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TheoremStatement: Literature-sourcedProof: AI-adaptedPipeline-generatedprecheck passaudited 2026-09-30
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Étale equals flat and unramified in finite presentation

Statement

Assume the Axiom of Choice (AC). Let f:X→S be a morphism locally of finite presentation and let x∈X, s=f(x). Then f is étale at x (Étale morphism of schemes) if and only if f is flat at x (Flat morphism of schemes) and unramified at x (Unramified morphism), the latter meaning that f is locally of finite type at x and formally unramified at x, equivalently that the stalk ΩX/S,x vanishes (Formal unramifiedness iff Omega vanishes).

In the forward direction the relative-dimension-zero hypothesis makes the locally free module ΩX/S have rank zero at x; in the converse the vanishing of the differentials forces the fibre local ring to be a finite separable field extension of κ(s) and hence a geometrically regular zero-dimensional fibre, which is smoothness of relative dimension zero. In particular, for f locally of finite presentation, étale = flat + unramified, and the separability of the residue extension is a consequence of the vanishing differentials in finite type over a field, not an extra hypothesis.

Facts & Assumptions

Given: The data and hypotheses displayed in the Statement, with the conventions fixed there.

[F1]

f is étale at x when it is smooth at x and has relative dimension 0 at x (Étale morphism of schemes); smoothness at x means locally of finite presentation at x, flat at x, and geometric regularity of the fibre at x, and the relative dimension at x is the local dimension of the geometric fibre at every point over x (Smooth morphism of schemes, Relative dimension of a smooth morphism at a point).

[F2]

Assume AC. If f is smooth at x, then ΩX/S is locally free of finite rank near x and its rank at x equals reldim⁡f(x) (Differentials of a smooth morphism).

[F3]

f is unramified at x when f is locally of finite type at x and formally unramified at x, and formal unramifiedness at x is equivalent to ΩX/S,x=0 (Unramified morphism, Formal unramifiedness iff Omega vanishes).

[F4]

Assume AC. Let f be locally of finite type at x with ΩX/S,x=0. Then κ(x)/κ(s) is a finite separable extension, and msOX,x=mx; equivalently the local ring of the fibre at x is κ(x) itself (Unramified residue extensions are finite separable).

[F5]

Let L/k be a finite separable field extension. Then L=k(α) for some α, with separable monic minimal polynomial P∈k[T] satisfying gcd⁡(P,P′)=1; over any field extension K/k the identity gcd⁡(P,P′)=1 persists in K[T], so P has no repeated irreducible factor, and P factors into pairwise distinct irreducibles; the Chinese remainder theorem for the pairwise comaximal ideals (qi) gives K[T]/(P)≅∏iK[T]/(qi), a product of fields, and L⊗kK≅K[T]/(P) (A finite extension generated by elements all but possibly one of which are separable is simple, A nonzero polynomial over a field is separable exactly when its gcd with its derivative is 1, Every nonzero nonunit polynomial over a field factors into irreducible polynomials, For a nonconstant p in F[x], the ideal (p) is maximal and F[x]/(p) is a field exactly when p is irreducible, Chinese remainder theorem for pairwise comaximal ideals, M⊗RR/I≅M/IM naturally).

[F6]

On an affine chart the sheaf ΩX/S is the sheaf attached to ΩB/A, so the stalk at x is the localisation of the module of Kähler differentials of the chart; in particular vanishing of the stalk is tested on any affine chart around x (Sheaf of relative Kähler differentials, Affine charts recover the algebraic module of differentials).

[F7]

The Krull dimension of a ring is the supremum of lengths of strict chains of prime ideals, so a product of fields has dimension 0 at each of its points (Krull dimension of a nonzero ring).

[F8]

The Axiom of Choice states that every family of nonempty sets has a choice function (The Axiom of Choice).

Proof

technique · direct
1.1F1F2F3

Forward direction. Assume f étale at x; then f is smooth at x and reldim⁡f(x)=0 by [F1]. Smoothness gives flatness at x, local finite presentation at x hence local finite type at x, all in [F1]. By [F2] the sheaf ΩX/S is locally free near x with rank reldim⁡f(x)=0 at x, so its stalk at x vanishes. By [F3] the morphism is unramified at x.

1.2F3F4

Converse, residue and fibre local ring. Assume f locally of finite presentation, flat at x, and unramified at x; then f is locally of finite type at x and ΩX/S,x=0 by [F3]. Apply [F4]: κ(x)/κ(s) is finite separable and msOX,x=mx, so the local ring of the fibre Xs at x is OX,x/msOX,x=OX,x/mx=κ(x), the field κ(x).

2.1F1F5F7step 1.2

Converse, geometric regularity of the fibre. Keep the hypotheses of step 1.2 and let K/κ(s) be any field extension. Write L=κ(x), a finite separable extension of k=κ(s). By [F5] the ring L⊗kK≅K[T]/(P) is a product of fields, hence reduced with localisations that are fields, and by [F7] each such localisation has dimension zero. The local rings of the geometric fibre Xs×Spec⁡κ(s)Spec⁡K at points over x are localisations of L⊗kK, because the local ring of Xs at x is L by step 1.2 and localisation commutes with base change; hence they are regular local rings of dimension zero. As K was arbitrary, the fibre is geometrically regular at x by the definition [F1].

3.1F1step 2.1

Converse, conclusion. Under the hypotheses of step 1.2, f is locally of finite presentation at x, flat at x and has a geometrically regular fibre at x by step 2.1, so f is smooth at x by [F1]. Moreover the local rings of the geometric fibre over x are products-of-fields localisations of dimension zero (step 2.1), so the relative dimension of f at x is 0 in the sense of [F1]; by [F1] again, f is étale at x.

4.1

Conclusion and accounting. Step 1.1 proves that étale at x implies flat and unramified at x, and steps 1.2, 2.1 and 3.1 prove the converse, so étale = flat + unramified for locally finitely presented morphisms. The vanishing-differential input is tested on affine charts via [F6]. The Axiom of Choice [F8] is assumed in the Statement and is used exactly through [F2] and [F4], and through the field-theoretic suppliers of [F5]; no other selection occurs. [F2, F4, F5, F6, F8, step 1.1, step 3.1] □

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