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Incompleteness is finite-time geodesic escape

Statement

Assume ACω, and let (M,g) be a connected boundaryless Riemannian manifold. Then the metric space (M,dg) is incomplete if and only if there is a unit-speed maximal geodesic γ:I=(a,b)M with a finite endpoint which escapes every compact subset of M toward that endpoint. Precisely, either

  • b< and for every compact KM there is tK<b such that γ(t)K for every tK<t<b, or
  • a> and for every compact KM there is tK>a such that γ(t)K for every a<t<tK.

The empty connected manifold is allowed: its metric is complete and it has no such geodesic, so both sides are false.

Facts & Assumptions

Given: The connected boundaryless Riemannian manifold in the statement.

[A1]

The Axiom of Countable Choice (ACω) is the assumed ACω, and Boundaryless convention for geodesic flow and Hopf–Rinow fixes the boundaryless convention.

[F1]

Complete metric space: every Cauchy sequence converges in the space defines completeness by convergence of every Cauchy sequence. Under [A1], Hopf–Rinow theorem identifies metric and geodesic completeness on a nonempty connected boundaryless Riemannian manifold, while Geodesically complete Riemannian manifold expresses failure of the latter by an initial vector whose maximal geodesic domain is not R.

[F2]

Under [A1], Existence uniqueness and smooth dependence of geodesics supplies the unique maximal open interval for every initial vector. Zero initial velocity has the constant global geodesic.

[F3]

Geodesics have constant speed for a metric-compatible connection makes a geodesic's speed constant, and Affine reparametrization of a geodesic is a geodesic gives the exact speed change under an affine rescaling.

[F4]

Under [A1], Geodesics continue while velocity lifts remain compact says that the velocity lift of a maximal geodesic eventually leaves every compact subset of TM along a tail approaching either finite endpoint.

[F5]

Coordinate balls form a basis of a topological manifold supplies coordinate balls with compact closures. In the induced chart of The induced tangent bundle chart, Local comparison of a riemannian metric with the euclidean metric uniformly compares the metric norm and Euclidean fibre norm over a compact coordinate set.

Proof

technique · normalize a finite maximal geodesic and compactify unit velocities over compact base sets
1.1

Suppose (M,dg) is incomplete. Then M is nonempty, since the empty metric space has no Cauchy sequence failing to converge by [F1]. By [F1], M is not geodesically complete, so [F2] gives an initial vector whose maximal geodesic η:(α,β)M does not have domain R. Because this is an open interval containing zero, at least one of α> and β< holds.

F1F2
1.2

We next prove the compactness fact needed to turn velocity escape into base escape. For a compact KM, put SK={vTM:π(v)K, vg=1}. If K= or dimM=0, this set is empty and compact. Suppose K and n=dimM>0. Cover K by coordinate balls B whose compact closures lie in coordinate domains, using [F5], and take a finite subcover B0,,Bm. Put Cj=KBj. It is a compact subset by [F6], and the Cj cover K.

F5F6
1.3

Fix j. In the induced tangent chart over the coordinate domain containing Cj, the part Sj of SK over Cj is x~(Sj)={(x,u):xx(Cj), uTG(x)u=1}. The set x(Cj) is compact by [F6], hence closed and bounded by Euclidean Heine--Borel. By [F5] there is cj>0 with uTG(x)ucju2 over Cj, so every displayed u satisfies ucj1/2. The displayed set is closed because x(Cj) is closed and (x,u)uTG(x)u is continuous. It is therefore closed and bounded in R2n and compact by [F6]. The inverse tangent chart is continuous, so [F6] makes Sj compact in TM.

F5F6
1.4

Conversely, suppose a unit-speed maximal geodesic with either stated finite endpoint exists. Its maximal interval is not R, so [F1] and [F2] show that M is not geodesically complete. Its existence makes M nonempty; hence Hopf--Rinow in [F1] gives that (M,dg) is not complete. The escape condition is stronger than needed for this implication.

F1F2given
2.1

By [F3], η=c is constant. It has c>0: if c=0, its initial velocity is zero and [F2] would make the maximal geodesic constant on R. Define J=c(α,β),γ(s)=η(s/c)(sJ). Then [F3] gives γ=1. It is maximal, since an extension of γ would compose with tct to extend η; and the corresponding endpoint cα or cβ is finite.

F2F3step 1.1
2.2

The equality SK=S0Sm and finite-union clause of [F6] now make SK compact. This proof selected only a finite subcover and finitely many comparison constants, and therefore used no choice axiom.

F6step 1.2step 1.3
3.1

Let e be the finite endpoint of J obtained in step 2.1. By [F4], the velocity lift z(s)=(γ(s),γ(s)) eventually leaves the compact set SK along the tail toward e. Since γ has unit speed, z(s)SK whenever γ(s)K. Therefore γ eventually leaves K along that tail. The compact set K was arbitrary, so the required escaping geodesic exists.

F4step 2.1step 2.2
4.1

If M=, every Cauchy sequence condition is vacuous and no geodesic exists, as stated. A nonempty connected zero-manifold is a point and is complete, so the two failure conditions are again both false. Dimension one is covered by the n>0 compactness calculation. The normalization divides only by the proved positive speed; unit speed excludes the zero vector. Both finite endpoint directions are retained rather than silently reversing time, and step 3.1 proves the full eventual-tail quantifier for each compact set, not merely the existence of a sequence leaving it. Assumption [A1] is used exactly through [F1], [F2] and [F4]; steps 1.2, 1.3 and 2.2 are choice-free.

A1F1F2F4step 2.1step 1.2step 1.3step 2.2step 3.1step 1.4

Source locator

Andrews, Theorem 11.5.1 and the proof of metric completeness implying global geodesics, printed pp.106--107, supply the finite-endpoint unit-speed normalization context. The compact unit-velocity bundle argument and the exact eventual escape conclusion are proved locally from [F4]--[F6].

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