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TheoremStatement: Literature-sourcedProof: AI-adaptedPipeline-generatedprecheck passaudited 2026-09-30
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Differentials of a smooth morphism

Statement

Assume the Axiom of Choice (AC). Let f:X→S be a morphism of schemes that is smooth at a point x∈X (Smooth morphism of schemes), and consider the sheaf of relative differentials ΩX/S (Sheaf of relative Kähler differentials). Then ΩX/S is locally free of finite rank near x (meaning that it restricts to OUr on some open neighbourhood U of x), and its rank at x equals the relative dimension of f at x (Relative dimension of a smooth morphism at a point). Consequently, if f is smooth with pure relative dimension n, then ΩX/S is locally free of rank n on all of X.

On the smooth locus the rank is locally constant because the sheaf is locally free there, and it equals the relative dimension. If f is smooth everywhere, this gives a locally constant rank function on all of X, which may take different values on different open components. No hypothesis is placed on S beyond the smoothness of f at the points considered.

Facts & Assumptions

Given: The data and hypotheses displayed in the Statement, with the conventions fixed there.

[F1]

A morphism f:X→S is smooth at x when f is locally of finite presentation at x, flat at x, and the scheme-theoretic fibre Xf(x) is geometrically regular at x; f is smooth when this holds at every point (Smooth morphism of schemes).

[F2]

A morphism is locally of finite presentation at a point when a suitable affine neighbourhood of the point in the source maps into an affine open of the target under a finitely presented ring map (Locally finite presentation morphisms).

[F3]

A standard smooth presentation of an R-algebra S is an isomorphism S≅(R[x1,…,xm]/(f1,…,fc))g under which some c×c minor of the Jacobian (∂fj/∂xi) becomes a unit; the integer m−c is the relative dimension of the presentation, and by the conventions of the definition the invertible minor may be assumed to be the leading one (Standard smooth presentations and locally standard smooth maps).

[F4]

Assume AC. Let R→S be a ring map of finite presentation and let q∈Spec⁡S over p, with κ=κ(p). Then R→S is standard smooth at q if and only if Rp→Sq is flat and the fibre S⊗Rκ(p) is geometrically regular at q (Locally standard smooth iff flat with geometrically regular fibres).

[F5]

Let R be a commutative ring and S a standard smooth R-algebra with presentation of relative dimension m−c; let p∈Spec⁡R and K/κ(p) a field extension, and write FK=S⊗RK. Then every irreducible component of Spec⁡FK has dimension m−c (Fibres of standard smooth algebras are regular of relative dimension).

[F6]

For a smooth f:X→S at x the relative dimension at x is the common value of the local dimensions dim⁡yXf(x),K over all field extensions K/κ(f(x)) and all y over x; for a scheme locally of finite type over a field, the local dimension at a point is the largest dimension of an irreducible component through it in a finite-type affine neighbourhood, and pure relative dimension n means that this value is n at every point (Relative dimension of a smooth morphism at a point).

[F7]

For a commutative ring A, a polynomial ring P=A[x1,…,xm] and I=(f1,…,fr)⊆P, the module Ω(P/I)/A is the cokernel of the B-linear map Br→Bm, B=P/I, whose j-th column is the vector of partial derivatives (∂fj/∂xi)i=1m (Jacobian presentation of Ω).

[F8]

For a ring map A→B with induced morphism Spec⁡B→Spec⁡A one has ΩX/S(D(g))≅ΩBg/A for every g∈B, compatibly with the localisation maps (Affine charts recover the algebraic module of differentials).

[F9]

A sheaf E of OX-modules is locally free of rank r near x when E∣U≅OUr on some open neighbourhood U of x; the rank is well defined and locally constant (at each point it is the dimension of the free stalk modulo its maximal ideal), and the sheaf is locally free of finite rank when every point has such a neighbourhood.

[F10]

The sheaf of relative differentials ΩX/S is the sheaf of OX-modules representing S-derivations (Sheaf of relative Kähler differentials).

[F11]

The Axiom of Choice states that every family of nonempty sets has a choice function (The Axiom of Choice).

Proof

technique · direct
1.1F1F2

Fix a smooth point x∈X and write s=f(x). By [F1] and [F2] there are affine opens U=Spec⁡B∋x and V=Spec⁡A∋s with f(U)⊆V and A→B of finite presentation, and the local ring map Ap→Bq, p=q∩A for the prime q corresponding to x, is flat while the fibre B⊗Aκ(p) is geometrically regular at q, these being the chart-level forms of flatness at x and geometric regularity of the fibre at x.

2.1F3F4step 1.1

By [F4] the finitely presented map A→B is standard smooth at q, so by [F3] there are h∈B∖q, integers m≥c≥0, elements f1,…,fc∈A[x1,…,xm] and g∈A[x1,…,xm] with Bh≅(A[x1,…,xm]/(f1,…,fc))g, the leading c×c Jacobian block J0=(∂fj/∂xi)1≤i,j≤c having unit determinant in Bh.

3.1F7F8step 2.1

Put P=A[x1,…,xm] and B0=P/(f1,…,fc), so that Bh=(B0)g; by [F8] applied over the chart, ΩX/S(D(h))≅ΩBh/A, and by [F7] (and localisation of the presentation Bh=(B0)g) the module ΩBh/A is the cokernel of the Bh-linear map Bhc→Bhm whose columns are the gradients ∇fj with coordinates in Bh.

4.1step 2.1step 3.1

This cokernel is free of rank m−c: writing the matrix of the map as the block matrix J=(J0J2) with J0 invertible over Bh, the product UJ=(Ic0) with the invertible matrix U=(J0−10−J2J0−1Im−c) (inverse (J00J2Im−c)) shows that after the change of basis U of Bhm the image of the map is exactly Bhc⊕0, so the cokernel is Bhm/(Bhc⊕0)≅Bhm−c, free of rank m−c.

5.1F3F5F6step 2.1step 4.1

Hence ΩX/S is free of rank m−c on the open neighbourhood D(h) of x, which is one half of the theorem; it remains to identify the number with the relative dimension. Let K/κ(s) be a field extension and let y∈Xs,K lie over x; then y lies in the open part D(h) of the fibre (the point x itself lies in D(h)), so dim⁡yXs,K equals the local dimension of Spec⁡(Bh⊗AK) at the corresponding point, and Bh is standard smooth over A of relative dimension m−c by [F3], so by [F5] every irreducible component of that spectrum has dimension m−c, whence the local dimension is m−c by the component description in [F6].

6.1F6step 4.1step 5.1

The value in step 5.1 is independent of K and of y over x, so f has relative dimension m−c at x by the definition recorded in [F6]; combined with step 4.1 this says ΩX/S is free of rank equal to the relative dimension of f at x on a neighbourhood of x.

7.1

Since the smooth point x∈X was arbitrary, every smooth point of X has an open neighbourhood on which ΩX/S is free of finite rank, namely a rank that is the relative dimension at the point, so on the smooth locus ΩX/S is locally free of finite rank with rank function the relative dimension by [F9] and [F10]. If f is smooth of pure relative dimension n, the rank is n at every point, so ΩX/S is locally free of rank n. The Axiom of Choice [F11] is used exactly through the cited criterion [F4] and the cited standard-smooth fibre computation [F5], both of which declare it; no further choice is made. [F9, F10, F11, step 6.1] □

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