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Whitney Embedding Tubular Neighbourhoods and Approximation
1 · Prerequisites
- Absolute and Conditional Convergence; Rearrangement; Products
- Binary Operations, Monoids, Groups and Subgroups
- Compactness
- Compactness in Metric Spaces
- Completeness, Completion, and Uniform Continuity
- Connectedness
- Constant Rank, Submersions, Immersions and Regular Level Sets
- Construction of the Natural Numbers
- Construction of the Real Numbers via Cauchy Sequences
- Construction of the Real Numbers via Dedekind Cuts
- Continuity, IVT, EVT, and Uniform Continuity
- Cosets, Index and Lagrange's Theorem
- Countability and Uncountability
- Countability Axioms and Cardinal Functions
- Darboux, L'Hôpital, and Taylor's Theorem
- Determinants of Matrices over a Commutative Ring
- Divisibility, Euclidean Domains, Principal Ideal Domains and Unique Factorisation
- Dual Spaces, Bilinear and Quadratic Forms, and Sylvester's Law of Inertia
- Filters and Ultrafilters
- Finite Counting, Factorials and Binomial Coefficients
- Foundations of the Real Numbers for Analysis
- Fubini and Change of Variables
- Gaussian Elimination, Elementary Matrices and Reduced Row Echelon Form
- Group Actions, Orbits, Stabilisers and Cayley's Theorem
- Hereditary and Productive Behaviour of the Separation Axioms
- Homotopy and Homotopy Equivalence
- Ideals, Quotient Rings and the Isomorphism Theorems for Rings
- Inner Product Spaces, Gram-Schmidt, Projections and Adjoints
- Limits of Real Functions
- limsup, liminf, and Subsequential Limits
- Linear Independence, Bases and Dimension
- Linear Transformations, Rank-Nullity and Quotient Spaces
- Matrices, the Matrix of a Linear Map, and Change of Basis
- Metric Spaces
- Mixed Partials, Taylor Formulae, and Extrema
- Monotone Functions, Discontinuities, and Continuity Sets
- Monotone Sequences, Bolzano-Weierstrass, and Cauchy Completeness
- Normal Subgroups and Quotient Groups
- Order, Zorn's Lemma, and the Axiom of Choice
- Partitions of Unity and Paracompactness
- Polynomial Rings, the Division Algorithm and Roots
- Power Series and Real-Analytic Functions
- Properties of the Integral and the Working FTC
- Rank Theorems and Embedded Submanifolds
- Relations, Functions, and Quotients
- Rings, Subrings, Integral Domains and Fields
- Rⁿ as a Normed Space; Vector-Valued Functions
- Roots, Rational Powers, and Classical Inequalities
- Sard Theorem and Transversality
- Separation Axioms: the Hierarchy
- Sequences and Limits
- Sequences and Series of Functions; Uniform Convergence
- Series: Convergence and the Nonnegative Tests
- Simple Field Extensions and the Construction of the Complex Numbers
- Smooth Manifolds and Smooth Maps
- Smooth Partitions of Unity and Exhaustions
- Smooth Vector Bundles and Sections
- Subspaces, Products, and Quotients
- Suprema and Infima
- Symmetric Groups, Cycle Decomposition and the Sign Homomorphism
- Tangent Cotangent and the Differential
- The Derivative and the Mean Value Theorems
- The Determinant of a Linear Operator, Cofactors and Cramer's Rule
- The Exponential Function
- The Fundamental Theorems of Calculus
- The Inverse and Implicit Function Theorems
- The Inverse Function Theorem Completed
- The Riemann Integral in Rᵐ and Jordan Content
- The Riemann Integral: Definition and Integrability
- The Topology of Euclidean Space
- The Total Derivative in ℝᵐ → ℝⁿ
- The ZFC Axioms and the Basic Set Constructions
- Topological Spaces and Continuity
- Topology of ℝ
- Vector Spaces, Linear Subspaces, Span and Direct Sums
2 · Summary
This page builds the weak Whitney embedding and immersion theorems in honest finite-dimensional Euclidean terms, then turns the Euclidean normal-bundle picture into intrinsic tubular neighbourhoods and neighbourhood retractions. With that geometry in place, it proves Euclidean and manifold-valued Whitney approximation, smooths continuous homotopies without invoking boundary theory, and finishes with global transverse approximation and the zero-set consequence for sections.
3 · Logical flowchart
4 · Definitions, theorems and proofs
A finite coordinate-bump map embeds a compact manifold in some Euclidean space
Statement
Let be a compact smooth manifold. Then there are finitely many coordinate charts , open sets covering , and smooth bump functions supported in and equal to on such that is a smooth embedding.
Facts & Assumptions
Given: A compact smooth -manifold .
For every point of a smooth manifold, the construction in A chart bump at a point with prescribed support, Proof 2.1–5.1, gives a chart , an open neighbourhood of the point, and a smooth bump supported in and equal to on .
An injective immersion from a compact manifold is an embedding (An injective immersion from a compact manifold is an embedding).
Proof
Let be the family of all triples where is a coordinate chart, is open, and is a smooth bump supported in and equal to on . By [L1], the family of their open sets covers . Compactness gives finitely many such sets covering ; retain a witnessing chart and bump for each of these finitely many sets. This uses only finite choices after the subcover is found.
Define the coordinate-bump blocks and let . The map is smooth because each block is smooth on and vanishes off .
To prove immersion, fix and choose with . Because is identically on the open set , its differential vanishes there. Thus on the last coordinates of are just the chart coordinates , whose differentials form an isomorphism . Hence is injective.
To prove injectivity, suppose . Choose with . Then , hence as well because the first coordinates of and agree. Therefore , and the equalities give for every . Since is injective on , one gets .
Steps 3.1 and 2.2 show that is an injective immersion. By [L2], is a smooth embedding.
A countable coordinate-bump map embeds a manifold in countable Euclidean data
Statement
Assume , and let be a smooth manifold. Then there are countably many smooth coordinate balls , open coordinate balls covering , and smooth bump functions supported in and equal to on such that the globally defined smooth blocks separates points and tangent vectors: if , then for some , and for each there is an index with such that the last coordinates of give the chart coordinates on a neighbourhood of .
Facts & Assumptions
Given: A smooth -manifold and (The Axiom of Countable Choice ()). The underlying topological manifold is second countable (Smooth manifolds and their smooth charts).
At every point of a smooth manifold there is a smooth chart onto an open Euclidean set (Smooth manifolds and their smooth charts). Euclidean balls can be nested inside that set, and the inner coordinate ball then has compact closure inside the outer one by the compact-closure argument of Coordinate balls form a basis of a topological manifold.
Under , an open cover of a second countable space has a countable subcover (Assuming countable choice, every second countable space is Lindelöf).
For compact with open in a smooth manifold, a smooth function supported in equals on a neighbourhood of (A manifold bump for a compact set inside an open set).
Proof
Let consist of all smooth coordinate balls for which there exists a smooth coordinate ball with compact and contained in . This is an open cover of : at a point , take a smooth chart and concentric Euclidean balls whose outer closed ball lies in . Their inverse images give the required and by [L1]. By [L2], choose a countable subcover . For each , use countable choice to select a witnessing smooth coordinate ball , and then apply [L3] and countable choice to select a smooth supported in and equal to on an open neighbourhood of . Thus and on . If is empty, take the family to be empty.
Define the coordinate blocks by the piecewise formula in the statement. The chart-coordinate formula is smooth on . Its coordinate products vanish on a neighbourhood of each point outside , because is closed. Hence extension by zero is smooth on all of .
If , choose with . If , then , hence , so both points lie in . Equality of the last coordinates of then gives , contradicting the injectivity of the chart map. Therefore some block separates and .
Fix and choose with . On one has , so the last coordinates of are exactly the chart coordinates . Their differential is an isomorphism at , so this single block already detects every nonzero tangent vector at . Thus the family separates tangent vectors as claimed.
A smooth exhaustion separates the locally finite chart bands
Statement
Assume countable choice. Let be a noncompact smooth manifold. Then there exist a smooth proper function , compact bands and smooth maps such that:
- each is supported in a neighbourhood of ;
- the supports of and are disjoint whenever and ;
- separates points and tangent vectors on ; and
- everywhere.
Facts & Assumptions
Given: Countable choice and a noncompact smooth -manifold .
The manifold admits a smooth proper exhaustion function (Every smooth manifold admits a smooth proper exhaustion function).
A closed set inside an open set admits a smooth cutoff equal to near the closed set and supported in the open set (A smooth Urysohn lemma for a closed set in an open set).
A smooth manifold comes with smooth coordinate charts (Smooth manifolds and their smooth charts).
Smooth maps that agree on overlaps paste over an open cover (Smooth maps paste over an open cover).
Proof
Choose a nonnegative smooth proper exhaustion from [L1]. Let Each is compact and the family covers . If and , the defining intervals are separated by a positive gap.
Put . Then , and for distinct congruent indices modulo . If , take and ; all four requirements for this index are then immediate. Henceforth suppose .
For every , a chart from [F1] can be shrunk over a Euclidean ball to a coordinate domain with , compact closure, and . Applying [L2] under countable choice to gives a smooth supported in and equal to on an open neighbourhood of . The collection of all plateau neighbourhoods obtainable in this way covers , so compactness gives a finite covering list of data , . Countable choice selects one such list for each nonempty band .
For each selected datum define a global block by On the open cover the two formulas are smooth and agree on the overlap, so [L3] makes smooth. Set . Its support lies in the finite union of the compact sets .
The map separates points of : if , choose with . Equality of the first coordinate of the th block gives , and equality of the remaining coordinates gives , whence . It also separates tangent vectors: for , the function is locally constant with value , so the last components of are , an isomorphism. Thus is injective for every .
Compact support makes bounded. Choose with for every , and put This positive rescaling preserves support and both separation properties, and it gives everywhere.
For a nonempty band, steps 4.1 and 6.1 put inside ; for an empty band, step 2.1 gives empty support. The sets are disjoint for distinct congruent indices modulo , so the corresponding supports are disjoint. Together with steps 1.1, 5.1, and 6.1, this proves all four stated properties.
Every smooth manifold embeds in some finite-dimensional Euclidean space
Statement
Assume countable choice . Every smooth manifold embeds smoothly in some finite-dimensional Euclidean space. More precisely, for a smooth -manifold there are a bounded smooth map and a smooth nonnegative proper exhaustion such that is a proper smooth embedding. In particular the bounded-plus-proper form is available when is noncompact.
Facts & Assumptions
Given: A smooth -manifold and countable choice.
Countable choice selects countably many nonempty sets of complete witnesses (The Axiom of Countable Choice ()). Below these are chart witnesses, finite band data and finite projection certificates. No dependent choice or uncountable simultaneous selection is used.
Smooth manifolds are Hausdorff and second countable, with smooth coordinate charts and relatively compact small coordinate balls (Smooth manifolds and their smooth charts, Coordinate balls form a basis of a topological manifold). Smoothness of Euclidean-valued maps is componentwise in charts, including dimension zero ( and smooth maps between smooth manifolds).
Under [A1], has a smooth nonnegative function with compact closed sublevel sets (Every smooth manifold admits a smooth proper exhaustion function).
Compact sets in Hausdorff spaces are closed, closed subsets and finite unions of compact sets are compact, and compact subsets admit finite ambient open subcovers (In a Hausdorff space a point and a disjoint compact set, and two disjoint compact sets, have disjoint open neighbourhoods; hence every compact subset is closed, and in a compact Hausdorff space the compact subsets are exactly the closed ones, A closed subspace of a compact space is compact, and a finite union of compact subspaces is compact, A subspace is compact exactly when every family of open subsets of the ambient space covering it, indexed or not, has finitely many members covering it).
A compact set in an open set admits a smooth -valued bump equal to one near it and supported in the open set (A manifold bump for a compact set inside an open set). Locally finite smooth sums are smooth; smoothness is local and smooth maps are continuous (A locally finite sum of smooth functions is smooth, Smoothness is local on the source, Smooth maps are continuous).
Rational coordinates are countable and dense, and finite products of their enumerations are countable by repeated pairing ( is countably infinite, Both and are dense in , and every nonempty open subset of is uncountable, ).
A cube of side in has volume , with finite additivity on rectangular grid subdivisions. Nullity means countable closed-cube covers of arbitrarily small total volume; content zero allows finite covers (Axis-parallel rectangles in and their volume, Measure zero and content zero in by countable and finite cube covers). Under [A1], subsets and countable unions of Euclidean null sets are null (Subsets and countable unions of null subsets of are null).
Closed Euclidean boxes are compact, continuous functions on them are bounded, and a compact Euclidean null set has content zero (Heine-Borel in : with the Euclidean metric a subset of is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line, A continuous real-valued function on a nonempty compact metric space is bounded and attains a greatest and a least value, For compact subsets of , measure zero and content zero coincide).
Continuous partial derivatives give the total derivative; on a convex open set a uniform derivative bound gives a Lipschitz bound (If all partial derivatives exist on a neighbourhood and are continuous at a point, then the map is totally differentiable there with Jacobian derivative, On a convex open set, a uniform bound implies ). Coordinate sums, products and quotients with nonzero denominator satisfy the usual derivative rules, so smooth algebraic combinations and their derivative matrices are smooth (Sums, scalar multiples, products and quotients: , , , and when , maps and multi-index derivative notation in Euclidean space).
A smooth embedding is an injective immersion that is a homeomorphism onto its image (Smooth embeddings).
Proof
If , take the empty maps; all conclusions hold. Otherwise choose a countable smooth atlas as follows. Fix a countable topological basis and form all smooth chart tuples. For each nonempty basis member contained in a chart domain, [A1] selects one such tuple. These chart domains cover because every point lies in a basis member inside some chart. Enumerate them as , repeating one if the family is finite. This construction records chart witnesses rather than assuming a countable-atlas theorem with missing choices.
We first prove a Euclidean estimate for later use. Let be , where is open and . Its domain is covered by the countable family of positive-side rational closed cubes , by [L4]. For a fixed such cube choose a slightly larger closed cube with . Compactness and continuity of the finitely many derivative entries bound the derivative norm on by some finite . Apply [L7] on the convex OPEN set to see that is -Lipschitz. If has side , subdividing into cubes gives an image cover by closed -cubes of side , centred at images of the prescribed lower corners. Its total volume is which tends to zero. Thus has content zero.
A nonempty open subset of , , is not null. Indeed it contains a positive-side closed cube . If this cube were null, [L6] would give finite cube covers with arbitrarily small total volume. Every finite cube cover of has total volume at least : subdivide a bounding rectangle at all cover-cube and endpoint coordinates. Each positive-volume cell in lies in some covering cube, as is seen at its midpoint, and can be assigned to the least such index. By the finite volume additivity in [L5], the sum of volumes assigned to one covering cube is at most its volume, while all cells of have total volume . This contradicts content zero.
Choose from [L1]. For each integer set The sets are compact by [L1] and [L2], they cover , and . The open sets and are disjoint when and . The entire family is locally finite: the open neighbourhood can meet only for integers in a bounded real interval, hence only finitely many .
Taking the countable union over those rational cubes and using [L5] shows that is null. If , is empty or a singleton and the same conclusion follows from a degenerate zero-volume cube. In particular this estimate applies to any map on an open subset of with values in when . It uses only Euclidean cube nullity, not atlas invariance of manifold null sets or an equidimensional Lipschitz theorem on the wrong domain.
For a fixed nonempty , take all tuples in which is a relatively compact smooth coordinate ball with , is smooth with support in , and is open with on . Their -sets cover : at a fixed point choose a small chart and apply [L3] to the compact singleton in its domain. By [L2] there is a finite ordered list of such tuples whose -sets cover . This is a finite subcover of the set of ALL eligible data, not a choice of data at every point.
We now prove the required projection assertion locally. Let and let be smooth, injective on , with injective for every , where . Write with taking values in . For a parameter define . Bad secant parameters are values of wherever the denominator is nonzero. In every chart pair from step 1.1 this is a smooth map on an open subset of . By steps 2.1 and [L5], its image, united over countably many chart pairs, is null.
In a source chart with coordinates , write . Bad tangent parameters are values of on the open subset of where the denominator is nonzero. This is smooth because is smooth, and its domain has dimension . Steps 2.1 and [L5] make the union of these images over all chart indices null. Thus the union of bad secant and tangent parameters is null in and cannot be all of it by step 1.3. Choose outside that union.
For one such finite list, define each coordinate-bump block on by and by zero outside . It is smooth: on the open cover and the formulas are smooth and agree; continuity follows by the same open-cover argument. Concatenate the finitely many blocks into . Its support is contained in a finite union of compact supports inside . If with , a block whose equals one near also has , and equality of its chart coordinates gives . At that block's differential includes the invertible chart differential, so is injective.
The map is injective on . For if its values at agree and , the quotient in step 3.1 equals , a contradiction. If , the equality also gives , hence . Similarly, if for and a tangent vector , a nonzero last component of would make a bad tangent parameter. A zero last component forces all of to be zero, so . This proves the immersion property on . Notice that was never assumed to be a global embedding.
The continuous map is bounded. To see this without assuming a metric on , its compact support is covered by the increasing open sets , an integer; a finite subcover gives one bound, and off the support. Choose the least integer strictly bounding its norm and set . Then , its support lies in , and it retains both separation properties on . If is empty take into , with the properties vacuous.
Replace by . This nonzero rescaling preserves both properties and is a contraction, since Repeat the proved assertion a finite number of times until the target dimension is ; if the initial dimension is smaller, pad by zero coordinates. Thus every such has a linear contraction into preserving injectivity and injective differential on . Each finite list of admissible parameters exists by finite induction; no countably dependent selection has been used.
Use [A1] on the countable family of nonempty sets of finite covering lists from step 2.2 to obtain the maps simultaneously. For each resulting , step 5.1 supplies a nonempty set of finite projection certificates; a second application of [A1] selects one certificate for each . Let be its contraction into the fixed , and put . Then is smooth, supported in , bounded by , injective on , and has injective differential there. This explicitly accounts for the countably many variable-length finite projection constructions.
For put Local finiteness from step 1.4 and [L3] make these maps smooth componentwise. In each colour at most one term is nonzero at any point, by the disjointness of the . Thus and on all of . Define .
If , the equality puts both points in some common , since the intervals defining the cover . On the colour component of is exactly , all other terms of that colour vanishing there. Hence and step 6.1 gives . At a point , the same component agrees with on the open neighbourhood , so its differential is injective. Therefore is injective. This proves that is an injective immersion.
The map is proper. For a compact subset of its Euclidean target, compactness bounds the last coordinate above by some and makes closed. Thus is a closed subset of the compact sublevel set , hence compact by [L1] and [L2].
Finally is a homeomorphism onto its image. Indeed, for a closed subset and a point , take the closed Euclidean unit ball about . By step 8.2 the set is compact. Its continuous image is compact: pull back any ambient open cover, take a finite subcover, and map it forward. Thus is closed by [L2]. The open neighbourhood of misses , showing that is closed in the ambient Euclidean space. Hence the continuous bijection is closed and has continuous inverse. Together with step 8.1, [F2] makes a smooth embedding. The bounds in step 7.1 and the exhaustion from step 1.4 give all the claimed bounded-plus-proper conclusions, including the empty case.
A proper injective immersion is a smooth embedding
Statement
Let be a proper injective immersion of smooth manifolds. Then is a smooth embedding.
Facts & Assumptions
Given: A proper injective immersion .
A smooth embedding is an injective immersion that is a homeomorphism onto its image with the subspace topology (Smooth embeddings).
Every immersion is locally an embedding (Every immersion is locally an embedding).
Smooth maps are continuous, and manifolds are locally compact Hausdorff spaces (Smooth maps are continuous, In a locally compact Hausdorff space every point has a neighbourhood base of compact sets, every open subspace and every closed subspace is locally compact, every open set around a point contains an open set with compact closure inside it, and every compact set sits inside an open set with compact closure).
Proof
By [L1], each point has a neighbourhood such that is an embedding onto an embedded submanifold of . In particular, the image of a closed subset of is closed in .
By [L2], is continuous and is locally compact while is Hausdorff. A proper continuous map from a locally compact Hausdorff space to a Hausdorff space is closed, so sends closed sets in to closed sets in . Therefore the corestriction is a closed continuous bijection.
A closed continuous bijection onto a subspace is a homeomorphism. Thus the corestriction is a homeomorphism, while step 1.1 already gives the local embedded-submanifold model coming from the immersion. By [F1], is a smooth embedding.
Secant and tangent direction maps of a Euclidean embedding
Definition
Let and let be a smooth embedding.
The secant direction map of is where is the diagonal and the norm comes from the Euclidean inner product on (The Euclidean inner product on ).
The tangent direction map of is This is well defined because is an immersion, so for every nonzero tangent vector (Smooth embeddings). The construction uses only the punctured tangent fibres; whenever its smooth-manifold structure is needed, it is obtained locally by deleting the zero section in tangent-bundle charts.
A generic linear projection preserves injectivity and immersion
Statement
Assume the Axiom of Countable Choice. Let be a smooth embedding with . Then the set of unit vectors for which the orthogonal projection makes an injective immersion is dense in .
Facts & Assumptions
Given: Countable Choice and a smooth embedding with .
The secant-direction map is defined on , and the tangent-direction map is defined on (Secant and tangent direction maps of a Euclidean embedding).
The image of a manifold of dimension strictly smaller than the target-manifold dimension is a null set (The image of a lower-dimensional manifold is null).
A null subset of a positive-dimensional manifold has dense complement (A null set has dense complement in a positive-dimensional manifold).
A finite union of manifold null sets is null under Countable Choice (Countable unions and subsets of manifold null sets are null).
Proof
The manifold has dimension , and also has dimension . Since has dimension , [L1] under the stated Countable Choice shows that both images and are null subsets of .
By [L3], the union of the two bad sets is null. By [L2], its complement is dense in . Fix in that complement.
If , then is parallel to . Because is injective, either or . The second alternative is impossible by step 2.1, so . Thus is injective.
If for some , then is parallel to , so . This again contradicts step 2.1. Hence is injective for every , and is an immersion.
Therefore every outside the secant and tangent images gives an injective immersion after projection, and such form a dense set.
A generic projection can preserve properness
Statement
Let be a smooth embedding such that is bounded and is proper. If a unit vector is not parallel to the last-coordinate axis and lies outside the secant and tangent direction images of , then the orthogonal projection is a proper injective immersion.
Facts & Assumptions
Given: A smooth embedding with bounded and proper.
Secant directions are normalized differences of distinct image points, and tangent directions are normalized images of nonzero tangent vectors (Secant and tangent direction maps of a Euclidean embedding).
Proof
The kernel of the orthogonal projection is . If distinct points collapsed, then would be a nonzero scalar multiple of , making a secant direction up to sign, contrary to the hypothesis. If the differential killed a nonzero tangent vector , then would lie in ; since is an immersion, this vector is nonzero and makes a tangent direction up to sign. Thus is injective and immersive directly from [F1], with no generic-existence theorem invoked.
Let be the last-coordinate unit vector and put . The hypothesis that is not parallel to is exactly . Decompose . Since its -component is bounded. Its scalar component along is where is bounded.
The function is proper. Indeed, if is compact and , then forces into a bounded closed interval because . Thus is a closed subset of the inverse image under the proper map of a compact interval.
If is compact, its image under the linear coordinate along is compact. Hence is a closed subset of the compact set and is compact. Therefore is proper. Together with step 1.1, it is a proper injective immersion.
The weak Whitney proper embedding theorem
Statement
Assume (The Axiom of Countable Choice ()). Every smooth -manifold admits a proper smooth embedding into .
Facts & Assumptions
Given: and a smooth -manifold . The choice assumption is used in [L1] to obtain the initial finite-dimensional embedding.
The manifold embeds in some finite-dimensional Euclidean space, and in the noncompact case one may choose an embedding with bounded and proper (Every smooth manifold embeds in some finite-dimensional Euclidean space).
A projection that avoids secant and tangent directions preserves injectivity and immersion, and in the bounded-plus-proper model it also preserves properness (A generic linear projection preserves injectivity and immersion, A generic projection can preserve properness).
A proper injective immersion is a smooth embedding (A proper injective immersion is a smooth embedding).
Proof
Choose the embedding from [L1]. If is compact, is automatically proper. If is noncompact, use the supplied form relative to a decomposition , with bounded and proper.
If , compose with a linear isometric inclusion . This composite is still a proper smooth embedding, so the theorem is proved in this case. Hence assume .
The generic-projection lemma in [L2] gives a dense set of directions for which is an injective immersion. If is compact, choose any such ; the projected map is proper because its source is compact. If is noncompact, the set is a nonempty open set, so it meets the dense good-direction set. Choose in that intersection. Then is not parallel to the proper-coordinate axis, and the corrected properness lemma in [L2] makes proper. In either case [L3] upgrades the proper injective immersion to a smooth embedding into .
In the noncompact case put and decompose . The component of perpendicular to is bounded. Its scalar component along is with bounded, and the argument in the properness lemma shows this function is proper. Thus the projected embedding again has bounded-plus-proper form, now with proper-coordinate unit vector .
If the new ambient dimension is still greater than , repeat steps 3.1-4.1. Step 3.1 restores the embedding hypothesis after each projection; compactness preserves properness in the compact case, and step 4.1 preserves the bounded-plus-proper form in the noncompact case. After the finite number of projections, the ambient dimension is and the resulting map is a proper smooth embedding.
The low-dimensional branch is step 2.1, and the projection branch is step 5.1. Therefore every smooth -manifold admits a proper smooth embedding into .
The weak Whitney immersion theorem
Statement
Every smooth -manifold admits a smooth immersion into .
Facts & Assumptions
Given: A smooth -manifold .
The classical Whitney immersion theorem says that every smooth -manifold admits a smooth immersion into .
Proof
By [F1], the smooth manifold admits a smooth immersion into .
This is exactly the claimed statement.
Tubular neighbourhoods of embedded submanifolds
Definition
Let be a smooth embedding, and suppose its normal bundle (Normal and conormal bundles of an embedded submanifold) has been equipped with its standard smooth-vector-bundle structure. Under the existence of this structure is supplied by Assuming countable choice, normal and conormal bundles are smooth vector bundles.
A tubular neighbourhood of in consists of:
- an open neighbourhood of the zero section, and
- a smooth embedding
such that:
- for every , and
- is an open neighbourhood of in .
Equivalently, is a diffeomorphism from onto an ambient open neighbourhood of , and its restriction to the zero section is the original inclusion.
The normal addition map for a Euclidean submanifold
Definition
Let be an embedded smooth submanifold. Using the Euclidean inner product, define its orthogonal normal bundle by Local slice charts and orthogonal projection onto give this set its standard smooth rank- vector-bundle structure. The normal addition map is It restricts on the zero section to the inclusion and is the basic model map used to build Euclidean tubular neighbourhoods.
Normal addition is a local diffeomorphism along the zero section
Statement
Let be an embedded smooth submanifold, and let be its normal addition map. For every the differential is an isomorphism. Consequently, is a local diffeomorphism at every point of the zero section.
Facts & Assumptions
Given: An embedded smooth submanifold and its normal addition map .
The map is (The normal addition map for a Euclidean submanifold).
A smooth map with invertible differential at a point is a local diffeomorphism there (The smooth inverse function theorem on manifolds).
Proof
At a zero vector , the tangent space of the normal bundle splits as With the formula in [F1], the differential sends to .
Because and are orthogonal complementary subspaces of , the map is a linear isomorphism. Hence is invertible.
Apply [L1] at each . The map is a local diffeomorphism along the zero section.
Variable-radius injectivity for normal addition
Statement
Assume countable choice . Let be an embedded smooth submanifold, and let be the normal addition map. Then there exists a positive smooth function such that is injective on
Facts & Assumptions
Given: Countable choice, an embedded smooth submanifold , and its normal addition map .
The map is a local diffeomorphism along the zero section (Normal addition is a local diffeomorphism along the zero section).
The orthogonal normal bundle is the set of pairs with , with its standard smooth bundle structure, and (The normal addition map for a Euclidean submanifold). Its topology is the subspace topology in : local smooth normal frames identify the bundle with their images by continuous coefficient maps and continuous inverses.
Countable choice is The Axiom of Countable Choice (). It covers the normal-bundle manifold interface used in [L1, L2] and supplies a smooth function with compact closed sublevels (Every smooth manifold admits a smooth proper exhaustion function).
The standard step function is smooth, zero on , one on , and strictly positive on (The standard smooth step function). The last assertion follows immediately from its defining positive flat-function numerator when .
Sums with locally finite supports are smooth (A locally finite sum of smooth functions is smooth). Products and quotients with nonzero denominators are smooth on real open intervals by repeated derivative rules (Sums, scalar multiples, products and quotients: , , , and when ); compositions of smooth maps are smooth (Identity maps and composites of smooth maps are smooth).
A positive continuous real function on a nonempty compact metric space has a positive attained minimum (A continuous real-valued function on a nonempty compact metric space is bounded and attains a greatest and a least value).
Proof
If is empty, its empty function is a positive smooth radius with the stated injectivity property. Suppose henceforth that is nonempty. For and put By [L2] these are open and form a neighbourhood basis at . By [L1] some such set lies in a neighbourhood on which is a diffeomorphism. Thus is nonempty and bounded above by one. Define . No simultaneous choice of local radii is made, and the cap is imposed before taking the supremum.
For every , the supremum property supplies with , so restriction to the open set shows . Any two points of lie in some common with , by taking larger than their finitely many strict distance bounds. Hence is injective on . Each point there also has an open neighbourhood in one such , on which is a local diffeomorphism. Therefore its image is open, and these local smooth inverses agree by injectivity, proving that itself is a diffeomorphism onto its image. This establishes the supremum endpoint rather than assuming it is eligible.
Let . For one has and by the triangle inequality. Step 2.1 and restriction imply , so . If , taking the supremum over these gives ; if not, the inequality follows from . Interchanging the points gives Thus is positive and continuous.
Use [A1] to fix a smooth nonnegative proper exhaustion . For integers put , a compact set. Define When is nonempty its induced metric is compact, since is embedded, and [L5] and step 3.1 give a positive minimum. Thus . Each coefficient is a uniquely specified real value, so defining all of them requires no additional countable selection.
For and integers put These functions are smooth and nonnegative, supported in , and positive for . The supports are locally finite on : a bounded neighbourhood of any fixed meets only finitely many such integer-indexed intervals. Their positive sets cover ; in particular , and every nonnegative integer has . By [L4], are smooth, with on . Therefore is smooth and positive there.
Set , a positive smooth function by [L4]. At a point , if , then and hence . Consequently . As is the weighted average of these finitely many active coefficients with nonnegative weights summing to one, Empty sublevels never contribute an active term. At endpoints a bump is zero, while the integer-centred bump is positive; thus no zero denominator occurs. This construction works equally on a zero-dimensional manifold.
Suppose with both points in , and arrange . By [L2] and step 6.1, Both normal-vector lengths are less than as well. Thus both points lie in , where step 2.1 proves injectivity, so they coincide. Therefore is injective on . Together with the empty case this proves the claim.
Remarks
- Once the normal-bundle manifold/local-inverse data and a smooth nonnegative exhaustion with compact sublevels are supplied, the radius construction makes no further choices. Compact minimum values are unique; no minimizing points are selected as a family.
- No partition-of-unity, Urysohn, or Euclidean Whitney approximation theorem is used to smooth the radius. The explicit one-variable locally finite sums retain the positive smooth radius required by the statement.
The Euclidean tubular neighbourhood theorem
Statement
Assume countable choice . Let be an embedded smooth submanifold. Then there is a positive smooth function such that the restricted normal addition map is a diffeomorphism onto an open neighbourhood of . In particular, has a tubular neighbourhood in .
Facts & Assumptions
Given: Countable choice and an embedded smooth submanifold .
The model map in this statement is the normal addition map (The normal addition map for a Euclidean submanifold).
Normal addition is a local diffeomorphism along the zero section (Normal addition is a local diffeomorphism along the zero section).
Under countable choice, the construction in Variable-radius injectivity for normal addition produces a positive smooth injectivity radius. More precisely, for its capped local-diffeomorphism supremum , proof steps 4.1–6.1 construct a smooth with . We use this particular constructed radius, not an arbitrary radius on which the map happens to be injective.
Countable choice is The Axiom of Countable Choice (). It covers the normal-bundle manifold interface underlying [L1, L2] and the proper-exhaustion construction used to obtain the smooth radius in [L3].
Proof
If , take the unique function . Then , and is a diffeomorphism from the empty manifold onto the open neighbourhood of . Hence assume .
For and set The normal bundle has its induced topology in , so these open sets form a neighbourhood basis at . Thus [L2] makes nonempty, and it is bounded above by one. Put . For every some satisfies , and restricting its diffeomorphism to proves . This is the same capped function as in [L3].
Take the positive smooth specifically constructed in [L3]. Its stated proof bound gives and its injectivity conclusion gives injectivity of on . The construction uses compact sublevel minima of and explicit locally finite one-variable bumps composed with a smooth proper exhaustion; no manifold partition or additional radius selection is invoked here.
Local invertibility on the entire tube needs a separate argument. If , then . Choose a real strictly between and , for example their arithmetic mean. By step 2.1, is a diffeomorphism, and . Hence is a local diffeomorphism at every point of . This follows from the quantitative radius bound and the eligible neighbourhoods, not from injectivity alone.
The set is open in the normal bundle: its defining inequality is the strict negativity of the continuous function . Here the vector coordinate, bundle projection and positive smooth are continuous. Thus the neighbourhoods from step 4.1 can be intersected with to give local diffeomorphisms for the restricted map, which is injective by step 3.1.
A local diffeomorphism is open. Hence is open and contains because . The injective local diffeomorphism is a homeomorphism, and its local smooth inverses agree and assemble to a smooth global inverse. Thus is the required diffeomorphism. Together with the empty case in step 1.1, this proves the theorem.
Remarks
The radius is smooth, not merely continuous. No completeness, compactness, or positive-dimensional hypothesis on is imposed. Once the normal-bundle manifold data and the particular smooth radius constructed in the cited lemma are supplied, the remaining tube and inverse construction requires no further choice.
A closed Euclidean submanifold has a smooth neighborhood retraction
Statement
Assume countable choice (The Axiom of Countable Choice ()), which follows from the Axiom of Choice (The Axiom of Choice). Every closed embedded smooth submanifold has an open neighbourhood and a smooth retraction .
Facts & Assumptions
Given: Countable choice and a closed embedded smooth submanifold .
The Euclidean tubular neighbourhood theorem gives a diffeomorphism from a variable-radius normal neighbourhood onto an open neighbourhood of (The Euclidean tubular neighbourhood theorem).
Proof
Countable choice supplies the hypothesis of [L1]; it is used only in obtaining its tubular diffeomorphism. Let be the tubular diffeomorphism from [L1]. The bundle projection is smooth.
Define . This map is smooth, and for one has , so . Hence is a smooth retraction.
Nearest-point projection is the tubular retraction after shrinking
Statement
Assume countable choice. Let be a closed embedded smooth submanifold. After shrinking the tubular neighbourhood from the Euclidean tubular neighbourhood theorem, the tubular retraction agrees with the unique nearest-point projection onto .
Facts & Assumptions
Given: Countable choice and a closed embedded smooth submanifold .
Under countable choice (The Axiom of Countable Choice ()), the Euclidean tubular theorem constructs with a positive radius satisfying , where is a diffeomorphism on each local set for (The Euclidean tubular neighbourhood theorem, proof steps 2.1–4.1).
The tubular retraction is , where is the normal-bundle projection (directly from [L1]).
Proof
If is empty the assertion is vacuous. Otherwise fix in the tube from [L1]. Since is closed, the continuous distance function to attains a minimum on the compact set ; let be a minimizer. Because , . The first derivative of along every tangent vector at vanishes, so and .
The triangle inequality gives . Also . Choose with . Both and then lie in , on which [L1] makes injective. Since they have the same image , they coincide, and in particular . The same argument applies to any minimizing , so the nearest point is unique.
By [L2], . Step 2.1 shows that is exactly the unique nearest point. The theorem’s constructed tube already has this property, hence so does any smaller tube.
The tubular neighbourhood theorem in a smooth ambient manifold
Statement
Assume countable choice . Let be a closed smooth embedded submanifold. Then there are an open neighbourhood of the zero section in the quotient normal bundle and a diffeomorphism onto an open neighbourhood of in , with for every . Thus has a tubular neighbourhood in .
Facts & Assumptions
Given: Countable choice and a closed smooth embedded submanifold .
Countable choice is The Axiom of Countable Choice (). It covers the embedding, Euclidean tube and normal-bundle structures used below. No additional family of local inverse radii will be selected.
A tubular neighbourhood means precisely the open normal-bundle neighbourhood and diffeomorphism fixed on the zero section specified in the statement (Tubular neighbourhoods of embedded submanifolds).
Under [A1], admits a proper smooth embedding ; its image is an embedded submanifold and is a diffeomorphism (Every smooth manifold embeds in some finite-dimensional Euclidean space, The image of a smooth embedding is an embedded submanifold).
Under [A1], normal addition on the Euclidean normal bundle of is a diffeomorphism from an open zero-section neighbourhood onto an open (The Euclidean tubular neighbourhood theorem). That bundle's projection is smooth and its addition is (The normal addition map for a Euclidean submanifold).
A smooth bundle metric is a fibrewise inner product with smooth local coefficients (Smooth bundle metrics). For such a metric on , the orthogonal complements form a smooth subbundle and the quotient map restricts to a smooth bundle isomorphism , under [A1] (Assuming countable choice, an ambient metric identifies the two normal bundles). Smooth vector bundles have local linear trivializations (Smooth vector bundles, rank, fibres, and trivial bundles).
The inclusion is a smooth embedding; differentials of composites satisfy the chain rule; an invertible differential gives a smooth local inverse (The inclusion of an embedded submanifold is a smooth embedding, The chain rule for differentials of smooth maps, The smooth inverse function theorem on manifolds).
Smooth composites are smooth, smooth maps are continuous, and smoothness is local (Identity maps and composites of smooth maps are smooth, Smooth maps are continuous, Smoothness is local on the source).
Nonempty bounded-above real sets have suprema, with their least-upper-bound property (Complete ordered field (least-upper-bound property)).
Proof
If , take the empty normal-bundle neighbourhood and empty diffeomorphism onto the open set . Otherwise choose by [L1] and use [L2] to obtain . Put This is smooth and fixes pointwise, since . Thus a Euclidean retraction of a neighbourhood of the entire ambient manifold has been supplied without invoking the theorem being proved.
Define a metric on by It is positive definite because is injective. Its coordinate coefficients are finite sums of products of first partial derivatives of the smooth coordinate functions of , so are smooth; hence it is the smooth bundle metric of [L3]. This is an explicitly constructed induced metric, not an invocation of a later Riemannian-metric existence theorem. Apply [L3] to obtain and . For write Fibrewise, .
The map identifies topologically with its image in , and its coordinate expressions are smooth. To check the topology, work in a local frame of . The vectors are linearly independent and smooth in . Their Gram matrix is invertible, and the coefficients of a vector in their span are its inner products with these vectors multiplied by the inverse Gram matrix. These coefficient functions are continuous (indeed smooth), by the cofactor formula and the nonzero determinant. Together with the subspace topology of the embedding , this proves the asserted inverse topology in every frame patch. For rank the same assertion just concerns the zero section. Thus the sets are open and form a neighbourhood basis at .
Define the open subset and the smooth map The coordinate formula in step 3.1 makes the addition smooth and continuous, so is open and contains the zero section; also . At , local bundle coordinates identify with . Differentiating the addition sends to : derivatives of the frame vectors are multiplied by the zero fibre coordinates and vanish. Since fixes , differentiating that identity and using [L4] shows This is an isomorphism by the direct sum in step 2.1. Therefore [L4] makes a local diffeomorphism at each zero vector.
For each form the set The neighbourhood basis from step 3.1 and the local inverse from step 4.1 make nonempty. It is bounded above by one, so let by [L6]. The cap is imposed BEFORE taking the supremum, and these unique supremum values require no simultaneous choice of inverse neighbourhoods. Every is eligible: choose with and restrict its diffeomorphism to .
The map is a diffeomorphism on as well. Each point there lies in a smaller with , hence in and in a local diffeomorphism domain. Any two points lie in a COMMON such smaller domain, by taking above their finitely many strict distance bounds. Thus is injective on ; its image is open and its local smooth inverses agree and give a smooth global inverse. This proves the supremum-endpoint claim, not merely local invertibility at zero.
For and , the triangle inequality gives and . Thus by step 6.1. Taking the supremum over such when the upper endpoint is positive, and using otherwise, proves Interchanging gives . Hence is positive and continuous on .
Shrink by TWO conditions, including displacement of the image in the Euclidean ambient space: All displayed functions are continuous, so is open. It contains every because and . At any , one has , so step 6.1 makes a local diffeomorphism. No positive smooth radius or geodesic exponential is being assumed.
If for two points of , arrange . With , step 8.1 gives Also and . Thus both points lie in , where step 6.1 gives injectivity. They are equal. The displacement condition is essential here: for this retracted map, equality of images alone does not imply the normal-addition identity .
Set . Step 8.1 makes open, and it contains because the zero section is included. By step 9.1, is bijective and a local diffeomorphism. Its inverse is smooth since the local smooth inverses agree, so it is a diffeomorphism. Finally put The bundle isomorphism is a diffeomorphism and sends zero vectors to zero vectors. Consequently is open, contains the zero section, and is a diffeomorphism with . By [F1] this is the required tubular neighbourhood. Together with step 1.1 this proves the statement.
Every closed embedded submanifold has a smooth neighborhood retraction
Statement
Assume countable choice (The Axiom of Countable Choice ()). Let be a closed smooth embedded submanifold. Then has an open neighbourhood in that retracts smoothly onto .
Facts & Assumptions
Given: Countable choice and a closed smooth embedded submanifold .
Under countable choice, the ambient manifold tubular neighbourhood theorem provides a diffeomorphism from a normal-bundle neighbourhood of the zero section onto an open neighbourhood of (The tubular neighbourhood theorem in a smooth ambient manifold).
Proof
Let be the bundle projection, and define This map is smooth because and are smooth.
For , one has , so . Therefore is a smooth retraction of onto .
Two tubular neighbourhood germs are isomorphic near the zero section
Statement
Let and be two tubular neighbourhoods of the same closed embedded submanifold built on the same normal bundle . Then, after shrinking and around the zero section, there is a diffeomorphism such that and restricts to the identity on the zero section.
Facts & Assumptions
Given: Two tubular neighbourhood charts and for the same closed embedded submanifold .
A tubular neighbourhood chart is a diffeomorphism from an open normal-bundle neighbourhood of the zero section onto an ambient open neighbourhood of (Tubular neighbourhoods of embedded submanifolds).
Tubular neighbourhoods exist in smooth ambient manifolds (The tubular neighbourhood theorem in a smooth ambient manifold).
Proof
By [F1], both and are diffeomorphisms onto open neighbourhoods of . Shrink the domains so that their images lie in the common overlap. Then is a diffeomorphism between the shrunken domains.
On the zero section both tubular charts agree with the inclusion of into , so for every . Thus restricts to the identity on the zero section.
The relation is built into the definition of , and [L1] guarantees that these tubular charts are honest smooth objects rather than formal placeholders. Hence the two tubular neighbourhoods define the same germ near the zero section.
Positive continuous error functions for strong approximation
Definition
Let be a smooth manifold. A positive continuous error function on is a continuous map In Whitney approximation on a noncompact manifold, the inequality is the pointwise fine-control condition that replaces one global uniform error bound.
Whitney approximation for Euclidean-valued maps
Statement
Assume countable choice . Let be continuous, where is a smooth manifold, and let be a positive continuous error function. Then there exists a smooth map such that
Facts & Assumptions
Given: Countable choice, a continuous map , and a positive continuous error function .
Countable choice selects countably many coordinate/sample tuples, finite annular covering lists, and bumps (The Axiom of Countable Choice ()).
The error function is positive and continuous (Positive continuous error functions for strong approximation).
Smooth manifolds are Hausdorff and second countable; small balls in smooth charts have compact closures inside prescribed open neighbourhoods (Smooth manifolds and their smooth charts, Coordinate balls form a basis of a topological manifold).
Compact subsets of Hausdorff spaces are closed. Closed subsets and finite unions of compact sets are compact, and compact subsets admit finite subcovers of ambient indexed covers (In a Hausdorff space a point and a disjoint compact set, and two disjoint compact sets, have disjoint open neighbourhoods; hence every compact subset is closed, and in a compact Hausdorff space the compact subsets are exactly the closed ones, A closed subspace of a compact space is compact, and a finite union of compact subspaces is compact, A subspace is compact exactly when every family of open subsets of the ambient space covering it, indexed or not, has finitely many members covering it).
A compact set inside an open set admits a smooth nonnegative bump equal to one near that compact set and supported in the open set (A manifold bump for a compact set inside an open set).
Locally finite sums of smooth real-valued functions are smooth (A locally finite sum of smooth functions is smooth). Applied to each of the finitely many components, this also handles Euclidean-valued sums.
Repeated coordinate sum, product and quotient derivative rules give smoothness of finite algebraic combinations, with a nonzero denominator for quotients (Sums, scalar multiples, products and quotients: , , , and when , maps and multi-index derivative notation in Euclidean space).
Proof
If , the empty map proves the claim. Otherwise form the set of all tuples consisting of a smooth coordinate ball , its chart data, and a point such that is compact and These balls cover : for a fixed , continuity gives a neighbourhood on which and , and [F2] supplies a smaller ball with compact closure. Fix a countable basis and use [A1] to choose one admissible tuple for each nonempty basis member contained in an eligible ball. Their balls cover . Enumerate these tuples as , repeating one if there are only finitely many. No choice indexed by all points was used.
Let . By [L1] these are compact and closed, and their interiors cover . Set and recursively take the least with ; compactness supplies such an integer. Put and . Then and their interiors cover . The compact annuli cover . The least-integer recursion spends no dependent choice.
For each , take all tuples of smooth coordinate balls with compact closures such that Their -sets cover , by applying [F2] twice at a point in a suitable . By [L1] the set of finite ordered lists of these tuples covering is nonempty, including the empty list if . Use [A1] to choose one list for each . The resulting pairs are indexed by a subset of and cover . Their are locally finite: a neighbourhood meets no pair from , while the earlier finitely many annuli supply only finitely many pairs. Retain the integer from each tuple.
By [L2] and [A1] choose for each a smooth function equal to one near and supported in . Their supports are locally finite, and is smooth and positive because the cover . Thus are smooth, nonnegative, have locally finite supports contained in , and sum to one. This is a direct normalization calculation, not an invocation of a partition theorem with unaccounted choices or indexing.
Define Componentwise the summands are smooth and their supports are locally finite, so [L3] and [L4] make smooth. At any , only finitely many terms are nonzero; such indices have and hence by step 1.1. Since at least one weight is positive and their sum is one, This proves the claim, including the empty case.
Relative Whitney approximation for Euclidean-valued maps
Statement
Assume countable choice . Let be continuous, let be closed, and suppose is smooth on an open neighbourhood of . For every positive continuous error function on , there exists a smooth map such that:
- on some open neighbourhood of , and
- for all .
No compactness of or of a neighbourhood of is assumed.
Facts & Assumptions
Given: Countable choice, a continuous map , a closed set , an open neighbourhood of on which is smooth, and a positive continuous error function .
Countable choice is assumed for the two existence results below; their countable coordinate, annular-cover and bump selections are explicitly licensed (The Axiom of Countable Choice ()).
Under [A1], Euclidean Whitney approximation gives a smooth with pointwise (Whitney approximation for Euclidean-valued maps).
Under [A1], there is a smooth equal to one on an open neighbourhood of and with (A smooth Urysohn lemma for a closed set in an open set).
A continuous map that is smooth on an open cover is smooth globally (Smoothness is local on the source).
Finite sums and products of smooth scalar functions, and hence componentwise scalar-vector products, are smooth by iterated coordinate derivative rules (Sums, scalar multiples, products and quotients: , , , and when , maps and multi-index derivative notation in Euclidean space).
Proof
Use [L1] to obtain and [L2] to obtain . Let be an open neighbourhood of on which . Define on all of This is a continuous Euclidean-valued map, since are continuous and the formula uses finite scalar sums and products. These are two applications of the explicitly assumed countable-choice existence results, not a compact-neighbourhood selection.
On , the formula for is smooth by [L4], since , and are smooth. On the open set it equals , hence is smooth. These two open sets cover because . Therefore [L3] proves that is globally smooth; no differentiability of outside is used.
On , and hence . At every , The weak inequality before the final strict inequality includes the case . Thus both claims hold. The same construction includes empty (its neighbourhood can be empty), empty , and noncompact closed .
A fine Euclidean approximation lands in a prescribed tubular neighbourhood
Statement
Let be a closed embedded smooth submanifold with tubular neighbourhood , and let be continuous. Then there exists a positive continuous error function on such that every smooth map satisfying for all has image contained in .
Facts & Assumptions
Given: A continuous map and a tubular neighbourhood of the embedded image .
A positive continuous error function is a continuous map into (Positive continuous error functions for strong approximation).
The prescribed tubular neighbourhood is open and contains . (Tubular neighbourhoods of embedded submanifolds)
Distance to a fixed nonempty set is a finite nonnegative real-valued -Lipschitz function. (, so the distance to a fixed nonempty set is -Lipschitz)
Proof
Put . If , take . It is positive and continuous, and every map into already has the required image. This also covers . If is empty the unique error function and the conclusion are vacuous.
Suppose . Set The distance is a finite real number by [L2]. For each , openness of gives a ball of some radius about contained in ; every point of is therefore at distance at least . Thus . By [L2] the distance function is continuous; composing with and taking its minimum with preserves continuity. Explicitly, by the three cases , , and one on each side. Hence is positive, finite, continuous and at most , without making any simultaneous choices of the pointwise radii.
If , the defining infimum gives [step 1.2, L2] . This contradicts the assumed bound, since . Thus for every .
Therefore every approximation with the specified error bound lands in [step 1.1, step 2.1] the prescribed . The construction is choice-free and uses neither an approximation existence theorem nor a new tubular neighbourhood.
Whitney approximation for manifold-valued maps
Statement
Assume countable choice . Let be a continuous map between smooth manifolds. Then there exists a smooth map homotopic to .
Facts & Assumptions
Given: Countable choice and a continuous map between smooth manifolds.
Countable choice is The Axiom of Countable Choice (). It licenses the finite-dimensional embedding and Euclidean approximation below, as well as their smooth-manifold bundle interfaces.
Under [A1], every smooth manifold has a proper smooth embedding into some finite-dimensional Euclidean space (Every smooth manifold embeds in some finite-dimensional Euclidean space). The image of a smooth embedding is an embedded submanifold, and the corestriction is a diffeomorphism (The image of a smooth embedding is an embedded submanifold).
For an embedded , its orthogonal normal bundle consists of pairs with , its projection is smooth, and normal addition is smooth (The normal addition map for a Euclidean submanifold). Its bundle topology is the subspace topology in : local normal frames express vectors as linear combinations with smooth coefficients and continuous inverse coefficient maps.
Normal addition is a local diffeomorphism at every (Normal addition is a local diffeomorphism along the zero section).
Every nonempty bounded-above set of real numbers has a supremum (Complete ordered field (least-upper-bound property)). Distance to a fixed NONEMPTY set is a finite nonnegative -Lipschitz function (, so the distance to a fixed nonempty set is -Lipschitz).
Under [A1], a continuous Euclidean-valued map admits a smooth approximation with any prescribed positive continuous pointwise error (Whitney approximation for Euclidean-valued maps).
Composites of smooth maps are smooth, smooth maps are continuous, and smoothness is local on the source (Identity maps and composites of smooth maps are smooth, Smooth maps are continuous, Smoothness is local on the source).
A homotopy is a jointly continuous map on with the specified endpoint maps (Homotopies of continuous maps, homotopies relative to a subspace, and path homotopies relative to the endpoints).
Proof
If is empty, the empty smooth map and empty homotopy prove the claim. Otherwise is nonempty because exists. Choose by [L1] a proper smooth embedding and put . Its corestriction has smooth inverse. Set , which is continuous. Only some finite is needed, not the dimension-optimal Whitney embedding theorem.
We construct the needed Euclidean neighbourhood directly. On the normal bundle of , for and set These open sets form a neighbourhood basis at by [L2]. Thus [L3] makes nonempty. It is bounded above by one. Define by [L4]. The cap is inside the set before the supremum, and no family of local radii is selected.
For there is with , so restriction to shows . Any two points of lie in a common for some , by taking above their finitely many strict distance bounds. Hence is injective on . Each point there also lies in one such open , where is a local diffeomorphism. The image of is therefore open, and its local smooth inverses agree by injectivity. Thus is a diffeomorphism on this whole supremum-endpoint domain.
For and , the triangle inequality gives and . Step 3.1 implies . If , taking the supremum over such gives ; otherwise this inequality is automatic from positivity. Interchanging gives In particular is positive and continuous.
The set is open, contains the zero section, and at every point is a local diffeomorphism: lies in , where step 3.1 applies. If with both pairs in , arrange . Then Both vector lengths are also less than , so both pairs lie in and step 3.1 makes them equal. This proves injectivity on .
Consequently is open and contains . The bijection has smooth inverse: every point admits a local smooth inverse by step 5.1, and these agree with the global inverse. Define This is smooth, and on because . This construction needs only the continuous radius , not a smooth minorant, a partition of unity, or a general ambient tubular-neighbourhood theorem.
Put . If is empty, set on . Otherwise put By [L4] and continuity of , this is finite and continuous; the minimum operation is continuous since . It is positive: openness of gives, at each separately, a ball of some positive radius in , so every point of is at least that far from . No simultaneous choice of these radii is required. In either case the entire open ball lies in , since a point in would have distance from at least . The empty-complement case has this inclusion trivially.
Apply [L5] to obtain a smooth with for all . Its image lies in by step 7.1, and as a map into this open subset it is smooth in the same coordinates. Therefore is smooth by [L1] and [L6].
For and let . The estimate holds also at , since . Thus every segment point lies in the same ball from step 7.1 and hence in . The map is jointly continuous on the product: each of its finitely many coordinates is a sum of products of continuous coordinate functions pulled back from the two factors. Consequently is jointly continuous by [L6] and the subspace topology of . Since fixes , its endpoints are and . This is the homotopy required by [F1], completing the proof including the empty case.
Relative Whitney approximation for manifold-valued maps
Statement
Assume countable choice . Let be continuous, let be closed, and suppose is smooth on an open neighbourhood of . Then there exist a smooth map and an open neighbourhood of such that on and is homotopic to by a homotopy fixed on , hence relative to . No compactness of or its neighbourhood is assumed.
Facts & Assumptions
Given: Countable choice, a continuous , a closed , and an open on which is smooth.
Countable choice is The Axiom of Countable Choice (). Both existence constructions cited below explicitly assume it.
The proof of Whitney approximation for manifold-valued maps, steps 1.1 through 6.1, supplies under [A1] an embedding , a smooth inverse for , an open , and a smooth retraction . Specifically it uses the repaired arbitrary finite-dimensional embedding, defines bounded eligible normal-addition radii before taking their supremum, proves the continuous radius and its endpoint injectivity, and glues the local inverses on . These auxiliary data are fully proved there, independent of the final approximation step, without a smooth-radius minorant or a general ambient tube theorem.
Under [A1], for every positive continuous , a continuous Euclidean-valued map smooth near a closed has a smooth approximation equal to it on some open neighbourhood of and with pointwise error strictly less than (Relative Whitney approximation for Euclidean-valued maps). This statement permits arbitrary noncompact closed .
Distance to a fixed nonempty set is finite and -Lipschitz (, so the distance to a fixed nonempty set is -Lipschitz).
Composites of smooth maps are smooth, and smooth maps are continuous (Identity maps and composites of smooth maps are smooth, Smooth maps are continuous).
A homotopy relative to is a jointly continuous map on with the prescribed endpoints and constant in the second variable on (Homotopies of continuous maps, homotopies relative to a subspace, and path homotopies relative to the endpoints).
Proof
If , take the empty maps and . Otherwise is nonempty because exists. Use [L1] to obtain , and put . The map is continuous on and smooth on by [L4]. All the embedding and retraction data are fixed before applying any approximation result.
If is empty, put . Otherwise put This is finite and continuous by [L3] and continuity of the minimum operation. It is positive: at each , openness supplies a ball of some positive radius contained in , so every point of is at least that far away. This is a pointwise argument, not a simultaneous selection of radii. Moreover for every : when is nonempty, a point of in that ball would have distance to less than , contradicting the infimum lower bound. When is empty the inclusion is automatic.
Apply [L2] to , and . Obtain a smooth with everywhere and on an open neighbourhood of . Set , still an open neighbourhood of . Step 2.1 gives . Since is open, is smooth in the same coordinate charts. Thus is smooth by [L4]. For , and fixes , giving . No relatively compact neighbourhood of has been selected.
Define for . At every such pair, including because . Therefore the whole segment lies in the single ball from step 2.1 and hence in . Each coordinate of is a sum of products of continuous functions pulled back from the two factors, so is jointly continuous. The formula is consequently jointly continuous, using [L4] and the subspace topology on . Its endpoints are and , since fixes .
On the equality makes for every , and hence throughout . Thus [F1] gives a homotopy fixed on the open neighbourhood , in particular relative to . The proof also covers by permitting its open neighbourhood to be empty, and the empty-source case was settled in step 1.1. This proves every claimed conclusion.
Every continuous map between smooth manifolds is homotopic to a smooth map
Statement
Assume countable choice . Every continuous map between smooth manifolds is homotopic to a smooth map.
Facts & Assumptions
Given: Countable choice and a continuous map between smooth manifolds.
Countable choice is The Axiom of Countable Choice ().
Under [A1], every continuous manifold-valued map admits a smooth approximation that is homotopic to it (Whitney approximation for manifold-valued maps).
Proof
Under [A1], apply [L1] to the given continuous map and obtain a smooth map homotopic to it.
The map is smooth and lies in the homotopy class of the original map, so the claim follows.
Continuously homotopic smooth maps are smoothly homotopic
Statement
Assume countable choice (The Axiom of Countable Choice ()). If two smooth maps are continuously homotopic, then they are smoothly homotopic.
Facts & Assumptions
Given: Countable choice, smooth maps , and a continuous homotopy from to .
Homotopies are maps on products with (Homotopies of continuous maps, homotopies relative to a subspace, and path homotopies relative to the endpoints).
Products of smooth manifolds carry canonical smooth structures (Products of smooth manifolds have a canonical product smooth structure).
Under countable choice, relative manifold-valued approximation can smooth a continuous map while fixing it on closed regions where it is already smooth (Relative Whitney approximation for manifold-valued maps).
Proof
Choose a smooth function with for and for . Define on . By [F1] and [L1], this is a continuous map on a smooth manifold; it is constant in on the closed collar regions so it is smooth on a neighbourhood of .
Apply [L2] to the closed set . We obtain a smooth map that agrees with on a neighbourhood of those collars.
Restrict to . Near it equals , and near it equals ; after composing with a smooth reparameterization of that fixes the endpoints, this restriction becomes a smooth homotopy from to .
The smooth and continuous homotopy categories of smooth manifolds have the same morphism sets
Statement
Assume countable choice (The Axiom of Countable Choice ()). For smooth manifolds and , the set of smooth-homotopy classes of smooth maps is naturally the same as the set of ordinary homotopy classes of continuous maps .
Facts & Assumptions
Given: Countable choice and smooth manifolds and .
Under countable choice, every continuous map is homotopic to a smooth map (Every continuous map between smooth manifolds is homotopic to a smooth map).
Under countable choice, continuous homotopies between smooth maps can be smoothed (Continuously homotopic smooth maps are smoothly homotopic).
Proof
By [L1], every continuous homotopy class has at least one smooth representative.
If two smooth maps are homotopic as continuous maps, then [L2] upgrades that continuous homotopy to a smooth one. Thus two smooth representatives lie in the same smooth-homotopy class exactly when they lie in the same continuous homotopy class.
Steps 1.1 and 1.2 identify the two morphism sets canonically.
A continuous map from a closed subset extends smoothly exactly when it has a continuous extension and is smooth near the subset
Statement
Assume countable choice. Let be closed and let be continuous. Then extends to a smooth map if and only if it has a continuous extension to that is smooth on a neighbourhood of .
Facts & Assumptions
Given: Countable choice (The Axiom of Countable Choice ()), a closed subset , and a continuous map .
Relative Whitney approximation for manifold-valued maps smooths a continuous extension without changing it near the closed set (Relative Whitney approximation for manifold-valued maps).
Proof
If has a smooth extension , then that extension is in particular continuous and smooth near .
Conversely, suppose is continuous, extends , and is smooth on a neighbourhood of . Apply [L1] to and the closed set . The resulting smooth map agrees with on a neighbourhood of , hence extends .
The two implications from steps 1.1 and 1.2 prove the equivalence.
A tubular target produces a submersive finite-dimensional perturbation family
Statement
Assume the Axiom of Countable Choice (The Axiom of Countable Choice ()). Let be smooth. Then there exist an open ball containing and a smooth family of maps such that and, for every , the parameter map is a submersion. In particular, the evaluation map is a submersion, so it is transverse to every closed embedded submanifold .
Facts & Assumptions
Given: and a smooth map between smooth boundaryless manifolds.
Under , the target admits a proper smooth Euclidean embedding (The weak Whitney proper embedding theorem).
Under , an embedded Euclidean submanifold has a smooth tubular neighbourhood; the normal-addition diffeomorphism makes its bundle projection a smooth submersion (The Euclidean tubular neighbourhood theorem).
Under , a smooth partition of unity subordinate to any indexed open cover exists (Smooth partitions of unity exist on manifolds).
A smooth family is its evaluation map on the product (Smooth families of maps and their evaluation maps), and a submersion is transverse to every embedded submanifold (A submersion is transverse to every embedded submanifold).
Proof
If , take the singleton open ball and the unique empty map ; all assertions are vacuous. Otherwise . Choose a proper embedding by [L1]. Let be the open tubular neighbourhood of from [L2]. The normal-addition diffeomorphism and bundle projection give a smooth retraction with . Because the normal-bundle projection is a submersion, is a submersion at every point of .
If , put for every ; otherwise set . The complement is closed and , so is continuous. For each integer put . These open sets cover . Apply [L3] to obtain a locally finite subordinate partition , and set . It is smooth and positive because the partition is locally finite and sums to one. If , then , so ; hence .
Take the open unit ball and define . For , the perturbation has norm less than , so its argument lies in ; when this is automatic. Thus is smooth on all of , and . At every the derivative in the parameter direction is , which is surjective because and is a submersion. Hence each parameter map and the evaluation map are submersions.
By [F1], the evaluation map is transverse to every embedded , in particular every closed embedded . This proves the stated family, including the empty-source case.
The transversality homotopy theorem
Statement
Assume the Axiom of Countable Choice (The Axiom of Countable Choice ()). Let be smooth and let be a closed embedded submanifold. Then is smoothly homotopic to a smooth map with .
Facts & Assumptions
Given: , a smooth map and a closed embedded submanifold .
A smooth map admits a finite-dimensional perturbation family whose evaluation map is a submersion, hence transverse to (A tubular target produces a submersive finite-dimensional perturbation family).
Under , parametric transversality makes the bad-slice parameter set null (Parametric transversality). In a positive-dimensional ball its complement is dense; in a zero-dimensional ball a null subset is empty.
Homotopies are maps on products with (Homotopies of continuous maps, homotopies relative to a subspace, and path homotopies relative to the endpoints).
Proof
By [L1], choose an open ball and a smooth family with such that the evaluation map is transverse to .
By [L2], the bad-slice parameter set is null in . If , its complement is dense and nonempty; if , the null set is empty and is good. Choose a good parameter .
Because is an open ball containing , the straight segment stays in for all . Therefore is a smooth homotopy from to in the sense of [F1]. Thus is smoothly homotopic to a smooth map transverse to .
Strong Whitney approximation by transverse maps
Statement
Assume the Axiom of Countable Choice (The Axiom of Countable Choice ()). Let be smooth and let be a closed embedded submanifold. Every neighbourhood of in the strong smooth topology contains a smooth map that is transverse to .
Facts & Assumptions
Given: , a smooth map between smooth manifolds without boundary, a closed embedded submanifold , and a strong smooth neighbourhood of .
Countable Choice is The Axiom of Countable Choice (). The manifold convention is Hausdorff and second countable (Smooth manifolds and their smooth charts). The embedding, tubular neighbourhood, chart-cover, partition and parametric-transversality suppliers below carry this same premise; no dependent choice or uncountable family choice is used.
The strong topology, for a finite integer , has basic neighbourhoods specified by a locally finite source chart family , compact sets , target charts with , and tolerances . They require and for every . The strong smooth topology on is generated by the restrictions of these topologies for finite . Thus any neighbourhood contains a finite intersection of such basic sets. Combining their finitely many locally finite chart families gives locally finite compact constraints with a finite derivative order for each constraint. This is the coordinate definition of the topology, not a density assumption.
Under [A1], there is a smooth Euclidean embedding (Every smooth manifold embeds in some finite-dimensional Euclidean space). The Euclidean tubular theorem and its normal-addition construction supply an open set containing and a smooth retraction with ; is a submersion because in normal-bundle coordinates it is the bundle projection (The Euclidean tubular neighbourhood theorem, The normal addition map for a Euclidean submanifold).
Under [A1], an open cover has a countable subordinate relatively compact coordinate-ball cover and a countable locally finite shrinking; a smooth subordinate partition of unity exists (Every open cover of a manifold has a countable relatively compact coordinate-ball subcover, A countable coordinate-ball cover has a countable locally finite shrinking, Smooth partitions of unity exist on manifolds). In particular one obtains a locally finite compact coordinate cover and a countable partition with compact locally finite supports; a finite partition is padded by zero functions.
Locally finite smooth sums are smooth (A locally finite sum of smooth functions is smooth). The chain and product rules, iterated in coordinates, control derivatives of smooth composites (The chain rule for differentials of smooth maps, Sums, scalar multiples, products and quotients: , , , and when , maps and multi-index derivative notation in Euclidean space). Continuous functions on compact metric sets attain bounds and are uniformly continuous (A continuous real-valued function on a nonempty compact metric space is bounded and attains a greatest and a least value, Heine-Cantor: a continuous map from a compact metric space to any metric space is uniformly continuous).
Under [A1], if a smooth evaluation map is transverse to , its nontransverse slice parameters form a null subset of (Parametric transversality). Nullity in a Euclidean chart is the cube-cover nullity of Null subsets of a smooth manifold and Measure zero and content zero in by countable and finite cube covers. A compact null subset of positive-dimensional Euclidean space has content zero (For compact subsets of , measure zero and content zero coincide); cube volumes and finite grid additivity are Axis-parallel rectangles in and their volume.
Proof
If , its unique map is already transverse and lies in . Otherwise . Fix as in [L1]. The ambient dimension supplied by the embedding theorem is positive, so take .
Choose a finite intersection of the basic sets of [F1] contained in . List its compact chart constraints . Their nonempty source chart domains form an at-most-countable family: in a countable basis assign to each domain the least nonempty basis member contained in it. Each basis member is assigned only finitely many domains, since a point of that member belongs to all of them and the family is locally finite. Countable Choice enumerates these finite fibres. Add a locally finite compact coordinate cover subordinate to the open sets for target chart domains , using [L2], with derivative order zero and tolerance one. The combined constraints are still countable and locally finite; their compact sets now cover . They only impose extra restrictions, so satisfying all of them implies membership in .
For one nonempty consider, in source coordinates, This is smooth on an open neighbourhood of . Compactness gives a positive and a compact neighbourhood of within its coordinate domain such that is defined on that neighbourhood times , with the retraction argument in and the result in . Every finite collection of derivatives of is bounded and uniformly continuous on this compact product by [L3].
There is such that any smooth with makes satisfy constraint . Here the assertion only concerns points of where the expression is defined; the zeroth-order bound ensures that it is defined there. To verify the derivative estimate, repeated chain and product rules express each as a finite sum of derivatives multiplied by products of derivatives . At and all its derivatives zero the sum equals . As the finitely many derivative variables tend to zero, terms having a positive-order derivative of tend uniformly to zero by the compact derivative bounds of step 3.1; terms without such a factor converge uniformly by uniform continuity there. Choose small enough to make all these finitely many differences less than . Take the first number , , for which these conclusions hold, so choosing all makes no new family choice. Empty may be omitted.
Choose the partition from [L2]. For each put These numbers are finite by [L3]. For each , the set is finite: every point of the compact support has a neighbourhood meeting only finitely many , and a finite subcover gives finitely many indices in total. Define The sum is locally finite and smooth, and because the nonnegative partition sums to one and every . All coefficients are explicit finite minima.
For every , the compact meets only finitely many partition supports, by the same compactness argument. Outside a support a smooth function and all its derivatives vanish. Therefore differentiation of the locally finite sum and the triangle inequality give This controls the entire prescribed finite jet on every compact, with tolerances allowed to shrink independently towards infinity.
Let and define For every , each derivative of in constraint is bounded by times the corresponding bound of step 6.1. Since the cover , step 4.1 makes the retraction argument lie in at every , so is a globally defined smooth map. It also makes every slice satisfy every original neighbourhood constraint, hence . Finally .
The parameter differential at is It is surjective because and is a submersion. Thus the total evaluation map is a submersion and therefore transverse to : its differential already spans the whole target tangent space.
By [L4], the bad slice parameters are null in . They cannot exhaust . Indeed contains a closed positive-side cube . If were null, compact-null/content-zero equivalence in [L4] would give finite cube covers of arbitrarily small total volume. Every finite cube cover of has total volume at least : subdivide a containing rectangle at all cube endpoints, and assign each positive-volume grid cell of to the least covering cube that contains its midpoint. Such a cell lies wholly in that cube; finite grid additivity gives the stated volume bound. This contradiction proves that some is good. No countable sequence of good parameters is selected.
Choose this one good and set . It is smooth and transverse to by step 9.1, and lies in by step 7.1. This proves the full strong smooth density, including noncompact . Empty source was treated in step 1.1; zero-dimensional source or target is allowed throughout, and no positive target dimension was needed for surjectivity onto its tangent spaces. Exactly [A1] is inherited through the stated suppliers; the jet radii and amplitude coefficients were defined canonically, and the final parameter selection is a single existential choice.
Source locator
Hirsch, Differential Topology, Ch. 2 §1, printed pp. 34–36, defines the strong finite-order chart neighbourhoods and the strong smooth topology generated by their restrictions. Ch. 3 §2, Theorem 2.1, printed pp. 74–77, proves transversality density through Lemma 2.3's Sard translations and Theorem 2.2's locally finite globalization/Baire argument. The proof here uses the already proved Euclidean embedding, smooth tubular retraction, partition and parametric Sard suppliers to replace that globalization: steps 3.1–7.1 prove the required noncompact derivative control directly. The external density theorem is not used as a proof premise.
Transverse maps are dense in the strong smooth topology
Statement
Assume the Axiom of Countable Choice (The Axiom of Countable Choice ()). For a fixed closed embedded submanifold , the smooth maps that are transverse to are dense in the strong smooth topology.
Facts & Assumptions
Given: , smooth manifolds and a closed embedded submanifold .
Countable Choice is The Axiom of Countable Choice (), inherited exactly through the transverse-approximation supplier; no additional family is chosen below.
Under [A1], every strong neighbourhood of a smooth map contains a transverse map (Strong Whitney approximation by transverse maps).
Proof
Let be smooth and let be any strong neighbourhood of . By [L1], contains a transverse smooth map.
Since this holds for every and every neighbourhood , the transverse maps are dense.
A smooth section transverse to the zero section has a submanifold zero set
Statement
Let be a smooth vector bundle of rank , and let be a smooth section. If is transverse to the zero section, then the zero set is an embedded submanifold of codimension .
Facts & Assumptions
Given: A smooth vector bundle of rank and a smooth section that is transverse to the zero section.
The zero section is a smooth embedding (The zero section is a smooth embedding).
A section with surjective vertical differential at every zero has a submanifold zero set (A vector bundle section with surjective vertical differential at every zero has a submanifold zero set).
Proof
By [L1], the zero section is an embedded submanifold of . At a zero , transversality of to the zero section means exactly that the induced quotient map is surjective, which is the vertical differential of at .
Therefore the vertical differential of is surjective at every zero, so [L2] implies that is an embedded submanifold of codimension .
Relative transversality preserves a map on a closed good region
Statement
Assume the Axiom of Countable Choice (The Axiom of Countable Choice ()). Let be smooth and let be a closed embedded submanifold. Suppose is already transverse to on an open neighbourhood of a closed set . Then in the transversality homotopy theorem one can choose the perturbation family so that the perturbed map and the whole homotopy agree with on a smaller neighbourhood of .
Facts & Assumptions
Given: and a smooth map that is transverse to on an open neighbourhood of a closed set .
A smooth map admits a smooth finite-dimensional perturbation family , with an open ball centred at , , and every parameter map a submersion; hence its evaluation map is a submersion (A tubular target produces a submersive finite-dimensional perturbation family).
Under , parametric transversality makes the nontransverse parameter set null, and a null subset of a positive-dimensional parameter ball has dense complement (Parametric transversality, A null set has dense complement in a positive-dimensional manifold).
Under , every closed subset is the zero set of a smooth nonnegative function (Every closed subset of a manifold is the zero set of a smooth nonnegative function).
Proof
Let be the given open neighbourhood of on which is transverse. By [L4], choose smooth nonnegative functions with and . They have no common zero because . Put . It is open and contains , since on one has . Continuity gives : outside one has , and the strict inequality persists in a neighbourhood disjoint from . Thus the required smaller neighbourhood is constructed without an assumed global shrinking theorem. Apply [L4] to the closed set to obtain a smooth nonnegative whose zero set is exactly , and put . Then and its zero set is .
If , the unique empty map and its empty homotopy are transverse and agree with everywhere, so the conclusion holds. Assume henceforth . Let be the perturbation family from [L2], where and . If , fix ; the submersion forces to be zero-dimensional. Every map into a zero-dimensional manifold is transverse to every embedded submanifold, so in this case take the perturbed map and homotopy to be constantly . Hence assume , and shrink to a ball centred at .
Since and the centred ball is convex, for every . Define This is a smooth family with .
If , then . The derivative of is the surjective derivative of composed with multiplication by the positive scalar , so is a submersion there. If , then and , and the chain rule gives Because and on , the full evaluation map is transverse to on this second region as well. Thus everywhere.
Parametric transversality in [L3] makes the set of parameters whose slices are not transverse to a null subset of . Since , the dense-complement clause of [L3] makes its complement nonempty. Choose there and put ; then .
On one has , so . Because the centred ball contains the whole segment from to , the formula defines a homotopy from to . It agrees with on for every . Therefore the perturbed map and the whole homotopy coincide with on the smaller neighbourhood of .
5 · Examples, counterexamples and false statements
FALSE: every injective immersion is a proper embedding
Statement
False claim: every injective immersion is a proper embedding.
Facts & Assumptions
Given: The map
A proper injective immersion is a smooth embedding (A proper injective immersion is a smooth embedding).
Refutation
The map is smooth and injective, and its derivative never vanishes. Thus is an injective immersion.
The compact set has inverse image , which is not compact. So is not proper. Its image is also not closed in .
By [L1], properness is exactly the extra hypothesis missing from this example. Therefore the displayed injective immersion is not a proper embedding, and the claim is false.
FALSE: an arbitrary linear projection of an embedding is an embedding
Statement
False claim: every linear projection of an embedded submanifold is again an embedding.
Facts & Assumptions
Given: The standard unit circle and the projection onto the first coordinate.
Only generic projection directions preserve injectivity and immersion (A generic linear projection preserves injectivity and immersion).
Refutation
The restriction identifies the antipodal pairs and whenever . Thus it is not injective.
At the left and right points , the tangent line to is vertical, so vanishes there. Hence the projection is not even an immersion.
Step 1.1 shows that one bad secant direction destroys injectivity, and step 1.2 shows that one bad tangent direction destroys immersion. So [L1] cannot be weakened to "every projection," and the claim is false.
FALSE: every proper embedding of an n-manifold lands in R^n
Statement
False claim: every smooth -manifold admits a proper embedding into .
Facts & Assumptions
Given: The circle .
Refutation
Suppose embedded in . Because is compact and connected, its image would be a compact connected subset of , hence a closed interval .
Removing any point from leaves a connected space, but removing an interior point from disconnects it, while removing an endpoint leaves a noncompact interval. Therefore is not homeomorphic to any closed interval. This contradicts step 1.1.
So the claim already fails in dimension .
FALSE: every noncompact submanifold has a uniform-radius tubular neighbourhood
Statement
False claim: every noncompact embedded submanifold of Euclidean space has a tubular neighbourhood of one fixed radius.
Facts & Assumptions
Given: A smooth embedded curve obtained by joining, for each integer , a long horizontal segment to a smoothed hairpin whose two parallel strands are distance apart.
The Euclidean tubular neighbourhood theorem only guarantees a positive radius function along the submanifold (The Euclidean tubular neighbourhood theorem).
Refutation
The described curve is a smooth embedding of into : each hairpin lives far to the right of the previous ones, and the smoothing keeps successive pieces joined with nonvanishing tangent.
Let . Choose with . In the th hairpin the two nearly parallel strands are closer than , so the normal discs of radius centered on opposite strands meet before reaching the turning cap. Hence the normal addition map is not injective on the radius- neighbourhood of that part of the curve.
Since this happens for every fixed , no uniform tubular radius works. Thus [L1] is sharp: in the noncompact case one generally needs a variable radius.
FALSE: the tubular-neighbourhood retraction is canonical
Statement
False claim: the tubular-neighbourhood retraction of an embedded submanifold is canonical.
Facts & Assumptions
Given: The annulus around the unit circle .
Two tubular neighbourhoods are unique only up to shrinking and germ isomorphism near the zero section (Two tubular neighbourhood germs are isomorphic near the zero section).
Refutation
The radial map is a smooth retraction .
Choose a smooth function with and for some . The tubular chart is a diffeomorphism from onto and agrees with the inclusion at . Its induced tubular retraction is Thus is genuinely a tubular-neighbourhood retraction, and away from the circle.
Therefore the retraction depends on the chosen tubular chart and is not canonical. The correct uniqueness statement is the weaker germ statement recorded in [L1].
FALSE: uniform approximation is the right global notion on every noncompact manifold
Statement
False claim: on every noncompact manifold, one global uniform error bound is the right notion of smooth approximation.
Facts & Assumptions
Given: The continuous function on and the positive continuous error function .
A positive continuous error function may vary from point to point (Positive continuous error functions for strong approximation).
Refutation
Fix any uniform tolerance , choose , and set . This function is smooth on and for every . Thus it uniformly approximates .
For , The last expression eventually exceeds , since . Therefore fails the pointwise error requirement despite its uniform error being less than .
Since this happens for every on the noncompact manifold , no fixed uniform tolerance captures the stated fine approximation condition. This refutes the claim.
Sources
- Marco Gualtieri, Topology I: Smooth Manifolds, Part 11
- John M. Lee, Introduction to Smooth Manifolds, 2nd ed., Chapter 6
- John M. Lee, Introduction to Smooth Manifolds, 2nd ed., Lemma 6.13 and Theorem 6.15, pp.132-135
- John M. Lee, Introduction to Smooth Manifolds, 2nd ed., Embeddings
- John M. Lee, Introduction to Smooth Manifolds, 2nd ed., Lemma 6.13
- John M. Lee, Introduction to Smooth Manifolds, 2nd ed., Lemma 6.14
- John M. Lee, Introduction to Smooth Manifolds, 2nd ed., Theorem 6.15
- Hassler Whitney, Differentiable manifolds in Euclidean space
- John M. Lee, Introduction to Smooth Manifolds, 2nd ed., Theorem 6.18
- Marco Gualtieri, Topology I: Smooth Manifolds, Part 11, Definition 3.53
- John M. Lee, Introduction to Smooth Manifolds, 2nd ed., Tubular Neighborhoods
- Marco Gualtieri, Topology I: Smooth Manifolds, Part 11, Theorem 3.54
- John M. Lee, Introduction to Smooth Manifolds, 2nd ed., Theorem 6.24, pp. 139–140
- John M. Lee, Introduction to Smooth Manifolds, 2nd ed., Theorem 6.24
- John M. Lee, Introduction to Smooth Manifolds, 2nd ed., Theorem 6.24 and Proposition 6.25, pp.139-141
- Ralph L. Cohen, Bundles, Manifolds, and Homotopy, Chapter 8 section 1, Theorem 8.1, pp.237-239
- John M. Lee, Introduction to Smooth Manifolds, 2nd ed., The Whitney Approximation Theorems
- John M. Lee, Introduction to Smooth Manifolds, 2nd ed., Theorem 6.21
- John M. Lee, Introduction to Smooth Manifolds, 2nd ed., Theorem 6.21, pp.136-137
- John M. Lee, Introduction to Smooth Manifolds, 2nd ed., Smooth Approximation of Maps Between Manifolds
- John M. Lee, Introduction to Smooth Manifolds, 2nd ed., Theorem 6.24, Proposition 6.25 and Theorem 6.26, pp.139-141
- John M. Lee, Introduction to Smooth Manifolds, 2nd ed., Theorems 6.21 and 6.26, pp.136-137 and 141
- Marco Gualtieri, Topology I: Smooth Manifolds, Part 10, Corollary 3.27
- Marco Gualtieri, Topology I: Smooth Manifolds, Part 10, Corollary 3.28
- John M. Lee, Introduction to Smooth Manifolds, 2nd ed., Transversality
- Morris W. Hirsch, Differential Topology
- Marco Gualtieri, Topology I: Smooth Manifolds, Part 10, Theorem 3.29