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Continuous functional calculus for bounded self adjoint operators
Statement
Assume AC. For a bounded self-adjoint operator on a nonzero complex Hilbert space there is a unique isometric unital star-homomorphism , , sending the coordinate function to , with range .
Facts & Assumptions
For and a complex polynomial one has , restriction classes of polynomials on are well defined, and the class map is isometric (Polynomial calculus is isometric for self adjoint operators).
for self-adjoint , and is nonempty and compact: is a unital complex Banach algebra, the operator spectrum agrees with the spectrum in by the bounded inverse theorem, and spectra in nonzero unital Banach algebras are nonempty and compact (Spectrum of a self adjoint operator is real, Bounded Hilbert operators form a C star algebra, Bounded inverse theorem, Spectrum is nonempty compact and norm bounded, Spectrum and resolvent of a bounded operator).
for compact Hausdorff denotes the continuous complex-valued functions, with complex function algebras, self-adjointness, unitality and point separation as defined there; the restrictions of polynomials to form such an algebra, and for they are point-separating because the coordinate function separates points (Self-adjoint complex function algebras, unitality, and point separation).
Every unital point-separating self-adjoint complex function algebra on a nonempty compact Hausdorff space is uniformly dense in (Complex Stone–Weierstrass dichotomy for separating self-adjoint algebras; the unital case is dense).
A uniform limit of continuous complex functions is continuous, and is complete (A uniform limit of continuous complex-valued functions is continuous, The complex plane is complete, and convergence is equivalent to convergence of real and imaginary parts).
is a complex Banach space with submultiplicative norm for composition, so operator-norm Cauchy sequences converge and multiplication is continuous (If (Y) is Banach then (\mathcal B(X,Y)) is Banach, Bounded Hilbert operators form a C star algebra).
is the norm closure of the unital -algebra of -polynomials in ; a unital star-homomorphism between complex C*-algebras is a bounded complex-linear map preserving products and adjoints (C star algebra generated by a normal operator, C star algebra).
AC is the hypothesis of the spectral and choice-consuming suppliers (The Axiom of Choice).
Proof
Given: A nonzero complex Hilbert space , a bounded self-adjoint , and the set of restrictions to of complex polynomials.
The spectrum is a nonempty compact subset of .
The space with pointwise operations, conjugation and the supremum norm is a unital commutative C*-algebra: pointwise products and conjugation satisfy the algebra axioms, the supremum norm is submultiplicative and satisfies , and completeness follows because a supremum-norm Cauchy sequence of continuous functions has pointwise limits by completeness of , converges uniformly by the standard estimate, and has continuous limit; is a unital, self-adjoint and point-separating function algebra inside it, hence uniformly dense.
The map , , is well defined and is complex-linear, multiplicative, unital, star-preserving (for the conjugate of is ) and isometric. For the star identity, write : the C*-involution laws and give ; on the real spectrum this polynomial equals .
For and polynomials with (which exist by density) the sequence is Cauchy in operator norm because , so it converges; the limit does not depend on the choice of sequence, since two such sequences differ in norm by at most .
Defining as that limit makes complex-linear, unital, multiplicative, star-preserving and isometric: each property holds for polynomial representatives by step 1.3 and passes to the limit by continuity of the algebra operations and the norm in , while the norm identity passes by continuity of the modulus; moreover .
The range of is : each is a norm limit of operators lying in the unital -algebra generated by , so the range is contained in its closure; conversely shows that every -polynomial lies in the range, and the range is closed because is isometric on the complete space established in step 1.2: a convergent sequence of images has Cauchy preimages, whose limit maps to its image limit, so it contains the closure.
With step 1.2, the map is an isometric unital star-homomorphism of complex C*-algebras in the sense of the definition, and .
is the only such map: if is an isometric unital star-homomorphism with , then for every polynomial , by multiplicativity, unitality and star-preservation; for and approximating polynomials with , continuity of both isometric maps gives .
The map is therefore the unique isometric unital star-homomorphism with and range .
Depends on
- Polynomial calculus is isometric for self adjoint operators
- Complex Stone–Weierstrass dichotomy for separating self-adjoint algebras; the unital case is dense
- If \(Y\) is Banach then \(\mathcal B(X,Y)\) is Banach
- The Axiom of Choice
- Spectrum of a self adjoint operator is real
- Self-adjoint complex function algebras, unitality, and point separation
- A uniform limit of continuous complex-valued functions is continuous
- The complex plane is complete, and convergence is equivalent to convergence of real and imaginary parts
- Bounded Hilbert operators form a C star algebra
- C star algebra generated by a normal operator
- C star algebra
- Bounded inverse theorem
- Spectrum is nonempty compact and norm bounded
- Spectrum and resolvent of a bounded operator
Used by
- Continuous calculus does not contain discontinuous spectral projections Counterexample
- Functional calculus for a multiplication operator Example
- Sign and positive negative parts of a self adjoint operator Example
- Continuous functional calculus for bounded normal operators Theorem
- Continuous functional calculus properties Theorem
- Positive square root Theorem
- Self adjoint norm and spectrum extrema Theorem
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Sources
- Theo Bühler and Dietmar Salamon, Functional Analysis, Theorem 5.54, printed pp.250–262 (standard reference, not scraped)
- Dana P. Williams, Lecture Notes on the Spectral Theorem, Example 4.9, pp.13–15 (standard reference, not scraped)