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Unitarity of the complementary series
Statement
Assume the Axiom of Choice (The Axiom of Choice) and let . In spherical parity define For every real , the Fourier form is a finite continuous Hermitian -invariant form on . It agrees with wherever that quotient is defined and with its regular meromorphic continuation at the common scalar poles, including . The full spherical K-finite module admits a positive-definite invariant Hermitian form (in the sense) if and only if . For , is positive definite and its Hilbert completion is the irreducible strongly continuous unitary spherical complementary series; at , is the usual form and the representation is the spherical unitary principal series. At regular real with , and have opposite signs, so is indefinite. At negative odd integers the normalized weights have poles, but the invariant-form recurrence still rules out a positive-definite form on the full K-finite spherical module.
At , the regular normalized form has and every nonzero even weight zero. At , the rescaled limit is a different nonzero degenerate -invariant form. The form detects the trivial quotient; the limiting form has radical , the trivial submodule. No signature claim is made for other exceptional rescaled forms.
For odd parity and real , if is an invariant Hermitian form and , the recurrence gives , so no positive-definite invariant form exists on the full odd K-finite module and there is no nonspherical complementary series. At a nonexceptional real , every nonzero invariant Hermitian form on that odd module is nondegenerate and indefinite. At positive even , its tail weights vanish; at negative even , its central weights vanish, so every such form is degenerate at these nonzero exceptional parameters. At odd , the K-finite module splits into the two unitary limits of discrete series as in Unitarity of the unitary principal series.
Facts & Assumptions
Given: AC, the normalized principal-series models for real , their compact-picture smooth vectors, and the parity parameter .
The compact-picture action is in the canonical factorization and is smooth in the group and compact variables (The compact picture of the SL2(R) principal series, The normalized principal series I(epsilon, nu)).
The Fourier vectors , , form an orthonormal basis of and their finite spans are the K-finite core (K-type decomposition of the SL2(R) principal series, Fourier coefficients and trigonometric polynomials on the torus).
For real , is a G-invariant pairing between and (The invariant pairing between opposite principal-series parameters).
The standard integral defines for ; its meromorphic family is continuous and K-diagonal on smooth vectors and intertwines with wherever regular (The standard intertwining operator A(nu), Meromorphic continuation and intertwining identity for A(nu)). The quotient by at common poles is proved locally in Step 2.2.
The eigenvalues satisfy , , and the displayed Gamma formula with its exact exceptional zeros and poles (K-type eigenvalues of A(nu): recurrence, closed form and nonvanishing).
The real derived action is and . For an invariant Hermitian form on the K-finite module, infinitesimal invariance makes real generators skew-adjoint; since , sesquilinearity gives (Derived action and raising/lowering formulas in the compact picture).
At , the spherical module is irreducible and the odd K-finite module splits into the two chains and ; at the trivial representation is the finite-dimensional quotient, and at it is the submodule (Generic irreducibility and the exceptional parameter lattice).
The compact-picture action at imaginary parameter is a strongly continuous unitary representation in the sense of Strongly continuous unitary representations, invariant linear subspaces and intertwiners; at the odd representation is the direct sum of the two unitary limits of discrete series (Unitarity of the unitary principal series).
Complex integration by parts on a period interval bounds Fourier coefficients of a smooth function by , and converges for rational (Complex integration by parts on intervals and decaying lines, For rational , converges iff ).
AC supplies countable choice for the complex integration-by-parts supplier (AC supplies the countable and dependent choices used in Banach integration, The Axiom of Choice).
The compact-picture action and its parameter depend continuously in each seminorm; the product and chain rules compute derivatives of its multiplier and composed argument (The compact picture of the SL2(R) principal series, Sums, scalar multiples, products and quotients: , , , and when , The chain rule, in one line from Carathéodory: if is differentiable at and is differentiable at , then is differentiable at with ).
For fixed and smooth , the function is continuous on a compact real parameter interval by [F11], hence bounded there by the extreme-value theorem (A continuous real-valued function on a nonempty compact metric space is bounded and attains a greatest and a least value). Thus the Fourier-decay bounds in [F9] can be chosen uniformly on such an interval.
AC supplies normalized Haar probability on through the compact-picture/Fourier suppliers and implies the countable-choice hypothesis in [F9] through [F10]. The proof makes no further selections (The Axiom of Choice, [F10]).
Proof
In spherical parity put . The Gamma formula in [F5], using , gives the cross-multiplied recurrence as a meromorphic identity for every , so it may be used even at its zero denominators. For , successive use at gives . The meromorphic symmetry gives . At a positive odd with , the numerator vanishes at , so every weight with is zero; a denominator vanishes exactly at a negative odd integer. Thus the displayed weights are finite precisely on the real parameter set in the Statement.
Let be any positive-definite invariant Hermitian form on the full spherical K-finite module, and put . K-invariance makes distinct K-types orthogonal. By the infinitesimal invariance relation [F6], , so the ladder formulas give . If , the left side is zero and the right side positive; if , the left coefficient is negative and the right positive; if , the left is positive while the right is zero; and if , the right side is negative. Hence such a form can exist only when .
In odd parity, any invariant Hermitian form on the K-finite module is K-diagonal with real weights . Applying [F6] to each adjacent pair gives ; at this is . For real , a positive-definite form would have , contradicting this identity. If is nonexceptional and the form is nonzero, K-diagonality gives some nonzero ; no ladder coefficient vanishes, so the recurrence propagates this to and then to every odd weight. Since , the form is nondegenerate and indefinite.
At , , the K-finite odd module splits into the two unitary limit chains by [F8]; the recurrence at is and leaves their invariant weights independent. This is the separate zero-parameter unitary splitting, not an odd complementary series.
Fix a real . For all sufficiently large , for a constant depending on ; bound the finitely many earlier factors separately. Choose an integer ; then , so . If an initial factor is zero the subsequent weights are zero and the same estimate holds. By [F9], for . Choose with ; the p-series bound then gives , so the Fourier form is finite and continuous. Its weights are real and symmetric, hence it is Hermitian.
Define as the smooth K-diagonal multiplier with coefficients . If is not a common scalar pole and , it equals ; the smooth continuity follows from [F4]. At , , the Gamma formula in [F5] has a simple pole with nonzero residue in its numerator, while both denominator arguments for every even are half-integers and finite. Thus all , including , have the same simple pole and is holomorphic and nonzero at . In the local Laurent expansion of the meromorphic K-diagonal family [F4], every coefficient below degree has zero multiplier on each K-type because each scalar has at most a simple pole by [F5]. Such a continuous K-diagonal coefficient sends every smooth vector to a smooth function with all Fourier coefficients zero, hence is zero by completeness in [F2]. Therefore is holomorphic in the smooth operator topology, and dividing by defines the continuous extension of there; its K-type multipliers are exactly those in step 1.1. At every real parameter under consideration, [F4] gives the intertwining identity after division when ; at the common poles pass to the limit from neighboring regular parameters, using [F11] for continuity of the compact-picture action in . Therefore intertwines with for every in the stated real domain. By [F2], ; [F3] and the intertwining identity give for every .
If , every numerator and denominator in the spherical weight product is positive, so all . Fourier completeness [F2] then makes positive definite; at all weights equal one and is the ordinary inner product.
At a regular real parameter with , the displayed normalized form has and , so it is indefinite. Negative odd parameters are excluded from this assertion because the normalized weights have poles there; the recurrence argument in step 1.2 still rules out any positive-definite full-module form at those parameters.
Let . The recurrence from [F6] at forces and then all upper tail weights vanish; at it forces and then all lower tail weights vanish. If , the same two recurrence equations force , propagating through every central odd weight . Thus every invariant form at either nonzero even exceptional parameter is degenerate. These equations force zeros, not signs on the remaining chains, so no blanket indefiniteness conclusion is asserted.
At , the product in step 1.1 has and for every . Hence . It is a finite nonzero degenerate invariant form by steps 2.1–2.2. Its radical in is , whose K-finite part is the algebraic span of the nonzero even K-types; the quotient is one-dimensional, and [F7] identifies its K-finite quotient with the trivial module .
For and , rewrite . Each factor in the product is at most , so . The weight tends to zero, while for the product tends to as . By [F9] and this bound, the rescaled Fourier forms converge on smooth vectors to the finite nonzero form with weights and . To pass invariance to the rescaled limit, [F12] bounds the Fourier-decay seminorms of and uniformly for ; hence the same summable majorant applies to both sides of the invariance identity. The limit is invariant, its radical is exactly , and [F7] identifies that line as the trivial submodule.
Suppose . The polynomial bound in step 2.1 and Fourier decay in [F9] give a finite and with for every smooth . The smooth compact action is continuous in each seminorm by [F1, F11], so every smooth vector has a continuous orbit in the norm. Invariance makes an isometry with inverse ; it extends to a unitary on the completion, and density plus the isometry bound extends strong continuity to every completed vector. For irreducibility, the completion is the weighted completion of the even Fourier modes. If is a nonzero closed invariant subspace, choose in and an with . For integers , the finite average lies in and retains exactly the modes . As , all retained modes other than lie in the weighted tail , so . Hence . Smooth difference quotients in the norm put both ladder images in ; for all even ladder coefficients are nonzero, so contains every even K-type. Their finite span is dense by construction of the completion, giving equal to the full Hilbert space.
Depends on
- The normalized principal series I(epsilon, nu)
- The compact picture of the SL2(R) principal series
- K-type decomposition of the SL2(R) principal series
- Fourier coefficients and trigonometric polynomials on the torus
- The invariant pairing between opposite principal-series parameters
- The standard intertwining operator A(nu)
- Meromorphic continuation and intertwining identity for A(nu)
- K-type eigenvalues of A(nu): recurrence, closed form and nonvanishing
- Generic irreducibility and the exceptional parameter lattice
- Unitarity of the unitary principal series
- Strongly continuous unitary representations, invariant linear subspaces and intertwiners
- The Axiom of Choice
- AC supplies the countable and dependent choices used in Banach integration
- Derived action and raising/lowering formulas in the compact picture
- Sums, scalar multiples, products and quotients: $(f+g)'(c) = f'(c) + g'(c)$, $(\alpha f)'(c) = \alpha f'(c)$, $(fg)'(c) = f'(c)g(c) + f(c)g'(c)$, and $(f/g)'(c) = \bigl(f'(c)g(c) - f(c)g'(c)\bigr)/g(c)^{2}$ when $g(c) \ne 0$
- The chain rule, in one line from Carathéodory: if $g$ is differentiable at $c$ and $f$ is differentiable at $g(c)$, then $f \circ g$ is differentiable at $c$ with $(f \circ g)'(c) = f'(g(c))\,g'(c)$
- Complex integration by parts on intervals and decaying lines
- For rational $p > 0$, $\sum 1/k^p$ converges iff $p > 1$
- A continuous real-valued function on a nonempty compact metric space is bounded and attains a greatest and a least value
Used by
- The spherical complementary series converge to the trivial representation Corollary
- The unitary dual of SL2(R) is non-discrete and non-Hausdorff at the stated limits Corollary
- The complementary form loses positivity beyond the unitary interval Counterexample
- The spherical complementary series destroys property (T) for SL2(R) Counterexample
- Intertwiner eigenvalues in the spherical complementary range Example
- Parameter identifications in the SL2(R) unitary dual Example
- SL2(R) does not have property (T) Proposition
- Classification of the irreducible unitary dual of SL2(R) Theorem
- Plancherel support for SL2(R) Theorem
- Tempered status of the SL2(R) unitary series Theorem
Dependency tree · two levels
169 results within two dependency steps of this one, each drawn at its shortest distance from it. An arrow runs from a result to what uses it, so the chart reads left to right and ends at this result, which carries a heavier outline. Every node is a link to that result. Click elsewhere on the chart to enlarge it.
Sources
- Pavel Etingof, Representations of Lie Groups (MIT 18.757 lecture notes, Fall 2023) (standard reference, not scraped)
- Matt Kerr, Notes on the Representation Theory of SL2(R) (CBMS workshop writeup) (standard reference, not scraped)
- Emmanuel Kowalski, An Introduction to the Representation Theory of Groups (AMS GSM 155; author's PDF) (standard reference, not scraped)