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Finite and finite type etale schemes over an algebraically closed field
Statement
Assume the Axiom of Choice (The Axiom of Choice). Let be an algebraically closed field (An algebraically closed field: every nonconstant polynomial has a root in the field).
- If is a finite 'etale -scheme (Finite morphisms of schemes, Étale morphism of schemes), then is a finite disjoint union of copies of : there is with an isomorphism of -schemes
- More generally the same conclusion holds whenever is merely 'etale and of finite type over (Locally finite type and finite type morphisms); such an is then automatically finite over . In particular a finite type 'etale -scheme is the same thing as a finite 'etale -scheme.
- Conversely, for every the disjoint union , with its coproduct of identity structure morphisms, is a finite 'etale -scheme; for it is the empty scheme.
- The number is determined by (it is the number of points), so the decomposition is unique up to permutation of the factors: two finite 'etale -schemes are isomorphic if and only if they have the same number of points.
- The finite type hypothesis cannot be dropped: the infinite disjoint union is 'etale over , but it is not quasi-compact, hence not finite and not even of finite type over .
The Axiom of Choice is used through the étale criterion and residue-field lemma in step 1.1 and the Artinian and maximal-ideal results in step 3.1. The converse in step 1.2 and the infinite-union example in step 4.2 are choice-free: their étaleness is checked directly on identity components.
Facts & Assumptions
Given: The data and hypotheses displayed in the Statement, with the conventions fixed there.
'Etale at means smooth at of relative dimension : is locally of finite presentation at , flat at , and every point of every geometric fibre over is geometrically regular of local dimension ; 'etaleness is a condition on the germ of at , preserved in both directions by shrinking the source to an open neighbourhood of or the target to an open neighbourhood of (Étale morphism of schemes).
Assume AC. For locally of finite presentation, is 'etale at if and only if is flat at and unramified at , and unramified at means locally of finite type at together with formal unramifiedness at , equivalently (Étale equals flat and unramified in finite presentation, Unramified morphism, Formal unramifiedness iff Omega vanishes).
Assume AC. If is locally of finite type at and , then is a finite separable extension and (Unramified residue extensions are finite separable).
Over an algebraically closed field every nonconstant polynomial has a root in (An algebraically closed field: every nonconstant polynomial has a root in the field); is a root of if and only if divides (Factor theorem over a commutative ring). A finite extension is finite-dimensional over (The degree of a finite field extension), and an element is algebraic over exactly when is finite, in which case it has a minimal polynomial (Algebraic and transcendental elements and algebraic extensions, An element is algebraic over if and only if its simple extension is finite).
A localization correspondence: for a multiplicative set , contraction along is an inclusion-preserving bijection from onto the primes of disjoint from (Prime ideals of a localization are exactly the primes disjoint from the denominator set). The Krull dimension of a nonzero ring is the supremum of the lengths of strict chains of primes, so a ring with no strict chain of primes has dimension (Krull dimension of a nonzero ring); a finite type algebra over the field is Noetherian (Every algebra of finite type over a Noetherian ring is a Noetherian ring, Fields and are Noetherian, and so are their polynomial rings in finitely many variables).
Assume AC. A Noetherian commutative ring is Artinian if and only if every prime ideal is maximal (A Noetherian ring is Artinian exactly when every prime ideal is maximal), and in a nonzero commutative ring every proper ideal is contained in a maximal ideal (In a nonzero commutative ring, every proper ideal is contained in a maximal ideal).
Assume AC. A commutative Artinian ring with maximal ideals satisfies ; for there are no maximal ideals (An Artinian ring is canonically the finite product of its localizations at its maximal ideals).
For a ring map with K"ahler differential module and any -module , composition with is a bijection , so represents the derivations and vanishes exactly when every -derivation of into every -module vanishes (Derivations are maps out of Ω, Universal Kähler differential module).
For every scheme , disjoint unions are coproducts of -schemes: the components are open, carry their own structure sheaves, and maps out of the disjoint union are exactly the independent component maps (Products and initial and terminal S-schemes). A finite morphism to an affine base has affine source: for the inverse image is with a module-finite -algebra (Finite morphisms of schemes), and affine schemes are quasi-compact (Every affine scheme is quasi-compact).
A free module is flat, regardless of choice (Under the stated choice boundary, free modules are projective and hence flat); a finite type algebra over the Noetherian ring is finitely presented (Every algebra of finite type over a Noetherian ring is finitely presented, Finitely presented modules and finitely presented algebras), and a morphism is locally of finite presentation when it has affine charts with finitely presented algebra maps (Locally finite presentation morphisms).
A morphism is of finite type when it is locally of finite type and quasi-compact (Locally finite type and finite type morphisms); a locally finite type morphism whose every point has a finitely presented chart is locally of finite presentation (Locally finite presentation morphisms).
The Axiom of Choice states that every family of nonempty sets has a choice function (The Axiom of Choice).
Proof
Local structure at an 'etale point. Let be 'etale and of finite type over (this covers the finite case of claim 1, since a finite morphism is of finite type), let be the structure morphism and let . By [F1] is locally of finite presentation and flat at and is smooth of relative dimension at ; since this holds at every point, is locally of finite presentation [F11]. By [F2] in the forward direction is unramified at , so . The base has the single point with residue field and maximal ideal , so [F3] (AC) gives that is finite separable and that . Thus is a field and .
Converse: finite disjoint unions of copies of are finite 'etale. Let over ; this is a scheme over by [F9], and it is finite since is a module-finite -algebra [F9]. The ring is a free -module of rank , hence flat [F10], and of finite type over , hence finitely presented since is Noetherian [F10], so the structure morphism is locally of finite presentation [F10]. For the differentials, let be a -derivation into a -module and let be the standard idempotents; for one has , and multiplying by gives ; also , and multiplying by resp. by with gives and ; hence for all , so . By [F8] this says for every , and taking and the identity gives . For étaleness, use the definition directly on each open component: its structural map is the identity of , a flat finitely presented map; after every extension its fibre is , whose sole local ring is a field, regular of dimension zero. Thus [F1] makes each component, and hence the union, étale without the AC-qualified criterion. For this is the empty scheme, which is finite and 'etale vacuously, and the same computation with no idempotents gives .
The residue field is . Let . By step 1.1 is finite, so is a finite-dimensional -vector space and the subfield is a -subspace of it, hence finite-dimensional; by [F4] is algebraic over , so there is a nonzero with , and we choose such of least positive degree. Were , then is nonconstant, so by [F4] it has a root and the factor theorem [F4] writes with of degree ; minimality of gives , hence forces , and then is a nonzero polynomial of degree vanishing at , contradicting minimality. Therefore and , so ; with step 1.1, .
Affine charts split as a finite product of copies of . Let be an affine chart with a finite type -algebra; such charts exist since is of finite type [F11], and in the finite case with module-finite over is itself such a chart [F9]. If , the chart is empty and is the product with zero factors; hence assume . For a prime the local ring is by step 2.1, a field whose only prime is ; by the localization correspondence [F5] the primes of contained in correspond to the primes of , so the only prime of contained in is itself: every prime of is minimal, and consequently there is no strict chain of primes, so [F5]. The ring is Noetherian [F5]; since by [F6] every prime is contained in a maximal ideal and a strict inclusion would be a strict chain, every prime of is maximal, so is Artinian by [F6]. The structure theorem [F7] then gives , the product over the finitely many primes of , and hence is a finite disjoint union of copies of .
Global conclusion for finite type . Since is of finite type it is quasi-compact [F11], so admits a finite cover by affine charts as in step 3.1 (in the finite case one chart suffices by [F9]). Each is a finite disjoint union of copies of , so each of its points is open in and hence in ; thus the underlying space of is discrete, and quasi-compactness makes it finite, say . For each the open subscheme has local ring by step 2.1 and lies in some chart that is a disjoint union of copies of , so ; therefore by [F9]. This proves claims 1 and 2, and since is a finite -module, is finite over [F9].
The finite type hypothesis is essential. By [F9] the disjoint union is a scheme whose components are open and isomorphic to , with structure morphism induced by the identity on each component; at a point lying in one component, the germ of is the identity , which is flat, finitely presented (the algebra is finitely presented [F10]) and after every field extension its fibre is the spectrum of that field, regular of dimension zero; thus it is étale directly by [F1], as in the identity-component argument of step 1.2; by the germ property [F1], is 'etale at . As was arbitrary, is 'etale over . The underlying set of is infinite, one point per component [F9], while a finite disjoint union has exactly points, so is not isomorphic to any such finite union: the finite type hypothesis of claims 1 and 2 cannot be dropped. The components form an open cover of with no finite subcover, since each component is nonempty and the components are pairwise disjoint, so is not quasi-compact; were finite over , its inverse image would be affine [F9], hence quasi-compact [F9], a contradiction; and were of finite type over it would be quasi-compact [F11]. Hence is 'etale over but neither finite nor of finite type over . The Axiom of Choice [F12] is assumed in the Statement and used exactly through [F3] in step 1.1, [F6] and [F7] in step 3.1 and [F2] in step 1.1. These identity-component arguments do not invoke the AC-qualified criterion and require no choice.
Conclusion. Claims 1 and 2 are steps 1.1, 2.1, 3.1 and 4.1; claim 3 is the converse step 1.2; the uniqueness statement of claim 4 is immediate from the global step since an isomorphism of -schemes induces a bijection of underlying sets and is the number of points; and claim 5 is the final step.
Depends on
- Étale morphism of schemes
- Étale equals flat and unramified in finite presentation
- Unramified morphism
- Formal unramifiedness iff Omega vanishes
- Unramified residue extensions are finite separable
- Finite morphisms of schemes
- Locally finite type and finite type morphisms
- Locally finite presentation morphisms
- An algebraically closed field: every nonconstant polynomial has a root in the field
- Factor theorem over a commutative ring
- Algebraic and transcendental elements and algebraic extensions
- An element is algebraic over $F$ if and only if its simple extension $F(a)/F$ is finite
- The degree $[K:F]=\dim_F K$ of a finite field extension
- Prime ideals of a localization are exactly the primes disjoint from the denominator set
- A Noetherian ring is Artinian exactly when every prime ideal is maximal
- In a nonzero commutative ring, every proper ideal is contained in a maximal ideal
- An Artinian ring is canonically the finite product of its localizations at its maximal ideals
- Every algebra of finite type over a Noetherian ring is a Noetherian ring
- Every algebra of finite type over a Noetherian ring is finitely presented
- Fields and $\mathbb Z$ are Noetherian, and so are their polynomial rings in finitely many variables
- Krull dimension of a nonzero ring
- Derivations are maps out of Ω
- Universal Kähler differential module
- Finitely presented modules and finitely presented algebras
- Products and initial and terminal S-schemes
- Under the stated choice boundary, free modules are projective and hence flat
- Every affine scheme is quasi-compact
- The Axiom of Choice
Used by
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Sources
- The Stacks Project, Morphisms of Schemes, Section 29.36 (etale morphisms, tag 02G4) and Algebra, Section 10.144 (standard reference, not scraped)
- Ravi Vakil, The Rising Sea, 29 August 2022 public draft, Chapter 26 (etale morphisms) and Exercise 26.1.B (standard reference, not scraped)