooth map across that endpoint, and injectivity of the track differential persists locally, so the same graph-coordinate extension of the velocity components is smooth up to t=0,1. Restricting each extension to N×I and patching by the partitions of [L6] gives a smooth horizontal field Z on an open neighbourhood of S. By [L5] choose a relatively compact neighbourhood of S inside that neighbourhood and W×I, and by [L6] a cutoff ρ equal to one near S with compact support there. Define G=ρZ on its domain and zero outside its support. The zero extension is smooth, Gt(F(x,t))=∂tF(x,t) including both endpoints, and its spatial support lies in a compact subset of W. No time reparametrization or vanishing end velocity is needed.

2.1F1L3L4step 1.1

Clause 1, the identity Ht∘F0=Ft: fix x∈M. The curve t↦F(x,t) satisfies ddtF(x,t)=∂tF(x,t)=Gt(F(x,t)) by the defining property of G, and the curve t↦Ht(F0(x)) satisfies the same equation with the same initial value F0(x)=F(x,0) by the defining ODE of the flow. By uniqueness of integral curves [L4] the two curves agree for every t.

2.2F1L3step 1.1

Clause 1, support and stationarity: a point outside W′‾ lies outside ⋃tsupp⁡Gt, so its integral curve is constant and Ht=idN there; in particular Ht=idN outside W, as W′‾⊆W. For t≤ε/2 one has G≡0 on [0,t], so Ψt,0=idN and Ht=idN; for t≥1−ε/2, G vanishes on [1−ε/2,t], so Ψt,1−ε/2=idN and hence Ht=Ψt,1−ε/2∘H1−ε/2=H1−ε/2, the maps being diffeomorphisms. This is clause 1.

2.3L3L4L6step 1.2

Clause 2, the identity near A: by construction χ=1 on a neighbourhood of F‾(A×I) in N×I, so compactness of I gives an open neighbourhood A′ of A in U with F‾(A′×I)⊆{χ=1}. Indeed the preimage of the open set where χ=1 contains A×I; finitely many product neighbourhoods covering each {a}×I supply one source neighbourhood of a, and their union over a∈A gives A′. For x∈A′ the curve t↦F(x,t) solves the ODE of the field Z and hence of G; the curve t↦Ht(F0(x)) solves the same equation with the same initial value, so [L4] gives Ht(F0(x))=Ft(x) for all t and all x∈A′. This is clause 2.

2.4L3L4step 1.3

Apply [L3] to this field on I=[0,1] to obtain Ht=Ψt,0. Its inverse is Ψ0,t, it starts at the identity, and it fixes the complement of W. For each x, both F(x,t) and Ht(F0(x)) solve the same initial-value problem; [L4] therefore gives Ht∘F0=Ft for every t∈I. This proves clause 4, including smoothness at the original endpoints. Stationarity of the extension is claimed only when the given isotopy is stationary, as proved for clause 1.

3.1L1L3L6step 1.1step 2.1construct

For the boundary-valued track use the tangent extension of [L1] and restricted product-chart cutoffs; multiplication and zero extension preserve boundary tangency. The boundary-tangent evolution argument in [L3] then supplies diffeomorphisms of N preserving ∂N in both time directions. The ODE comparison of step 2.1 still gives Ht∘F0=Ft. If the track is interior-valued, perform the compact construction in Int⁡N, with support in a compact subset of W∩Int⁡N, and extend the resulting diffeotopy by the identity near ∂N. This proves clause 3 without applying a boundaryless flow theorem directly to a manifold with boundary.

4.1step 1.1step 1.2step 2.1step 2.2step 3.1step 2.3step 1.3step 2.4∎

The four clauses have been established, with countable choice used in the stated extension and cutoff constructions.

Depends on

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