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Étale equals flat and unramified in finite presentation
Statement
Assume the Axiom of Choice (AC). Let be a morphism locally of finite presentation and let , . Then is étale at (Étale morphism of schemes) if and only if is flat at (Flat morphism of schemes) and unramified at (Unramified morphism), the latter meaning that is locally of finite type at and formally unramified at , equivalently that the stalk vanishes (Formal unramifiedness iff Omega vanishes).
In the forward direction the relative-dimension-zero hypothesis makes the locally free module have rank zero at ; in the converse the vanishing of the differentials forces the fibre local ring to be a finite separable field extension of and hence a geometrically regular zero-dimensional fibre, which is smoothness of relative dimension zero. In particular, for locally of finite presentation, étale flat unramified, and the separability of the residue extension is a consequence of the vanishing differentials in finite type over a field, not an extra hypothesis.
Facts & Assumptions
Given: The data and hypotheses displayed in the Statement, with the conventions fixed there.
is étale at when it is smooth at and has relative dimension at (Étale morphism of schemes); smoothness at means locally of finite presentation at , flat at , and geometric regularity of the fibre at , and the relative dimension at is the local dimension of the geometric fibre at every point over (Smooth morphism of schemes, Relative dimension of a smooth morphism at a point).
Assume AC. If is smooth at , then is locally free of finite rank near and its rank at equals (Differentials of a smooth morphism).
is unramified at when is locally of finite type at and formally unramified at , and formal unramifiedness at is equivalent to (Unramified morphism, Formal unramifiedness iff Omega vanishes).
Assume AC. Let be locally of finite type at with . Then is a finite separable extension, and ; equivalently the local ring of the fibre at is itself (Unramified residue extensions are finite separable).
Let be a finite separable field extension. Then for some , with separable monic minimal polynomial satisfying ; over any field extension the identity persists in , so has no repeated irreducible factor, and factors into pairwise distinct irreducibles; the Chinese remainder theorem for the pairwise comaximal ideals gives , a product of fields, and (A finite extension generated by elements all but possibly one of which are separable is simple, A nonzero polynomial over a field is separable exactly when its gcd with its derivative is , Every nonzero nonunit polynomial over a field factors into irreducible polynomials, For a nonconstant in , the ideal is maximal and is a field exactly when is irreducible, Chinese remainder theorem for pairwise comaximal ideals, naturally).
On an affine chart the sheaf is the sheaf attached to , so the stalk at is the localisation of the module of Kähler differentials of the chart; in particular vanishing of the stalk is tested on any affine chart around (Sheaf of relative Kähler differentials, Affine charts recover the algebraic module of differentials).
The Krull dimension of a ring is the supremum of lengths of strict chains of prime ideals, so a product of fields has dimension at each of its points (Krull dimension of a nonzero ring).
The Axiom of Choice states that every family of nonempty sets has a choice function (The Axiom of Choice).
Proof
Forward direction. Assume étale at ; then is smooth at and by [F1]. Smoothness gives flatness at , local finite presentation at hence local finite type at , all in [F1]. By [F2] the sheaf is locally free near with rank at , so its stalk at vanishes. By [F3] the morphism is unramified at .
Converse, residue and fibre local ring. Assume locally of finite presentation, flat at , and unramified at ; then is locally of finite type at and by [F3]. Apply [F4]: is finite separable and , so the local ring of the fibre at is , the field .
Converse, geometric regularity of the fibre. Keep the hypotheses of step 1.2 and let be any field extension. Write , a finite separable extension of . By [F5] the ring is a product of fields, hence reduced with localisations that are fields, and by [F7] each such localisation has dimension zero. The local rings of the geometric fibre at points over are localisations of , because the local ring of at is by step 1.2 and localisation commutes with base change; hence they are regular local rings of dimension zero. As was arbitrary, the fibre is geometrically regular at by the definition [F1].
Converse, conclusion. Under the hypotheses of step 1.2, is locally of finite presentation at , flat at and has a geometrically regular fibre at by step 2.1, so is smooth at by [F1]. Moreover the local rings of the geometric fibre over are products-of-fields localisations of dimension zero (step 2.1), so the relative dimension of at is in the sense of [F1]; by [F1] again, is étale at .
Conclusion and accounting. Step 1.1 proves that étale at implies flat and unramified at , and steps 1.2, 2.1 and 3.1 prove the converse, so étale flat unramified for locally finitely presented morphisms. The vanishing-differential input is tested on affine charts via [F6]. The Axiom of Choice [F8] is assumed in the Statement and is used exactly through [F2] and [F4], and through the field-theoretic suppliers of [F5]; no other selection occurs. [F2, F4, F5, F6, F8, step 1.1, step 3.1]
Depends on
- Étale morphism of schemes
- Relative dimension of a smooth morphism at a point
- Smooth morphism of schemes
- Unramified morphism
- Formal unramifiedness iff Omega vanishes
- Differentials of a smooth morphism
- Unramified residue extensions are finite separable
- A finite extension generated by elements all but possibly one of which are separable is simple
- A nonzero polynomial over a field is separable exactly when its gcd with its derivative is $1$
- Every nonzero nonunit polynomial over a field factors into irreducible polynomials
- For a nonconstant $p$ in $F[x]$, the ideal $(p)$ is maximal and $F[x]/(p)$ is a field exactly when $p$ is irreducible
- Chinese remainder theorem for pairwise comaximal ideals
- $M\otimes_RR/I\cong M/IM$ naturally
- Sheaf of relative Kähler differentials
- Affine charts recover the algebraic module of differentials
- Locally finite type and finite type morphisms
- The Axiom of Choice
- Krull dimension of a nonzero ring
Used by
- The affine line is smooth but not etale Counterexample
- Unramified of finite presentation does not imply flat or etale Counterexample
- Finite field extensions and etaleness Example
- An étale universally injective morphism is an open immersion Lemma
- The opposite-root big cell is an open chart Lemma
- Étale morphisms are locally standard étale Theorem
- Etale morphisms are the formally etale morphisms locally of finite presentation Theorem
- Etale morphisms are universally open and quasi-finite at every point Theorem
- Finite and finite type etale schemes over an algebraically closed field Theorem
Dependency tree · two levels
99 results within two dependency steps of this one, each drawn at its shortest distance from it. An arrow runs from a result to what uses it, so the chart reads left to right and ends at this result, which carries a heavier outline. Every node is a link to that result. Click elsewhere on the chart to enlarge it.
Sources
- The Stacks Project, Morphisms of Schemes, Sections 29.34-29.36 (etale morphisms, tag 02G4) (standard reference, not scraped)
- Ravi Vakil, The Rising Sea, 29 August 2022 public draft, Chapter 26 (standard reference, not scraped)