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Parameter-sign equivalence and its exceptional failures for SL2(R)
Statement
Assume the Axiom of Choice (The Axiom of Choice). Let , (The normalized principal series I(epsilon, nu)), and for and for . The base-normalized meromorphic intertwiner extends through every common scalar pole of numerator and denominator to a continuous -diagonal isomorphism with inverse ; hence the smooth compact-picture representations and are continuously equivalent. At every nonexceptional parameter where the unnormalized is regular, is finite and nonzero, so is a nonzero scalar multiple of and is itself an isomorphism.
If , then is a unitary intertwiner and for every allowed parity- -type; hence the unitary principal series at and are unitarily equivalent. Complex conjugation of the compact picture is also an anti-unitary intertwiner between them. For and nonzero imaginary , this is the usual normalization .
At an exceptional parameter , , write . The unnormalized is regular but not injective: by K-type eigenvalues of A(nu): recurrence, closed form and nonvanishing, at it kills the two tail submodules with , while at it kills the finite-dimensional submodule with . Moreover, and are not isomorphic as -modules, and therefore are not continuously equivalent as smooth -representations: the former has irreducible tail submodules, whereas the latter has the finite-dimensional submodule as its unique irreducible submodule, and their -type supports are disjoint. At , the two representations coincide and the odd K-finite module splits into the two limit chains by Generic irreducibility and the exceptional parameter lattice(b). Thus exactly when .
Facts & Assumptions
Given: AC, , the smooth principal-series models , and the normalized parameter lattice .
The integral and its compact-picture K-type eigenvalues are defined on an initial half-plane (The standard intertwining operator A(nu)). The meromorphic family is continuous K-diagonal on smooth vectors, its proof step 1.1 locates the common simple scalar poles in , and it intertwines with at every regular parameter (Meromorphic continuation and intertwining identity for A(nu)).
The recurrence , the symmetry , and the exact zeros at hold for each allowed . The Gamma formula has simple poles with nonzero residues, no zeros, and reciprocal-Gamma zeros that cancel the common numerator poles outside (K-type eigenvalues of A(nu): recurrence, closed form and nonvanishing).
For , , the finite-dimensional is the unique irreducible quotient at and the unique irreducible submodule at ; its K-types are . At the odd module splits into the two limit chains (Generic irreducibility and the exceptional parameter lattice).
The compact-picture action is in the canonical factorization (The compact picture of the SL2(R) principal series, The normalized principal series I(epsilon, nu)). For this is a strongly continuous unitary representation (Unitarity of the unitary principal series).
On the vectors , , form a complete orthonormal basis; the finite Fourier sums are precisely the K-finite core (K-type decomposition of the SL2(R) principal series).
On the K-type , the derived operators are , , and . Differentiating a continuous smooth group intertwining identity along real one-parameter subgroups, then complexifying, gives a -module map (Derived action and raising/lowering formulas in the compact picture).
A unitary representation is strongly continuous, and an equivalence of unitary representations is a unitary intertwiner (Strongly continuous unitary representations, invariant linear subspaces and intertwiners).
AC supplies the normalized Haar probability and the Hilbert compact-picture realization through [F4]–[F5], and is stated explicitly at the beginning. The proof makes no additional choices (The Axiom of Choice).
Proof
Let be the common scalar pole set from [F1]. It is disjoint from . For , [F2] shows that is finite and nonzero, so is a continuous K-diagonal map. At , the Gamma formula in [F2] has one numerator Gamma factor with a simple pole of nonzero residue, while both denominator arguments are half-integers and hence finite and nonzero for every allowed . Thus every , including , has the same simple pole and is holomorphic and nonzero at , where . By [F1], is holomorphic in the smooth operator topology there. Therefore extends continuously through that pole as a K-diagonal map.
Let and write . The pole set has parity and is disjoint from , so is regular. If , [F2] gives on every allowed type with ; if , it gives for . In either case a nonzero K-type is killed, so is not injective.
For every allowed , normalize the recurrence in [F2] to obtain and , with . If , neither nor vanishes for any allowed , since has the opposite parity. Thus every multiplier is finite and nonzero, including at by step 1.1.
Applying the recurrence at and gives ; the base value is and the symmetry handles negative indices. Therefore is the identity on every K-type. Both operators are continuous and K-diagonal by step 1.1; for smooth , every Fourier coefficient of is zero, so [F5] makes that vector zero in . A smooth function that is zero almost everywhere is zero everywhere, since a nonzero value would by continuity give a nonempty open arc on which its modulus is bounded below, and every open arc has positive normalized Haar measure. The same argument applies in the reverse order, proving that the maps are continuous inverses on .
For , [F1] gives the G-intertwining identity for the regular operator , and [F2] gives ; division yields the identity for . At a pole , take regular outside ; step 1.1 gives convergence of in the smooth-operator topology. For fixed , the compact formula in [F4] depends continuously on in every smooth seminorm, because is smooth and bounded on compact . Passing to the limit in the intertwining identity gives it at as well. Consequently the inverse maps of step 3.1 give for every . When in addition the unnormalized is regular, [F2] gives finite nonzero , so is an isomorphism.
Suppose . Every recurrence factor has modulus one, and the base multiplier is ; the symmetry gives on every allowed K-type. Thus the Fourier multiplier preserves the norm on finite Fourier sums and its inverse multiplier does too; by density [F5] it extends to a unitary operator on . Step 4.1 makes it a smooth G-intertwiner, so continuity of the two unitary actions and density extend the intertwining identity to all of . Separately, for , the compact-picture formula [F4] gives because is positive real and ; thus is an anti-unitary intertwiner.
Let lie in . In put . By [F6], , while preserves these weights and both arrows are nonzero between every adjacent pair above the boundary; also preserves . Hence is a nonzero -submodule. It is simple: for any nonzero submodule choose a nonzero finite Fourier sum; a can be chosen with distinct eigenvalues on its finite set of K-types, since only finitely many angles cause a collision, and a polynomial in its action isolates one nonzero K-type. The nonzero ladder arrows then generate all of . If a -module isomorphism existed from to , it would send to an irreducible submodule at , which [F3] says must be . But has only K-types , disjoint from the support of , contradicting K-equivariance. Thus the K-finite modules are not isomorphic. Any continuous G-equivalence of the smooth compact-picture representations restricts to a K-finite module isomorphism: continuity lets one differentiate along real one-parameter subgroups, while K-commutation preserves K-finiteness. Therefore no continuous G-equivalence exists; exchanging and gives the same conclusion in the reverse direction. The odd case is excluded: there and [F3] gives a direct sum of the two limit chains.
Depends on
- The normalized principal series I(epsilon, nu)
- The compact picture of the SL2(R) principal series
- K-type decomposition of the SL2(R) principal series
- Generic irreducibility and the exceptional parameter lattice
- The standard intertwining operator A(nu)
- Meromorphic continuation and intertwining identity for A(nu)
- K-type eigenvalues of A(nu): recurrence, closed form and nonvanishing
- Unitarity of the unitary principal series
- Derived action and raising/lowering formulas in the compact picture
- Strongly continuous unitary representations, invariant linear subspaces and intertwiners
- The Axiom of Choice
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Sources
- Emmanuel Kowalski, An Introduction to the Representation Theory of Groups (AMS GSM 155; author's PDF) (standard reference, not scraped)
- Pavel Etingof, Representations of Lie Groups (MIT 18.757 lecture notes, Fall 2023) (standard reference, not scraped)
- Matt Kerr, Notes on the Representation Theory of SL2(R) (CBMS workshop writeup) (standard reference, not scraped)