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TheoremStatement: Literature-sourcedProof: AI-adaptedPipeline-generatedprecheck passaudited 2026-09-30
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Étale morphisms are locally standard étale

Statement

Assume the Axiom of Choice. If f:X→S is étale and x∈X, then there are affine neighbourhoods U=Spec⁡B of x and V=Spec⁡A of f(x), with f(U)⊆V, such that after possibly shrinking U and V the A-algebra B is standard étale: B≅(A[T]/(P))g for a monic P∈A[T] and an element g whose localization makes P′ a unit (Standard étale algebra). The reverse implication, that every such chart is étale, is included.

The proof first reduces to a monogenic finite algebra near x, then uses vanishing of relative differentials and flatness to construct a monic one-equation presentation with invertible derivative.

Facts & Assumptions

Given: The morphism and point of the Statement.

[F1]

Étale morphisms are smooth of relative dimension zero, locally of finite presentation and flat. The Jacobian criterion gives a standard smooth chart with as many equations as variables (Étale morphism of schemes, Relative Jacobian criterion with its presentation hypothesis, Étale equals flat and unramified in finite presentation).

[F2]

The residue extension at an étale point is finite separable, and the map is quasi-finite there; the quasi-finite locus of a finite-type map is open (Unramified residue extensions are finite separable, The quasi-finite locus of a finite-type algebra is open).

[F3]

A quasi-finite finite-type algebra is, after replacing it by a finite type localization, an open subscheme of the spectrum of a finite algebra over the base (A quasi-finite algebra factors openly through a finite algebra).

[F4]

A finite-dimensional algebra over a field is Artinian and splits into its finitely many local Artinian factors (An Artinian ring is canonically the finite product of its localizations at its maximal ideals). A finite separable field extension is generated by one element (A finite extension generated by elements all but possibly one of which are separable is simple). For a finite module over a local ring, vanishing after reduction modulo the maximal ideal implies vanishing by Nakayama (Assuming the Axiom of Choice, Nakayama's lemma).

[F5]

A monic one-equation presentation with invertible derivative is standard étale and hence étale (Standard étale algebra). Étale maps are the formally étale maps of local finite presentation (Etale morphisms are the formally etale morphisms locally of finite presentation).

[F6]

AC is the choice-function axiom (The Axiom of Choice).

[F7]

For an A-algebra C, the module ΩC/A represents A-derivations; for C=A[T]/I, the universal derivation of T gives ΩC/A=C dT/(H′(t) dT:H∈I) (Universal Kähler differential module).

Proof

technique · finite-algebra reduction, a monic derivative construction, and local Nakayama
1.1F1F2F3

Choose affine charts V=Spec⁡A⊆S and U0=Spec⁡B0⊆X around f(x) and x, with A→B0 finitely presented. Let q⊆B0 lie over p⊆A. By [F2] the map is quasi-finite at q; shrink to a principal open around q on which it is quasi-finite everywhere. Applying [F3] to that finite-type algebra gives a finite A-algebra T and an open immersion from the shrunk chart into Spec⁡T, identifying local rings at the selected point. The map A→T is therefore étale at the corresponding prime r⊆T, although it need not be étale elsewhere.

2.1F2F4step 1.1

The fibre T⊗Aκ(p) is finite dimensional over κ(p), so [F4] splits it into local Artinian factors. The factor at r is the finite separable field κ(r) by [F2], because étaleness makes the selected zero-dimensional local fibre reduced. Choose a nonzero primitive element tˉ for this field extension (take tˉ=1 when κ(r)=κ(p)) and take tˉ=0 in every other factor; lift this element of the fibre to t∈T. Put C=A[t]⊆T. The prime q′=r∩C has no other prime of T above it in the closed fibre: the selected factor has a nonzero primitive value, whereas every other factor has value zero. The localization Tq′ is therefore local with maximal ideal rTq′; moreover its closed fibre over p is the selected field factor κ(r), generated by the image of t.

3.1F3F4step 1.1step 2.1

Since T is finite over A, it is finite over C as a module, and the map Cq′→Tq′ is an injective local map of finite modules with the same residue field. The closed fibre Tq′/pTq′=κ(r) from step 2.1 is generated by t, hence also equals Tq′/q′Tq′. Nakayama applied to the finite cokernel over the local ring Cq′ gives surjectivity, and the map is already injective. Thus the local rings are isomorphic. The finite cokernel is zero after inverting one element of C∖q′, so after a further principal shrinking the finite algebra T and the monogenic subalgebra C=A[t] coincide. Shrinking inside the open image of U0 then identifies an affine neighbourhood of x with a localization of C.

4.1F1F4F7step 3.1

Construct a monic relation with invertible derivative. After step 3.1, work at the corresponding prime q of C=A[t]; this algebra is étale there because it agrees with the original étale chart on a neighbourhood. Let I=ker⁡(A[T]→C) and let Q⊆A[T] be the inverse image of q. The polynomial derivation computation in [F7] gives ΩC/A,q≅Cq/(H′(t):H∈I); étaleness makes this module zero by [F1]. Thus finitely many Hi∈I and coefficients ui∈Cq have ∑iuiHi′(t)=1. Lift the ui to fractions in A[T]Q and clear a common denominator outside Q: a single P1∈IQ has derivative a unit at q. Since t is integral over A, there is a monic P0∈I. Multiplying P1 by a denominator outside Q if necessary gives a global polynomial in I whose derivative remains a unit at q; call it again P1. For N≥2 with Ndeg⁡P0>deg⁡P1, the polynomial P=P0N+P1 is monic, belongs to I, and satisfies P′(t)=P1′(t) because P0(t)=0.

5.1F1F4F5step 4.1

Put C′=A[T]/(P), with its surjection onto C, and localize at the selected prime Q′=Q/(P), over p⊆A. Let h be the irreducible factor of P‾∈κ(p)[T] selected by Q′. Because P′(t) is a unit modulo Q′, h occurs with multiplicity one in P‾ and h′≠0 modulo h. Localizing the finite fibre ring at (h) therefore removes all other factors and gives CQ′′/pCQ′′≅κ(p)[T]/(h)=κ(q), with no nilpotent thickening. Since C is étale at q, its closed-fibre local ring Cq/pCq is the same field. Thus the surjection between these fibre rings is an isomorphism. Let K be the localized kernel ker⁡(CQ′′→Cq). The source CQ′′ is flat over Ap because P is monic (so C′ is finite free over A) and localization preserves flatness; the target is flat over Ap by étaleness. Tensoring the exact sequence 0→K→CQ′′→Cq→0 with κ(p) remains exact, whence K/pK=0. The kernel K is finitely generated over CQ′′: local finite presentation of the étale algebra C says that, after localizing the polynomial map A[T]→C around Q, its relation ideal IQ is finitely generated; the kernel of CQ′′→Cq is the quotient IQ/(P), hence finite. This finite relation set also permits the later principal shrinking. Since pCQ′′ lies in its maximal ideal, Nakayama [F4] yields K=0. Finite generation lets us invert one element outside Q′ so that C′→C is an isomorphism on a principal neighbourhood; invert also P′(t). This gives the required standard étale chart by [F5], proving the forward direction. Conversely every standard étale chart is étale by [F5], and étaleness is local on source and target.

6.1F2F3F4F5F6step 4.1step 5.1∎

If X=∅ there is no point x and the assertion is vacuous. The zero-degree polynomial case yields the empty chart, so no nonempty point lies there. AC is used through the quasi-finite factorization, primitive element and finite-prime results [F2]–[F4]; all other selections are finite. Both directions are established by steps 4.1 and 5.1.

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