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TheoremStatement: Literature-sourcedProof: AI-adaptedPipeline-generatedprecheck passaudited 2026-09-30
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Finite and finite type etale schemes over an algebraically closed field

Statement

Assume the Axiom of Choice (The Axiom of Choice). Let k be an algebraically closed field (An algebraically closed field: every nonconstant polynomial has a root in the field).

  1. If X is a finite 'etale k-scheme (Finite morphisms of schemes, Étale morphism of schemes), then X is a finite disjoint union of copies of Spec⁡k: there is r≥0 with an isomorphism of k-schemes X  ≅  ∐i=1rSpec⁡k.
  2. More generally the same conclusion holds whenever X is merely 'etale and of finite type over k (Locally finite type and finite type morphisms); such an X is then automatically finite over k. In particular a finite type 'etale k-scheme is the same thing as a finite 'etale k-scheme.
  3. Conversely, for every r≥0 the disjoint union ∐i=1rSpec⁡k=Spec⁡(kr), with its coproduct of identity structure morphisms, is a finite 'etale k-scheme; for r=0 it is the empty scheme.
  4. The number r is determined by X (it is the number of points), so the decomposition is unique up to permutation of the factors: two finite 'etale k-schemes are isomorphic if and only if they have the same number of points.
  5. The finite type hypothesis cannot be dropped: the infinite disjoint union ∐n≥1Spec⁡k is 'etale over k, but it is not quasi-compact, hence not finite and not even of finite type over k.

The Axiom of Choice is used through the étale criterion and residue-field lemma in step 1.1 and the Artinian and maximal-ideal results in step 3.1. The converse in step 1.2 and the infinite-union example in step 4.2 are choice-free: their étaleness is checked directly on identity components.

Facts & Assumptions

Given: The data and hypotheses displayed in the Statement, with the conventions fixed there.

[F1]

'Etale at x means smooth at x of relative dimension 0: f is locally of finite presentation at x, flat at x, and every point of every geometric fibre over x is geometrically regular of local dimension 0; 'etaleness is a condition on the germ of f at x, preserved in both directions by shrinking the source to an open neighbourhood of x or the target to an open neighbourhood of f(x) (Étale morphism of schemes).

[F2]

Assume AC. For f locally of finite presentation, f is 'etale at x if and only if f is flat at x and unramified at x, and unramified at x means locally of finite type at x together with formal unramifiedness at x, equivalently ΩX/S,x=0 (Étale equals flat and unramified in finite presentation, Unramified morphism, Formal unramifiedness iff Omega vanishes).

[F3]

Assume AC. If f is locally of finite type at x and ΩX/S,x=0, then κ(x)/κ(s) is a finite separable extension and msOX,x=mx (Unramified residue extensions are finite separable).

[F4]

Over an algebraically closed field k every nonconstant polynomial has a root in k (An algebraically closed field: every nonconstant polynomial has a root in the field); a∈k is a root of P∈k[T] if and only if T−a divides P (Factor theorem over a commutative ring). A finite extension L/k is finite-dimensional over k (The degree [K:F]=dim⁡FK of a finite field extension), and an element α is algebraic over k exactly when k(α)/k is finite, in which case it has a minimal polynomial (Algebraic and transcendental elements and algebraic extensions, An element is algebraic over F if and only if its simple extension F(a)/F is finite).

[F5]

A localization correspondence: for a multiplicative set S⊆R, contraction along R→S−1R is an inclusion-preserving bijection from Spec⁡(S−1R) onto the primes of R disjoint from S (Prime ideals of a localization are exactly the primes disjoint from the denominator set). The Krull dimension of a nonzero ring is the supremum of the lengths of strict chains of primes, so a ring with no strict chain of primes has dimension 0 (Krull dimension of a nonzero ring); a finite type algebra over the field k is Noetherian (Every algebra of finite type over a Noetherian ring is a Noetherian ring, Fields and Z are Noetherian, and so are their polynomial rings in finitely many variables).

[F6]

Assume AC. A Noetherian commutative ring is Artinian if and only if every prime ideal is maximal (A Noetherian ring is Artinian exactly when every prime ideal is maximal), and in a nonzero commutative ring every proper ideal is contained in a maximal ideal (In a nonzero commutative ring, every proper ideal is contained in a maximal ideal).

[F7]

Assume AC. A commutative Artinian ring R with maximal ideals m1,…,mr satisfies R≅∏i=1rRmi; for R=0 there are no maximal ideals (An Artinian ring is canonically the finite product of its localizations at its maximal ideals).

[F8]

For a ring map A→B with K"ahler differential module (ΩB/A,d) and any B-module M, composition with d is a bijection Hom⁡B(ΩB/A,M)→Der⁡A(B,M), so ΩB/A represents the derivations and vanishes exactly when every A-derivation of B into every B-module vanishes (Derivations are maps out of Ω, Universal Kähler differential module).

[F9]

For every scheme S, disjoint unions are coproducts of S-schemes: the components are open, carry their own structure sheaves, and maps out of the disjoint union are exactly the independent component maps (Products and initial and terminal S-schemes). A finite morphism to an affine base has affine source: for U=Spec⁡A⊆S the inverse image is Spec⁡B with B a module-finite A-algebra (Finite morphisms of schemes), and affine schemes are quasi-compact (Every affine scheme is quasi-compact).

[F10]

A free module is flat, regardless of choice (Under the stated choice boundary, free modules are projective and hence flat); a finite type algebra over the Noetherian ring k is finitely presented (Every algebra of finite type over a Noetherian ring is finitely presented, Finitely presented modules and finitely presented algebras), and a morphism is locally of finite presentation when it has affine charts with finitely presented algebra maps (Locally finite presentation morphisms).

[F11]

A morphism is of finite type when it is locally of finite type and quasi-compact (Locally finite type and finite type morphisms); a locally finite type morphism whose every point has a finitely presented chart is locally of finite presentation (Locally finite presentation morphisms).

[F12]

The Axiom of Choice states that every family of nonempty sets has a choice function (The Axiom of Choice).

Proof

technique · direct
1.1F1F2F3F11

Local structure at an 'etale point. Let X be 'etale and of finite type over k (this covers the finite case of claim 1, since a finite morphism is of finite type), let f ⁣:X→Spec⁡k be the structure morphism and let x∈X. By [F1] f is locally of finite presentation and flat at x and is smooth of relative dimension 0 at x; since this holds at every point, f is locally of finite presentation [F11]. By [F2] in the forward direction f is unramified at x, so ΩX/k,x=0. The base Spec⁡k has the single point s with residue field κ(s)=k and maximal ideal ms=0, so [F3] (AC) gives that κ(x)/k is finite separable and that mx=msOX,x=0. Thus OX,x is a field and OX,x=κ(x).

1.2F1F8F9F10

Converse: finite disjoint unions of copies of Spec⁡k are finite 'etale. Let X=∐i=1rSpec⁡k=Spec⁡(kr) over k; this is a scheme over k by [F9], and it is finite since kr is a module-finite k-algebra [F9]. The ring kr is a free k-module of rank r, hence flat [F10], and of finite type over k, hence finitely presented since k is Noetherian [F10], so the structure morphism is locally of finite presentation [F10]. For the differentials, let D ⁣:kr→M be a k-derivation into a kr-module M and let e1,…,er be the standard idempotents; for i≠j one has 0=D(eiej)=eiD(ej)+ejD(ei), and multiplying by ei gives eiD(ej)=0; also D(ei)=D(ei2)=2eiD(ei), and multiplying by ei resp. by ej with j≠i gives eiD(ei)=0 and ejD(ei)=0; hence D(ei)=∑jejD(ei)=0 for all i, so D=0. By [F8] this says Hom⁡kr(Ωkr/k,M)=0 for every M, and taking M=Ωkr/k and the identity gives Ωkr/k=0. For étaleness, use the definition directly on each open component: its structural map is the identity of Spec⁡k, a flat finitely presented map; after every extension K/k its fibre is Spec⁡K, whose sole local ring is a field, regular of dimension zero. Thus [F1] makes each component, and hence the union, étale without the AC-qualified criterion. For r=0 this is the empty scheme, which is finite and 'etale vacuously, and the same computation with no idempotents gives Ω0/k=0.

2.1F4step 1.1

The residue field is k. Let α∈κ(x). By step 1.1 κ(x)/k is finite, so κ(x) is a finite-dimensional k-vector space and the subfield k(α) is a k-subspace of it, hence finite-dimensional; by [F4] α is algebraic over k, so there is a nonzero P∈k[T] with P(α)=0, and we choose such P of least positive degree. Were deg⁡P≥2, then P is nonconstant, so by [F4] it has a root λ∈k and the factor theorem [F4] writes P=(T−λ)Q with Q≠0 of degree deg⁡P−1≥1; minimality of deg⁡P gives Q(α)≠0, hence 0=P(α)=(α−λ)Q(α) forces α=λ∈k, and then T−λ is a nonzero polynomial of degree 1<deg⁡P vanishing at α, contradicting minimality. Therefore deg⁡P=1 and α∈k, so κ(x)=k; with step 1.1, OX,x=k.

3.1F5F6F7F9F11step 2.1

Affine charts split as a finite product of copies of k. Let U=Spec⁡A⊆X be an affine chart with A a finite type k-algebra; such charts exist since f is of finite type [F11], and in the finite case X=Spec⁡B with B module-finite over k is itself such a chart [F9]. If A=0, the chart is empty and is the product with zero factors; hence assume A≠0. For a prime p⊆A the local ring is Ap=OX,p=k by step 2.1, a field whose only prime is 0=pAp; by the localization correspondence [F5] the primes of A contained in p correspond to the primes of Ap, so the only prime of A contained in p is p itself: every prime of A is minimal, and consequently there is no strict chain of primes, so dim⁡A=0 [F5]. The ring A is Noetherian [F5]; since by [F6] every prime is contained in a maximal ideal and a strict inclusion p⊊m would be a strict chain, every prime of A is maximal, so A is Artinian by [F6]. The structure theorem [F7] then gives A≅∏pAp=∏pk=krU, the product over the finitely many primes of A, and hence U=Spec⁡(krU) is a finite disjoint union of copies of Spec⁡k.

4.1F9F11step 2.1step 3.1

Global conclusion for finite type X. Since f is of finite type it is quasi-compact [F11], so X admits a finite cover by affine charts U1,…,Un as in step 3.1 (in the finite case one chart suffices by [F9]). Each Ui is a finite disjoint union of copies of Spec⁡k, so each of its points is open in Ui and hence in X; thus the underlying space of X is discrete, and quasi-compactness makes it finite, say X={x1,…,xr}. For each i the open subscheme {xi} has local ring OX,xi=k by step 2.1 and lies in some chart Uj that is a disjoint union of copies of Spec⁡k, so {xi}≅Spec⁡k; therefore X≅∐i=1rSpec⁡k by [F9]. This proves claims 1 and 2, and since kr is a finite k-module, X is finite over k [F9].

4.2F1F9F10F11F12step 1.2

The finite type hypothesis is essential. By [F9] the disjoint union X=∐n≥1Spec⁡k is a scheme whose components are open and isomorphic to Spec⁡k, with structure morphism f ⁣:X→Spec⁡k induced by the identity on each component; at a point x lying in one component, the germ of f is the identity Spec⁡k→Spec⁡k, which is flat, finitely presented (the algebra k≅k[T]/(T) is finitely presented [F10]) and after every field extension its fibre is the spectrum of that field, regular of dimension zero; thus it is étale directly by [F1], as in the identity-component argument of step 1.2; by the germ property [F1], f is 'etale at x. As x was arbitrary, f is 'etale over k. The underlying set of X is infinite, one point per component [F9], while a finite disjoint union ∐i=1rSpec⁡k has exactly r points, so X is not isomorphic to any such finite union: the finite type hypothesis of claims 1 and 2 cannot be dropped. The components form an open cover of X with no finite subcover, since each component is nonempty and the components are pairwise disjoint, so X is not quasi-compact; were X finite over k, its inverse image X=f−1(Spec⁡k) would be affine [F9], hence quasi-compact [F9], a contradiction; and were X of finite type over k it would be quasi-compact [F11]. Hence X is 'etale over k but neither finite nor of finite type over k. The Axiom of Choice [F12] is assumed in the Statement and used exactly through [F3] in step 1.1, [F6] and [F7] in step 3.1 and [F2] in step 1.1. These identity-component arguments do not invoke the AC-qualified criterion and require no choice.

5.1step 1.1step 2.1step 3.1step 4.1step 1.2step 4.2

Conclusion. Claims 1 and 2 are steps 1.1, 2.1, 3.1 and 4.1; claim 3 is the converse step 1.2; the uniqueness statement of claim 4 is immediate from the global step since an isomorphism of k-schemes induces a bijection of underlying sets and r is the number of points; and claim 5 is the final step.

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