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Spherical cap and dual slab scales

Statement

Assume Countable Choice and let n≥2. For δ∈(0,1] let Cδ={ω∈Sn−1:1−ω⋅en≤δ2} and, for a fixed c>0, Tδ={ξ∈Rn:∣ξn∣≤cδ−2, ∣ξj∣≤cδ−1 (j<n)}. Then Cδ lies in the closed hemisphere {ωn≥0} and, in the graph chart ω=(y,1−∣y∣2) whose surface density is (1−∣y∣2)−1/2, σ(Cδ)=∫∣y∣2≤2δ2−δ4(1−∣y∣2)−1/2 dy; consequently there are constants 0<cn≤Cn<∞ with cnδn−1≤σ(Cδ)≤Cnδn−1, while λn(Tδ)=(2c)nδ−(n+1). Moreover diam⁡Cδ≤22 δ, and the orthogonal group preserves σ, so the same scales hold for every cap {ω:1−ω⋅v≤δ2} with v∈Sn−1.

At δ=1, the integral formula is read on ∣y∣<1; the omitted equator has surface measure zero, as proved below.

Facts & Assumptions

Given: Countable Choice, n≥2, δ∈(0,1], c>0, the cap Cδ and the slab Tδ.

[F1]

Sphere chart and density: in the graph chart ω=(y,1−∣y∣2) over B⊆Rn−1 the polar surface measure has Lebesgue density (1−∣y∣2)−1/2, and the chart measure equals σ; orthogonal transformations preserve σ, and the chart measure is invariant under the linear change of variables used below. (Sphere graph charts, surface density, and a finite partition, Agreement with the existing polar sphere measure, A linear map T of Rn sends Lebesgue measurable sets to Lebesgue measurable sets, with λn(T[E])=∣det⁡T∣ λn(E) when T is invertible and T[E] Lebesgue null when it is not, The Jacobian matrix of partial derivatives and the gradient in the scalar-valued case)

[F2]

Product structure: for a box R=∏i<n(ai,bi] one has λn(R)=∏i(bi−ai), and the (n−1)-dimensional ball of radius r has volume ωn−1rn−1; iterated integrals over product domains are computed by Tonelli. (A box in Rn with parameters ai≤bi is Lebesgue measurable of measure ∏i<n(bi−ai), whichever of its faces are included, The volume of a radius-r closed n-ball is πn/2rn/Γ(n/2+1), Tonelli's theorem for nonnegative measurable functions on a sigma-finite product)

[F3]

Polar coordinates identify σ(Sn−1)=n λn(B1n) and give finiteness of σ; the sphere has unit radius. (Polar coordinates decompose Lebesgue measure into r^{n-1} dr d sigma, Agreement with the existing polar sphere measure)

Proof

technique · direct; rewrite the cap inequality in the graph chart, integrate the chart density with two-sided bounds, compute the slab as a box, and estimate the diameter from the cap condition
1.1F1F2givenalgebra

The cap lies in the closed hemisphere since ωn≥1−δ2≥0. For δ<1 it lies in the open upper chart, and squaring 1−∣y∣2≥1−δ2 gives ∣y∣2≤2δ2−δ4, yielding the stated integral with [F1]. At δ=1 the cap is the closed upper hemisphere. Its equator has surface measure zero: cover the equator by the other hemisphere charts; there ωn is one parameter coordinate, and the equator is a coordinate hyperplane of Lebesgue measure zero by Tonelli (a singleton coordinate has zero length). The chart density is finite on its open domain, so integrating it over that null set gives zero. Thus the formula also holds at δ=1, integrating over ∣y∣<1; boundary values may be assigned arbitrarily.

1.2F2algebra

The slab. Tδ is the box ∏j<n[−cδ−1,cδ−1]×[−cδ−2,cδ−2], a product of n−1 intervals of length 2cδ−1 and one of length 2cδ−2. By [F2], λn(Tδ)=(2cδ−1)n−1(2cδ−2)=(2c)nδ−(n−1)−2=(2c)nδ−(n+1).

2.1F2F3step 1.1algebra

Two-sided bounds for the cap. Lower bound: the ball ∣y∣≤δ satisfies ∣y∣2≤δ2≤2δ2−δ4 and on it the density is at least 1; by [F2], σ(Cδ)≥ωn−1δn−1. Upper bound: on the cap 1−∣y∣2≥(1−δ2)2, so the density is at most (1−δ2)−1; the domain is contained in the ball of radius 2δ2−δ4≤2 δ, so for δ≤1/2 the density factor is at most 4/3 and σ(Cδ)≤(4/3)ωn−12(n−1)/2δn−1. For δ≥1/2 one has Cδ⊆Sn−1 and δn−1≥2−(n−1), so σ(Cδ)≤σ(Sn−1)=nλn(B1n)≤nλn(B1n)2n−1δn−1 by [F3]. Thus cnδn−1≤σ(Cδ)≤Cnδn−1 with cn:=ωn−1 and Cn:=max⁡{(4/3)ωn−12(n−1)/2, nλn(B1n)2n−1}.

2.2givenstep 1.1algebra

The diameter. Let ω,ω′∈Cδ and write ω=(u,ωn), ω′=(u′,ωn′) with u,u′∈Rn−1. From step 1.1, ∣u∣2≤2δ2−δ4 and ∣u′∣2≤2δ2−δ4, while ωn,ωn′≥1−δ2. Hence ω⋅ω′=u⋅u′+ωnωn′≥−∣u∣∣u′∣+(1−δ2)2≥−(2δ2−δ4)+(1−δ2)2=1−4δ2+2δ4, so ∣ω−ω′∣2=2−2ω⋅ω′≤8δ2−4δ4≤8δ2 and diam⁡Cδ≤22 δ.

3.1F1step 2.1step 2.2

Rotational reduction. For v∈Sn−1 choose an orthogonal map R with Ren=v; finite-dimensional orthogonal algebra supplies such an R without choice. The cap {ω:1−ω⋅v≤δ2}=R[Cδ] is the image of Cδ under an orthogonal transformation, which preserves σ by [F1]; hence it has the same measure and the same diameter bound.

4.1step 1.1step 2.1step 1.2step 2.2step 3.1∎

Conclusion. Step 1.1 rewrites the cap in the graph chart, step 2.1 gives the two-sided scale cnδn−1≤σ(Cδ)≤Cnδn−1, step 1.2 computes λn(Tδ)=(2c)nδ−(n+1), step 2.2 gives diam⁡Cδ≤22δ, and step 3.1 transfers the scales to arbitrary axis v by orthogonal invariance.

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