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Flat deformations form a Zariski sheaf of groupoids

Statement

Assume the Axiom of Choice (The Axiom of Choice). Let A′→A be a square-zero extension of rings (Square-zero extensions, small extensions and first-order thickenings), let X be a flat A-scheme (Flat morphism of schemes) and let {Ui↪X} be a Zariski open cover. Here a flat deformation is a flat A′-scheme X′ with a specified identification X′×Spec⁡A′Spec⁡A≅X, and its isomorphisms are isomorphisms over A′ inducing the identity on X (the deformation convention of Deformations of schemes and the infinitesimal deformation functor, extended here to arbitrary square-zero base extensions). The closed fibre inclusion identifies the underlying spaces of X and X′; for an open V⊂X write X′∣V for the open subscheme of X′ corresponding to V under this identification. Then the groupoid of flat deformations of X over A′ is equivalent to the groupoid of descent data consisting of flat deformations Ui′ of Ui over A′ and isomorphisms Ui′∣Ui∩Uj≅Uj′∣Ui∩Uj over A′ inducing the identity on Ui∩Uj, satisfying the identity and cocycle conditions on triple overlaps, with compatible isomorphisms as morphisms of descent data. Thus flat deformations and their isomorphisms satisfy effective Zariski descent (a sheaf of groupoids in this sense), and affine local deformation data compute the global deformation groupoid by Cech descent. The same statement holds for a first-order thickening S↪S′ and a flat S-scheme X, where a deformation means a flat S′-scheme X′ together with an identification X′×S′S≅X; no retraction S′→S is required. If the deformation convention also requires local finite presentation (Locally finite presentation morphisms), the equivalence restricts to those objects. No separatedness or quasi-finiteness hypothesis is required.

Facts & Assumptions

Given: a square-zero extension of rings A′→A with kernel I, a flat A-scheme X, a Zariski open cover {Ui↪X}, and the Axiom of Choice.

[F1]

If i:S↪S′ is a closed immersion whose ideal sheaf J satisfies J2=0, then every prime of a local ring of S′ contains the stalk of J, so i is a homeomorphism on underlying spaces. If f′:X′→S′ is flat and X=X′×S′S, flatness makes pullback of 0→J→OS′→i∗OS→0 exact, giving 0→f′∗J→OX′→OX→0; hence the ideal of this specified reduction is f′∗J and is square-zero. This assertion concerns a flat lift X′ over S′ and its reduction; it does not assert a fibre product X×SS′ for an arbitrary flat X→S. (Square-zero extensions, small extensions and first-order thickenings)

[F2]

For ring maps A′→B′ and A′→A the affine fibre product is Spec⁡(B′⊗A′A), and for the quotient A=A′/I one has B′⊗A′A=B′/IB′. (Affine fibre products are spectra of tensor products)

[F3]

For a commutative ring R and ideal J⊆R, contraction along R→R/J is a bijection Spec⁡(R/J)→V(J)={p:p⊇J}. (Prime ideals of a quotient ring are exactly the prime ideals containing the ideal)

[F4]

Ringed or locally ringed spaces with compatible open pieces and isomorphisms satisfying the identity and cocycle conditions glue to a ringed, respectively locally ringed, space covered by open pieces identified with the given ones. (Compatible open pieces of ringed or locally ringed spaces glue)

[F5]

A locally ringed space is a scheme when every point has an open neighbourhood which, with the restricted structure sheaf, is an affine scheme. (Schemes)

[F6]

A morphism of schemes is a morphism of the underlying locally ringed spaces, so its maps on stalks are local homomorphisms. Compatible morphisms on an open cover glue: their continuous maps glue on the cover and their structure-sheaf maps glue by the sheaf property. (Morphisms of schemes, Compatible local sheaves glue uniquely up to unique isomorphism)

[F7]

A morphism f:X→S is flat if and only if OX,x is a flat OS,f(x)-module at every x∈X; flatness is thus a condition on local rings, checked on any open cover of the source, and restriction to an open subscheme preserves it. (Flat morphism of schemes)

[F8]

A fibre product is characterized by its universal property, and morphisms into it are determined by their two components. (Fibre product of schemes)

[F9]

A morphism f:X′→S′ is locally of finite presentation if it admits affine charts A→B that are finitely presented algebras; the condition is local on the source and the target. (Locally finite presentation morphisms)

Proof

technique · identify $X$ with the closed fibre of $X'$ homeomorphically, construct a restriction functor to the cover, glue local data with the locally-ringed-space gluing theorem, and prove full faithfulness and essential surjectivity
1.1F1F2F3F7F8given

Let X′ be a flat deformation of X over A′ with base-change isomorphism X′×Spec⁡A′Spec⁡A≅X. The projection Spec⁡A→Spec⁡A′ is a closed immersion with ideal I satisfying I2=0, so its base change ι:X→X′ is a closed immersion with square-zero ideal sheaf; by [F1] the map ι is a homeomorphism, and by [F3], applied on affine charts, V(J)=S′ for the square-zero ideal, so ∣X∣≅∣X′∣ as topological spaces. For an open V⊆X let X′∣V be the open subscheme of X′ whose underlying space is the image of V; it is a flat deformation of V over A′ because flatness is checked on local rings ([F7]) and the base change of the open piece is V by [F8]; the affine identification of the reduction is the computation B′⊗A′A=B′/IB′ of [F2]. This makes restriction to opens a well-defined operation on deformations.

2.1F7step 1.1algebra

The restriction operation of step 1.1 is functorial: an isomorphism u:X1′→X2′ of deformations of X over A′ restricts to isomorphisms X1′∣V→X2′∣V of deformations of V over A′, and composition and identities restrict to composition and identities. Hence any deformation X′ yields descent data Φ(X′) on the cover {Ui}: the objects are the deformations X′∣Ui of Ui, and on overlaps the canonical isomorphisms X′∣Ui∣Ui∩Uj→X′∣Ui∩Uj←X′∣Uj∣Ui∩Uj coming from the identification of both sides with X′∣Ui∩Uj have the same source and target, are isomorphisms over A′ inducing the identity on Ui∩Uj, and satisfy the identity and cocycle conditions because they are induced by a single global object. Moreover an isomorphism u of deformations restricts to a compatible family of isomorphisms, so Φ is a functor from the groupoid of flat deformations of X over A′ to the groupoid of descent data.

3.1F4F5step 2.1

Conversely, let ({Ui′},{φij}) be descent data. Glue the locally ringed spaces Ui′ along their open subschemes Ui′∣Ui∩Uj≅Uj′∣Ui∩Uj using the isomorphisms φij; by [F4] this produces a locally ringed space X′ covered by open pieces isomorphic to the Ui′, with the cocycle condition ensuring the gluing is well defined on triple overlaps. Every point of X′ lies in some piece Ui′, which is a scheme, so it has an affine open neighbourhood inside that piece; by [F5] the glued locally ringed space X′ is a scheme.

4.1F6F7F9step 3.1

Each structural morphism Ui′→Spec⁡A′ is a morphism of schemes; on an overlap the two restrictions agree because the isomorphisms φij are over Spec⁡A′ and agree with the identification of the pieces in the glued space. Therefore, by [F6], the continuous maps and the structure-sheaf maps glue to a morphism X′→Spec⁡A′ which restricts to Ui′→Spec⁡A′ on each piece; its stalk maps are the stalk maps of the pieces and hence local, so the glued locally ringed space is a scheme over A′. At every point the local ring of X′ equals the local ring of the piece containing it and the local ring map equals that of Ui′→Spec⁡A′, which is flat; by [F7] the morphism X′→Spec⁡A′ is flat. If the pieces are locally of finite presentation over Spec⁡A′, then so is X′→Spec⁡A′ by [F9], the affine charts being taken inside the pieces; this proves the last claim.

5.1F6F8step 4.1algebra

The special fibre of X′ over A is covered by the pieces Ui′×Spec⁡A′Spec⁡A≅Ui, with transition isomorphisms between the identifications on the pieces; the descent data prescribe that these identifications agree on overlaps, so the canonical morphisms Ui→X′×Spec⁡A′Spec⁡A glue by [F6] to a morphism X→X′×Spec⁡A′Spec⁡A, and the same gluing of the identity maps in the other direction produces an inverse. Hence X′×Spec⁡A′Spec⁡A≅X over Spec⁡A, so the glued object X′ is a flat deformation of X over A′; its restrictions to the pieces are the given Ui′. This shows that Φ is essentially surjective.

6.1F6step 2.1step 5.1

To prove that Φ is fully faithful, let X1′,X2′ be flat deformations of X over A′ and let v1,v2:X1′→X2′ be isomorphisms of deformations with Φ(v1)=Φ(v2); by step 2.1 this means that v1 and v2 agree on every piece X1′∣Ui, and since the pieces cover X1′ the two morphisms agree as continuous maps and as structure-sheaf maps, so v1=v2. Conversely, given a morphism of descent data (ui) from Φ(X1′) to Φ(X2′), the morphisms ui:X1′∣Ui→X2′ agree on overlaps because the descent data morphism is compatible with the gluing isomorphisms, so by [F6] they glue to a morphism u:X1′→X2′ over A′; its restriction to each piece is ui, hence its base change to Spec⁡A is the identity on X, so u is an isomorphism of deformations and Φ(u)=(ui). Thus Φ is fully faithful.

7.1F1step 4.1step 5.1step 6.1∎

By steps 5.1 and 6.1 the functor Φ is an equivalence of groupoids, which is the asserted effective Zariski descent. The same argument applies to a first-order thickening S↪S′ and a flat S-scheme X by considering flat S′-schemes X′ equipped with X′×S′S≅X; [F1] applies to this specified flat lift, without choosing or asserting a retraction S′→S. The proof never uses separatedness, quasi-finiteness, or the local finite presentation convention. The Axiom of Choice is used only through the cited gluing and fibre-product suppliers.

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