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Whitney Embedding Tubular Neighbourhoods and Approximation — Examples
1 · Prerequisites
- Absolute and Conditional Convergence; Rearrangement; Products
- Binary Operations, Monoids, Groups and Subgroups
- Compactness
- Compactness in Metric Spaces
- Completeness, Completion, and Uniform Continuity
- Connectedness
- Constant Rank, Submersions, Immersions and Regular Level Sets
- Construction of the Natural Numbers
- Construction of the Real Numbers via Cauchy Sequences
- Construction of the Real Numbers via Dedekind Cuts
- Continuity, IVT, EVT, and Uniform Continuity
- Cosets, Index and Lagrange's Theorem
- Countability and Uncountability
- Countability Axioms and Cardinal Functions
- Determinants of Matrices over a Commutative Ring
- Divisibility, Euclidean Domains, Principal Ideal Domains and Unique Factorisation
- Dual Spaces, Bilinear and Quadratic Forms, and Sylvester's Law of Inertia
- Filters and Ultrafilters
- Finite Counting, Factorials and Binomial Coefficients
- Foundations of the Real Numbers for Analysis
- Gaussian Elimination, Elementary Matrices and Reduced Row Echelon Form
- Group Actions, Orbits, Stabilisers and Cayley's Theorem
- Hereditary and Productive Behaviour of the Separation Axioms
- Homotopy and Homotopy Equivalence
- Ideals, Quotient Rings and the Isomorphism Theorems for Rings
- Inner Product Spaces, Gram-Schmidt, Projections and Adjoints
- Limits of Real Functions
- limsup, liminf, and Subsequential Limits
- Linear Independence, Bases and Dimension
- Linear Transformations, Rank-Nullity and Quotient Spaces
- Matrices, the Matrix of a Linear Map, and Change of Basis
- Metric Spaces
- Mixed Partials, Taylor Formulae, and Extrema
- Monotone Functions, Discontinuities, and Continuity Sets
- Monotone Sequences, Bolzano-Weierstrass, and Cauchy Completeness
- Normal Subgroups and Quotient Groups
- Order, Zorn's Lemma, and the Axiom of Choice
- Partitions of Unity and Paracompactness
- Polynomial Rings, the Division Algorithm and Roots
- Power Series and Real-Analytic Functions
- Properties of the Integral and the Working FTC
- Rank Theorems and Embedded Submanifolds
- Relations, Functions, and Quotients
- Rings, Subrings, Integral Domains and Fields
- Rⁿ as a Normed Space; Vector-Valued Functions
- Roots, Rational Powers, and Classical Inequalities
- Sard Theorem and Transversality
- Separation Axioms: the Hierarchy
- Sequences and Limits
- Sequences and Series of Functions; Uniform Convergence
- Series: Convergence and the Nonnegative Tests
- Simple Field Extensions and the Construction of the Complex Numbers
- Smooth Manifolds and Smooth Maps
- Smooth Partitions of Unity and Exhaustions
- Smooth Vector Bundles and Sections
- Subspaces, Products, and Quotients
- Suprema and Infima
- Symmetric Groups, Cycle Decomposition and the Sign Homomorphism
- Tangent Cotangent and the Differential
- The Derivative and the Mean Value Theorems
- The Determinant of a Linear Operator, Cofactors and Cramer's Rule
- The Exponential Function
- The Fundamental Theorems of Calculus
- The Inverse and Implicit Function Theorems
- The Inverse Function Theorem Completed
- The Riemann Integral in Rᵐ and Jordan Content
- The Riemann Integral: Definition and Integrability
- The Topology of Euclidean Space
- The Total Derivative in ℝᵐ → ℝⁿ
- The ZFC Axioms and the Basic Set Constructions
- Topological Spaces and Continuity
- Topology of ℝ
- Vector Spaces, Linear Subspaces, Span and Direct Sums
- Whitney Embedding Tubular Neighbourhoods and Approximation
2 · Summary
These examples compute explicit tubes for the circle and sphere, show why noncompact submanifolds may need variable radii, and illustrate both the projection and approximation failure modes that the A page isolates. They end with concrete transverse-section and nearest-point counterexamples that keep the main theorem statements honest.
3 · Logical flowchart
4 · Definitions, theorems and proofs
None yet.
5 · Examples, counterexamples and false statements
The standard circle and its annular tubular neighbourhood
Example
For the unit circle
the normal line at is the radial line . Thus the normal bundle is identified with
and the normal addition map is
For , the image is the annulus
and the tubular retraction is radial normalization
Facts & Assumptions
Given: The unit circle with its Euclidean normal bundle.
Verification
Every vector orthogonal to is a scalar multiple of , so the displayed identification of the normal bundle is correct. Under that identification the normal addition map is .
If , then , so lands in the stated annulus. Conversely, every nonzero in that annulus can be written uniquely as Hence this is exactly the tubular neighbourhood promised by The Euclidean tubular neighbourhood theorem.
The inverse formula in step 2.1 sends to , so the associated retraction is , in agreement with A closed Euclidean submanifold has a smooth neighborhood retraction.
The sphere and its two-sided normal tube
Example
For the unit sphere , the outward unit normal at is again . Hence the normal bundle is the trivial line bundle , and the normal addition map is
For , its image is the spherical shell
Facts & Assumptions
Given: The unit sphere with the Euclidean metric.
Verification
Since , the orthogonal complement is the one-dimensional span of . Thus .
Under that identification, normal addition is . The same computation as for the circle shows that the image for is exactly the shell . This is the Euclidean tubular neighbourhood in the sense of The Euclidean tubular neighbourhood theorem.
A noncompact embedded curve with no uniform tubular radius
Example
Construct a smooth embedding by concatenating successively farther-right smoothed hairpins, where the th hairpin contains two nearly parallel strands at distance and is joined to the next one by a long horizontal segment. The image is a noncompact embedded curve.
Facts & Assumptions
Given: The smooth hairpin curve described above.
Verification
Each hairpin occupies a region disjoint from all the previous ones except for one joining segment, and the joins can be smoothed so that the velocity never vanishes. Therefore the concatenated curve is a smooth embedding of .
Fix and choose with . In the th hairpin the two nearly parallel strands are closer than , so normal discs of radius based on opposite strands intersect. Hence no tubular neighbourhood of constant radius can be injective there.
This realizes the failure asserted in FALSE: every noncompact submanifold has a uniform-radius tubular neighbourhood while remaining compatible with the variable-radius theorem The Euclidean tubular neighbourhood theorem.
A coordinate-bump embedding of the circle in Euclidean space
Example
Cover by the two standard stereographic-coordinate charts
with angular coordinates and . Choose smooth bumps supported in and equal to on smaller arcs still covering . Then
is an explicit coordinate-bump embedding of into .
Facts & Assumptions
Given: The two-chart cover of and the chosen bump functions .
Verification
On any point of the smaller arc where , the first two coordinates of recover the chart coordinate . The same is true for on the other smaller arc.
Because those smaller arcs cover , equality forces equality in one active chart coordinate, hence . The active chart coordinates also show that is injective at each point. This is exactly the compact coordinate-bump mechanism of A finite coordinate-bump map embeds a compact manifold in some Euclidean space.
Projecting a space curve can create a double point
Example
On , consider the embedded space curve
Projecting along the -axis gives
The distinct parameters and have the same projected image, so this projection creates double points.
Facts & Assumptions
Given: The space curve above and the -coordinate projection .
Verification
The curve is smooth and embedded: the first two coordinates already parametrize the standard unit circle, so the third coordinate only lifts that circle into space.
The projection forgets the -coordinate. Since and , one has for every , while away from and . Thus the projected curve has double points.
This is a concrete bad direction of the type excluded by A generic linear projection preserves injectivity and immersion, so it witnesses the false claim FALSE: an arbitrary linear projection of an embedding is an embedding.
Smoothing a piecewise-linear real-valued function relative to a closed set
Example
Let
on , and let . The function is piecewise linear and already smooth on a neighbourhood of the closed set .
Facts & Assumptions
Given: The function and the closed set .
Verification
The function is continuous on and smooth on the open neighbourhood of .
Applying Relative Whitney approximation for Euclidean-valued maps with any positive continuous error function produces a smooth map that equals on a smaller neighbourhood of and smooths the corner near .
Smoothing a continuous circle-valued map through an annular retraction
Example
Parametrize the circle by with and define
This is continuous on but not smooth at . Embedding the target circle in , approximating the planar representative smoothly, and then retracting through the standard annulus produces a smooth circle-valued map homotopic to .
Facts & Assumptions
Given: The continuous map on .
Verification
The map is continuous and well defined because the endpoint values and derivatives at agree. Near , has an absolute-value cusp, so fails to be smooth there.
The manifold-valued Whitney approximation theorem Whitney approximation for manifold-valued maps applies with target , using the annular tubular neighbourhood from the standard circle example. It therefore produces a smooth map homotopic to .
A transverse section of a line bundle has a hypersurface zero set
Example
For the trivial line bundle , the transverse section
is transverse to the zero section. Its zero set is the line , a codimension-one submanifold.
Facts & Assumptions
Given: The section of the trivial line bundle .
Verification
The derivative of the scalar function is . At every zero this is surjective onto the fibre , so is transverse to the zero section.
Therefore the conclusion of A smooth section transverse to the zero section has a submanifold zero set holds in this concrete case, and the zero locus is the hypersurface .
A nearest-point projection need not be unique outside the tubular radius
Statement refuted
Nearest-point projection onto an embedded submanifold stays uniquely defined everywhere in the ambient space.
Facts & Assumptions
Given: The unit circle and the center point .
Nearest-point projection agrees with the tubular retraction only after one shrinks to a sufficiently small tube (Nearest-point projection is the tubular retraction after shrinking).
Counterexample
Every point of is distance from the origin. Hence the origin has infinitely many nearest points on .
Therefore nearest-point projection is not uniquely defined at the origin, which lies outside every sufficiently small annular tubular neighbourhood. This is exactly the boundary described in [L1].
A smooth approximation without relative control destroys prescribed values
Statement refuted
An arbitrarily close smooth approximation automatically preserves values on a closed set where the original map was already fixed.
Facts & Assumptions
Given: The zero map and the closed set .
Relative Whitney approximation is the theorem that guarantees preservation near the closed set (Relative Whitney approximation for Euclidean-valued maps).
Counterexample
For every , the smooth function satisfies . So is an arbitrarily close smooth approximation to .
But , so this approximation does not preserve the prescribed value on . Thus closeness alone is weaker than the relative conclusion in [L1].
Sources
- John M. Lee, Introduction to Smooth Manifolds, 2nd ed., Tubular Neighborhoods
- Marco Gualtieri, Topology I: Smooth Manifolds, Part 11
- John M. Lee, Introduction to Smooth Manifolds, 2nd ed., Lemma 6.13
- John M. Lee, Introduction to Smooth Manifolds, 2nd ed., The Whitney Approximation Theorems
- John M. Lee, Introduction to Smooth Manifolds, 2nd ed., Smooth Approximation of Maps Between Manifolds
- John M. Lee, Introduction to Smooth Manifolds, 2nd ed., Transversality