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Strong Whitney approximation by transverse maps
Statement
Assume the Axiom of Countable Choice (The Axiom of Countable Choice ()). Let be smooth and let be a closed embedded submanifold. Every neighbourhood of in the strong smooth topology contains a smooth map that is transverse to .
Facts & Assumptions
Given: , a smooth map between smooth manifolds without boundary, a closed embedded submanifold , and a strong smooth neighbourhood of .
Countable Choice is The Axiom of Countable Choice (). The manifold convention is Hausdorff and second countable (Smooth manifolds and their smooth charts). The embedding, tubular neighbourhood, chart-cover, partition and parametric-transversality suppliers below carry this same premise; no dependent choice or uncountable family choice is used.
The strong topology, for a finite integer , has basic neighbourhoods specified by a locally finite source chart family , compact sets , target charts with , and tolerances . They require and for every . The strong smooth topology on is generated by the restrictions of these topologies for finite . Thus any neighbourhood contains a finite intersection of such basic sets. Combining their finitely many locally finite chart families gives locally finite compact constraints with a finite derivative order for each constraint. This is the coordinate definition of the topology, not a density assumption.
Under [A1], there is a smooth Euclidean embedding (Every smooth manifold embeds in some finite-dimensional Euclidean space). The Euclidean tubular theorem and its normal-addition construction supply an open set containing and a smooth retraction with ; is a submersion because in normal-bundle coordinates it is the bundle projection (The Euclidean tubular neighbourhood theorem, The normal addition map for a Euclidean submanifold).
Under [A1], an open cover has a countable subordinate relatively compact coordinate-ball cover and a countable locally finite shrinking; a smooth subordinate partition of unity exists (Every open cover of a manifold has a countable relatively compact coordinate-ball subcover, A countable coordinate-ball cover has a countable locally finite shrinking, Smooth partitions of unity exist on manifolds). In particular one obtains a locally finite compact coordinate cover and a countable partition with compact locally finite supports; a finite partition is padded by zero functions.
Locally finite smooth sums are smooth (A locally finite sum of smooth functions is smooth). The chain and product rules, iterated in coordinates, control derivatives of smooth composites (The chain rule for differentials of smooth maps, Sums, scalar multiples, products and quotients: , , , and when , maps and multi-index derivative notation in Euclidean space). Continuous functions on compact metric sets attain bounds and are uniformly continuous (A continuous real-valued function on a nonempty compact metric space is bounded and attains a greatest and a least value, Heine-Cantor: a continuous map from a compact metric space to any metric space is uniformly continuous).
Under [A1], if a smooth evaluation map is transverse to , its nontransverse slice parameters form a null subset of (Parametric transversality). Nullity in a Euclidean chart is the cube-cover nullity of Null subsets of a smooth manifold and Measure zero and content zero in by countable and finite cube covers. A compact null subset of positive-dimensional Euclidean space has content zero (For compact subsets of , measure zero and content zero coincide); cube volumes and finite grid additivity are Axis-parallel rectangles in and their volume.
Proof
If , its unique map is already transverse and lies in . Otherwise . Fix as in [L1]. The ambient dimension supplied by the embedding theorem is positive, so take .
Choose a finite intersection of the basic sets of [F1] contained in . List its compact chart constraints . Their nonempty source chart domains form an at-most-countable family: in a countable basis assign to each domain the least nonempty basis member contained in it. Each basis member is assigned only finitely many domains, since a point of that member belongs to all of them and the family is locally finite. Countable Choice enumerates these finite fibres. Add a locally finite compact coordinate cover subordinate to the open sets for target chart domains , using [L2], with derivative order zero and tolerance one. The combined constraints are still countable and locally finite; their compact sets now cover . They only impose extra restrictions, so satisfying all of them implies membership in .
For one nonempty consider, in source coordinates, This is smooth on an open neighbourhood of . Compactness gives a positive and a compact neighbourhood of within its coordinate domain such that is defined on that neighbourhood times , with the retraction argument in and the result in . Every finite collection of derivatives of is bounded and uniformly continuous on this compact product by [L3].
There is such that any smooth with makes satisfy constraint . Here the assertion only concerns points of where the expression is defined; the zeroth-order bound ensures that it is defined there. To verify the derivative estimate, repeated chain and product rules express each as a finite sum of derivatives multiplied by products of derivatives . At and all its derivatives zero the sum equals . As the finitely many derivative variables tend to zero, terms having a positive-order derivative of tend uniformly to zero by the compact derivative bounds of step 3.1; terms without such a factor converge uniformly by uniform continuity there. Choose small enough to make all these finitely many differences less than . Take the first number , , for which these conclusions hold, so choosing all makes no new family choice. Empty may be omitted.
Choose the partition from [L2]. For each put These numbers are finite by [L3]. For each , the set is finite: every point of the compact support has a neighbourhood meeting only finitely many , and a finite subcover gives finitely many indices in total. Define The sum is locally finite and smooth, and because the nonnegative partition sums to one and every . All coefficients are explicit finite minima.
For every , the compact meets only finitely many partition supports, by the same compactness argument. Outside a support a smooth function and all its derivatives vanish. Therefore differentiation of the locally finite sum and the triangle inequality give This controls the entire prescribed finite jet on every compact, with tolerances allowed to shrink independently towards infinity.
Let and define For every , each derivative of in constraint is bounded by times the corresponding bound of step 6.1. Since the cover , step 4.1 makes the retraction argument lie in at every , so is a globally defined smooth map. It also makes every slice satisfy every original neighbourhood constraint, hence . Finally .
The parameter differential at is It is surjective because and is a submersion. Thus the total evaluation map is a submersion and therefore transverse to : its differential already spans the whole target tangent space.
By [L4], the bad slice parameters are null in . They cannot exhaust . Indeed contains a closed positive-side cube . If were null, compact-null/content-zero equivalence in [L4] would give finite cube covers of arbitrarily small total volume. Every finite cube cover of has total volume at least : subdivide a containing rectangle at all cube endpoints, and assign each positive-volume grid cell of to the least covering cube that contains its midpoint. Such a cell lies wholly in that cube; finite grid additivity gives the stated volume bound. This contradiction proves that some is good. No countable sequence of good parameters is selected.
Choose this one good and set . It is smooth and transverse to by step 9.1, and lies in by step 7.1. This proves the full strong smooth density, including noncompact . Empty source was treated in step 1.1; zero-dimensional source or target is allowed throughout, and no positive target dimension was needed for surjectivity onto its tangent spaces. Exactly [A1] is inherited through the stated suppliers; the jet radii and amplitude coefficients were defined canonically, and the final parameter selection is a single existential choice.
Source locator
Hirsch, Differential Topology, Ch. 2 §1, printed pp. 34–36, defines the strong finite-order chart neighbourhoods and the strong smooth topology generated by their restrictions. Ch. 3 §2, Theorem 2.1, printed pp. 74–77, proves transversality density through Lemma 2.3's Sard translations and Theorem 2.2's locally finite globalization/Baire argument. The proof here uses the already proved Euclidean embedding, smooth tubular retraction, partition and parametric Sard suppliers to replace that globalization: steps 3.1–7.1 prove the required noncompact derivative control directly. The external density theorem is not used as a proof premise.
Depends on
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
- Smooth manifolds and their smooth charts
- Every smooth manifold embeds in some finite-dimensional Euclidean space
- The Euclidean tubular neighbourhood theorem
- Every open cover of a manifold has a countable relatively compact coordinate-ball subcover
- A countable coordinate-ball cover has a countable locally finite shrinking
- Smooth partitions of unity exist on manifolds
- A locally finite sum of smooth functions is smooth
- The chain rule for differentials of smooth maps
- Sums, scalar multiples, products and quotients: $(f+g)'(c) = f'(c) + g'(c)$, $(\alpha f)'(c) = \alpha f'(c)$, $(fg)'(c) = f'(c)g(c) + f(c)g'(c)$, and $(f/g)'(c) = \bigl(f'(c)g(c) - f(c)g'(c)\bigr)/g(c)^{2}$ when $g(c) \ne 0$
- $C^k$ maps and multi-index derivative notation in Euclidean space
- Heine-Cantor: a continuous map from a compact metric space to any metric space is uniformly continuous
- A continuous real-valued function on a nonempty compact metric space is bounded and attains a greatest and a least value
- Parametric transversality
- The normal addition map for a Euclidean submanifold
- Null subsets of a smooth manifold
- Measure zero and content zero in $\mathbb{R}^m$ by countable and finite cube covers
- For compact subsets of $\mathbb{R}^m$, measure zero and content zero coincide
- Axis-parallel rectangles in $\mathbb{R}^m$ and their volume
Used by
- Negative expected dimension forces empty generic intersections Corollary
- Transverse maps are dense in the strong smooth topology Corollary
- A nontrivial Whitney circle in the fundamental group blocks cancellation Counterexample
- Kernel classes are represented by embedded spheres below the middle dimension Lemma
- The universal Pontryagin-Thom correspondence for unoriented and oriented bordism Theorem
- Vanishing algebraic intersection gives geometric disjunction in the simply connected stable range Theorem
Dependency tree · two levels
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Sources
- John M. Lee, Introduction to Smooth Manifolds, 2nd ed., Transversality (standard reference, not scraped)
- Morris W. Hirsch, Differential Topology (standard reference, not scraped)