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Variable-radius injectivity for normal addition

Statement

Assume countable choice ACω. Let S⊆Rm be an embedded smooth submanifold, and let E:N⊥S→Rm be the normal addition map. Then there exists a positive smooth function δ:S→(0,∞) such that E is injective on Ωδ:={(p,v)∈N⊥S:∥v∥<δ(p)}.

Facts & Assumptions

Given: Countable choice, an embedded smooth submanifold S⊆Rm, and its normal addition map E.

[L1]

The map E is a local diffeomorphism along the zero section (Normal addition is a local diffeomorphism along the zero section).

[L2]

The orthogonal normal bundle is the set of pairs (p,v) with v⊥TpS, with its standard smooth bundle structure, and E(p,v)=p+v (The normal addition map for a Euclidean submanifold). Its topology is the subspace topology in Rm×Rm: local smooth normal frames identify the bundle with their images by continuous coefficient maps and continuous inverses.

[A1]

Countable choice is The Axiom of Countable Choice (ACω). It covers the normal-bundle manifold interface used in [L1, L2] and supplies a smooth function ρ:S→[0,∞) with compact closed sublevels (Every smooth manifold admits a smooth proper exhaustion function).

[L3]

The standard step function σ is smooth, zero on (−∞,0], one on [1,∞), and strictly positive on (0,∞) (The standard smooth step function). The last assertion follows immediately from its defining positive flat-function numerator when 0<t<1.

[L5]

A positive continuous real function on a nonempty compact metric space has a positive attained minimum (A continuous real-valued function on a nonempty compact metric space is bounded and attains a greatest and a least value).

Proof

technique · direct
1.1givenL1L2construct

If S is empty, its empty function is a positive smooth radius with the stated injectivity property. Suppose henceforth that S is nonempty. For p∈S and a>0 put Va(p)={(q,v)∈N⊥S:∥q−p∥<a, ∥v∥<a}. By [L2] these are open and form a neighbourhood basis at (p,0). By [L1] some such set lies in a neighbourhood on which E is a diffeomorphism. Thus Ap={a∈(0,1]:E∣Va(p) is a diffeomorphism onto its image} is nonempty and bounded above by one. Define r(p)=sup⁡Ap∈(0,1]. No simultaneous choice of local radii is made, and the cap is imposed before taking the supremum.

2.1step 1.1algebra

For every 0<a<r(p), the supremum property supplies b∈Ap with a<b, so restriction to the open set Va(p) shows a∈Ap. Any two points of Vr(p)(p) lie in some common Va(p) with a<r(p), by taking a larger than their finitely many strict distance bounds. Hence E is injective on Vr(p)(p). Each point there also has an open neighbourhood in one such Va(p), on which E is a local diffeomorphism. Therefore its image is open, and these local smooth inverses agree by injectivity, proving that E∣Vr(p)(p) itself is a diffeomorphism onto its image. This establishes the supremum endpoint rather than assuming it is eligible.

3.1step 1.1step 2.1algebra

Let p,q∈S. For 0<a<r(p)−∥p−q∥ one has a<1 and Va(q)⊆Vr(p)(p) by the triangle inequality. Step 2.1 and restriction imply a∈Aq, so r(q)≥a. If r(p)−∥p−q∥>0, taking the supremum over these a gives r(q)≥r(p)−∥p−q∥; if not, the inequality follows from r(q)>0. Interchanging the points gives ∣r(p)−r(q)∣≤∥p−q∥. Thus r is positive and continuous.

4.1A1L5step 3.1construct

Use [A1] to fix a smooth nonnegative proper exhaustion ρ. For integers n≥0 put Kn={p:ρ(p)≤n+1}, a compact set. Define an={14min⁡{1,min⁡p∈Knr(p)},Kn≠∅,14,Kn=∅. When Kn is nonempty its induced metric is compact, since S is embedded, and [L5] and step 3.1 give a positive minimum. Thus an>0. Each coefficient is a uniquely specified real value, so defining all of them requires no additional countable selection.

5.1L3L4step 4.1construct

For t∈R and integers n≥0 put ψn(t)=σ(t−n+1)σ(n+1−t). These functions are smooth and nonnegative, supported in [n−1,n+1], and positive for n−1<t<n+1. The supports are locally finite on R: a bounded neighbourhood of any fixed t meets only finitely many such integer-indexed intervals. Their positive sets cover (−1,∞); in particular ψ0(0)=1, and every nonnegative integer n has ψn(n)=1. By [L4], B(t)=∑n≥0ψn(t),C(t)=∑n≥0anψn(t) are smooth, with B,C>0 on (−1,∞). Therefore F=C/B is smooth and positive there.

6.1step 4.1step 5.1L4algebra

Set δ=F∘ρ, a positive smooth function by [L4]. At a point p, if ψn(ρ(p))>0, then ρ(p)<n+1 and hence p∈Kn. Consequently an≤r(p)/4. As F(ρ(p)) is the weighted average of these finitely many active coefficients with nonnegative weights summing to one, 0<δ(p)≤r(p)/4<r(p)/2. Empty sublevels never contribute an active term. At endpoints a bump is zero, while the integer-centred bump is positive; thus no zero denominator occurs. This construction works equally on a zero-dimensional manifold.

7.1L2step 1.1step 2.1step 6.1algebra∎

Suppose E(p,v)=E(q,w) with both points in Ωδ, and arrange r(q)≤r(p). By [L2] and step 6.1, ∥p−q∥=∥w−v∥≤∥v∥+∥w∥<δ(p)+δ(q)≤r(p)+r(q)4≤r(p)2<r(p). Both normal-vector lengths are less than r(p) as well. Thus both points lie in Vr(p)(p), where step 2.1 proves injectivity, so they coincide. Therefore E is injective on Ωδ. Together with the empty case this proves the claim.

Remarks

  • Once the normal-bundle manifold/local-inverse data and a smooth nonnegative exhaustion with compact sublevels are supplied, the radius construction makes no further choices. Compact minimum values are unique; no minimizing points are selected as a family.
  • No partition-of-unity, Urysohn, or Euclidean Whitney approximation theorem is used to smooth the radius. The explicit one-variable locally finite sums retain the positive smooth radius required by the statement.

Depends on

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Sources