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Étale morphisms are locally standard étale
Statement
Assume the Axiom of Choice. If is étale and , then there are affine neighbourhoods of and of , with , such that after possibly shrinking and the -algebra is standard étale: for a monic and an element whose localization makes a unit (Standard étale algebra). The reverse implication, that every such chart is étale, is included.
The proof first reduces to a monogenic finite algebra near , then uses vanishing of relative differentials and flatness to construct a monic one-equation presentation with invertible derivative.
Facts & Assumptions
Given: The morphism and point of the Statement.
Étale morphisms are smooth of relative dimension zero, locally of finite presentation and flat. The Jacobian criterion gives a standard smooth chart with as many equations as variables (Étale morphism of schemes, Relative Jacobian criterion with its presentation hypothesis, Étale equals flat and unramified in finite presentation).
The residue extension at an étale point is finite separable, and the map is quasi-finite there; the quasi-finite locus of a finite-type map is open (Unramified residue extensions are finite separable, The quasi-finite locus of a finite-type algebra is open).
A quasi-finite finite-type algebra is, after replacing it by a finite type localization, an open subscheme of the spectrum of a finite algebra over the base (A quasi-finite algebra factors openly through a finite algebra).
A finite-dimensional algebra over a field is Artinian and splits into its finitely many local Artinian factors (An Artinian ring is canonically the finite product of its localizations at its maximal ideals). A finite separable field extension is generated by one element (A finite extension generated by elements all but possibly one of which are separable is simple). For a finite module over a local ring, vanishing after reduction modulo the maximal ideal implies vanishing by Nakayama (Assuming the Axiom of Choice, Nakayama's lemma).
A monic one-equation presentation with invertible derivative is standard étale and hence étale (Standard étale algebra). Étale maps are the formally étale maps of local finite presentation (Etale morphisms are the formally etale morphisms locally of finite presentation).
AC is the choice-function axiom (The Axiom of Choice).
For an -algebra , the module represents -derivations; for , the universal derivation of gives (Universal Kähler differential module).
Proof
Choose affine charts and around and , with finitely presented. Let lie over . By [F2] the map is quasi-finite at ; shrink to a principal open around on which it is quasi-finite everywhere. Applying [F3] to that finite-type algebra gives a finite -algebra and an open immersion from the shrunk chart into , identifying local rings at the selected point. The map is therefore étale at the corresponding prime , although it need not be étale elsewhere.
The fibre is finite dimensional over , so [F4] splits it into local Artinian factors. The factor at is the finite separable field by [F2], because étaleness makes the selected zero-dimensional local fibre reduced. Choose a nonzero primitive element for this field extension (take when ) and take in every other factor; lift this element of the fibre to . Put . The prime has no other prime of above it in the closed fibre: the selected factor has a nonzero primitive value, whereas every other factor has value zero. The localization is therefore local with maximal ideal ; moreover its closed fibre over is the selected field factor , generated by the image of .
Since is finite over , it is finite over as a module, and the map is an injective local map of finite modules with the same residue field. The closed fibre from step 2.1 is generated by , hence also equals . Nakayama applied to the finite cokernel over the local ring gives surjectivity, and the map is already injective. Thus the local rings are isomorphic. The finite cokernel is zero after inverting one element of , so after a further principal shrinking the finite algebra and the monogenic subalgebra coincide. Shrinking inside the open image of then identifies an affine neighbourhood of with a localization of .
Construct a monic relation with invertible derivative. After step 3.1, work at the corresponding prime of ; this algebra is étale there because it agrees with the original étale chart on a neighbourhood. Let and let be the inverse image of . The polynomial derivation computation in [F7] gives ; étaleness makes this module zero by [F1]. Thus finitely many and coefficients have . Lift the to fractions in and clear a common denominator outside : a single has derivative a unit at . Since is integral over , there is a monic . Multiplying by a denominator outside if necessary gives a global polynomial in whose derivative remains a unit at ; call it again . For with , the polynomial is monic, belongs to , and satisfies because .
Put , with its surjection onto , and localize at the selected prime , over . Let be the irreducible factor of selected by . Because is a unit modulo , occurs with multiplicity one in and modulo . Localizing the finite fibre ring at therefore removes all other factors and gives , with no nilpotent thickening. Since is étale at , its closed-fibre local ring is the same field. Thus the surjection between these fibre rings is an isomorphism. Let be the localized kernel . The source is flat over because is monic (so is finite free over ) and localization preserves flatness; the target is flat over by étaleness. Tensoring the exact sequence with remains exact, whence . The kernel is finitely generated over : local finite presentation of the étale algebra says that, after localizing the polynomial map around , its relation ideal is finitely generated; the kernel of is the quotient , hence finite. This finite relation set also permits the later principal shrinking. Since lies in its maximal ideal, Nakayama [F4] yields . Finite generation lets us invert one element outside so that is an isomorphism on a principal neighbourhood; invert also . This gives the required standard étale chart by [F5], proving the forward direction. Conversely every standard étale chart is étale by [F5], and étaleness is local on source and target.
If there is no point and the assertion is vacuous. The zero-degree polynomial case yields the empty chart, so no nonempty point lies there. AC is used through the quasi-finite factorization, primitive element and finite-prime results [F2]–[F4]; all other selections are finite. Both directions are established by steps 4.1 and 5.1.
Depends on
- The Axiom of Choice
- Standard étale algebra
- Étale morphism of schemes
- Étale equals flat and unramified in finite presentation
- Relative Jacobian criterion with its presentation hypothesis
- The quasi-finite locus of a finite-type algebra is open
- A quasi-finite algebra factors openly through a finite algebra
- Unramified residue extensions are finite separable
- A finite extension generated by elements all but possibly one of which are separable is simple
- An Artinian ring is canonically the finite product of its localizations at its maximal ideals
- Assuming the Axiom of Choice, Nakayama's lemma
- Etale morphisms are the formally etale morphisms locally of finite presentation
- Universal Kähler differential module
Used by
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Sources
- The Stacks Project, Algebra, Section 10.144, Proposition 10.144.4 (standard étale local form) (standard reference, not scraped)