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Assuming dependent choice, every locally compact Hausdorff space is a Baire space

Statement

Assume the Axiom of Dependent Choice (The axiom of dependent choice: a relation in which every element is related to something admits an N\mathbb{N}-indexed chain).

Let (X,T)(X, \mathcal{T}) be a locally compact Hausdorff space (Locally compact topological space: every point has a compact neighbourhood; and what this says in a metric space, Hausdorff space: distinct points have disjoint open neighbourhoods; every metrizable space is Hausdorff and the indiscrete topology on two points is not, Topology on a set, open and closed sets, clopen sets, the closed-set axiomatisation, and the coarser/finer comparison). Then XX is a Baire space (Baire space: a topological space in which every countable intersection of dense open subsets is dense): for every sequence (Un)nN(U_n)_{n \in \mathbb{N}} of dense open subsets of XX (Dense, nowhere dense and codense subsets of a topological space, and the criterion by basic open sets, Convergence and cluster points of a sequence in a topological space, sequential continuity, and the sequential closure), the intersection nNUn\bigcap_{n \in \mathbb{N}} U_n is dense in XX.

Dependent choice is sufficient here and no claim of necessity is made. The several statements that go by the name "Baire category theorem" are inequivalent over ZF, and the choice principles they correspond to differ; that account, including the fact that the compact Hausdorff version is equivalent to a principle strictly weaker than dependent choice, is The Baire category theorem is four inequivalent statements over ZF , which this library states and does not prove. Nothing below asserts that dependent choice is needed for the statement above.

Facts & Assumptions

Given: A locally compact Hausdorff space (X,T)(X, \mathcal{T}), a sequence (Un)nN(U_n)_{n \in \mathbb{N}} of dense open subsets of XX, and the Axiom of Dependent Choice.

[L1]

AXA \subseteq X is dense exactly when A=X\overline{A} = X, exactly when AA meets every nonempty open subset of XX; and XX is a Baire space when every sequence of dense open sets has dense intersection (Dense, nowhere dense and codense subsets of a topological space, and the criterion by basic open sets, Interior, closure, boundary, exterior, derived set and isolated point in a topological space, Baire space: a topological space in which every countable intersection of dense open subsets is dense).

[L5]

A space is compact exactly when every family of its closed subsets with the finite intersection property has nonempty intersection (A space is compact exactly when every family of closed subsets with the finite intersection property has nonempty intersection).

[L6]

Assuming dependent choice: if AA is nonempty and (Rn)nN(R_n)_{n \in \mathbb{N}} are relations on AA such that every uAu \in A has some vAv \in A with uRnvu \mathbin{R_n} v, then for every a0Aa_0 \in A there is a:NAa : \mathbb{N} \to A with a(0)=a0a(0) = a_0 and a(n)Rna(n+1)a(n) \mathbin{R_n} a(n+1) for every nn (Dependent choice along a sequence of relations: if RnR_n is entire on AA for every nn, then from any aa there is a sequence with anRnan+1a_n \mathbin{R_n} a_{n+1}, Convergence and cluster points of a sequence in a topological space, sequential continuity, and the sequential closure, The natural numbers N\mathbb{N} (von Neumann)).

Proof

technique · direct
1.1

By [L1] it suffices to show that every nonempty open WXW \subseteq X meets nNUn\bigcap_{n \in \mathbb{N}} U_n; if XX has no nonempty open subset the requirement is vacuous and there is nothing to prove, so fix a nonempty open WW.

L1suffices: every nonempty open W meets the intersection
2.1

WU0W \cap U_0 is open and nonempty, U0U_0 being dense and WW nonempty open; fixing a point of it, [L2] gives an open V0V_0 with that point in V0V_0 and V0WU0\overline{V_0} \subseteq W \cap U_0, with V0\overline{V_0} a compact subset of XX. In particular V0V_0 is nonempty.

L1L2step 1.1
3.1

Let A\mathcal{A} be the set of nonempty open VXV \subseteq X whose closure V\overline{V} is a compact subset of XX; it contains V0V_0 by step 2.1, so it is nonempty. For nNn \in \mathbb{N} define a relation RnR_n on A\mathcal{A} by declaring VRnVV \mathbin{R_n} V' to hold exactly when VVUn+1\overline{V'} \subseteq V \cap U_{n+1}.

L1step 2.1construct
4.1

Each RnR_n is entire on A\mathcal{A}: given VAV \in \mathcal{A}, the set VUn+1V \cap U_{n+1} is open and nonempty, Un+1U_{n+1} being dense and VV nonempty open, so fixing a point of it and applying [L2] gives an open VV' containing that point with VVUn+1\overline{V'} \subseteq V \cap U_{n+1} and V\overline{V'} compact; then VAV' \in \mathcal{A} and VRnVV \mathbin{R_n} V'. This is a pure existence statement and selects nothing, which is why dependent choice and nothing stronger is spent below.

L1L2step 3.1
5.1

By [L6] applied to A\mathcal{A}, the relations RnR_n and the point V0V_0, there is a sequence (Vn)nN(V_n)_{n \in \mathbb{N}} in A\mathcal{A} with V0V_0 as given and Vn+1VnUn+1\overline{V_{n+1}} \subseteq V_n \cap U_{n+1} for every nNn \in \mathbb{N}.

L6step 3.1step 4.1
6.1

The sets Vn\overline{V_n} are nonempty, since VnV_n is nonempty and VnVnV_n \subseteq \overline{V_n} by [L3], and they decrease: Vn+1VnVn\overline{V_{n+1}} \subseteq V_n \subseteq \overline{V_n} by step 5.1 and [L3]. Each is a compact subset of XX and hence closed in XX by [L3], so each is the trace of a closed set on V0\overline{V_0} and therefore closed in the subspace V0\overline{V_0} by [L4].

L3L4step 5.1
7.1

The family {Vn:nN}\{\, \overline{V_n} : n \in \mathbb{N} \,\} of closed subsets of the compact space V0\overline{V_0} has the finite intersection property: the intersection of the empty list is V0\overline{V_0}, which is nonempty, and the intersection of a nonempty finite list is VN\overline{V_N} for NN the greatest of the indices occurring, the sets being decreasing, and that is nonempty. So [L5] gives a point xnNVnx \in \bigcap_{n \in \mathbb{N}} \overline{V_n}.

L4L5step 6.1
8.1

That point lies in WnNUnW \cap \bigcap_{n \in \mathbb{N}} U_n: from xV0WU0x \in \overline{V_0} \subseteq W \cap U_0 it lies in WW and in U0U_0, and for every nNn \in \mathbb{N} it lies in Vn+1VnUn+1Un+1\overline{V_{n+1}} \subseteq V_n \cap U_{n+1} \subseteq U_{n+1}, so it lies in UmU_m for m=0m = 0 and for every mm of the form n+1n+1, that is in every UmU_m.

step 2.1step 5.1step 7.1
9.1

So every nonempty open WW meets nNUn\bigcap_{n \in \mathbb{N}} U_n, which by [L1] makes that intersection dense; as (Un)(U_n) was an arbitrary sequence of dense open sets, XX is a Baire space.

L1step 1.1step 8.1

Remarks

Where each hypothesis is spent. Local compactness and the Hausdorff condition enter only through [L2], the shrinking clause of In a locally compact Hausdorff space every point has a neighbourhood base of compact sets, every open subspace and every closed subspace is locally compact, every open set around a point contains an open set with compact closure inside it, and every compact set sits inside an open set with compact closure, which is used twice: once to start the construction and once to continue it. Compactness of V0\overline{V_0} is used once, at step 7.1, to turn a decreasing sequence of nonempty closed sets into a common point; that is the finite intersection characterisation A space is compact exactly when every family of closed subsets with the finite intersection property has nonempty intersection and nothing else.

Why the stage-dependent form of dependent choice is needed. The nn-th shrinking must land inside Un+1U_{n+1}, so the admissible successors of VV change with nn; that is a family of relations and not a relation, and The axiom of dependent choice: a relation in which every element is related to something admits an N\mathbb{N}-indexed chain as stated applies to a single relation on a single set. Dependent choice along a sequence of relations: if RnR_n is entire on AA for every nn, then from any aa there is a sequence with anRnan+1a_n \mathbin{R_n} a_{n+1} is exactly the bridge, and it costs nothing beyond dependent choice itself.

Each UnU_n is used exactly once. The base step consumes U0U_0 and the step from VnV_n to Vn+1V_{n+1} consumes Un+1U_{n+1}, so as nn ranges over N\mathbb{N} every index is consumed and none twice. Since N\mathbb{N} contains 00, dropping the base step would leave U0U_0 untouched and the conclusion false as stated; the accounting is checked at step 8.1, where membership in UmU_m is established separately for m=0m = 0 and for m=n+1m = n+1.

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