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First-order deformations are controlled by Ext^1 of the cotangent complex

Statement

Assume the Axiom of Choice (supplying Dependent Choice, The Axiom of Choice, AC implies DC implies countable choice). Let k be a field and let X be a k-scheme that is flat and locally of finite presentation over k (Flat morphism of schemes, Locally finite presentation morphisms). Let I be a k-vector space and k[I]=k⊕I the trivial square-zero extension (Square-zero extensions, small extensions and first-order thickenings). Then there is a canonical bijection Def⁡X(k[I])iso  ≅  Ext⁡OX1(LX/k,OX⊗kI) between isomorphism classes of deformations of X over Spec⁡k[I] and the first Ext group of the cotangent complex (Deformations of schemes and the infinitesimal deformation functor, The cotangent complex of a morphism of schemes, Ext groups of the cotangent complex), carrying the trivial deformation to 0; for the dual numbers this reads TX1=Ext⁡OX1(LX/k,OX). The bijection is natural under isomorphisms of X and covariant in the coefficient vector space I (a k-linear map I→I′ induces the augmentation-preserving map k[I]→k[I′] and hence the base-change map Def⁡X(k[I])→Def⁡X(k[I′])). This statement allows arbitrary, including infinite-dimensional, I; on finite-dimensional coefficient spaces the covariance restricts to the corresponding morphisms of small extensions. Moreover, for the dual numbers, the infinitesimal automorphism group of the trivial deformation is Ext⁡OX0(LX/k,OX)=Der⁡k(OX,OX), and for X smooth over k the theorem specializes to the Kodaira-Spencer description TX1≅H1(X,TX/k) with TX/k=Hom(ΩX/k1,OX).

Facts & Assumptions

Given: a field k, a flat locally finitely presented k-scheme X, a k-vector space I, the trivial square-zero extension k[I], and the Axiom of Choice.

[F1]

For an augmented k-algebra B→k, Def⁡X(B) is the groupoid of flat locally finitely presented B-schemes with a specified identification of their special fibre with X, and isomorphisms inducing the identity on that fibre. This definition applies to B=k[I] for every k-vector space I, without a finite-dimensionality assumption. In particular, TX1=Def⁡X(k[ϵ])iso and Inf⁡X is the automorphism group of the trivial deformation. (Deformations of schemes and the infinitesimal deformation functor)

[F2]

The affine case: for a flat ring map k→B the deformations of B over k[I] form, since the trivial deformation exists, a torsor under Ext⁡B1(LB/k,B⊗kI) with automorphism group Ext⁡B0(LB/k,B⊗kI)=Der⁡k(B,B⊗kI). If B is finitely presented over k, every such flat lift is finitely presented over k[I]: the affine supplier's specialization applies to any square-zero extension, so it applies to k[I]→k even when I is infinite-dimensional. (Deformations of algebras: obstruction in degree two and torsor structure in degree one, Derivation of an algebra)

[F3]

The exact cited ringed-space extension theorem, Stacks tag 08UZ, gives the global lifting torsor under Ext⁡1 and automorphisms Ext⁡0. Flat scheme deformations are among its ringed-space extensions with coefficient OX⊗kI and the prescribed canonical map from I; effective Zariski descent identifies these with the local scheme deformation groupoids. (Flat deformations form a Zariski sheaf of groupoids)

[F4]

For smooth X over k one has LX/k≃ΩX/k1[0] with ΩX/k1 locally free of finite rank, so Ext⁡OXi(LX/k,M)≅Hi(X,Hom(ΩX/k1,M)); the differentials ΩX/k1 are locally free by smoothness. (Truncation, differentials and the cotangent complex of a smooth morphism, Ext of a locally free cotangent sheaf via sheaf cohomology, Smooth morphism of schemes)

Proof

technique · prove the affine statement as a torsor based at the trivial deformation, glue it over an affine cover by descent and the exact global ringed-space extension theorem, then specialize to the smooth case
1.1F1F2given

Affine case. Let X=Spec⁡B be affine over k. By [F2] the deformations of B over k[I] form a torsor under Ext⁡B1(LB/k,B⊗kI) once nonempty, and the trivial deformation B⊗kk[I] provides a base point; transporting the torsor structure along this base point gives a canonical bijection Def⁡X(k[I])iso≅Ext⁡B1(LB/k,B⊗kI)=Ext⁡OX1(LX/k,OX⊗kI) carrying the trivial class to 0, together with the identification of the automorphism group of the trivial deformation with Ext⁡0. The affine ring/sheaf Ext equality uses the affine derived quasi-coherent equivalence recorded in The cotangent complex of a morphism of schemes and the affine cotangent comparison. A square-zero thickening of this affine special fibre is affine by Stacks tag 04EW, and the finite-presentation assertion in Deformations of algebras: obstruction in degree two and torsor structure in degree one ensures the stipulated local finiteness.

2.1F1F3step 1.1

Global case. For a general flat locally finitely presented X, use the ringed-space extension classification of Stacks tag 08UZ. The exact cited source theorem 08UZ applies to the thickening Spec⁡k⊆Spec⁡k[I] with coefficient OX⊗kI and its canonical map from I. A ringed-space solution is an extension 0→G→A→OX→0 with square-zero kernel G=OX⊗kI, which is quasi-coherent. Stacks tag 04EW (the square-zero scheme criterion) therefore makes (X,A) a scheme, with the corresponding opens over affine charts of X also affine. The prescribed map from I induces the identity OX⊗kI→G, so Stacks tag 063Y gives flatness over k[I] and reduction exactly X. On affine finite-presentation charts, the finite-presentation assertion of Deformations of algebras: obstruction in degree two and torsor structure in degree one gives finite presentation of the lift. Conversely every flat lift has this canonical kernel by the same flatness criterion. Thus the ringed-space solutions and the required scheme lifts are the same groupoid. This argument applies also to infinite-dimensional I. The source theorem computes the extension classes as a torsor under Ext⁡OX1(LX/k,OX⊗kI); consequently the isomorphism classes of global deformations are in canonical bijection with that group, the trivial deformation supplying the distinguished origin. Naturality under isomorphisms of X and covariance in I follow from the functoriality of base change on augmented bases and of the extension classification. In finite-dimensional cases this includes the corresponding morphisms of small extensions. This proves the first-order classification.

3.1F3F4step 2.1∎

Infinitesimal automorphisms and the smooth specialization: the automorphism statement is the Ext⁡0 part of [F2] and [F3] at the trivial deformation, and Ext⁡OX0(LX/k,OX)=Der⁡k(OX,OX) is the affine identification glued over the cover. If X is smooth over k, [F4] gives LX/k≃ΩX/k1[0] and hence TX1≅Ext⁡1(LX/k,OX)≅H1(X,Hom(ΩX/k1,OX))=H1(X,TX/k), the Kodaira-Spencer description. The Axiom of Choice is used only through the declared derived-Hom and Cech suppliers.

Source application. The global extension classification uses Stacks tag 08UZ directly, read with its proof; it applies on arbitrary ringed spaces and does not require a finite affine cover of X. A map I→I′ gives base change along k[I]→k[I′], so the coefficient variance is covariant.

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