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Unitarity of the complementary series

Statement

Assume the Axiom of Choice (The Axiom of Choice) and let ν∈R. In spherical parity define a0(ν)=1,a±2j(ν)=∏l=1j2l−1−ν2l−1+ν(j≥1). For every real ν∉{−1,−3,−5,…}, the Fourier form Bν(f,h)=∑n∈2Zan(ν)f^(n)h^(n)‾ is a finite continuous Hermitian G-invariant form on C0∞(K). It agrees with ⟨A(ν)f,h⟩0/c0(ν) wherever that quotient is defined and with its regular meromorphic continuation at the common scalar poles, including ν=0. The full spherical K-finite module I0,νK admits a positive-definite invariant Hermitian form (in the (g,K) sense) if and only if ∣ν∣<1. For 0<∣ν∣<1, Bν is positive definite and its Hilbert completion is the irreducible strongly continuous unitary spherical complementary series; at ν=0, B0 is the usual L2 form and the representation is the spherical unitary principal series. At regular real ν with ∣ν∣>1, a0 and a2 have opposite signs, so Bν is indefinite. At negative odd integers the normalized weights have poles, but the invariant-form recurrence still rules out a positive-definite form on the full K-finite spherical module.

At ν=1, the regular normalized form has a0=1 and every nonzero even weight zero. At ν=−1, the rescaled limit qn=lim⁡ν→−1+(1+ν)an(ν),q0=0,q±2j=2j(j≥1) is a different nonzero degenerate G-invariant form. The ν=1 form detects the trivial quotient; the ν=−1 limiting form has radical Cf0, the trivial submodule. No signature claim is made for other exceptional rescaled forms.

For odd parity and real ν≠0, if B is an invariant Hermitian form and bn=B(fn,fn), the recurrence gives b1=−b−1, so no positive-definite invariant form exists on the full odd K-finite module and there is no nonspherical complementary series. At a nonexceptional real ν, every nonzero invariant Hermitian form on that odd module is nondegenerate and indefinite. At positive even ν=2m>0, its tail weights ∣n∣≥2m+1 vanish; at negative even ν=−2m<0, its central weights ∣n∣≤2m−1 vanish, so every such form is degenerate at these nonzero exceptional parameters. At odd ν=0, the K-finite module splits into the two unitary limits of discrete series as in Unitarity of the unitary principal series.

Facts & Assumptions

Given: AC, the normalized principal-series models for real ν, their compact-picture smooth vectors, and the parity parameter ε∈{0,1}.

[F1]

The compact-picture action is (Πν(g)f)(k)=∣α(p(k,g))∣1+νf(κ(k,g)) in the canonical AN×K factorization and is smooth in the group and compact variables (The compact picture of the SL2(R) principal series, The normalized principal series I(epsilon, nu)).

[F2]

The Fourier vectors fn(kθ)=einθ, n≡ε(mod2), form an orthonormal basis of Lε2(K) and their finite spans are the K-finite core (K-type decomposition of the SL2(R) principal series, Fourier coefficients and trigonometric polynomials on the torus).

[F3]

For real ν, ⟨u,h⟩0=∫Ku(k)h(k)‾ dk is a G-invariant pairing between Iε,−ν and Iε,ν (The invariant pairing between opposite principal-series parameters).

[F4]

The standard integral defines A(ν) for Re⁡ν>0; its meromorphic family is continuous and K-diagonal on smooth vectors and intertwines Πν with Π−ν wherever regular (The standard intertwining operator A(nu), Meromorphic continuation and intertwining identity for A(nu)). The quotient by c0(ν) at common poles is proved locally in Step 2.2.

[F5]

The eigenvalues satisfy (n+1+ν)cn+2=(n+1−ν)cn, c−n=(−1)ncn, and the displayed Gamma formula with its exact exceptional zeros and poles (K-type eigenvalues of A(nu): recurrence, closed form and nonvanishing).

[F6]

The real derived action is LE+fn=(1+ν+n)fn+2/2 and LE−fn=(1+ν−n)fn−2/2. For an invariant Hermitian form on the K-finite module, infinitesimal invariance makes real generators skew-adjoint; since E−=E+‾, sesquilinearity gives B(LE+u,v)=−B(u,LE−v) (Derived action and raising/lowering formulas in the compact picture).

[F7]

At ν=0, the spherical module is irreducible and the odd K-finite module splits into the two chains M1− and M−1+; at ν=1 the trivial representation is the finite-dimensional quotient, and at ν=−1 it is the submodule Cf0 (Generic irreducibility and the exceptional parameter lattice).

[F8]

The compact-picture action at imaginary parameter is a strongly continuous unitary representation in the sense of Strongly continuous unitary representations, invariant linear subspaces and intertwiners; at ν=0 the odd representation is the direct sum of the two unitary limits of discrete series (Unitarity of the unitary principal series).

[F9]

Complex integration by parts on a period interval bounds Fourier coefficients of a smooth function by CN∣n∣−N, and ∑n≥1n−p converges for rational p>1 (Complex integration by parts on intervals and decaying lines, For rational p>0, ∑1/kp converges iff p>1).

[F10]

AC supplies countable choice for the complex integration-by-parts supplier (AC supplies the countable and dependent choices used in Banach integration, The Axiom of Choice).

[F12]

For fixed g and smooth f, the function ν↦pN(Πν(g)f) is continuous on a compact real parameter interval by [F11], hence bounded there by the extreme-value theorem (A continuous real-valued function on a nonempty compact metric space is bounded and attains a greatest and a least value). Thus the Fourier-decay bounds in [F9] can be chosen uniformly on such an interval.

[A1]

AC supplies normalized Haar probability on K through the compact-picture/Fourier suppliers and implies the countable-choice hypothesis in [F9] through [F10]. The proof makes no further selections (The Axiom of Choice, [F10]).

Proof

technique · solve the invariant-form recurrence, prove the smooth multiplier bounds, and pass the resulting invariant forms to their Hilbert completions and endpoint limits
1.1F5algebra

In spherical parity put a0(ν)=1. The Gamma formula in [F5], using Γ(z+1)=zΓ(z), gives the cross-multiplied recurrence as a meromorphic identity for every ν, so it may be used even at its zero denominators. For ν∉{−1,−3,…}, successive use at n=0,2,…,2j−2 gives a2j=∏l=1j(2l−1−ν)/(2l−1+ν). The meromorphic symmetry c−n=(−1)ncn gives a−2j=a2j. At a positive odd ν=2m+1 with m≥0, the numerator 2l−1−ν vanishes at l=m+1, so every weight with j≥m+1 is zero; a denominator vanishes exactly at a negative odd integer. Thus the displayed weights are finite precisely on the real parameter set in the Statement.

1.2F6algebra

Let B be any positive-definite invariant Hermitian form on the full spherical K-finite module, and put bn=B(fn,fn)>0. K-invariance makes distinct K-types orthogonal. By the infinitesimal invariance relation [F6], B(LE+f0,f2)=−B(f0,LE−f2), so the ladder formulas give (1+ν)b2=(1−ν)b0. If ν=−1, the left side is zero and the right side positive; if ν<−1, the left coefficient is negative and the right positive; if ν=1, the left is positive while the right is zero; and if ν>1, the right side is negative. Hence such a form can exist only when ∣ν∣<1.

1.3F5F6algebra

In odd parity, any invariant Hermitian form on the K-finite module is K-diagonal with real weights bn=B(fn,fn). Applying [F6] to each adjacent pair gives (1+ν+n)bn+2=(n+1−ν)bn; at n=−1 this is νb1=−νb−1. For real ν≠0, a positive-definite form would have b1,b−1>0, contradicting this identity. If ν is nonexceptional and the form is nonzero, K-diagonality gives some nonzero bn; no ladder coefficient vanishes, so the recurrence propagates this to b1≠0 and then to every odd weight. Since b−1=−b1, the form is nondegenerate and indefinite.

1.4F7F8F5

At ε=1, ν=0, the K-finite odd module splits into the two unitary limit chains by [F8]; the recurrence at n=−1 is 0=0 and leaves their invariant weights independent. This is the separate zero-parameter unitary splitting, not an odd complementary series.

2.1F2F9F10A1step 1.1algebra

Fix a real ν∉{−1,−3,…}. For all sufficiently large l, ∣(2l−1−ν)/(2l−1+ν)∣≤1+C/l for a constant depending on ν; bound the finitely many earlier factors separately. Choose an integer M≥C; then ∏l=1j(1+M/l)=(j+MM)≤(j+M)M, so ∣an(ν)∣≤C′(1+∣n∣)M. If an initial factor is zero the subsequent weights are zero and the same estimate holds. By [F9], ∣f^(n)∣≤CNpN(f)∣n∣−N for n≠0. Choose N with 2N−M>1; the p-series bound then gives ∣Bν(f,h)∣≤CpN(f)pN(h), so the Fourier form is finite and continuous. Its weights are real and symmetric, hence it is Hermitian.

2.2F2F3F4F5F11step 1.1

Define Rν as the smooth K-diagonal multiplier with coefficients an(ν). If ν is not a common scalar pole and c0(ν)≠0, it equals A(ν)/c0(ν); the smooth continuity follows from [F4]. At ν0=−2m, m≥0, the Gamma formula in [F5] has a simple pole with nonzero residue in its numerator, while both denominator arguments for every even n are half-integers and finite. Thus all cn, including c0, have the same simple pole and (ν−ν0)c0(ν) is holomorphic and nonzero at ν0. In the local Laurent expansion of the meromorphic K-diagonal family [F4], every coefficient below degree −1 has zero multiplier on each K-type because each scalar cn has at most a simple pole by [F5]. Such a continuous K-diagonal coefficient sends every smooth vector to a smooth function with all Fourier coefficients zero, hence is zero by completeness in [F2]. Therefore (ν−ν0)A(ν) is holomorphic in the smooth operator topology, and dividing by (ν−ν0)c0(ν) defines the continuous extension of Rν there; its K-type multipliers are exactly those in step 1.1. At every real parameter under consideration, [F4] gives the intertwining identity after division when c0≠0; at the common poles pass to the limit from neighboring regular parameters, using [F11] for continuity of the compact-picture action in ν. Therefore Rν intertwines Πν with Π−ν for every ν in the stated real domain. By [F2], Bν(f,h)=⟨Rνf,h⟩0; [F3] and the intertwining identity give Bν(Πν(g)f,Πν(g)h)=Bν(f,h) for every g∈G.

2.3F2step 1.1algebra

If ∣ν∣<1, every numerator and denominator in the spherical weight product is positive, so all an(ν)>0. Fourier completeness [F2] then makes Bν positive definite; at ν=0 all weights equal one and B0 is the ordinary L2 inner product.

2.4F5step 1.1algebra

At a regular real parameter with ∣ν∣>1, the displayed normalized form has a0=1 and a2=(1−ν)/(1+ν)<0, so it is indefinite. Negative odd parameters are excluded from this assertion because the normalized weights have poles there; the recurrence argument in step 1.2 still rules out any positive-definite full-module form at those parameters.

2.5F6step 1.3algebra

Let ν=2m>0. The recurrence from [F6] at n=2m−1 forces b2m+1=0 and then all upper tail weights vanish; at n=−2m−1 it forces b−2m−1=0 and then all lower tail weights vanish. If ν=−2m<0, the same two recurrence equations force b2m−1=b−2m+1=0, propagating through every central odd weight ∣n∣≤2m−1. Thus every invariant form at either nonzero even exceptional parameter is degenerate. These equations force zeros, not signs on the remaining chains, so no blanket indefiniteness conclusion is asserted.

3.1F2F7step 2.2

At ν=1, the product in step 1.1 has a0=1 and a±2j=0 for every j≥1. Hence B1(f,h)=f^(0)h^(0)‾. It is a finite nonzero degenerate invariant form by steps 2.1–2.2. Its radical in C0∞(K) is {f:f^(0)=0}, whose K-finite part is the algebraic span of the nonzero even K-types; the quotient is one-dimensional, and [F7] identifies its K-finite quotient with the trivial module L0.

3.2F7F9F12step 2.2algebra

For −1<ν≤0 and j≥1, rewrite (1+ν)a2j(ν)=(1−ν)∏l=2j(2l−1−ν)/(2l−1+ν). Each factor in the product is at most l/(l−1), so 0<(1+ν)a2j(ν)≤2j. The j=0 weight (1+ν)a0 tends to zero, while for j≥1 the product tends to 2j as ν→−1+. By [F9] and this bound, the rescaled Fourier forms converge on smooth vectors to the finite nonzero form with weights b0=0 and b±2j=2j. To pass invariance to the rescaled limit, [F12] bounds the Fourier-decay seminorms of Πν(g)f and Πν(g)h uniformly for ν∈[−1,0]; hence the same summable majorant applies to both sides of the invariance identity. The limit is invariant, its radical is exactly Cf0, and [F7] identifies that line as the trivial submodule.

4.1F1F2F6F9step 2.1step 2.3algebra∎

Suppose 0<∣ν∣<1. The polynomial bound in step 2.1 and Fourier decay in [F9] give a finite r and C with ∥f∥Bν≤Cpr(f) for every smooth f. The smooth compact action is continuous in each Cr seminorm by [F1, F11], so every smooth vector has a continuous orbit in the Bν norm. Invariance makes Πν(g) an isometry with inverse Πν(g−1); it extends to a unitary on the completion, and density plus the isometry bound extends strong continuity to every completed vector. For irreducibility, the completion is the weighted ℓ2 completion of the even Fourier modes. If W is a nonzero closed invariant subspace, choose ξ=∑n∈2Zxnfn≠0 in W and an n with xn≠0. For integers N>∣n∣, the finite average QNξ=N−1∑j=0N−1e−2πinj/NΠν(k2πj/N)ξ lies in W and retains exactly the modes r≡n(modN). As N→∞, all retained modes other than n lie in the weighted ℓ2 tail ∣r∣≥N−∣n∣, so QNξ→xnfn. Hence fn∈W. Smooth difference quotients in the Bν norm put both ladder images in W; for ∣ν∣<1 all even ladder coefficients are nonzero, so W contains every even K-type. Their finite span is dense by construction of the completion, giving W equal to the full Hilbert space.

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