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Generic irreducibility and the exceptional parameter lattice

Statement

Assume the Axiom of Choice (The Axiom of Choice). Let ε∈{0,1}, ν∈C and Wε={ν∈Z:ν≡ε+1 (2)}. Write g=sl2(C) for the complexified Lie algebra acting on Iε,νK.

(a) Generic irreducibility. If ν∉Wε, then Iε,νK is an algebraically irreducible (g,K)-module. The compact-picture representation on Lε2(K) is irreducible in the Hilbert-space sense, and the smooth induced representation Iε,ν≅Cε∞(K) is topologically irreducible in its usual C∞ compact-picture topology (there is no nonzero proper closed G-invariant subspace).

(b) Exceptional parameters. Let n∈Wε, n≥1. Then Iε,nK has composition length 3 with composition factors Ln−1 (finite-dimensional, K-types n−1,n−3,…,−(n−1)), Mn+1− (K-types n+1,n+3,… ),M−(n+1)+ (K-types −(n+1),−(n+3),… ). Here Mn+1− and M−(n+1)+ denote the irreducible one-sided modules with these respective K-type strings and inherited ladder action. For ν=n the finite-dimensional factor Ln−1 is the unique irreducible quotient and Mn+1−⊕M−(n+1)+ is the unique maximal proper submodule; for ν=−n the roles are reversed (Ln−1 is the unique irreducible submodule and Mn+1−⊕M−(n+1)+ is the quotient). For ε=1 and ν=0 one has the direct sum I1,0K≅M1−⊕M−1+ of the two limits of discrete series.

The quadratic Casimir element of The quadratic Casimir element acts on Iε,νK by the scalar 18(ν2−1), and at ν=n on the factor Ln−1 by 18(n2−1). For sl2 the center of U(g) is generated by this Casimir, so the central character exists and determines ν up to sign.

Facts & Assumptions

Given: AC, ε∈{0,1}, ν∈C, the smooth compact-picture model, and H=Lε2(K).

[F1]

The smooth compact-picture action is (Πν(g)f)(k)=∣α(p(k,g))∣1+νf(κ(k,g)), and its restriction to K is right translation (The compact picture of the SL2(R) principal series, The normalized principal series I(epsilon, nu)).

[F2]

The modes fr(kθ)=eirθ, r≡ε(mod2), form an orthonormal basis of H; their finite span is Iε,νK and is dense in H (K-type decomposition of the SL2(R) principal series).

[F3]

The derived action is LWfr=rfr, LE+fr=(1+ν+r)fr+2/2, and LE−fr=(1+ν−r)fr−2/2 (Derived action and raising/lowering formulas in the compact picture).

[F4]

The smooth compact-picture action extends to a strongly continuous representation on H for every ν∈C; every nonzero closed G-invariant subspace of H contains a nonzero K-finite vector, and its K-finite intersection is a (g,K)-submodule (K-finite vectors detect nonzero closed invariant subspaces).

[F5]

Under k2πt↔[t]∈T=R/Z, normalized Haar measure on K is the normalized torus integral on [0,1) (Iwasawa and minimal-parabolic data for SL2(R), The one-dimensional torus and its normalized Haar integral, Normalized Haar measure on a compact Lie group).

[F6]

For a one-periodic integrable g, g^(r)=∫01g(t)e−2πirt dt, SNg=∑∣r∣≤Ng^(r)e2πirt, and σNg=(N+1)−1∑j=0NSjg (Period-one Fourier coefficients, partial sums, and convolution on the torus, Cesaro and Abel means of a Fourier series).

[F7]

If g is continuous and one-periodic, its Fejér means satisfy sup⁡t∣σNg(t)−g(t)∣→0 (Fejer means converge uniformly for continuous periodic functions).

[F8]

Repeated integration by parts gives g(q)^(r)=(2πir)qg^(r) for smooth periodic g: apply the real formula to real and imaginary parts, whose continuous derivatives are Riemann integrable, and use equality of bounded Riemann and Lebesgue integrals (If u,v are differentiable on [a,b] with u′,v′ integrable, then ∫abuv′=u(b)v(b)−u(a)v(a)−∫abu′v, A continuous function on [a,b] is Riemann integrable, by Heine-Cantor and Riemann's criterion, A bounded Riemann integrable function on a closed bounded interval is Lebesgue measurable and has the same integral).

[F10]

The matrix basis W,E+,E− from the derived-action supplier has brackets [W,E±]=±2E±, [E+,E−]=W (The special linear Lie algebra sl_2, Derived action and raising/lowering formulas in the compact picture).

[F11]

For semisimple g, the quadratic Casimir is the sum formed from Killing-dual bases and is central; the shifted Harish-Chandra map is the algebra isomorphism HC⁡ρ(z)(λ)=pr⁡(z)(λ−ρ) onto S(h)W (The Killing form of a semisimple Lie algebra, The quadratic Casimir element, The quadratic Casimir element is central, The Harish-Chandra projection, Harish-Chandra isomorphism for the center).

[F12]

Every finite-dimensional simple g-module is the unique simple highest-weight module for its dominant integral highest weight (Finite-dimensional simple modules are classified by dominant highest weights).

[F13]

A central character is a unital algebra homomorphism χ:Z(U(g))→C such that each central element acts by its scalar value under χ (Central character of a Lie algebra module).

[F14]

A Cartan subalgebra is nilpotent and self-normalizing, its roots and root spaces are the nonzero eigenspaces of the adjoint action and form a reduced crystallographic root system, each root has its Killing-dual vector, and a root reflection acts by sα(λ)=λ−λ(α∨)α (Cartan subalgebra, Root and root space, The root set is a reduced crystallographic root system, The Killing-dual vector attached to a root, Root reflections and the Weyl group action).

[F15]

For a finite-dimensional Lie algebra, B(X,Y)=tr⁡(ad⁡Xad⁡Y); over a characteristic-zero field, the algebra is semisimple exactly when this Killing form is nondegenerate (Killing form, Cartan's semisimplicity criterion).

[F16]

For the chosen rank-one simple root, the fundamental weight satisfies ω(α∨)=1 (Fundamental weights for a chosen simple root system).

[A1]

AC supplies normalized Haar probability on K, is the premise of the K-finite detection result [F4], the root-system and Killing-dual-vector inputs [F14], and the Harish-Chandra isomorphism [F11], and implies the ACω hypothesis used for the period-one Fourier coefficients and Fejér means [F6]–[F7]. No vector or weight is selected by an additional choice principle (The Axiom of Countable Choice (ACω), The Axiom of Choice).

Proof

technique · establish the rank-one Lie data, connect the K-weight graph, identify exceptional boundary cuts, and compute the central scalar
1.1A1F10F14F15F16algebra

In the basis of [F10], ad⁡W=diag⁡(0,2,−2) and ad⁡E+ad⁡E− has diagonal entries 2,2,0. The reversed composition has diagonal entries 2,0,2 by the same brackets; each product with one W and one E±, or with two equal E±, is off-diagonal. Thus the Killing matrix is (800004040) with determinant −128, so g is semisimple by [F15]. Put h=CW. It is abelian, hence nilpotent; for X=aW+bE++cE− the brackets in [F10] give [X,W]=−2bE++2cE−, so Ng(h)=h and [F14] makes h a Cartan subalgebra. Its root spaces are CE± with roots ±α, where α(W)=2; by [F14] they form the reduced root system of type A1. Choose α positive. Since B(W,W)=8, the Killing-dual vector is Hα=W/4 and α(Hα)=1/2, so α∨=W. The fundamental weight has ω(W)=1 by [F16], hence α=2ω and ρ=α/2=ω. The root reflection in [F14] sends t=λ(W) to −t.

1.2F1F2algebra

Let M be an algebraic (g,K)-submodule and let 0≠v=∑r∈Sarfr∈M, where S is its finite support and every ar≠0. If S has more than one element, put q=1+∑{r,s}⊂S, r≠s∣r−s∣; then q>∣r−s∣ for all distinct r,s∈S, so the eigenvalues e2πir/q of k2π/q on these modes are distinct. Lagrange interpolation in Π(k2π/q) extracts each arfr as a finite linear combination of K-translates of v, hence fr∈M; for singleton support this is immediate. Thus every nonzero algebraic submodule contains a K-type.

1.3A1F5F6F7F8algebra

Write g(t)=f(k2πt) for a smooth parity-ε function. Then g(t+12)=(−1)εg(t), so g^(r)=0 unless r≡ε(mod2). By [F8], g(q)^(r)=(2πir)qg^(r) for every derivative order q, since the endpoint terms vanish by periodicity. Differentiating the finite Fourier sums in σNg=(N+1)−1∑j=0NSjg gives (σNg)(q)=σN(g(q)). Each σNg is a finite sum of the allowed K-types, and [F7] applied to every g(q) shows σNg→g in every Cq seminorm.

2.1F3step 1.2algebra

If ν∉Wε, neither coefficient in [F3] vanishes for an allowed weight r: either zero would force ν=−r−1 or ν=r−1, an integer congruent to ε+1 modulo 2. Repeated raising and lowering therefore connects every allowed weight to every other. By step 1.2 every nonzero algebraic submodule contains one weight, hence all of them, proving algebraic irreducibility.

2.2F3F12F16step 1.1step 1.2algebra

Let n∈Wε, n≥1, and set ν=n. Put T+=⨁j≥0Cfn+1+2j, T−=⨁j≥0Cf−(n+1+2j), and F=⨁j=0n−1Cfn−1−2j. The zeros LE−fn+1=0 and LE+f−n−1=0 make T± submodules; their internal arrows are nonzero, so each is simple by the weight-extraction argument of step 1.2. In the quotient by T+⊕T−, the finite chain F has nonzero internal arrows, and the class of fn−1 is a highest-weight vector because its E+ image lies in T+. Its highest weight is (n−1)ω, which is dominant integral since n≥1 and [F16]. The same interpolation as in step 1.2 extracts a weight from any nonzero submodule of this quotient; the internal arrows connect every weight of F, so F is simple and [F12] identifies it with L((n−1)ω)=Ln−1 in the notation of the Statement. By step 1.2, any submodule not contained in the two tails has a weight in F; its internal arrows reach all of F, and the arrows out of fn−1 and f1−n have coefficient n≠0, so it then contains both tails. Consequently T+⊕T− is the unique maximal proper submodule and the finite quotient is the unique irreducible quotient. The filtration 0<T+<T+⊕T−<Iε,nK has three nonzero simple factors, so the composition length is 3. Here T+≅Mn+1− is the lowest-weight string and T−≅M−(n+1)+ the highest-weight string.

2.3F3step 1.2algebra

If ε=1 and ν=0, then LE−f1=0 and LE+f−1=0. The positive odd chain ⨁j≥0Cf1+2j and negative odd chain ⨁j≥0Cf−(1+2j) are invariant; every internal arrow is nonzero, so each is simple by step 1.2. They have disjoint K-types and together contain every odd K-type, hence I1,0K=M1−⊕M−1+.

3.1A1F2F4step 2.1

Assume ν∉Wε and let W≠{0} be a closed G-invariant subspace of H. By [F4], W∩Iε,νK is a nonzero algebraic (g,K)-submodule. Step 2.1 makes this intersection all of Iε,νK; its finite Fourier sums are dense in H by [F2], so closedness gives W=H.

3.2A1F1F3F5F7F9step 2.1step 1.3

Assume ν∉Wε, and let V≠{0} be a closed G-invariant subspace of Cε∞(K). Take 0≠f∈V and write g(t)=f(k2πt). For an allowed r, form Prg(t)=∫01e−2πirϕg(t+ϕ) dϕ. Riemann sums lie in V by K-invariance and converge in every Cq seminorm: each ∂tq(e−2πirϕg(t+ϕ)) is uniformly continuous on the compact angle square by [F9], so the Riemann-sum error tends uniformly to zero in t. Periodicity and s=t+ϕ give Prg(t)=g^(r)e2πirt, hence Prg=g^(r)fr∈V. Some allowed g^(r) is nonzero, since otherwise every Fejér mean of g would vanish and [F7] would force g=0. Thus V contains a K-type. For each real Lie algebra element, joint smoothness of the compact-picture cocycle implies that the derived difference quotients converge together with every angular derivative, hence in C∞; closedness puts the derived vector in V, and complex-linear combinations give the raising and lowering operators in [F3]. Step 2.1's connected weight graph therefore puts every K-type in V, and step 1.3 plus closedness yields V=Cε∞(K).

3.3F3F12F16step 1.1step 1.2step 2.2algebra

For ν=−n, the same finite chain F is a submodule: its outward boundary arrows vanish, and its internal arrows are nonzero. Its highest-weight vector is fn−1, killed by E+, with highest weight (n−1)ω, which is dominant integral since n≥1 and [F16]. By the same interpolation and internal-arrow argument as in step 2.2, it is simple, so [F12] gives F≅L((n−1)ω)=Ln−1. Modulo F, the positive and negative tails are separate submodules, because the crossing arrows land in F and vanish in the quotient. Each has one-dimensional weight spaces and, by [F3], nonzero arrows in both directions between every adjacent pair of tail weights; only the inward boundary arrow vanishes in the quotient. The same interpolation as in step 1.2 extracts a weight from any nonzero submodule, and these internal raising and lowering arrows generate the whole tail, so both are simple. In either parameter, a one-sided string with fixed lowest (or highest) weight is unique up to rescaling its successive weight vectors: normalize each nonzero outward arrow to 1, then [E+,E−]=W recursively fixes the inward arrows from the boundary condition. Thus the quotient factors are again Mn+1− and M−(n+1)+. Any irreducible submodule not contained in F has a tail weight by step 1.2; repeated nonzero inward arrows first reach a tail boundary, whose inward arrow at ν=−n is nonzero into F. Its intersection with the simple submodule F is then all of F, forcing the irreducible submodule to equal F. Hence F is the unique irreducible submodule. If T~+ is the preimage of the positive quotient tail, the filtration 0<F<T~+<Iε,−nK has three nonzero simple factors, so the composition length is 3.

3.4F3F11step 1.1step 2.2algebra

By step 1.1, the Killing-dual basis gives C=18W2+14(E+E−+E−E+)=18W2−14W+12E+E− using [F11]. Formula [F3] yields LE+LE−fr=14(ν2−(r−1)2)fr, and substituting LWfr=rfr gives Cfr=18(ν2−1)fr for every weight. Therefore C acts by this scalar on Iε,νK and on its subquotient Ln−1 at ν=n.

4.1A1F11F13F14step 1.1step 3.4algebra∎

Use the rank-one Cartan, root, coroot, positive-system and Weyl data from step 1.1. In PBW order E−<W<E+, E+E−=E−E++W, so the Harish-Chandra projection of the Casimir is pr⁡(C)=W2/8+W/4; hence the shifted polynomial is HC⁡ρ(C)(t)=(t2−1)/8. This generates S(h)W=C[t2], so [F11] implies Z(U(g))=C[C]. Since C acts by λν=(ν2−1)/8, every p(C) acts by p(λν) and defines the central character of [F13]; two such characters are equal exactly when ν2=(ν′)2, that is, when ν′=±ν.

Remarks

Kerr's §2 formula (2.6), Examples 2.6–2.7 and classification paragraph (printed pp. 10–12) cross-check the ladder coefficients, the odd ν=0 splitting, and the orientation of the finite and one-sided factors. Etingof's §9.1 formulas (4)–(5) and short exact sequences (printed pp. 48–49) cross-check the generic lattice and factor strings after the parameter dictionary s=−ν; its basis normalization is separate, so it is not used for the local arrow coefficients. Kowalski's §7.4 Proposition 7.4.3(2) (statement printed p. 294, proof pp. 297–301) is only a unitary-character cross-check and does not establish the complex-parameter claim. All irreducibility and Casimir arguments above are proved locally.

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