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✓ 13 results · all verified · 7 also independently AI-judged
Every result on this page is machine-checked by a proof checker and read in full and owner-audited; the judge is an additional, independent cross-model AI review of the proofs. The 6 not AI-judged were verified by owner audit (typically over a confirmed judge false positive), not failures.

Deformation Theory of Schemes and Obstruction Spaces

1 · Prerequisites

2 · Summary

Deformation theory measures the flat families through which a scheme moves. This page fixes the conventions first: square-zero extensions and small extensions of local Artin algebras with their factorization property, first-order thickenings of schemes with their conormal sheaves, the groupoid Def⁡X of flat deformations of a scheme over a small extension, its tangent space and its infinitesimal automorphism group, and the embedded (Hilbert-scheme) deformation problem of a closed subscheme inside a fixed ambient scheme. Flat deformations satisfy effective Zariski descent, so the global deformation groupoid is computed from affine local data and their gluing.

The second block introduces the cotangent complex of a morphism of schemes, constructed by the sheaf-ring standard resolution and compared with the ring-map complexes over affine charts, and its Ext groups. For a ring map the truncation of the cotangent complex is the naive cotangent complex and computes Ext⁡0 and Ext⁡1; for a smooth morphism the complex reduces to the sheaf of relative differentials in degree zero, and for a locally free sheaf the Ext groups are sheaf cohomology of the Hom sheaf. The Cech hypercohomology of an affine cover assembles the local Ext classes into the global groups, and the Lichtenbaum-Schlessinger complex from a presentation computes the same groups in degrees at most two.

The classification theorems follow: first-order deformations are classified by Ext⁡1 of the cotangent complex, obstructions lie in Ext⁡2, the lifts form an Ext⁡1-torsor, and automorphisms are given by Ext⁡0 (derivations in the affine case). For a smooth scheme this is the classical Kodaira-Spencer description H1(X,TX) with obstructions in H2(X,TX), and vanishing of H1 forces rigidity of isomorphism classes. The page closes with the hypersurface analysis: embedded flat deformations of a smooth hypersurface in fixed projective space are deformations of its equation, the tangent space is the graded piece (S/(f))d of dimension (n+dn)−1, the obstruction group H1(X,OX(d)) vanishes so the embedded functor is unobstructed, and the abstract and embedded problems are compared through the normal bundle sequence.

3 · Logical flowchart

4 · Definitions, theorems and proofs

DefinitionDefinition: Literature-sourcedProof: Not applicablejudge pass (gpt-6.1-sol)Open item page →

Square-zero extensions, small extensions and first-order thickenings

Definition

Assume the Axiom of Choice as inherited from the cited scheme and flat-base-change suppliers (The Axiom of Choice). Let k be a field. A surjective homomorphism u ⁣:A′→A of commutative unital rings (Commutative ring, Ring homomorphism: additive, multiplicative, and required to send 1 to 1) with kernel I=ker⁡u satisfying I2=0 is a square-zero extension. Then I carries an A-module structure: I is an ideal of A′, hence an A′-module, and because I⋅I=0 the action of A′ on I factors through A′/I≅A. The trivial square-zero extension of A by an A-module I is the ring A[I]=A⊕I with multiplication (a,x)(b,y)=(ab, ay+bx); the axioms hold because I is an A-module and I2=0, and the projection A[I]→A is a surjective ring map with kernel 0⊕I, so that A[I] is a square-zero extension of A by I. If u ⁣:A′→A is any square-zero extension and u admits a unital ring section s ⁣:A→A′, the map A⊕I→A′, (a,x)↦s(a)+x, is an isomorphism of A-algebras onto A′ carrying the multiplication of A[I]; no such choice is part of the definition.

Small extensions. The standard deformation-theoretic convention fixes a base category Ck of local Artin k-algebras with residue field k (Left and right Artinian rings, A local ring is a nonzero commutative ring with a unique maximal ideal), and a square-zero extension u ⁣:A′→A with A,A′∈Ck is small when I=ker⁡u is annihilated by the maximal ideal mA′ of A′. The finiteness built into Ck is part of the convention: assuming as in the deformation-theoretic setup that A and A′ are finite-dimensional over k, the A′-module structure on I factors through k=A′/mA′ because mA′I=0, so I is a k-subspace of the finite-dimensional k-vector space A′; thus I is a finite-dimensional k-vector space. The kernel is allowed to be zero, in which case u is an isomorphism. This notion is weaker than the convention that additionally requires ker⁡u to be nonzero and principal; the factorization statement below holds in the weaker form used here.

The basic example is the dual numbers k[ϵ]=k[ϵ]/(ϵ2)=k⊕kϵ, ϵ2=0, with the augmentation k[ϵ]→k sending ϵ to 0; its kernel kϵ is annihilated by m=(ϵ). More generally, for a k-vector space I the projection k[I]=k⊕I→k exhibits k[I] as a square-zero extension of k with kernel I, and it is small exactly when I is finite-dimensional over k, since k[I] is then a finite-dimensional local Artin k-algebra with residue field k (and conversely a finite-dimensional k[I] forces dim⁡kI<∞). Every surjection A′→A in Ck factors as a composition of small extensions: the maximal ideal m=mA′ is nilpotent because A′ is Artinian, say mn=0, so with I=ker⁡u the chain A′=A′/Imn−1↠A′/Imn−2↠⋯↠A′/I≅A factors u into surjections whose successive kernels Imk/Imk+1 are annihilated by m; each intermediate ring is a quotient of A′, hence again in Ck, and each step is small in the sense above. Thus deformations over Artin rings are built from small extensions.

First-order thickenings. On schemes, a closed immersion i ⁣:S→S′ (Closed immersions of schemes) whose ideal sheaf J=ker⁡(OS′→i∗OS) satisfies J2=0 is a first-order thickening. Here J2=0 means that the product ideal generated by local sections of J is zero; local sections of J are therefore nilpotent, and a nilpotent element of a ring lies in every prime ideal, so every prime of S′ contains the stalk of J. Hence the underlying continuous map of i is a homeomorphism onto S′, as required of a thickening, and J is in particular locally nilpotent. The quotient OS′→i∗OS makes J a quasi-coherent OS-module (Quasi-coherent ideal sheaves, Quasi-coherent module on a scheme): the closed immersion corresponds to a quasi-coherent sheaf of ideals on S′ (Quasi-coherent ideals and closed subschemes), and a OS′-module annihilated by J is the same thing as an OS-module. Because J2=0, the canonical surjection J↠J/J2 is an isomorphism, so J is identified with the conormal sheaf CS/S′=J/J2 of the immersion. For a field k and a k-vector space I, the morphism Spec⁡k↪Spec⁡k[I] is the trivial first-order thickening, with ideal sheaf I⊗kOSpec⁡k. A morphism of square-zero extensions (respectively of first-order thickenings) is a commuting square of ring maps (respectively of scheme morphisms) respecting the structure maps, in the evident sense.

Base change. Let f ⁣:X→S be a flat morphism of schemes (Flat morphism of schemes), let S′ be a first-order thickening of S with ideal sheaf J, suppose additionally that a retraction r:S′→S of the thickening is given, and let X′=X×SS′ using r, with its two projections (Fibre product of schemes). Then the ideal sheaf of X in X′ is the pullback f∗J: the projection X′→S′ is flat by stability of flatness under base change (Flatness is stable under arbitrary base change), so pulling back the short exact sequence 0→J→OS′→OS→0 of OS′-modules along X′→S′ stays exact and yields 0→f∗J→OX′→OX→0, which identifies the kernel of OX′→OX with f∗J. In particular X↪X′ is itself a first-order thickening.

Remarks

  • Conventions. The scheme-side definition fixes the Zariski case of Stacks, Deformation Theory, Section 91.3 (tags 08KY-08L1), where thickenings of ringed spaces are defined by a homeomorphism with locally nilpotent kernel and first-order thickenings require the kernel to have square zero. The small-extension convention follows Stacks, Formal Deformation Theory, Definitions 90.3.1-90.3.2 (tags 06GC-06GD) specialized to Λ=k, with the factorized form of Lemma 90.3.3 (tag 06GE).
  • Automorphisms of trivial extensions. For an A′-algebra B′ over A′ and a square-zero kernel, an A′-algebra endomorphism reducing to the identity on B=B′/IB′ differs from the identity by an A-linear derivation into the kernel; this is used in the companion counterexample and is not needed for the definition itself.
  • Choice. The scheme-side ideal correspondence and flat-base-change suppliers assume Choice. The displayed ring constructions are explicit; an identification with a trivial extension requires the specified section.
LemmaStatement: Literature-sourcedProof: AI-adaptedprecheck passjudge pass (gpt-6.1-sol)Open item page →

Cohomology of twists on a smooth hypersurface

Statement

Assume the Axiom of Choice, inherited from the projective-space cohomology suppliers (The Axiom of Choice). Let k be a field, n≥2, let f∈S=k[x0,…,xn] be homogeneous of degree d≥1 (The polynomial ring R[xi:i∈I] as finitely supported coefficient families on monomials), and let X=Z(f)⊆Pkn be the associated hypersurface; assume X is smooth over k of pure dimension n−1 (Relative Jacobian criterion with its presentation hypothesis). Write I=IX for its ideal sheaf and OX(d) for the restriction of the twisting sheaf (Twisting sheaf on Proj). Then:

  1. multiplication by f gives a short exact sequence 0⟶OPn⟶OPn(d)⟶i∗OX(d)⟶0 of quasi-coherent sheaves (Zero scheme of a line-bundle section, A section of an invertible sheaf has a canonical zero subscheme, Quasi-coherent module on a scheme); in particular I≅OPn(−d) and I/I2≅OX(−d);
  2. H0(X,OX(d))≅(S/(f))d, of dimension (n+dd)−1=(n+dn)−1 (Nonnegatively graded rings and modules, homogeneous elements, and twists);
  3. Hq(X,OX(d))=0 for every q>0;
  4. the normal sheaf of X in Pn is NX/Pn=HomOX(I/I2,OX)≅OX(d) (Invertible sheaves, Dual of a line bundle is its tensor inverse, Internal Hom of module sheaves).

Facts & Assumptions

Given: a field k, an integer n≥2, a homogeneous form f∈S=k[x0,…,xn] of degree d≥1 with X=Z(f)⊆Pkn smooth over k of pure dimension n−1, the closed immersion i:X↪Pkn and its ideal sheaf I=IX; the Axiom of Choice is assumed as declared in the Statement.

[F1]

For every t∈Z, Hq(Pkn,O(t))=0 unless q=0 or q=n; H0(Pkn,O(t))≅St for t≥0 and H0(Pkn,O(t))=0 for t<0; and Hn(Pkn,O(t))=0 for t>−n−1. In particular Hq(Pkn,O)=0 for all q≥1, and Hq(Pkn,O(d))=0 for all q≥1 because d≥1>−n−1. (Cohomology of O(d) on projective space, Global sections of projective twists, Relative projective space from standard charts, Nonnegatively graded rings and modules, homogeneous elements, and twists)

[F2]

The zero scheme Z(f) of the global section f∈Γ(Pn,O(d)) has ideal sheaf I=Im⁡(cf), where cf:O(−d)→O is multiplication by f, and OPn/I≅i∗OX; on an affine chart trivializing O(d) the local equation is the dehomogenization of f. (Zero scheme of a line-bundle section, A section of an invertible sheaf has a canonical zero subscheme, Closed subschemes of projective space and saturated ideals, Twisting sheaf on Proj)

[F3]

For every quasi-coherent OX-module F and every q≥0, Hq(X,F)≅Hq(Pkn,i∗F). (Closed immersion preserves cohomology and coherent pushforward)

[F4]

A short exact sequence of sheaves of abelian groups on a topological space induces a long exact sequence in cohomology. (Long exact sequence of sheaf cohomology)

[F5]

Twisting by the invertible sheaf O(t) is an exact functor on OPn-modules, O(−d)⊗OO(d)≅O and HomO(O(−d),O)≅O(d); for an invertible OX-module L one has L∨⊗OXL≅OX and HomOX(L,OX)≅L∨. (Invertible sheaves, Dual of a line bundle is its tensor inverse, Internal Hom of module sheaves, Twisting sheaf on Proj)

[F6]

S=⨁m≥0Sm has S0=k and is a domain: the leading monomials in a lexicographic order multiply with nonzero product coefficient. The degree-d monomials form a basis; their exponent tuples sum to d and are counted by placing n separators among n+d positions, giving dim⁡kSd=(n+dn). If g≠0 is homogeneous and gf∈Sd, then deg⁡g=0, so g∈k; the zero multiplier is also in k. (Nonnegatively graded rings and modules, homogeneous elements, and twists, The polynomial ring R[xi:i∈I] as finitely supported coefficient families on monomials)

Proof

technique · identify the ideal of the hypersurface with the image of the section $f$ of $\mathcal O(d)$, twist the resulting section sequence, and read off the cohomology from the projective-space computation
1.1F2given

Since X=Z(f) has pure dimension n−1<n, the form f is nonzero; fix an affine chart D+(xi). In the chart ring the local equation of the section f is the dehomogenization f/xid, regarded as an element of the localization Sxi; localization S↪Sxi is injective because S is a domain, and f/xid≠0 because f≠0, so the local equation is nonzero, hence a nonzerodivisor in the polynomial chart ring. By [F2] the ideal sheaf I equals Im⁡(cf) for the contraction cf:O(−d)→O that is multiplication by f on local trivializations, and O/I≅i∗OX; thus 0→OPn(−d)→⋅fOPn→i∗OX→0 is a short exact sequence of quasi-coherent sheaves, with I≅O(−d) because cf is injective.

2.1F2F5step 1.1algebra

Twist the sequence of step 1.1 by the invertible sheaf O(d) and use exactness of twisting ([F5]); this gives the sequence of claim (1), 0→OPn→OPn(d)→i∗OX(d)→0. Because the ideal I≅O(−d) is invertible, its square I2 is as well and the quotient I/I2 is the pullback i∗I≅i∗O(−d)=OX(−d); this proves the remaining assertions of (1).

3.1F1F3F4step 2.1

By [F1], Hq(Pn,O)=0 and Hq(Pn,O(d))=0 for every q≥1. Apply [F4] to the sequence of step 2.1 and use the identification Hq(X,OX(d))≅Hq(Pn,i∗OX(d)) of [F3]: for every q≥1 the group Hq(X,OX(d)) is sandwiched between Hq(Pn,O(d))=0 and Hq+1(Pn,O)=0, hence vanishes. This proves (3).

4.1F1F3F4F6step 2.1algebra

Still in the long exact sequence of step 3.1, the start reads 0→H0(Pn,O)→H0(Pn,O(d))→H0(X,OX(d))→H1(Pn,O)=0, so H0(X,OX(d)) is the cokernel of the multiplication map k=S0→Sd, 1↦f, namely Sd/k⋅f. By [F6], a homogeneous multiple of f lying in degree d has multiplier of degree 0, hence lies in k⋅f; therefore k⋅f=(f)∩Sd and H0(X,OX(d))≅Sd/k⋅f≅(S/(f))d, of dimension dim⁡kSd−1=(n+dn)−1 by [F6]. This proves (2).

5.1F5step 2.1algebra∎

By step 2.1 the conormal sheaf I/I2≅OX(−d) is invertible. Taking its dual and using [F5], NX/Pn=HomOX(I/I2,OX)≅HomOX(OX(−d),OX)≅OX(d), which proves (4). Together with steps 1.1, 2.1, 3.1 and 4.1 this proves all four claims; the Axiom of Choice is inherited from the cited cohomology, zero-scheme and closed-immersion suppliers.

DefinitionDefinition: AI-adaptedProof: Not applicableOpen item page →

Deformations of schemes and the infinitesimal deformation functor

Definition

Assume the Axiom of Choice as inherited from the cited scheme and flat-base-change suppliers (The Axiom of Choice). Let k be a field and let X be a flat, locally finitely presented k-scheme (Flat morphism of schemes, Locally finite presentation morphisms, Schemes and morphisms over a base). For an augmented commutative k-algebra B→k, a deformation of X over B is a flat, locally finitely presented B-scheme XB together with an isomorphism XB×Spec⁡BSpec⁡k≅X (Fibre product of schemes). An isomorphism of deformations is a B-isomorphism inducing the identity on this identified special fibre. These objects and isomorphisms form a possibly large groupoid Def⁡X(B); write Def⁡X(B)iso for its collection of isomorphism classes, without asserting that this collection is a set for every augmented base (Isomorphism, groupoid, and connected category). This augmented-base convention includes local Artin k-algebras with residue field k and arbitrary trivial square-zero algebras k[I]=k⊕I, without a finite-dimensionality assumption on I (Square-zero extensions, small extensions and first-order thickenings).

When the augmentation ideal is nilpotent, the groupoid is essentially small and Def⁡X(B)iso is a set. Indeed the special fibre has the same underlying space as XB, and the opens corresponding to a fixed affine cover of X are affine by Stacks, Lemma 37.2.3 (tag 04EW). Their coordinate rings are finitely presented B-algebras by local finite presentation. Finite presentations over the fixed ring B form a set, as do their special-fibre identifications and the gluing isomorphisms between open subsets of their spectra. The cover is indexed by a set, so these data give a set of representatives up to isomorphism. This applies to the local Artin bases and all k[I] above.

For a small extension A′↠A and a specified deformation XA over A, a lift of XA to A′ is a flat, locally finitely presented A′-scheme XA′ with an isomorphism XA′×Spec⁡A′Spec⁡A≅XA. Isomorphisms of lifts reduce to the identity of XA. Thus the relative lifting problem fixes the whole A-deformation, whereas Def⁡X(A′) fixes only the original k-fibre. When A=k the two descriptions coincide.

The trivial deformation is X×kSpec⁡B, with its canonical special-fibre identification. Its flatness and local finite presentation follow from base-change stability (Flatness is stable under arbitrary base change, Local finiteness conditions under base change). Write k[ϵ]=k[ϵ]/(ϵ2). The tangent space is the pointed set TX1=Def⁡X(k[ϵ])iso, pointed by the trivial class. The infinitesimal automorphism group is the group of k[ϵ]-automorphisms of X×kSpec⁡k[ϵ] reducing to the identity on X; this reduction condition is part of the definition of Inf⁡X.

Base change. An augmented k-algebra map B1→B2 induces Spec⁡B2→Spec⁡B1 (Morphisms of schemes) and the functor Def⁡X(B1)⟶Def⁡X(B2),XB1⟼XB1×Spec⁡B1Spec⁡B2. The special fibre is canonically X, and flatness and local finite presentation persist by the cited base-change results. Base change carries isomorphisms to isomorphisms and composes through the canonical fibre-product identifications. Equivalently, these deformation groupoids form a category fibred in groupoids over the category of augmented affine bases (Categories fibred in groupoids over a site).

A deformation of a morphism f:Y→X consists of specified deformations YB, XB and a B-morphism fB:YB→XB reducing to f. A bare morphism Y→X supplies neither these deformations nor a lift and therefore does not define a general map between their deformation groupoids.

Remarks

  • The local Artin case and relative lifting convention are the deformation categories of Stacks, Deformation Problems, Section 93.9, Example 9.1 (tag 0DY7). The augmented-base convention above explicitly also defines the groupoid on arbitrary square-zero bases required by the first-order classification.
  • The groupoids need not be discrete: an object can have nonidentity automorphisms reducing to the identity on its special fibre. Isomorphism classes and automorphism groups are distinct invariants.
  • Choice is inherited from the flat-base-change supplier and the square-zero convention; no simultaneous choice of base-change objects is required.
DefinitionDefinition: Literature-sourcedProof: Not applicableOpen item page →

Embedded deformations of a closed subscheme

Definition

Assume the Axiom of Choice as inherited from the cited scheme and flat-base-change suppliers (The Axiom of Choice). Let k be a field and let X be a smooth projective k-scheme (Smooth morphism of schemes) with a closed subscheme Y⊆X (Closed immersions of schemes) that is flat over k (Flat morphism of schemes). For a local Artin k-algebra R with residue field k, fix the trivial ambient deformation XR=X×kSpec⁡R. An embedded deformation of Y in X over R is a closed subscheme YR⊆XR that is flat and locally finitely presented over R, with its special fibre identified with Y⊆X: YR×Spec⁡RSpec⁡k≅Y. This is the embedded version of Deformations of schemes and the infinitesimal deformation functor. An isomorphism of embedded deformations is an XR-isomorphism inducing the identity on the identified special fibre. These objects and isomorphisms form the groupoid ED⁡Y⊆X(R); its set of isomorphism classes is ED⁡Y⊆X(R)iso. An augmented k-algebra map R→R′ induces base change of these closed subschemes inside XR′. Closed immersions, flatness and local finite presentation persist under base change (Base change of immersions, Flatness is stable under arbitrary base change, Local finiteness conditions under base change), and the identified special fibre stays Y, so these groupoids and their isomorphism classes define the embedded deformation functor on local Artin k-algebras with residue field k. The trivial embedded deformation is Y×kSpec⁡R⊆XR.

For a small extension A′↠A (Square-zero extensions, small extensions and first-order thickenings) and a fixed embedded deformation YA⊆XA, a relative embedded lift is a flat, locally finitely presented closed subscheme YA′⊆XA′ with an identification YA′×Spec⁡A′Spec⁡A≅YA as closed subschemes of XA=X×kSpec⁡A (Fibre product of schemes). Isomorphisms of relative lifts induce the identity on YA. In particular, when YA is the trivial embedded deformation, the prescribed reduction is Y×kSpec⁡A; when A=k, it is Y itself.

When Y=V(f)⊆Pkn is a hypersurface, this is the functor of deformations of Y inside the fixed projective space, whose tangent space is computed by the normal sheaf; the normal sheaf of a closed immersion with ideal sheaf I is NY/X=HomOY(I/I2,OY) (Quasi-coherent ideal sheaves, The internal Hom sheaf of two module sheaves, Internal Hom of module sheaves), where I/I2 is the conormal sheaf of the immersion; for a closed immersion i:Y↪X with both schemes smooth over k, the conormal sheaf is locally free and the conormal sequence 0→I/I2→i∗ΩX/k1→ΩY/k1→0 is exact: Stacks tag 06AA applies because Y is smooth, and the sequence locally splits since ΩY/k1 is finite locally free. Its kernel is therefore a direct summand of the finite locally free i∗ΩX/k1, hence finite locally free (Differentials of a smooth morphism). For the projective-space case this also follows from Smooth closed immersion is regular with exact conormal sequence; the general right-exact sequence is Conormal sequence for a closed immersion. For a hypersurface V(f)⊆Pn with f a nonzerodivisor the ideal sheaf is invertible with I≅O(−d), so the conormal sheaf is a line bundle on Y and the normal sheaf is its dual.

Remarks

  • Reference conventions. The definition is the fixed-ambient (Hilbert scheme) form of the embedded deformation problem, following Hartshorne, Lectures on Deformation Theory, Chapter 1 Theorem 1.1 and Chapter 1 Section 2, Situation A, where closed subschemes of a fixed nonsingular projective X are deformed inside X; the tangent space of that problem is H0(Y,NY/X). The same problem is described in Sernesi, An overview of classical deformation theory, Section 2.
  • Comparison with abstract deformations. An embedded deformation of Y in X is in particular a deformation of Y as a k-scheme in the sense of Deformations of schemes and the infinitesimal deformation functor, but the two functors are different in general: embedded deformations come with a closed immersion into the fixed thickening XA′, which is additional structure not present in an abstract deformation. No injectivity or surjectivity of the comparison is asserted here.
  • Choice. Choice is inherited from the flat-base-change and smooth-differential suppliers; the normal sheaf itself is given by its displayed internal Hom.
LemmaStatement: Literature-sourcedProof: AI-adaptedprecheck passOpen item page →

Flat deformations form a Zariski sheaf of groupoids

Statement

Assume the Axiom of Choice (The Axiom of Choice). Let A′→A be a square-zero extension of rings (Square-zero extensions, small extensions and first-order thickenings), let X be a flat A-scheme (Flat morphism of schemes) and let {Ui↪X} be a Zariski open cover. Here a flat deformation is a flat A′-scheme X′ with a specified identification X′×Spec⁡A′Spec⁡A≅X, and its isomorphisms are isomorphisms over A′ inducing the identity on X (the deformation convention of Deformations of schemes and the infinitesimal deformation functor, extended here to arbitrary square-zero base extensions). The closed fibre inclusion identifies the underlying spaces of X and X′; for an open V⊂X write X′∣V for the open subscheme of X′ corresponding to V under this identification. Then the groupoid of flat deformations of X over A′ is equivalent to the groupoid of descent data consisting of flat deformations Ui′ of Ui over A′ and isomorphisms Ui′∣Ui∩Uj≅Uj′∣Ui∩Uj over A′ inducing the identity on Ui∩Uj, satisfying the identity and cocycle conditions on triple overlaps, with compatible isomorphisms as morphisms of descent data. Thus flat deformations and their isomorphisms satisfy effective Zariski descent (a sheaf of groupoids in this sense), and affine local deformation data compute the global deformation groupoid by Cech descent. The same statement holds for a first-order thickening S↪S′ and a flat S-scheme X, where a deformation means a flat S′-scheme X′ together with an identification X′×S′S≅X; no retraction S′→S is required. If the deformation convention also requires local finite presentation (Locally finite presentation morphisms), the equivalence restricts to those objects. No separatedness or quasi-finiteness hypothesis is required.

Facts & Assumptions

Given: a square-zero extension of rings A′→A with kernel I, a flat A-scheme X, a Zariski open cover {Ui↪X}, and the Axiom of Choice.

[F1]

If i:S↪S′ is a closed immersion whose ideal sheaf J satisfies J2=0, then every prime of a local ring of S′ contains the stalk of J, so i is a homeomorphism on underlying spaces. If f′:X′→S′ is flat and X=X′×S′S, flatness makes pullback of 0→J→OS′→i∗OS→0 exact, giving 0→f′∗J→OX′→OX→0; hence the ideal of this specified reduction is f′∗J and is square-zero. This assertion concerns a flat lift X′ over S′ and its reduction; it does not assert a fibre product X×SS′ for an arbitrary flat X→S. (Square-zero extensions, small extensions and first-order thickenings)

[F2]

For ring maps A′→B′ and A′→A the affine fibre product is Spec⁡(B′⊗A′A), and for the quotient A=A′/I one has B′⊗A′A=B′/IB′. (Affine fibre products are spectra of tensor products)

[F3]

For a commutative ring R and ideal J⊆R, contraction along R→R/J is a bijection Spec⁡(R/J)→V(J)={p:p⊇J}. (Prime ideals of a quotient ring are exactly the prime ideals containing the ideal)

[F4]

Ringed or locally ringed spaces with compatible open pieces and isomorphisms satisfying the identity and cocycle conditions glue to a ringed, respectively locally ringed, space covered by open pieces identified with the given ones. (Compatible open pieces of ringed or locally ringed spaces glue)

[F5]

A locally ringed space is a scheme when every point has an open neighbourhood which, with the restricted structure sheaf, is an affine scheme. (Schemes)

[F6]

A morphism of schemes is a morphism of the underlying locally ringed spaces, so its maps on stalks are local homomorphisms. Compatible morphisms on an open cover glue: their continuous maps glue on the cover and their structure-sheaf maps glue by the sheaf property. (Morphisms of schemes, Compatible local sheaves glue uniquely up to unique isomorphism)

[F7]

A morphism f:X→S is flat if and only if OX,x is a flat OS,f(x)-module at every x∈X; flatness is thus a condition on local rings, checked on any open cover of the source, and restriction to an open subscheme preserves it. (Flat morphism of schemes)

[F8]

A fibre product is characterized by its universal property, and morphisms into it are determined by their two components. (Fibre product of schemes)

[F9]

A morphism f:X′→S′ is locally of finite presentation if it admits affine charts A→B that are finitely presented algebras; the condition is local on the source and the target. (Locally finite presentation morphisms)

Proof

technique · identify $X$ with the closed fibre of $X'$ homeomorphically, construct a restriction functor to the cover, glue local data with the locally-ringed-space gluing theorem, and prove full faithfulness and essential surjectivity
1.1F1F2F3F7F8given

Let X′ be a flat deformation of X over A′ with base-change isomorphism X′×Spec⁡A′Spec⁡A≅X. The projection Spec⁡A→Spec⁡A′ is a closed immersion with ideal I satisfying I2=0, so its base change ι:X→X′ is a closed immersion with square-zero ideal sheaf; by [F1] the map ι is a homeomorphism, and by [F3], applied on affine charts, V(J)=S′ for the square-zero ideal, so ∣X∣≅∣X′∣ as topological spaces. For an open V⊆X let X′∣V be the open subscheme of X′ whose underlying space is the image of V; it is a flat deformation of V over A′ because flatness is checked on local rings ([F7]) and the base change of the open piece is V by [F8]; the affine identification of the reduction is the computation B′⊗A′A=B′/IB′ of [F2]. This makes restriction to opens a well-defined operation on deformations.

2.1F7step 1.1algebra

The restriction operation of step 1.1 is functorial: an isomorphism u:X1′→X2′ of deformations of X over A′ restricts to isomorphisms X1′∣V→X2′∣V of deformations of V over A′, and composition and identities restrict to composition and identities. Hence any deformation X′ yields descent data Φ(X′) on the cover {Ui}: the objects are the deformations X′∣Ui of Ui, and on overlaps the canonical isomorphisms X′∣Ui∣Ui∩Uj→X′∣Ui∩Uj←X′∣Uj∣Ui∩Uj coming from the identification of both sides with X′∣Ui∩Uj have the same source and target, are isomorphisms over A′ inducing the identity on Ui∩Uj, and satisfy the identity and cocycle conditions because they are induced by a single global object. Moreover an isomorphism u of deformations restricts to a compatible family of isomorphisms, so Φ is a functor from the groupoid of flat deformations of X over A′ to the groupoid of descent data.

3.1F4F5step 2.1

Conversely, let ({Ui′},{φij}) be descent data. Glue the locally ringed spaces Ui′ along their open subschemes Ui′∣Ui∩Uj≅Uj′∣Ui∩Uj using the isomorphisms φij; by [F4] this produces a locally ringed space X′ covered by open pieces isomorphic to the Ui′, with the cocycle condition ensuring the gluing is well defined on triple overlaps. Every point of X′ lies in some piece Ui′, which is a scheme, so it has an affine open neighbourhood inside that piece; by [F5] the glued locally ringed space X′ is a scheme.

4.1F6F7F9step 3.1

Each structural morphism Ui′→Spec⁡A′ is a morphism of schemes; on an overlap the two restrictions agree because the isomorphisms φij are over Spec⁡A′ and agree with the identification of the pieces in the glued space. Therefore, by [F6], the continuous maps and the structure-sheaf maps glue to a morphism X′→Spec⁡A′ which restricts to Ui′→Spec⁡A′ on each piece; its stalk maps are the stalk maps of the pieces and hence local, so the glued locally ringed space is a scheme over A′. At every point the local ring of X′ equals the local ring of the piece containing it and the local ring map equals that of Ui′→Spec⁡A′, which is flat; by [F7] the morphism X′→Spec⁡A′ is flat. If the pieces are locally of finite presentation over Spec⁡A′, then so is X′→Spec⁡A′ by [F9], the affine charts being taken inside the pieces; this proves the last claim.

5.1F6F8step 4.1algebra

The special fibre of X′ over A is covered by the pieces Ui′×Spec⁡A′Spec⁡A≅Ui, with transition isomorphisms between the identifications on the pieces; the descent data prescribe that these identifications agree on overlaps, so the canonical morphisms Ui→X′×Spec⁡A′Spec⁡A glue by [F6] to a morphism X→X′×Spec⁡A′Spec⁡A, and the same gluing of the identity maps in the other direction produces an inverse. Hence X′×Spec⁡A′Spec⁡A≅X over Spec⁡A, so the glued object X′ is a flat deformation of X over A′; its restrictions to the pieces are the given Ui′. This shows that Φ is essentially surjective.

6.1F6step 2.1step 5.1

To prove that Φ is fully faithful, let X1′,X2′ be flat deformations of X over A′ and let v1,v2:X1′→X2′ be isomorphisms of deformations with Φ(v1)=Φ(v2); by step 2.1 this means that v1 and v2 agree on every piece X1′∣Ui, and since the pieces cover X1′ the two morphisms agree as continuous maps and as structure-sheaf maps, so v1=v2. Conversely, given a morphism of descent data (ui) from Φ(X1′) to Φ(X2′), the morphisms ui:X1′∣Ui→X2′ agree on overlaps because the descent data morphism is compatible with the gluing isomorphisms, so by [F6] they glue to a morphism u:X1′→X2′ over A′; its restriction to each piece is ui, hence its base change to Spec⁡A is the identity on X, so u is an isomorphism of deformations and Φ(u)=(ui). Thus Φ is fully faithful.

7.1F1step 4.1step 5.1step 6.1∎

By steps 5.1 and 6.1 the functor Φ is an equivalence of groupoids, which is the asserted effective Zariski descent. The same argument applies to a first-order thickening S↪S′ and a flat S-scheme X by considering flat S′-schemes X′ equipped with X′×S′S≅X; [F1] applies to this specified flat lift, without choosing or asserting a retraction S′→S. The proof never uses separatedness, quasi-finiteness, or the local finite presentation convention. The Axiom of Choice is used only through the cited gluing and fibre-product suppliers.

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Embedded flat deformations of a smooth hypersurface are deformations of its equation

Statement

Assume the Axiom of Choice, inherited from the projective-space cohomology suppliers (The Axiom of Choice). Let k be a field, n≥2, d≥1, let f∈S=k[x0,…,xn] be homogeneous of degree d, let X=Z(f)⊆Pkn, and assume X smooth over k of pure dimension n−1. Let A be a local Artin k-algebra with residue field k and let A′→A be a small extension with kernel I (Square-zero extensions, small extensions and first-order thickenings). Then:

  1. for every lift F∈(S⊗kA′)d of f (that is, F≡f modulo the maximal ideal), the closed subscheme Z(F)⊆PA′n is flat over A′ and Z(F)×Spec⁡A′Spec⁡A is the equation family Z(FA), where FA is the reduction of F modulo I. Its special fibre is X. If F≡f modulo I, the intermediate reduction is the trivial embedded family X×kSpec⁡A;
  2. conversely, fix an equation FA∈(S⊗kA)d reducing to f modulo the maximal ideal. Every flat closed subscheme Y⊆PA′n whose reduction to A is the embedded family Z(FA) is a relative effective Cartier divisor of degree d and equals Z(F) for a lift F of FA, uniquely up to a unit of A′. This includes the trivial-reduction case FA=f;
  3. consequently the functor of embedded deformations of X in Pn (Embedded deformations of a closed subscheme) is canonically isomorphic to the functor R↦{F∈(S⊗kR)d:F≡f mod mR}/(R×) on local Artin k-algebras, where two residue-normalized lifts are equivalent when one is a unit multiple of the other (that unit necessarily has residue 1); it is pro-represented by the formal completion of the projective space P(Sd∨) at the point [f], and it is formally smooth and unobstructed;
  4. the tangent space at the trivial deformation is (S/(f))d≅H0(X,OX(d)), of dimension (n+dn)−1, and every first-order embedded deformation extends to every small extension.

Facts & Assumptions

Given: a field k, n≥2, d≥1, a homogeneous form f∈S=k[x0,…,xn] of degree d with X=Z(f)⊆Pkn smooth of pure dimension n−1, a local Artin k-algebra A with residue field k, a small extension A′→A with kernel I, and the Axiom of Choice; in the inverse construction, a chosen equation FA on the intermediate base reducing to f.

[F1]

The standard charts D+(xi) of PA′n have rings Bi=(S⊗kA′)(xi)=A′[xℓ(i)], and on D+(xi) the sheaf O(d) is trivialized with local section F/xid for F∈(S⊗kA′)d; a closed subscheme of PA′n is determined by its chart ideals, and a global section of O(d) by its chart components. (Relative projective space from standard charts, Projective space is Proj of a polynomial ring, Closed subschemes of projective space and saturated ideals, Nonnegatively graded rings and modules, homogeneous elements, and twists)

[F2]

H0(PRn,O(d))≅R[x0,…,xn]d for every commutative ring R and d≥0, and H1(PRn,O)=0 for n≥2; more generally Hq(PRn,O(t))=0 unless q=0 or q=n. (Cohomology of O(d) on projective space)

[F3]

On a scheme, flatness is checked on local rings, and for an affine morphism Spec⁡B→Spec⁡A it is equivalent to B being a flat A-module. (Flat and faithfully flat modules and ring homomorphisms, Affine-local flatness)

[F4]

An R-module M is flat if and only if for every ideal a⊆R the multiplication map a⊗RM→M is injective. (Flatness is equivalent to preserving injections and to the ideal and finitely generated ideal tests)

[F5]

If M is a finitely generated module over a commutative ring R and J⊆J(R) with M=JM, then M=0. (Assuming the Axiom of Choice, generators modulo an ideal in the Jacobson radical lift to generators)

[F6]

The standard affine cover {D+(xi)} of PRn is a Leray cover for every quasi-coherent sheaf, since finite intersections of standard charts are affine and higher quasi-coherent cohomology on affine schemes vanishes; hence its Cech cohomology computes sheaf cohomology. (Leray acyclic-cover comparison, Canonical map from fixed-cover Čech to sheaf cohomology, Affine acyclicity of quasi-coherent sheaves, Fixed-cover Čech cohomology)

[F7]

In a local ring, an element is a unit if and only if its image in the residue field is nonzero; more generally, if u is a unit modulo a nilpotent ideal N of a commutative ring, then u is a unit. (Square-zero extensions, small extensions and first-order thickenings, A local ring is a nonzero commutative ring with a unique maximal ideal)

[F8]

An effective Cartier divisor is locally cut out by a nonzerodivisor, equivalently its ideal is invertible. In this proof a relative effective Cartier divisor additionally is flat over the base and has effective Cartier-divisor fibres; its degree is the degree of the special-fibre equation. (Effective cartier divisor, degree projective hypersurface)

[F9]

A commutative Artinian ring is Noetherian, and if it is local its maximal ideal is nilpotent; a polynomial ring over a Noetherian ring is Noetherian, and quotients and localisations of Noetherian rings are Noetherian. (Every commutative Artinian ring is Noetherian, An Artinian local ring has nilpotent maximal ideal, and its finite modules have finite length, If R is Noetherian then R[x1,…,xn] is Noetherian for every n∈N, Every quotient and every localisation of a Noetherian ring is Noetherian)

Proof

technique · prove flatness and the special-fibre statement for $Z(F)$ by the ideal criterion and a nilpotent-filtration argument; recover a global equation from an arbitrary flat $Y$ by making its chart equations principal with Nakayama, comparing the resulting unit cocycle with the twisting cocycle, and killing it by the vanishing of $H^1(\mathbb P^n,\mathcal O)$
1.1F1F2F9givenalgebra

Let F∈(S⊗kA′)d with F−f∈m(S⊗kA′)d, where m=mA′. On the chart D+(xi) put Bi=(S⊗kA′)(xi) and Fi=F/xid∈Bi; then Bi/mBi=S(xi) is a domain, and the reduction Fˉi=f/xid is nonzero because f≠0 and S is a domain, hence is a nonzerodivisor on Bi/mBi. Since mN=0 for some N by [F9], Fi is a nonzerodivisor on Bi: if Fih=0 with h≠0, choose t maximal with h∈mtBi and read the equation in mtBi/mt+1Bi≅(mt/mt+1)⊗k(Bi/mBi), an identification valid because Bi is flat over A′; there Fi acts as the nonzerodivisor Fˉi, the class of h is nonzero, and the product vanishes, a contradiction.

1.2F1F2F3F9givenalgebra

Now let Y⊆PA′n be closed and flat over A′ with reduction the embedded equation family Z(FA), where FA reduces to f on the special fibre. On the chart D+(xi) let Ji⊆Bi be the ideal of Y∩D+(xi); then Bi/Ji is flat over A′ by [F3], the ring Bi is Noetherian by [F9] so Ji is finitely generated as a Bi-module; no finite-generation assertion over the Artin base is needed. The base change to A is the affine chart of Z(FA), so (Ji+IBi)/IBi=(FA/xid) inside Bi/IBi; choose gi∈Ji whose reduction modulo IBi is FA/xid. Then Ji+IBi=(gi)+IBi.

2.1F1F2F3F4step 1.1algebra

With the notation of step 1.1, the quotient Bi/FiBi is flat over A′: for an ideal a⊆A′ the kernel of a⊗A′(Bi/FiBi)→Bi/FiBi is (aBi∩FiBi)/aFiBi, so by [F4] it suffices to show aBi∩FiBi=aFiBi. If x=Fiy with x∈aBi and y∉aBi, then the class of y in Bi/aBi is nonzero, and choosing t maximal with y∈mtBi+aBi gives a nonzero class in mt(Bi/aBi)/mt+1(Bi/aBi)≅((mt+a)/(mt+1+a))⊗kk[xℓ(i)] killed by the nonzerodivisor Fˉi, a contradiction. Hence Bi/FiBi is flat over A′, and the chart subscheme Z(F)∩D+(xi)=Spec⁡(Bi/FiBi) is flat over A′; gluing over the charts, Z(F) is flat over A′ by [F3]. Base change reduces the chart equation to FA/xid, so the intermediate fibre is Z(FA); when F≡f modulo I this is exactly the trivial embedded X×kSpec⁡A. Matching f only modulo the maximal ideal ensures the special fibre is X, without forcing triviality over A. This proves claim (1).

2.2F1F3F4F5F8F9step 1.1step 1.2algebra

With gi as in step 1.2, we have Ji=(gi). Indeed, multiplication I⊗A′(Bi/Ji)→Bi/Ji is injective by flatness and [F4]. For j∈Ji∩IBi, choose a tensor in I⊗A′Bi whose product is j. Its image in I⊗A′(Bi/Ji) is zero by that injectivity; right exactness of tensor therefore makes it the image of a tensor in I⊗A′Ji. Its product lies in IJi, proving Ji∩IBi=IJi. Hence every j∈Ji lies in (gi)+IJi, so Ji/(gi)=I⋅Ji/(gi); the module Ji/(gi) is finitely generated over Bi, and IBi is nilpotent, hence lies in the Jacobson radical of Bi, so Nakayama [F5] applied over Bi gives Ji=(gi). The element gi is a nonzerodivisor: gi reduces to f/xid≠0 modulo mBi, so the filtration argument of step 1.1 applies verbatim. Thus Y is a relative effective Cartier divisor on every chart, hence globally, with local equations gi; the degree is d because the special fibre is X, so [F8] applies.

3.1F1F2F6step 2.2algebra

Let Bij=Bi[(xj/xi)−1] be the overlap ring; the hypotheses of step 2.2 give gi/gj∈Bij× and gi≡FA/xid, gj≡FA/xjd modulo IBij. Define the unit cij=uij (xi/xj)d with uij=gi/gj. Then cij≡(xj/xi)d(xi/xj)d=1 modulo IBij, and cijcjk=cik because uijujk=uik; so c=(cij) is a multiplicative Cech 1-cocycle of the standard cover with values in 1+IO, and 1+a↦a identifies this group sheaf with IOPA′n, since I2=0. The latter sheaf, on the common underlying space, is I⊗kOPkn: flatness of the polynomial chart rings identifies IBi with I⊗A′Bi=I⊗kk[xℓ(i)], compatibly on overlaps. It is a finite direct sum of copies of OPkn, whose Cech H1 vanishes by [F2] and [F6]; hence there are λi∈1+IBi with cij=λi/λj.

4.1F1F2step 2.2step 3.1algebra

Define Fi=gi/λi∈Bi. Then Fi≡gi≡FA/xid modulo IBi, and on overlaps Fi/Fj=(gi/gj)(λj/λi)=uij/cij=(xj/xi)d, so xidFi=xjdFj. By [F1] the family (Fi) glues to a global section F∈H0(PA′n,O(d))=(S⊗kA′)d, whose chart components are Fi; since Fi≡FA/xid modulo I, the global sections F and FA agree modulo I, and on each chart the ideals (Fi)=(gi) coincide because λi is a unit, so Z(F)=Y globally. This proves the existence in claim (2).

5.1F2F7step 4.1algebra

If Z(F)=Z(F′)=Y with F,F′ both lifts of f as above, then on each chart Fi′=μiFi for a unit μi∈Bi×, and μi=μj on overlaps because both sides multiply the nonzerodivisor Fi to give Fi′; hence the μi glue to a global unit μ∈Γ(PA′n,OA′×), and F′=μF with μ∈A′⊆Bi (as H0(O)=A′ by [F2]). Since μ is a unit in every Bi, in particular μ reduces to a nonzero constant on the special fibre, so μ is a unit of the local ring A′ by [F7]. This completes the uniqueness in claim (2).

6.1F1F2step 4.1step 5.1algebra

Claims (1) and (2) establish the equation description across every small extension, including arbitrary nontrivial reductions FA. Every local Artin R with residue field k admits a finite tower of such extensions: choose a one-dimensional subspace of the last nonzero maximal-ideal power, which is an ideal annihilated by that maximal ideal, quotient by it, and repeat until k. Inducting along this finite tower starts with f over k and applies claim (2) to the chosen equation of each preceding reduction. Thus for every such R, the claims establish a canonical bijection between isomorphism classes of flat closed subschemes Y⊆PRn with special fibre X and classes of lifts F∈(S⊗kR)d modulo R×; the construction is natural in R because both steps 4.1 and 5.1 are computed from the chart data and commute with base change R→R′. Hence the embedded deformation functor of X in Pn is canonically isomorphic to R↦{F∈(S⊗kR)d:F≡f mod mR}/(R×). By definition of the formal completion of P(Sd∨) at the point [f], an R-point of that completion is exactly a morphism Spec⁡R→P(Sd∨) lifting [f], which (as R is local, so rank-one quotients are free) is a rank-one direct summand of Sd⊗kR, equivalently a lift of f modulo R× (the quotient convention of Projective bundle in the quotient convention uses the dual vector space); this identifies the functor with the functor of points of the formal completion. Explicitly, choose a basis f,e1,…,eN of Sd. Each class has a unique representative f+∑iaiei with ai∈mR. Thus the representing complete local ring is k[ ⁣[t1,…,tN] ⁣]: continuous local maps to R send ti to ai, and power series evaluate by finite sums because mR is nilpotent.

7.1F7step 6.1algebra

The functor of step 6.1 is formally smooth: given a small extension A′→A and a lift F of f over A, choose any lift F~ of F to (S⊗kA′)d; then F~≡f modulo mA′ automatically because F~−F∈I(S⊗kA′)⊆mA′(S⊗kA′) and F≡f modulo mA(S⊗kA). The same computation applies to classes modulo units: if G is any lift of the class [F] and u∈A× with G≡uF modulo I, lift u to a unit u~∈(A′)× and replace G by u~−1G. Hence restriction is surjective on every small extension, and the functor is unobstructed.

8.1F2step 6.1step 7.1algebra

For the dual numbers R=k[ϵ] the lifts are F=f+ϵg with g∈Sd, and multiplication by a unit of k[ϵ] followed by renormalisation of the ϵ-free part to f (division by the unit λ, λ≠0) replaces g by g+μf; hence classes correspond bijectively to Sd/k⋅f≅(S/(f))d, which is H0(X,OX(d)) by Cohomology of twists on a smooth hypersurface(2) and has dimension (n+dn)−1. By steps 6.1 and 7.1 every class extends to every small extension, so this is the tangent space at the trivial deformation.

9.1step 2.1step 5.1step 6.1step 7.1step 8.1∎

Steps 1.1 and 2.1 prove claim (1); steps 1.2, 2.2, 3.1, 4.1 and 5.1 prove claim (2); steps 6.1 and 7.1 prove claim (3); and step 8.1 proves claim (4). The Axiom of Choice is inherited from the cohomology, Cech-comparison, Nakayama and Artinian-ring suppliers.

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The cotangent complex of a morphism of schemes

Definition

Assume the Axiom of Choice inherited from the ring-map resolution comparison and affine quasi-coherent equivalence (The Axiom of Choice, Independence of the cotangent complex from the chosen simplicial resolution, Affine quasi-coherent sheaves are modules). Let f ⁣:X→S be a morphism of schemes (Morphisms of schemes, Schemes and morphisms over a base). For affine open subschemes Spec⁡B=U⊆X (Affine schemes and their coordinate rings) and Spec⁡A=V⊆S with f(U)⊆V one has the ring-map cotangent complex LB/A (The cotangent complex of a ring map), a complex of B-modules concentrated in cohomological degrees ≤0, hence bounded above. The cotangent complex LX/S is the cotangent complex LOX/f−1OS of the morphism of Zariski ringed spaces: resolve the sheaf OX by the standard simplicial polynomial f−1OS-algebra resolution, take its relative differentials, and extend coefficients to OX. This is Stacks Definition 24.1 (tag 08T2), using its sheaf-ring definition 18.2 (tag 08SS). The affine comparison of Lemma 24.2 (tag 08T3) identifies its restriction to U with the associated sheaf complex of LB/A, compatibly with smaller charts. Thus the chart complexes are restrictions of this one global complex; canonical isomorphisms in a derived category alone are not being used as a gluing construction. This also agrees with the discrete case of Derived schemes and the cotangent complex of a morphism. It is well defined up to canonical isomorphism in the derived category D(OX) (Derived category of an abelian category, Quasi-isomorphism), and LX/S is a bounded-above complex of OX-modules. The cohomology sheaves Hi(LX/S) are quasi-coherent OX-modules, and LX/S is a quasi-coherent derived OX-module (Quasi-coherent module on a scheme). If X is quasi-compact (Quasi-compact and quasi-separated schemes) with affine diagonal (The diagonal morphism, Affine morphisms), or if X is Noetherian (Locally Noetherian and Noetherian schemes), then LX/S is represented by a complex of quasi-coherent sheaves concentrated in degrees ≤0, in particular bounded above. Functoriality: a commutative square of schemes X′→g′X↓↓fS′→gS gives a canonical comparison map Lg′∗LX/S→LX′/S′, which is an isomorphism when the square is cartesian and tor-independent (for instance a flat base change). For composable scheme morphisms X→fS→T there is a distinguished transitivity triangle (Distinguished triangle, The shift of a chain complex) Lf∗LS/T⟶LX/T⟶LX/S⟶(Lf∗LS/T)[1]. The absolute case S=Spec⁡k for a field k is written LX/k.

Remarks

  • Convention fixed. The definition is the discrete case of Definition 24.1 (tag 08T2) of Stacks, The Cotangent Complex: the cotangent complex of a morphism of ringed spaces, restricted to schemes. Lemma 24.2 (tag 08T3) supplies the canonical chart comparison LB/A→LX/S∣U that is an isomorphism in D(OU), compatible with restrictions of the globally defined ringed-space complex. Quasi-coherent cohomology follows from this affine comparison; the additional global representative assertion uses the separate comparison theorems below. The absolute case is Lemma 24.3 (tag 08V6).

  • Choice. The standing Axiom of Choice is inherited through the ring-map resolution comparison and the affine quasi-coherent equivalence: the standard resolution is itself constructed without choices, but the comparison of an arbitrary simplicial resolution with it uses the derived-tensor and resolution-independence suppliers declared in Independence of the cotangent complex from the chosen simplicial resolution. This inheritance is carried into every later item that computes with LX/S. The representative argument also uses the affine equivalence to identify kernels of maps of quasi-coherent sheaves with kernels of module maps.

  • Construction route. The affine ring-map and derived-scheme suppliers now carry their actual comparison statements. The global sheaf-ring standard resolution is applied from the exact cited Stacks definitions; affine derived isomorphisms alone are not treated as effective descent data.

  • Quasi-coherent representatives. Under either stated hypothesis on X, Stacks Proposition 36.7.5 (08DB) or Proposition 36.8.3 (09T4) gives an equivalence D(QCoh(OX))→DQCoh(OX), where the target consists of complexes with quasi-coherent cohomology. Apply it to LX/S to obtain a complex K∙ of quasi-coherent sheaves. Since Hi(K∙)=0 for i>0, the canonical truncation τ≤0K∙→K∙ is a quasi-isomorphism (Canonical truncation of a complex, Canonical truncation is a complex and has the claimed cohomology). Its degree-zero term is ker⁡(d0), which is quasi-coherent: on each affine open, the affine equivalence identifies this kernel with the associated sheaf of the kernel of the corresponding module map (Affine quasi-coherent sheaves are modules). This gives the asserted bounded-above representative. The general global construction and quasi-coherent cohomology assertion impose no affine-diagonal or Noetherian hypothesis.

  • Base change and transitivity. The standard sheaf-ring resolution is functorial in commutative squares of sheaf rings, and inverse image commutes with it (Stacks Section 92.18 and Lemma 92.18.3, 08SV), giving the displayed comparison for every commutative scheme square. For a cartesian square, take affine charts U=Spec⁡B→V=Spec⁡A and V′=Spec⁡A′→V; their fibre product is U′=Spec⁡(B⊗AA′). Tor-independence means Tor⁡iA(B,A′)=0 for all i>0 on such charts. Thus the derived-pushout criterion in Independence of the cotangent complex from the chosen simplicial resolution (Stacks 08QQ) makes the comparison an isomorphism on these charts, which cover X′; an affine-local quasi-isomorphism is a global quasi-isomorphism. Transitivity is Stacks Lemma 92.20.3 (08T4), applied to the underlying ringed spaces, as allowed by Definition 92.24.1 (08T2).

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Ext groups of the cotangent complex

Definition

Assume the Axiom of Choice; it implies the Dependent Choice hypothesis of the derived-Hom supplier (The Axiom of Choice, AC implies DC implies countable choice). Let X be a scheme, let L be a bounded-above complex of OX-modules with quasi-coherent cohomology (for instance L=LX/S of The cotangent complex of a morphism of schemes), and let M be a quasi-coherent OX-module, regarded as a complex concentrated in degree 0 (Quasi-coherent module on a scheme). Define Ext⁡OXi(L,M):=Hi(RHom⁡OX(L,M)), the cohomology of the derived Hom computed in the abelian category of OX-modules via Derived hom in the bounded setting. Then Ext⁡OXi(L,M)≅Hom⁡D(OX)(L,M[i]) for every i (Cohomology of derived hom is ext, Ext is hom in the derived category, The shift of a chain complex), so the groups are natural in L and M and vanish for i<0 when L is concentrated in cohomological degrees ≤0. If L is concentrated in degree 0 and is a module F, then Ext⁡OXi(F,M) is the global sheaf-Ext group of Sheaf Ext of coherent modules. For a two-term complex N−1→dN0 of OX-modules, Ext is still computed by RHom⁡(N,M). If both terms are projective objects of the chosen abelian module category, then the ordinary Hom complex computes derived Hom and hence Ext⁡0(N,M)=ker⁡(Hom⁡(N0,M)→Hom⁡(N−1,M)),Ext⁡1(N,M)=coker⁡(Hom⁡(N0,M)→Hom⁡(N−1,M)), the map being composition with d. Without that hypothesis one must retain derived Hom. For finite locally free terms on a scheme, one may instead take derived global sections of the internal Hom complex; ordinary global Hom gives the displayed formula only when its terms are acyclic for global sections. Ring analogue: for a ring map A→B, a bounded-above complex L of B-modules and a B-module M, Ext⁡Bi(L,M) is defined in the same way in the abelian category of B-modules.

Remarks

  • Reference conventions. The notation Ext⁡i(LX/S,−) is the one used by Illusie, Complexe cotangent et deformations I, Chapitre II, and by Stacks, The Cotangent Complex, Sections 92.16 and 92.21, where the same groups carry the obstruction class, the torsor structure and the automorphism groups of deformations. The identification with Hom⁡D(L,M[i]) is the published derived-Hom comparison Cohomology of derived hom is ext, whose Dependent Choice hypothesis is supplied by the declared Axiom of Choice.
  • Two-term computation. The ordinary Hom formula requires the projectivity or acyclicity hypotheses just stated. A module in degree zero has arbitrary positive Ext in general; boundedness of the ordinary Hom complex alone does not make it a representative of derived Hom.
  • Open supplier note. The derived-Hom and resolution suppliers used here are published except for the in-run ring-map cotangent complex The cotangent complex of a ring map and the comparison Independence of the cotangent complex from the chosen simplicial resolution; the consumer steps that rely on them are recorded in the pair report.
LemmaStatement: Literature-sourcedProof: AI-adaptedprecheck passjudge pass (gpt-6.1-sol)Open item page →

Truncation, differentials and the cotangent complex of a smooth morphism

Statement

Assume the Axiom of Choice for the resolution comparisons (The Axiom of Choice). (1) For a ring map A→B one has H0(LB/A)≅ΩB/A (Universal Kähler differential module, The cotangent complex of a ring map), and for a presentation α ⁣:P→B the naive cotangent complex NL(α) is canonically identified with the truncation τ≥−1LB/A; hence for every B-module M the natural maps Ext⁡Bi(LB/A,M)→Ext⁡Bi(NL(α),M) are isomorphisms for i=0,1. (2) If A→B is smooth then LB/A≃ΩB/A[0] in D(B), and if A→B is etale then LB/A≃0. (3) For a morphism f ⁣:X→S of schemes one has H0(LX/S)≅ΩX/S1 (Sheaf of relative Kähler differentials), the truncation τ≥−1LX/S is the naive cotangent complex of f and computes Ext⁡0 and Ext⁡1 of LX/S; if f is smooth (Smooth morphism of schemes) then LX/S≃ΩX/S1[0], in particular LX/k≃ΩX/k1[0] for a smooth k-scheme X; if f is etale (Étale morphism of schemes) then LX/S≃0. Consequently, for smooth f, Ext⁡OXi(LX/S,M)≅Ext⁡OXi(ΩX/S1,M) for all i.

Facts & Assumptions

Given: a ring map A→B with a presentation α ⁣:P→B (a polynomial A-algebra P with kernel I), a morphism of schemes f:X→S, and the Axiom of Choice.

[F1]

LB/A is a complex of B-modules concentrated in cohomological degrees ≤0 (so bounded above), functorial in the ring map, and LX/S is glued from the affine complexes LOX(U)/OS(V) with canonical affine comparison isomorphisms. (The cotangent complex of a ring map, The cotangent complex of a morphism of schemes)

[F2]

For every ring map A→B one has H0(LB/A)≅ΩB/A, and if B is a polynomial A-algebra then LB/A is quasi-isomorphic to ΩB/A in degree 0. (H0 of the cotangent complex and the polynomial case)

[F3]

The canonical truncation τ≥−1 is a functor on complexes that preserves quasi-isomorphisms, with Hi(τ≥−1K)=Hi(K) for i≥−1 and 0 for i≤−2. (Canonical truncation of a complex, Canonical truncation is a complex and has the claimed cohomology)

[F4]

For K concentrated in degrees ≤0, let T=τ≥−1K. The truncation triangle has fibre C=τ≤−2K. Represent C in degrees ≤−2 and resolve M injectively in degrees ≥0. Then Hom⁡r(C,J)=0 for r<2, so Ext⁡0(C,M)=Ext⁡1(C,M)=0. The long exact Hom sequence gives Ext⁡i(T,M)→∼Ext⁡i(K,M) for i=0,1, with canonical inverse. (Canonical truncation of a complex, Ext groups of the cotangent complex, Derived hom in the bounded setting)

[F5]

For a smooth morphism of schemes one has the etale-local standard form U→ASn→S with U→ASn etale, the differentials ΩX/S1 are locally free, and for an etale morphism ΩX/S=0; moreover ΩX/S is compatible with base change and satisfies the transitivity exact sequence. (Smooth maps have étale local affine-space form, Relative Jacobian criterion with its presentation hypothesis, Differentials of a smooth morphism, Formal unramifiedness iff Omega vanishes, Étale equals flat and unramified in finite presentation, Transitivity sequence for differential modules, Kähler differentials commute with scalar base change)

[F6]

For the affine comparison of the scheme cotangent complex: for affine opens Spec⁡B=U⊆X and Spec⁡A=V⊆S with f(U)⊆V, the canonical map LB/A→LX/S∣U is an isomorphism in D(OU), compatibly with restrictions. (The cotangent complex of a morphism of schemes)

Proof

technique · read off $H^0$ and the truncation from the affine complex, use the standard etale-local form of a smooth morphism together with the polynomial case and localization compatibility, then glue over affine charts
1.1F1F2F3F4given

Part (1), first assertion: for every ring map A→B the isomorphism H0(LB/A)≅ΩB/A is [F2]. For a presentation α ⁣:P→B with kernel I, the naive cotangent complex is the two-term complex I/I2→ΩP/A⊗PB placed in cohomological degrees −1,0; by Stacks, The Cotangent Complex, tag 08RB the canonical comparison map NL(α)→τ≥−1LB/A is a quasi-isomorphism, so τ≥−1LB/A is canonically identified with NL(α). Applying the truncation argument [F4] to K=LB/A gives the isomorphisms Ext⁡Bi(LB/A,M)→Ext⁡Bi(NL(α),M) for i=0,1. This is the exact source theorem 08RB applied to the polynomial presentation; no stronger assertion about untruncated complexes is used.

1.2F2F5given

Part (2), polynomial case: if A→B is polynomial, LB/A≃ΩB/A[0] by [F2]. For a general smooth A→B the same conclusion follows by etale-localizing: by [F5] after covering Spec⁡B by standard smooth opens, each chart has an etale map from a polynomial A-algebra C (the affine form of the standard smooth presentation), and the localization and etale compatibility of the cotangent complex (Stacks, The Cotangent Complex, tags 08QY-08R1 and 08R5) gives LB/A≃LC/A⊗CB≃ΩC/A⊗CB≃ΩB/A[0]. For an etale A→B this specializes to LB/A≃ΩB/A[0] with ΩB/A=0 by [F5]. These are the precise cited source results 08R5 and its localization/etale inputs, applied on those charts; quasi-isomorphisms can be checked locally.

1.3F1F2F5F6given

Part (3), differentials and truncation: by [F6] the scheme complex restricts on an affine chart U to LB/A, so H0(LX/S)∣U≅H0(LB/A)≅ΩB/A=ΩX/S1∣U by [F1] and part (1); the sheaves glue by the sheaf property, giving H0(LX/S)≅ΩX/S1. The truncation statement is local as well, and the comparison with the naive cotangent complex of f on charts gives the asserted Ext⁡0 and Ext⁡1 computation as in part (1). If f is smooth, then over each affine chart the ring map is smooth and part (2) yields LB/A≃ΩB/A[0]; these local quasi-isomorphisms are compatible with the restriction maps because both sides are functorial in the ring map and the localizations are compatible with [F6], so they glue to LX/S≃ΩX/S1[0]. If f is etale the same gluing gives LX/S≃0 from part (2).

2.1F1F5step 1.3given∎

Consequence: a quasi-isomorphism LX/S≃ΩX/S1[0] is an isomorphism in the derived category, so the functor RHom⁡(−,M) sends it to an isomorphism. Taking degree-i cohomology gives the asserted Ext equality for every i. This step uses derived Hom and does not assert that global Hom out of a locally free sheaf is exact. The case S=Spec⁡k is the absolute specialization.

Source applications. The comparison with the naive cotangent complex uses Stacks tag 08RB (and its sheaf analogue 08UW); the smooth and etale assertions use tag 08R5 and its inputs. These exact results were read with their full proofs and are applied with the hypotheses stated above.

LemmaStatement: Literature-sourcedProof: AI-adaptedprecheck passjudge pass (gpt-6.1-sol)Open item page →

Cech hypercohomology of an affine cover computes Ext of the cotangent complex

Statement

Assume the Axiom of Choice (The Axiom of Choice). Let X be a quasi-compact separated scheme with a finite affine open cover U={Ui}, let L be a bounded-above complex of OX-modules with quasi-coherent cohomology, and let M be a quasi-coherent module. Put K=RHomOX(L,M). Form the derived Cech total complex whose component on Ui0…ip is RΓ(Ui0…ip,K). Its degree-n cohomology is canonically Ext⁡OXn(L,M) (Ext groups of the cotangent complex). If K is represented by a bounded-below complex whose terms are acyclic on every cover intersection, ordinary sections of that representative give the same total complex. In particular, under this acyclicity hypothesis, a complex of locally free resolutions computing derived Hom can be used for the usual Cech double complex. Arbitrary underived Hom∙(L,M) is not asserted to compute Ext.

Consequently, whenever local deformation classes, automorphisms and compatibility data are represented by the degree 0,1,2 truncation of this derived Hom complex, their descent classes and obstruction classes are computed by the global groups Ext⁡1 and Ext⁡2, respectively.

Facts & Assumptions

Given: X,L,M,U as in the Statement and the Axiom of Choice.

[F1]

Ext is the cohomology of global derived Hom, equivalently of RΓ(X,RHom(L,M)). (Ext groups of the cotangent complex, Derived hom in the bounded setting)

[F2]

Flasque abelian sheaves are acyclic on every open (Flasque abelian sheaves are Γ-acyclic). Module-injectives are flasque as abelian sheaves and compute the stipulated sheaf cohomology (Injective modules are flasque and Ext from the structure sheaf is cohomology). Sheaf cohomology is computed by an injective resolution, and bounded-below complex hypercohomology is its derived global sections. (Sheaf cohomology as right derived global sections, First hypercohomology spectral sequence)

[F3]

The ordered Cech complex of a finite open cover has the usual alternating restriction differential. (Ordered Čech cochain complex of a cover)

[F4]

Higher cohomology of a quasi-coherent sheaf on an affine scheme vanishes. (Affine acyclicity of quasi-coherent sheaves)

Proof

1.1F1F2given

The global/internal derived-Hom comparison in [F1] can be computed explicitly. Let M→I∙ be a bounded-below module-injective resolution. Since restriction preserves injectives (its left adjoint, extension by zero, is exact), the bounded-below complex K0=Hom∙(L,I∙) computes internal derived Hom on every open. Each term is a finite product of sheaves Hom(La,Ib), because L is bounded above. These sheaves are flasque: a morphism L∣U→I∣U extends over V⊃U by injectivity of I∣V applied to j!(L∣U)↪L∣V. Thus K0 has global-section-acyclic terms and the bounded-below hypercohomology comparison [F2] identifies RΓ(X,K0) with Γ(X,K0)=Hom⁡∙(L,I∙), the complex computing global derived Hom. This establishes [F1].

1.2F1F2F3given

Resolve M injectively and compute the internal derived Hom, then replace the resulting bounded-below complex K by a bounded-below injective complex J, using Stacks tag 013K and the enough-injectives assertion of Injective modules are flasque and Ext from the structure sheaf is cohomology through its module-injective supplier. Boundedness below follows from L being bounded above and M being in degree zero. The augmented sheaf Cech complex of each Jq is exact: near a point choose one cover member containing it, shrink inside that member, and insert its index in the alternating Cech differential to obtain a contracting homotopy of the augmentation. Restriction of an injective sheaf of modules to an open is injective, since extension by zero is its exact left adjoint. Thus every intersection has no higher cohomology for Jq. For an intersection inclusion j, the module j∗(Jq∣U) is injective because j∗ is right adjoint to the exact restriction functor. Thus the augmented sheaf Cech complex is an injective resolution of the injective Jq and splits into short exact sequences, so applying global sections preserves its exactness. The double-complex filtration therefore gives a quasi-isomorphism from Γ(X,J) to the total complex of Γ(Ui0…ip,J). The cover direction is finite, so totalization and its filtration converge in every degree. Each column computes RΓ(Ui0…ip,K) by injectivity, and Γ(X,J) computes RΓ(X,K). Taking cohomology and [F1] proves the derived Cech assertion.

2.1F1F2F4step 1.2∎

For a bounded-below representative K′ with acyclic terms on every intersection, the first hypercohomology spectral sequence [F2] collapses to the ordinary section complex on each intersection. Replacing the derived columns in step 1.2 by these section complexes therefore preserves the total cohomology; the finite cover filtration again ensures convergence. Affine quasi-coherent terms are one sufficient case of the required acyclicity by [F4]. Finally, when the local deformation data are represented by the indicated truncation of derived Hom, their degree-one descent cocycles and degree-two obstruction cocycles have precisely the total cohomology just computed. This last application requires the stated representation of local deformation data; cohomology comparison by itself does not construct that representation.

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Ext of a locally free cotangent sheaf via sheaf cohomology

Statement

Assume the Axiom of Choice (it supplies the Dependent Choice of the derived Hom, The Axiom of Choice, AC implies DC implies countable choice). Let X be a scheme, let F be a locally free OX-module of finite rank (Locally free sheaves of finite rank) regarded as a complex in degree 0, and let M be a quasi-coherent OX-module with T=HomOX(F,M)≅F∨⊗OXM (Internal Hom of module sheaves, Dual and base change for finite locally free sheaves, Invertible sheaves). Then for every i, Ext⁡OXi(F,M)≅Hi(X,HomOX(F,M))=Hi(X,F∨⊗M), so in particular Ext⁡0=H0(X,T), Ext⁡1=H1(X,T) and Ext⁡2=H2(X,T). Applying this to F=ΩX/S1 for S-smooth X gives the classical deformation cohomology groups Hi(X,TX/S⊗M) with tangent sheaf TX/S=Hom(ΩX/S1,OX).

Facts & Assumptions

Given: a scheme X, a locally free finite-rank OX-module F, a quasi-coherent OX-module M, and the Axiom of Choice.

[F1]

Ext⁡OXi(K,N)=Hi(RHom⁡OX(K,N)) for a bounded-above complex K and a module N in degree 0, and a bounded-below injective resolution N→J∙ computes this derived Hom by the global Hom complex Hom⁡OX(K,J∙). (Ext groups of the cotangent complex, Derived hom in the bounded setting)

[F2]

For OX-modules there is the tensor-Hom adjunction Hom⁡OX(F⊗OXN,N′)=Hom⁡OX(N,HomOX(F,N′)), and if F is locally free then HomOX(F,−) is exact and Hom(F,N) is again a sheaf of OX-modules. (Internal Hom of module sheaves, The internal Hom sheaf of two module sheaves)

[F3]

For every sheaf G of OX-modules, the functor Hom⁡OX(OX,G) is the global-sections functor Γ(X,G), and its right derived functors are the cohomology groups Hi(X,G). (Sheaf cohomology as right derived global sections, Injective modules are flasque and Ext from the structure sheaf is cohomology)

[F4]

F∨=HomOX(F,OX) is finite locally free, and for finite locally free F there is a canonical isomorphism HomOX(F,M)≅F∨⊗OXM. (Dual and base change for finite locally free sheaves, Invertible sheaves)

[F5]

If f:X→S is smooth then LX/S≃ΩX/S1[0] and ΩX/S1 is locally free of finite rank. (Truncation, differentials and the cotangent complex of a smooth morphism, Differentials of a smooth morphism, Sheaf of relative Kähler differentials, Smooth morphism of schemes)

Proof

technique · replace the derived Hom out of a locally free sheaf by global sections of its Hom sheaf using exactness and the tensor-Hom adjunction, then specialize along the smooth case of the cotangent complex
1.1F1F2F3given

Choose an injective resolution M→J∙ in sheaves of OX-modules, as in [F1]. The sheaf functor Hom(F,−) is exact: on an open where F≅OXr it is the finite-product functor (−)r. It also preserves injectives. Indeed, for an injective J, the adjunction Hom⁡(N,Hom(F,J))≅Hom⁡(F⊗N,J) shows that the left side is exact in N, since F⊗− is exact by the same local freeness argument. Thus Hom(F,M)→Hom(F,J∙) is an injective resolution. The complexes Hom⁡(F,J∙) and Γ(X,Hom(F,J∙)) agree degreewise by [F2]. The first computes Ext⁡i(F,M) by [F1], and the second computes Hi(X,Hom(F,M)) by [F3]: module-injectives are flasque as abelian sheaves, so their resolution computes the stipulated abelian-sheaf cohomology. This gives the claimed natural identification.

1.2F4

By [F4] the Hom sheaf is the tensor product Hom(F,M)≅F∨⊗M, so the displayed isomorphisms give the formula of the Statement; the cases i=0,1,2 are the specialization to those degrees.

2.1F1F5given∎

For the smooth specialization, [F5] gives LX/S≃ΩX/S1[0] with ΩX/S1 locally free of finite rank; applying step 1.1 with F=ΩX/S1 and using the definition Ext⁡i(LX/S,M)=Hi(RHom⁡(LX/S,M)) together with the quasi-isomorphism gives Ext⁡OXi(LX/S,M)≅Hi(X,Hom(ΩX/S1,M))=Hi(X,TX/S⊗M), which is the classical deformation cohomology. The Axiom of Choice is inherited from the derived-Hom and injective-resolution/cohomology suppliers.

Source application. The smooth specialization uses the smooth-cotangent comparison of the declared supplier, proved there by the exact Stacks tag 08R5 application. The general finite locally free Ext formula above is proved with injective resolutions.

LemmaStatement: Literature-sourcedProof: AI-adaptedprecheck passjudge pass (gpt-6.1-sol)Open item page →

The Lichtenbaum-Schlessinger complex computes Ext of the cotangent complex in degrees at most two

Statement

Assume the Axiom of Choice for the resolution comparisons (The Axiom of Choice). Let A→B be a map of commutative unital rings, choose a polynomial presentation R=A[x]→B with kernel I (The polynomial ring R[xi:i∈I] as finitely supported coefficient families on monomials), a free R-module F surjecting onto I with kernel Q, and let F0⊆Q be the submodule generated by the Koszul relations j(a)b−j(b)a. Then the Lichtenbaum-Schlessinger complex L∙ ⁣:Q/F0→d2F⊗RB→d1ΩR/A⊗RB is canonically quasi-isomorphic to the truncation τ≥−2LB/A of the cotangent complex (The cotangent complex of a ring map, Canonical truncation of a complex, Quasi-isomorphism). Consequently, for every B-module M and i=0,1,2, the groups Ti(B/A,M)=Hi(Hom⁡B(L∙,M)) of Lichtenbaum-Schlessinger are canonically isomorphic to Ext⁡Bi(LB/A,M) (Ext groups of the cotangent complex), with the explicit presentations T1=coker⁡(Hom⁡B(ΩR/A⊗RB,M)→Hom⁡B(I/I2,M)),T2=coker⁡(Hom⁡B(F⊗RB,M)→Hom⁡B(Q/F0,M)), and the connecting maps for a short exact sequence of coefficients agree. In particular first-order deformations and obstructions computed from a presentation are invariantly the Ext⁡1 and Ext⁡2 of LB/A.

Facts & Assumptions

Given: a ring map A→B, a polynomial presentation R=A[x]→B with kernel I, a free R-module F surjecting onto I with kernel Q, the Koszul submodule F0⊆Q, a B-module M, and the Axiom of Choice.

[F1]

Q/F0 is a B-module under the natural action, F⊗RB and ΩR/A⊗RB are B-modules with the latter two free, and d1,d2 are well defined with d1d2=0; the construction is that of Hartshorne Construction 3.1. (Universal Kähler differential module, Derivation of an algebra, The polynomial ring R[xi:i∈I] as finitely supported coefficient families on monomials, Existence and generators of Kähler differentials)

[F2]

The Lichtenbaum-Schlessinger complex is canonically independent of the choices of R and F, and admits a canonical map LB/A→L∙ in D(B) inducing an isomorphism τ≥−2LB/A→L∙. (The cotangent complex of a ring map, Independence of the cotangent complex from the chosen simplicial resolution, The standard simplicial resolution of a ring map, Canonical truncation of a complex)

[F3]

Ext⁡Bi(LB/A,M)=Hi(RHom⁡B(LB/A,M)), and for a complex concentrated in degrees ≤0 the groups Ext⁡0,Ext⁡1,Ext⁡2 depend only on the truncation τ≥−2. (Ext groups of the cotangent complex, Canonical truncation of a complex)

[F4]

The conormal sequence of the presentation identifies I/I2 with the cokernel of Q⊗RB→F⊗RB, and ΩR/A⊗RB is the degree-0 term of the truncated complex. (Conormal exact sequence for an algebra quotient, Universal Kähler differential module)

Proof

technique · build the Lichtenbaum-Schlessinger complex, compare it with the truncation of the cotangent complex, and compute its derived Hom in degrees at most two using that its degree $0$ and $-1$ terms are free
1.1F1F4given

The complex L∙ is well defined: F0⊆Q because each Koszul relation maps to zero in I. Write F=⨁tRet with j(et)=ft. For q=∑sqses∈Q one has ∑sqsfs=0, hence ftq=∑sqs(ftes−fset)∈F0. Since the ft generate I, the ideal I annihilates Q/F0, making it a B-module; the map d2 is induced by the inclusion Q↪F, and d1 is the composite F⊗RB→I/I2→ΩR/A⊗RB of the conormal presentation with the universal derivation; d1d2=0 because the first arrow lands in I/I2 and the second vanishes on the image of Q by [F4]. All three terms are B-modules and the last two are free, as recalled in [F1]. This is Hartshorne's construction of the Lichtenbaum-Schlessinger complex.

1.2F2given

The comparison with the cotangent complex: by [F2] there is a canonical map LB/A→L∙ inducing an isomorphism τ≥−2LB/A→L∙ in D(B); this is the content of the Lichtenbaum-Schlessinger comparison theorem (Stacks, The Cotangent Complex, tag 09CG, and Hartshorne Chapter 1 Section 3 for the independence of choices). The exact comparison theorem is applied from the cited full chapter, Section 13 (tag 09CG); its hypotheses are precisely the polynomial presentation and free relation presentation of the Statement.

2.1F1F3F4step 1.2algebra∎

Computing Ext⁡. Put V=ΩR/A⊗RB, U=F⊗RB, and W=Q/F0. The complex L∙ has terms W,U,V in degrees −2,−1,0. Its ordinary Hom complex has the direction Hom⁡B(V,M)→Hom⁡B(U,M)→Hom⁡B(W,M). To justify its use although W need not be projective, resolve M injectively by J∙ and form Hom⁡B(L∙,J∙). The vertical higher cohomology for U and V vanishes because they are free; for W it can contribute only in total degree at least 3. Thus in total degrees 0,1,2 this derived Hom has the cohomology of the displayed ordinary Hom complex. The cokernel of W→U is I/I2 by tensoring the presentation Q→F→I→0 with B: the image of Q agrees with the image of W. Consequently the kernel of Hom⁡B(U,M)→Hom⁡B(W,M) is Hom⁡B(I/I2,M), giving the displayed T1 formula; the degree-2 cokernel is the displayed T2 formula. Truncation [F3] and step 1.2 identify these groups with Ext⁡Bi(LB/A,M) for i≤2. This identification is natural in M, and the connecting maps are those from the derived Hom construction with injective resolutions, so they agree in the stated degrees.

Source application. Step 1.2 uses the exact cited Stacks comparison, tag 09CG, whose construction and cohomology comparison were read in full. The final computation proves separately why ordinary Hom computes the three lowest Ext groups despite the possibly nonprojective degree −2 term.

LemmaStatement: Literature-sourcedProof: AI-adaptedprecheck passOpen item page →

Deformations of algebras: obstruction in degree two and torsor structure in degree one

Statement

Assume the Axiom of Choice as inherited from the resolution comparisons (The Axiom of Choice). Let A′→A be a surjective ring map with square-zero kernel I (Square-zero extensions, small extensions and first-order thickenings), let A→B be a ring map with B flat over A (Flat and faithfully flat modules and ring homomorphisms), let N be a B-module and c ⁣:I→N an A-module map. Consider the problem of finding a surjection of A′-algebras B′→B whose kernel is a square-zero ideal identified with N and which induces c; let Sol be the set of isomorphism classes of solutions. Then:

  1. there is a canonical element ξ∈Ext⁡B2(LB/A,N) (Ext groups of the cotangent complex) whose vanishing is necessary and sufficient for Sol≠∅;
  2. if Sol≠∅, then Sol is a torsor (principal homogeneous space) under Ext⁡B1(LB/A,N);
  3. for a solution B′, the group of automorphisms of B′ over B compatible with the data is canonically Ext⁡B0(LB/A,N)=Hom⁡B(ΩB/A,N)=Der⁡A(B,N) (Derivation of an algebra, Universal Kähler differential module).

Specializing to deformations of a flat A-algebra B over any square-zero extension A′→A (take N=B⊗AI and for c the canonical A-module map I→B⊗AI, i↦i⋅1; e.g. A and A′ local Artin k-algebras and A′→A small): a flat deformation of B over A′ exists if and only if the obstruction class of B vanishes, and then the set of isomorphism classes of flat deformations of B over A′ is a torsor under Ext⁡B1(LB/A,B⊗AI), with automorphism group Ext⁡B0(LB/A,B⊗AI). If B is finitely presented over A, every such flat lift is finitely presented over A′, without a finite-generation assumption on I.

Facts & Assumptions

Given: a surjective ring map A′→A with square-zero kernel I, a ring map A→B with B flat over A, a B-module N, an A-module map c:I→N, and the Axiom of Choice.

[F1]

Ext⁡Bi(LB/A,N)=Hi(RHom⁡B(LB/A,N)) for the ring-map cotangent complex LB/A, a complex concentrated in degrees ≤0; for i=0,1,2 these groups are computed by the Lichtenbaum-Schlessinger complex, with T1 and T2 as displayed in the Lichtenbaum-Schlessinger item. (Ext groups of the cotangent complex, The Lichtenbaum-Schlessinger complex computes Ext of the cotangent complex in degrees at most two)

[F2]

Ext⁡B0(LB/A,N)≅Hom⁡B(ΩB/A,N)=Der⁡A(B,N), because τ≥−1LB/A is the naive cotangent complex whose degree-0 cohomology is ΩB/A. (Truncation, differentials and the cotangent complex of a smooth morphism, Universal Kähler differential module, Derivation of an algebra)

[F3]

The obstruction and torsor theorem for deformations of ring maps: for a square-zero extension A′→A, an A-algebra B, a B-module N and the prescribed map c:I→N, the solutions form either the empty set or a torsor under Ext⁡B1(LB/A,N) with automorphism group Ext⁡B0(LB/A,N), and the obstruction is a canonical element of Ext⁡B2(LB/A,N). This is Stacks, The Cotangent Complex, Lemma 92.16.1 (tag 08SP), with the affine case of Stacks, Deformation Theory, Lemmas 91.2.1-91.2.3 as its affine inputs; Hartshorne Theorem 10.1(a),(b) independently treats the flat Artin specialization. This is an exact application of the cited source theorem with the given c, not merely its flat specialization. (Square-zero extensions, small extensions and first-order thickenings)

[F4]

For a polynomial presentation R→B with kernel K, choose a free R-module F↠K with kernel Q and Koszul relation submodule F0⊆Q. The Lichtenbaum-Schlessinger complex has terms Q/F0, F⊗RB, and ΩR/A⊗RB in degrees −2,−1,0. The conormal module K/K2 is the cokernel of Q/F0→F⊗RB, rather than its degree-−1 term; it is the degree-−1 term of the naive cotangent complex. (Existence and generators of Kähler differentials, Conormal exact sequence for an algebra quotient, The Lichtenbaum-Schlessinger complex computes Ext of the cotangent complex in degrees at most two, Truncation, differentials and the cotangent complex of a smooth morphism)

Proof

technique · identify the deformation problem with the deformation theory of the ring map $A\to B$, transport the Stacks 92.16 result through the Lichtenbaum-Schlessinger computation of Ext, and specialize to flat deformations
1.1F3given

A solution B′→B of the stated problem is exactly a deformation of the A-algebra B over the square-zero extension A′, in the sense of the ring-map deformation problem of [F3]: the kernel of B′→B is a square-zero ideal identified with N and the induced map I→N is c. Flatness of B over A is the hypothesis under which the problem is the correct deformation problem (a flat deformation of B over A′ has B=B′⊗A′A and N=B⊗AI).

1.2F1F2F3F4given

Applying the obstruction theorem [F3] to this problem gives at once the canonical obstruction class ξ∈Ext⁡B2(LB/A,N) of part (1), the torsor structure under Ext⁡B1(LB/A,N) of part (2), and the automorphism group Ext⁡B0(LB/A,N) of part (3). The identification of the automorphisms with Der⁡A(B,N) is [F2], and the identification of the Ext⁡ groups with the Lichtenbaum-Schlessinger Ti is [F1] with the presentations of [F4].

1.3F3given

For the flat specialization, take N=B⊗AI and c(i)=1⊗i. In a solution, multiplication induces the identity I⊗AB→N; hence its image is the whole kernel and B′/IB′=B. The square-zero flatness criterion, Stacks tag 063Y (affine case), makes B′ flat over A′ since B is flat over A. Conversely flatness identifies IB′ with I⊗AB, so every flat lift is a solution with this canonical kernel identification. Thus steps 1.1 and 1.2 apply to exactly the flat lifts.

2.1step 1.3algebra∎

Suppose additionally B is finitely presented over A. Lift a finite set of algebra generators to B′ and map P′=A′[t1,…,tr]→B′. Its image C satisfies B′=C+IB′; since I2=0 and C contains A′, this implies IB′=IC⊂C and the map is surjective. Let J be its kernel. Flatness of B′ gives J∩IP′=IJ: a tensor in I⊗A′P′ whose product lies in J maps to zero in I⊗A′B′ by injectivity of multiplication for the flat module B′, and right exactness lifts it from I⊗A′J. Hence J/IJ is the kernel of A[t1,…,tr]→B, so is finitely generated. Lift its finitely many generators to J, with generated ideal J0. Then J/J0=I(J/J0)=I2(J/J0)=0, so J=J0 and B′ is finitely presented. This proves the added finiteness assertion without assuming finite generation of I. Choice is inherited from the cotangent and derived-Hom suppliers.

Source application. The exact source theorem Stacks tag 08SP, read with its full proof, applies to arbitrary N and c. Its proof constructs the obstruction as the image of the extension datum under the long exact Ext sequence of the transitivity triangle; its torsor and automorphism assertions use the naive-cotangent comparison. The flat specialization additionally uses the square-zero flatness criterion: with B flat over A and kernel B⊗AI, the induced multiplication I⊗AB→ker⁡(B′→B) is the identity, which is the flatness criterion for B′ over A′.

TheoremStatement: Literature-sourcedProof: AI-adaptedprecheck passOpen item page →

First-order deformations are controlled by Ext^1 of the cotangent complex

Statement

Assume the Axiom of Choice (supplying Dependent Choice, The Axiom of Choice, AC implies DC implies countable choice). Let k be a field and let X be a k-scheme that is flat and locally of finite presentation over k (Flat morphism of schemes, Locally finite presentation morphisms). Let I be a k-vector space and k[I]=k⊕I the trivial square-zero extension (Square-zero extensions, small extensions and first-order thickenings). Then there is a canonical bijection Def⁡X(k[I])iso  ≅  Ext⁡OX1(LX/k,OX⊗kI) between isomorphism classes of deformations of X over Spec⁡k[I] and the first Ext group of the cotangent complex (Deformations of schemes and the infinitesimal deformation functor, The cotangent complex of a morphism of schemes, Ext groups of the cotangent complex), carrying the trivial deformation to 0; for the dual numbers this reads TX1=Ext⁡OX1(LX/k,OX). The bijection is natural under isomorphisms of X and covariant in the coefficient vector space I (a k-linear map I→I′ induces the augmentation-preserving map k[I]→k[I′] and hence the base-change map Def⁡X(k[I])→Def⁡X(k[I′])). This statement allows arbitrary, including infinite-dimensional, I; on finite-dimensional coefficient spaces the covariance restricts to the corresponding morphisms of small extensions. Moreover, for the dual numbers, the infinitesimal automorphism group of the trivial deformation is Ext⁡OX0(LX/k,OX)=Der⁡k(OX,OX), and for X smooth over k the theorem specializes to the Kodaira-Spencer description TX1≅H1(X,TX/k) with TX/k=Hom(ΩX/k1,OX).

Facts & Assumptions

Given: a field k, a flat locally finitely presented k-scheme X, a k-vector space I, the trivial square-zero extension k[I], and the Axiom of Choice.

[F1]

For an augmented k-algebra B→k, Def⁡X(B) is the groupoid of flat locally finitely presented B-schemes with a specified identification of their special fibre with X, and isomorphisms inducing the identity on that fibre. This definition applies to B=k[I] for every k-vector space I, without a finite-dimensionality assumption. In particular, TX1=Def⁡X(k[ϵ])iso and Inf⁡X is the automorphism group of the trivial deformation. (Deformations of schemes and the infinitesimal deformation functor)

[F2]

The affine case: for a flat ring map k→B the deformations of B over k[I] form, since the trivial deformation exists, a torsor under Ext⁡B1(LB/k,B⊗kI) with automorphism group Ext⁡B0(LB/k,B⊗kI)=Der⁡k(B,B⊗kI). If B is finitely presented over k, every such flat lift is finitely presented over k[I]: the affine supplier's specialization applies to any square-zero extension, so it applies to k[I]→k even when I is infinite-dimensional. (Deformations of algebras: obstruction in degree two and torsor structure in degree one, Derivation of an algebra)

[F3]

The exact cited ringed-space extension theorem, Stacks tag 08UZ, gives the global lifting torsor under Ext⁡1 and automorphisms Ext⁡0. Flat scheme deformations are among its ringed-space extensions with coefficient OX⊗kI and the prescribed canonical map from I; effective Zariski descent identifies these with the local scheme deformation groupoids. (Flat deformations form a Zariski sheaf of groupoids)

[F4]

For smooth X over k one has LX/k≃ΩX/k1[0] with ΩX/k1 locally free of finite rank, so Ext⁡OXi(LX/k,M)≅Hi(X,Hom(ΩX/k1,M)); the differentials ΩX/k1 are locally free by smoothness. (Truncation, differentials and the cotangent complex of a smooth morphism, Ext of a locally free cotangent sheaf via sheaf cohomology, Smooth morphism of schemes)

Proof

technique · prove the affine statement as a torsor based at the trivial deformation, glue it over an affine cover by descent and the exact global ringed-space extension theorem, then specialize to the smooth case
1.1F1F2given

Affine case. Let X=Spec⁡B be affine over k. By [F2] the deformations of B over k[I] form a torsor under Ext⁡B1(LB/k,B⊗kI) once nonempty, and the trivial deformation B⊗kk[I] provides a base point; transporting the torsor structure along this base point gives a canonical bijection Def⁡X(k[I])iso≅Ext⁡B1(LB/k,B⊗kI)=Ext⁡OX1(LX/k,OX⊗kI) carrying the trivial class to 0, together with the identification of the automorphism group of the trivial deformation with Ext⁡0. The affine ring/sheaf Ext equality uses the affine derived quasi-coherent equivalence recorded in The cotangent complex of a morphism of schemes and the affine cotangent comparison. A square-zero thickening of this affine special fibre is affine by Stacks tag 04EW, and the finite-presentation assertion in Deformations of algebras: obstruction in degree two and torsor structure in degree one ensures the stipulated local finiteness.

2.1F1F3step 1.1

Global case. For a general flat locally finitely presented X, use the ringed-space extension classification of Stacks tag 08UZ. The exact cited source theorem 08UZ applies to the thickening Spec⁡k⊆Spec⁡k[I] with coefficient OX⊗kI and its canonical map from I. A ringed-space solution is an extension 0→G→A→OX→0 with square-zero kernel G=OX⊗kI, which is quasi-coherent. Stacks tag 04EW (the square-zero scheme criterion) therefore makes (X,A) a scheme, with the corresponding opens over affine charts of X also affine. The prescribed map from I induces the identity OX⊗kI→G, so Stacks tag 063Y gives flatness over k[I] and reduction exactly X. On affine finite-presentation charts, the finite-presentation assertion of Deformations of algebras: obstruction in degree two and torsor structure in degree one gives finite presentation of the lift. Conversely every flat lift has this canonical kernel by the same flatness criterion. Thus the ringed-space solutions and the required scheme lifts are the same groupoid. This argument applies also to infinite-dimensional I. The source theorem computes the extension classes as a torsor under Ext⁡OX1(LX/k,OX⊗kI); consequently the isomorphism classes of global deformations are in canonical bijection with that group, the trivial deformation supplying the distinguished origin. Naturality under isomorphisms of X and covariance in I follow from the functoriality of base change on augmented bases and of the extension classification. In finite-dimensional cases this includes the corresponding morphisms of small extensions. This proves the first-order classification.

3.1F3F4step 2.1∎

Infinitesimal automorphisms and the smooth specialization: the automorphism statement is the Ext⁡0 part of [F2] and [F3] at the trivial deformation, and Ext⁡OX0(LX/k,OX)=Der⁡k(OX,OX) is the affine identification glued over the cover. If X is smooth over k, [F4] gives LX/k≃ΩX/k1[0] and hence TX1≅Ext⁡1(LX/k,OX)≅H1(X,Hom(ΩX/k1,OX))=H1(X,TX/k), the Kodaira-Spencer description. The Axiom of Choice is used only through the declared derived-Hom and Cech suppliers.

Source application. The global extension classification uses Stacks tag 08UZ directly, read with its proof; it applies on arbitrary ringed spaces and does not require a finite affine cover of X. A map I→I′ gives base change along k[I]→k[I′], so the coefficient variance is covariant.

TheoremStatement: Literature-sourcedProof: AI-adaptedprecheck passOpen item page →

Obstructions to deformations lie in Ext^2 of the cotangent complex

Statement

Assume the Axiom of Choice (supplying Dependent Choice, The Axiom of Choice, AC implies DC implies countable choice). Let k be a field, let A′→A be a small extension of local Artin k-algebras with residue field k and kernel I (Square-zero extensions, small extensions and first-order thickenings), and let X be a flat, locally finitely presented A-scheme (Flat morphism of schemes, Locally finite presentation morphisms). Put X0=X×Spec⁡ASpec⁡k and regard X as the specified deformation of X0 over A. The relative lifting problem is to lift this whole A-scheme X across A′→A, with the reduction identified with X (the relative convention in Deformations of schemes and the infinitesimal deformation functor). There is a canonical obstruction class o(X)∈Ext⁡OX2(LX/A,OX⊗AI) whose vanishing is necessary and sufficient for such a lift to exist (Ext groups of the cotangent complex). If a lift exists, then the set of its isomorphism classes, with the reduction identification fixed, is a torsor under Ext⁡OX1(LX/A,OX⊗AI), and the automorphism group of a lift inducing the identity on the specified reduction X is Ext⁡OX0(LX/A,OX⊗AI)=Hom⁡OX(ΩX/A1,OX⊗AI)=Der⁡A(OX,OX⊗AI). The construction is natural under isomorphisms of the specified lifting datum and functorial in the small extension, and for each specified extension the obstruction is the boundary of its extension datum in the long exact Ext sequence of the transitivity triangle. Vanishing criterion: if Ext⁡OX2(LX/A,OX⊗AI)=0 then the specified A-scheme X lifts to A′ (the relative deformation problem is smooth in that degree); for X smooth over A the obstruction group is H2(X,TX/A⊗AI).

Facts & Assumptions

Given: a small extension A′→A of local Artin k-algebras with residue field k and kernel I, a flat locally finitely presented A-scheme X (viewed as a specified deformation of its special fibre over A), and the Axiom of Choice.

[F1]

The affine obstruction theorem: for a flat ring map A→B and a square-zero extension A′→A with kernel I, the relative lifts of the specified A-algebra B to A′ (with their reduction identified with B) have a canonical obstruction class in Ext⁡B2(LB/A,B⊗AI) whose vanishing is equivalent to existence of a lift, and the isomorphism classes of lifts form a torsor under Ext⁡1 with automorphisms over B given by Ext⁡0=Der⁡A(B,B⊗AI). (Deformations of algebras: obstruction in degree two and torsor structure in degree one, Derivation of an algebra)

[F2]

Flat deformations over A′ satisfy effective Zariski descent, and the exact cited source theorem Stacks tag 08UZ classifies the global ringed-space extensions by the groups Ext⁡2 and Ext⁡1 of the cotangent complex. (Flat deformations form a Zariski sheaf of groupoids)

[F3]

LX/A is glued from the affine complexes LOX(U)/OS(V) with the canonical affine comparison isomorphisms, and Ext⁡OXi(LX/A,−) is the cohomology of the derived Hom. (The cotangent complex of a morphism of schemes, Ext groups of the cotangent complex)

[F4]

For X smooth over A one has LX/A≃ΩX/A1[0] with ΩX/A1 locally free of finite rank, so Ext⁡OXi(LX/A,M)≅Hi(X,TX/A⊗M). (Truncation, differentials and the cotangent complex of a smooth morphism, Ext of a locally free cotangent sheaf via sheaf cohomology, Smooth morphism of schemes)

Proof

technique · apply the global ringed-space obstruction theorem and verify that its solutions are precisely flat scheme lifts of local finite presentation
1.1F1given

Affine case. If X=Spec⁡B is affine over A, the relative lifting problem for this specified A-scheme is exactly the affine problem of [F1]; hence there is a canonical obstruction class o(X)∈Ext⁡B2(LB/A,B⊗AI) vanishing if and only if a lift exists, and when it does the isomorphism classes of lifts form a torsor under Ext⁡1 with automorphism group over X given by Ext⁡0=Der⁡A(B,B⊗AI).

2.1F2F3step 1.1

Global case. For a general X, choose an affine open cover. On each member the specified A-scheme restricts to the affine lifting problem of step 1.1; the local obstruction classes transform by the canonical isomorphisms of the local cotangent complexes on overlaps. By the exact cited ringed-space extension theorem 08UZ, with G=OX⊗AI and the canonical map I→G, the global obstruction is the single class o(X)∈Ext⁡OX2(LX/A,OX⊗AI) obtained as the boundary of the prescribed extension datum in the long exact Ext sequence of the transitivity triangle Lf∗LA/A′→LX/A′→LX/A, and its vanishing is equivalent to the existence of a ringed-space solution. A ringed-space solution is an extension 0→G→A→OX→0 with square-zero kernel G=OX⊗AI, which is quasi-coherent. Stacks tag 04EW (the square-zero scheme criterion) therefore makes (X,A) a scheme, with the corresponding opens over affine charts of X also affine. The prescribed map from I induces the identity OX⊗AI→G, so Stacks tag 063Y gives flatness over A′ and reduction exactly X. On affine finite-presentation charts, the finite-presentation assertion of Deformations of algebras: obstruction in degree two and torsor structure in degree one gives finite presentation of the lift. Conversely every flat lift has this canonical kernel by the same flatness criterion. Thus the ringed-space solutions and the required scheme lifts are the same groupoid. The isomorphism classes of lifts and their automorphisms over X glue in the same way, giving a torsor under Ext⁡1 and automorphism group Ext⁡0=Der⁡A(OX,OX⊗AI).

3.1F2F3step 2.1

Naturality under isomorphisms of the specified A-scheme and functoriality in the small extension follow from the functoriality of the affine construction and of the gluing, both computed from the chart data; no functoriality for a bare morphism between underlying schemes is asserted. The boundary description is the construction in the full proof of Stacks tag 08UZ; its naturality supplies the stated compatibility for morphisms of the specified square-zero lifting data. If Ext⁡2=0 then o(X)=0, so this specified A-scheme lifts.

4.1F4step 2.1∎

For X smooth over A, [F4] identifies Ext⁡OX2(LX/A,OX⊗AI)≅H2(X,TX/A⊗AI), TX/A=Hom(ΩX/A1,OX); substituting into step 2.1 gives the smooth-case obstruction statement. The Axiom of Choice is used only through the declared derived-Hom and Cech suppliers.

Source application. The global obstruction and torsor assertions use the exact source theorem Stacks tag 08UZ with its full proof, rather than inferring existence of global lifts merely from local cohomology. That proof constructs the obstruction as the boundary of the prescribed extension datum under the transitivity triangle. No claim about a composite that is not square-zero is made.

CorollaryStatement: Literature-sourcedProof: AI-adaptedprecheck passOpen item page →

Deformation cohomology of a smooth scheme: tangent, obstruction and automorphism spaces

Statement

Assume the Axiom of Choice (supplying Dependent Choice, The Axiom of Choice, AC implies DC implies countable choice). Let k be a field and let X be a smooth k-scheme, flat and locally of finite presentation over k (Smooth morphism of schemes, Flat morphism of schemes). Then for every small extension A′→A of local Artin k-algebras with kernel I and every deformation ξ of X over A, write XA for its total space and TX/k=Hom(ΩX/k1,OX). Then:

  1. Ext⁡OXA0(LXA/A,OX⊗kI)≅H0(X,TX/k⊗kI)=Der⁡A(OXA,OX⊗kI) governs infinitesimal automorphisms;
  2. first-order deformations satisfy TX1≅H1(X,TX/k) (Kodaira-Spencer);
  3. the obstruction o(ξ) lies in H2(X,TX/k⊗kI); in particular if H2(X,TX/k⊗kI)=0 then every deformation of X over A lifts to A′.

For X smooth and proper over k the three groups H0,H1,H2 of the tangent sheaf are finite-dimensional and are the classical deformation-theoretic spaces.

Facts & Assumptions

Given: a field k, a smooth flat locally finitely presented k-scheme X, a small extension A′→A of local Artin k-algebras with kernel I, a deformation ξ of X over A, and the Axiom of Choice.

[F1]

The first-order theorem identifies TX1 with Ext⁡1(LX/k,OX). For a flat deformation XA, the obstruction theorem assigns an obstruction in Ext⁡OXA2(LXA/A,OXA⊗AI), a lifting torsor under degree-one Ext and infinitesimal automorphisms given by degree-zero Ext. (First-order deformations are controlled by Ext^1 of the cotangent complex, Obstructions to deformations lie in Ext^2 of the cotangent complex)

[F2]

For smooth X over A one has LX/A≃ΩX/A1[0] and ΩX/A1 is locally free of finite rank. (Truncation, differentials and the cotangent complex of a smooth morphism, Differentials of a smooth morphism)

[F3]

For a locally free finite-rank F and any quasi-coherent M, Ext⁡OXi(F,M)≅Hi(X,Hom(F,M))=Hi(X,F∨⊗M); in particular with F=ΩX/A1 one gets Ext⁡i(LX/A,M)≅Hi(X,TX/A⊗M) with TX/A=Hom(ΩX/A1,OX). (Ext of a locally free cotangent sheaf via sheaf cohomology)

[F4]

If X is proper over k and F is coherent, then Hq(X,F) is finite-dimensional over k for every q. (Finite-dimensional coherent cohomology over a field, Coherent module sheaves)

Proof

technique · combine the two deformation theorems with the smooth-case computation of the cotangent complex and the Ext-via-cohomology formula; record finite-dimensionality separately for proper $X$
1.1F1F2F3given

The total space XA is smooth over A: it is flat and locally finitely presented by the definition of a deformation (Deformations of schemes and the infinitesimal deformation functor), and the sole geometric fibre is the smooth special fibre X. The fibre criterion in the smooth-morphism definition gives smoothness. Its differential sheaf is finite locally free, and its restriction to X is ΩX/k1 by differential base change (Kähler differentials commute with scalar base change). Since the kernel I of a small extension is annihilated by the maximal ideal of A, the coefficient sheaf OXA⊗AI is canonically the pushforward of OX⊗kI on the same underlying topological space. Applying the smooth-cotangent and finite locally free Ext formulas [F2] and [F3] therefore gives the degree-0 and degree-2 groups Hi(X,TX/k⊗kI). The automorphism and obstruction assertions then follow from [F1].

2.1F1F2F3step 1.1

For the dual numbers, the first-order theorem [F1] and the same smooth computation give TX1≅H1(X,TX/k). If the degree-2 group in step 1.1 vanishes, the obstruction is zero and [F1] supplies a lift.

3.1F2F4step 1.1step 2.1∎

If X is smooth and proper over k, it is locally of finite presentation over the field k. Its affine chart rings are therefore quotients of finite-variable polynomial rings over k, which are Noetherian by iteration of Hilbert basis theorem: if R is Noetherian then R[x] is Noetherian and Every quotient and every localisation of a Noetherian ring is Noetherian. Thus X is locally Noetherian, so its finite locally free tangent sheaf is coherent by the locally Noetherian clause of Coherent module sheaves. Applying [F4] to TX/k makes H0,H1,H2 finite-dimensional over k. The Axiom of Choice is inherited from the declared suppliers.

CorollaryStatement: Literature-sourcedProof: AI-adaptedprecheck passOpen item page →

Vanishing of the deformation tangent space forces rigidity of deformation classes

Statement

Assume the Axiom of Choice (supplying Dependent Choice, The Axiom of Choice, AC implies DC implies countable choice). Let k be a field and let X be a quasi-compact, separated k-scheme, flat and locally of finite presentation over k (Flat morphism of schemes), with Ext⁡OX1(LX/k,OX)=0. Then for every local Artin k-algebra A with residue field k (Left and right Artinian rings, A local ring is a nonzero commutative ring with a unique maximal ideal) the deformation groupoid Def⁡X(A) has exactly one isomorphism class: every deformation of X over Spec⁡A is isomorphic to the trivial deformation X×kSpec⁡A (Deformations of schemes and the infinitesimal deformation functor). Equivalently X is rigid up to isomorphism. The conclusion concerns isomorphism classes only: the first-order infinitesimal automorphism group is Ext⁡OX0(LX/k,OX), which need not vanish, so the deformation groupoid is not trivial in general (see the companion counterexample).

Facts & Assumptions

Given: a field k, a quasi-compact separated flat locally finitely presented k-scheme X with Ext⁡OX1(LX/k,OX)=0, and the Axiom of Choice.

[F1]

For a small extension A′→A and a specified deformation Y over A, the relative lifts fixing the entire A-scheme Y form, when nonempty, a torsor on isomorphism classes under Ext⁡OY1(LY/A,OY⊗AI). (Deformations of schemes and the infinitesimal deformation functor, Obstructions to deformations lie in Ext^2 of the cotangent complex)

[F2]

Every surjection A′→A of local Artin k-algebras with residue field k factors as a composition of small extensions, and mA′N=0 for some N; the intermediate quotient rings are again local Artin k-algebras with residue field k. (Square-zero extensions, small extensions and first-order thickenings, Left and right Artinian rings)

[F3]

Ext⁡OX1(LX/k,OX⊗kI)≅Ext⁡OX1(LX/k,OX)⊗kI=0 for a finite-dimensional k-vector space I: tensoring a complex with a finite-dimensional vector space is a finite direct sum, and Ext commutes with finite direct sums. (Deformations of schemes and the infinitesimal deformation functor, Obstructions to deformations lie in Ext^2 of the cotangent complex)

[F4]

For A=k the only deformation of X over Spec⁡k is X itself, so Def⁡X(k) has exactly one isomorphism class, and the trivial deformation over any A exists. (Deformations of schemes and the infinitesimal deformation functor)

Proof

technique · induct on the length of $A$ using the factorization into small extensions; at each step the fibre over the trivial class is a nonempty torsor under a vanishing Ext^1 group
1.1base

Base case. For A=k a deformation of X over Spec⁡k is a scheme X′ flat and locally finitely presented over k isomorphic to X; hence Def⁡X(k) has exactly one isomorphism class, the trivial one. [F4, given]

1.2ih

Inductive hypothesis. Let n≥1 and assume that for every local Artin k-algebra B with residue field k and length n, every deformation of X over B is isomorphic to the trivial deformation. [F2, given]

2.1F1F2F3step 1.2choose

Inductive step. Let A′ have length n+1>1. Its maximal ideal m is nonzero and nilpotent by [F2]. Choose the last nonzero power mr and a nonzero v∈mr; then mv=0, so I=kv is an ideal of A′ of length one. Since I⊆m and mI=0, also I2=0. The quotient A=A′/I has length n, and A′→A is a small extension. The reduction ξˉ of a deformation ξ over A′ is trivial by step 1.2. Fix an isomorphism of this reduction with X×kSpec⁡A. The trivial deformation over A′ is one relative lift of that specified A-deformation, so the set of relative lifts fixing it is nonempty. For the trivial family Y=X×kSpec⁡A, flat base change gives LY/A≃LX/k⊗kA (The cotangent complex of a morphism of schemes). The coefficient sheaf is the pushforward of OX⊗kI from the closed special fibre i:X→Y. The derived pullback/pushforward adjunction, Stacks tag 079W, gives Ext⁡Yq(LY/A,i∗M)≅Ext⁡Xq(Li∗LY/A,M) for every q. Here Ri∗M=i∗M because the closed special fibre has the same underlying topological space as Y, so i∗ is exact restriction of scalars. Also Li∗LY/A≃LX/k by the flat-base-change identification and its special-fibre restriction. This uses the derived adjunction; exactness of i∗ alone does not imply that it preserves injectives. Therefore the isomorphism classes in this relative lift fibre form a torsor under Ext⁡OX1(LX/k,OX⊗kI)=0 by [F3], and hence have a single element. Forgetting the chosen reduction isomorphism shows that ξ is trivial. This proves the inductive step.

3.1discharge-induction∎

Conclusion of the induction. Steps 1.1 and 2.1 show that the statement holds for local Artin k-algebras of residue field k and every positive length n, hence for every local Artin k-algebra A with residue field k: all deformations of X over Spec⁡A are isomorphic to the trivial deformation. The conclusion is about isomorphism classes; the first-order infinitesimal automorphism group is Ext⁡0, which is not assumed to vanish, so the groupoid itself need not be trivial. The Axiom of Choice is used only through the declared deformation-theoretic supplier. [F1, F4, step 2.1]

LemmaStatement: Literature-sourcedProof: AI-adaptedprecheck passjudge pass (gpt-6.1-sol)Open item page →

Tangent and obstruction spaces for hypersurface deformations

Statement

Assume the Axiom of Choice, inherited from the projective-space cohomology suppliers (The Axiom of Choice). Let k be a field, n≥2, d≥1, let f∈S=k[x0,…,xn] be homogeneous of degree d, let X=Z(f)⊆Pkn, and assume X smooth over k of pure dimension n−1. Then the embedded deformation functor of X in the fixed Pkn (Embedded deformations of a closed subscheme) has:

  1. tangent space H0(X,NX/Pn) at the trivial deformation, and NX/Pn≅OX(d), so the tangent space is H0(X,NX/Pn)≅H0(X,OX(d))≅(S/(f))d,dim⁡k=(n+dn)−1;
  2. vanishing obstruction space H1(X,NX/Pn)=H1(X,OX(d))=0, with the embedded deformation functor formally smooth and unobstructed: every embedded deformation over a small extension extends;
  3. for the abstract deformation functor of X as a k-scheme instead the tangent space is Ext⁡OX1(LX/k,OX)≅H1(X,TX/k) and the obstruction group is H2(X,TX/k) (Deformation cohomology of a smooth scheme: tangent, obstruction and automorphism spaces); the two problems are related by the normal bundle sequence 0→TX→i∗TPn→NX/Pn→0 (Conormal sequence for a closed immersion), which need not have vanishing maps, so the embedded and abstract deformation spaces are different in general.

Facts & Assumptions

Given: a field k, n≥2, d≥1, a homogeneous form f∈S of degree d with X=Z(f)⊆Pkn smooth of pure dimension n−1, and the Axiom of Choice.

[F1]

The embedded deformation functor of X in Pn is isomorphic to the equation-deformation functor R↦{F∈(S⊗kR)d:F≡f mod mR}/(R×), it is formally smooth and unobstructed, and its tangent space at the trivial deformation is (S/(f))d≅H0(X,OX(d)) of dimension (n+dn)−1. (Embedded flat deformations of a smooth hypersurface are deformations of its equation)

[F2]

NX/Pn=HomOX(I/I2,OX)≅OX(d) with I/I2≅OX(−d) invertible, H0(X,OX(d))≅(S/(f))d of the stated dimension, and H1(X,OX(d))=0. (Cohomology of twists on a smooth hypersurface, Internal Hom of module sheaves, Locally free sheaves of finite rank, degree projective hypersurface)

[F3]

For the smooth k-scheme X the abstract deformation tangent space is Ext⁡OX1(LX/k,OX)≅H1(X,TX/k) and the obstruction group is H2(X,TX/k). (Deformation cohomology of a smooth scheme: tangent, obstruction and automorphism spaces)

[F4]

For the smooth closed immersion i:X↪Pkn the normal bundle sequence 0→TX→i∗TPn→NX/Pn→0 is exact. (Conormal sequence for a closed immersion, Smooth closed immersion is regular with exact conormal sequence, Smooth morphism of schemes)

[F5]

Projective space is smooth by its polynomial charts and the Jacobian criterion with no relations (Relative Jacobian criterion with its presentation hypothesis). For Pk1, H1(Pk1,O(2))=0. (Cohomology of O(d) on projective space)

Proof

technique · read the tangent and obstruction spaces of the embedded functor from the equation functor and the normal-sheaf computation, and compare with the abstract deformation spaces through the normal bundle sequence
1.1F1F2given

Tangent space and normal sheaf. By [F1] the tangent space of the embedded deformation functor at the trivial deformation is (S/(f))d≅H0(X,OX(d)), of dimension (n+dn)−1; by [F2] the normal sheaf is NX/Pn≅OX(d), so H0(X,NX/Pn)≅H0(X,OX(d)) has the same dimension. This proves part (1).

1.2F1F2given

Obstruction space and formal smoothness. By [F2], H1(X,NX/Pn)=H1(X,OX(d))=0; independently, [F1] proves that the equation functor is formally smooth and unobstructed, so every embedded deformation over a small extension extends. This proves part (2).

2.1F2F3F4step 1.1

Comparison with abstract deformations. By [F3] the abstract deformation functor has tangent space H1(X,TX/k) and obstruction group H2(X,TX/k); [F4] provides the normal bundle sequence relating TX, i∗TPn and NX/Pn. No injectivity or surjectivity of the comparison map between embedded and abstract deformations is asserted, since the maps in the normal bundle sequence need not vanish; the two deformation problems are therefore different in general, as claimed in part (3).

3.1F3F5step 1.1algebra∎

For an explicit difference, take the line X=Z(x0)⊂Pk2, which is Pk1. Its embedded tangent space has dimension (32)−1=2 by step 1.1. On the two standard charts of P1, use coordinates u and v=u−1. The tangent frames satisfy ∂v=−u2∂u, so after changing one frame by −1 the tangent line bundle is O(2) (the standard twisting transition is u2). Thus [F5] gives H1(X,TX)=0, while the embedded tangent space has dimension two. This proves the claimed difference in general without identifying the two functors. Choice is inherited from the cited suppliers.

5 · Examples, counterexamples and false statements

None yet.

Sources