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Deformation Theory of Schemes and Obstruction Spaces
1 · Prerequisites
- Abelian Categories
- Adjunctions Units and Counits
- Affine Schemes and the Structure Sheaf
- Algebraic Closure, Embeddings, and Separability
- Algebraic Differentials Separability and Smooth Local Presentations
- Algebraic Extensions, Extension Degree, and Finite Fields
- Algebraic Spaces, Stacks, and Derived Algebraic Geometry Foundations
- Artinian Rings and Length
- Associated Primes and Primary Decomposition
- Binary Operations, Monoids, Groups and Subgroups
- Cardinal Arithmetic, Cofinality and the Alephs
- Cartier and Weil Divisors Line Bundles and Picard Groups
- Categories, Functors and Natural Transformations
- Chain Complexes and Homology
- Chain Conditions, Semisimple Modules and the Wedderburn–Artin Theorem
- Chain Homotopy and the Homotopy Category
- Cohomology of Quasi Coherent Sheaves on Affine and Projective Schemes
- Compactness
- Compactness in Metric Spaces
- Congruences, the Integers Modulo n and the Chinese Remainder Theorem
- Construction of the Natural Numbers
- Construction of the Real Numbers via Cauchy Sequences
- Construction of the Real Numbers via Dedekind Cuts
- Cosets, Index and Lagrange's Theorem
- Countability and Uncountability
- Cyclic Groups and Direct Products
- Dedekind Domains and Ideal Classes
- Delta Functors and Universality
- Depth and Cohen Macaulay Modules
- Derived Categories
- Derived Functors
- Determinants of Matrices over a Commutative Ring
- Diagonals Separated Morphisms and Valuative Uniqueness
- Divisibility, Euclidean Domains, Principal Ideal Domains and Unique Factorisation
- Divisibility, Greatest Common Divisors and Bézout's Identity
- Double Complexes Exact Couples and Convergence
- Eigenvalues, Eigenvectors and the Characteristic Polynomial
- Exactness and the Member Calculus
- Ext and Balanced Resolutions
- Fibre Products Base Change and Scheme Theoretic Fibres
- Finite Counting, Factorials and Binomial Coefficients
- Finite Fields and Cyclotomic Extensions
- Finite Proper and Projective Morphisms
- Flat Smooth and Etale Morphisms
- Flatness and Faithful Flatness
- Foundations of the Real Numbers for Analysis
- Free Modules, Exact Sequences, Projective and Injective Modules
- Grothendieck Spectral Sequences and Computations
- Group Actions, Orbits, Stabilisers and Cayley's Theorem
- Group Homomorphisms and the Isomorphism Theorems
- Homogeneous Resultants and Projective Intersection Length
- Ideals, Quotient Rings and the Isomorphism Theorems for Rings
- Integral Extensions and Going Up
- Kahler Differentials Conormal Sequences and Infinitesimal Lifting
- Koszul Complexes and Regular Sequences
- Krull Dimension and Height Theorems
- Limits and Colimits
- Linear Independence, Bases and Dimension
- Linear Transformations, Rank-Nullity and Quotient Spaces
- Localisation of Modules and Support
- Long Exact Sequences in Homology
- Mapping Cones Cylinders and Chain Triangles
- Metric Spaces
- Modules over a Principal Ideal Domain and the Canonical Forms
- Modules, Submodules, Quotient Modules and the Isomorphism Theorems
- Noether Normalisation and Nullstellensatz
- Noetherian Rings and Hilbert Basis
- Normal Subgroups and Quotient Groups
- Order, Zorn's Lemma, and the Axiom of Choice
- Ordinal Arithmetic and the First Uncountable Ordinal
- Ordinals, Cardinals, and Transfinite Recursion
- Polynomial Rings, the Division Algorithm and Roots
- Preadditive and Additive Categories and Biproducts
- Presheaves Sheaves Stalks and Sheafification
- Prime Spectra and Radicals
- Primes, Euclid's Lemma and the Fundamental Theorem of Arithmetic
- Proj Projective Schemes Twisting Sheaves and Ampleness
- Projective Algebraic Sets Projective Morphisms and Cones
- Projective and Injective Resolutions
- Quasi Coherent and Coherent Sheaves and Vector Bundles
- Rees Modules Artin Rees and Hilbert Samuel Theory
- Reflective Subcategories and the Adjoint Functor Theorems
- Regular Local Rings and Homological Dimension
- Relations, Functions, and Quotients
- Rings, Subrings, Integral Domains and Fields
- Roots, Rational Powers, and Classical Inequalities
- Schemes Subschemes and Morphisms Locally of Finite Type
- Sheaf Cohomology Cech Cohomology and Comparison
- Sheaf Operations Exactness Ringed Spaces and Module Pullback
- Simple Field Extensions and the Construction of the Complex Numbers
- Smooth-Projective Serre Duality and Flag-Variety Line Bundles
- Spectral Sequences
- Splitting Fields
- Subobject Lattices Generators and the Grothendieck Axioms
- Subspaces, Products, and Quotients
- Suprema and Infima
- Symmetric Groups, Cycle Decomposition and the Sign Homomorphism
- Tensor Products of Modules
- The Determinant of a Linear Operator, Cofactors and Cramer's Rule
- The Diagram Lemmas in an Abelian Category
- The Field of Fractions and Localisation
- The Fundamental Theorem of Algebra
- The Fundamental Theorem of Finite Abelian Groups
- The Holomorphic Inverse Function Theorem and Weierstrass Preparation
- The ZFC Axioms and the Basic Set Constructions
- Topological Spaces and Continuity
- Tor Flatness and Global Dimension
- Triangulated Categories
- Universal Coefficients and Kunneth Theorems
- Universal Properties, Representables and the Yoneda Lemma
- Valuation Rings and Discrete Valuation Rings
- Vector Spaces, Linear Subspaces, Span and Direct Sums
- Yoneda Extensions and Homological Dimension
- Zariski Tangent Spaces, Regular Points, Smoothness, and Bertini
- Zariski Topology on Prime Spectra
2 · Summary
Deformation theory measures the flat families through which a scheme moves. This page fixes the conventions first: square-zero extensions and small extensions of local Artin algebras with their factorization property, first-order thickenings of schemes with their conormal sheaves, the groupoid of flat deformations of a scheme over a small extension, its tangent space and its infinitesimal automorphism group, and the embedded (Hilbert-scheme) deformation problem of a closed subscheme inside a fixed ambient scheme. Flat deformations satisfy effective Zariski descent, so the global deformation groupoid is computed from affine local data and their gluing.
The second block introduces the cotangent complex of a morphism of schemes, constructed by the sheaf-ring standard resolution and compared with the ring-map complexes over affine charts, and its Ext groups. For a ring map the truncation of the cotangent complex is the naive cotangent complex and computes and ; for a smooth morphism the complex reduces to the sheaf of relative differentials in degree zero, and for a locally free sheaf the Ext groups are sheaf cohomology of the Hom sheaf. The Cech hypercohomology of an affine cover assembles the local Ext classes into the global groups, and the Lichtenbaum-Schlessinger complex from a presentation computes the same groups in degrees at most two.
The classification theorems follow: first-order deformations are classified by of the cotangent complex, obstructions lie in , the lifts form an -torsor, and automorphisms are given by (derivations in the affine case). For a smooth scheme this is the classical Kodaira-Spencer description with obstructions in , and vanishing of forces rigidity of isomorphism classes. The page closes with the hypersurface analysis: embedded flat deformations of a smooth hypersurface in fixed projective space are deformations of its equation, the tangent space is the graded piece of dimension , the obstruction group vanishes so the embedded functor is unobstructed, and the abstract and embedded problems are compared through the normal bundle sequence.
3 · Logical flowchart
4 · Definitions, theorems and proofs
Square-zero extensions, small extensions and first-order thickenings
Definition
Assume the Axiom of Choice as inherited from the cited scheme and flat-base-change suppliers (The Axiom of Choice). Let be a field. A surjective homomorphism of commutative unital rings (Commutative ring, Ring homomorphism: additive, multiplicative, and required to send to ) with kernel satisfying is a square-zero extension. Then carries an -module structure: is an ideal of , hence an -module, and because the action of on factors through . The trivial square-zero extension of by an -module is the ring with multiplication the axioms hold because is an -module and , and the projection is a surjective ring map with kernel , so that is a square-zero extension of by . If is any square-zero extension and admits a unital ring section , the map , , is an isomorphism of -algebras onto carrying the multiplication of ; no such choice is part of the definition.
Small extensions. The standard deformation-theoretic convention fixes a base category of local Artin -algebras with residue field (Left and right Artinian rings, A local ring is a nonzero commutative ring with a unique maximal ideal), and a square-zero extension with is small when is annihilated by the maximal ideal of . The finiteness built into is part of the convention: assuming as in the deformation-theoretic setup that and are finite-dimensional over , the -module structure on factors through because , so is a -subspace of the finite-dimensional -vector space ; thus is a finite-dimensional -vector space. The kernel is allowed to be zero, in which case is an isomorphism. This notion is weaker than the convention that additionally requires to be nonzero and principal; the factorization statement below holds in the weaker form used here.
The basic example is the dual numbers , , with the augmentation sending to ; its kernel is annihilated by . More generally, for a -vector space the projection exhibits as a square-zero extension of with kernel , and it is small exactly when is finite-dimensional over , since is then a finite-dimensional local Artin -algebra with residue field (and conversely a finite-dimensional forces ). Every surjection in factors as a composition of small extensions: the maximal ideal is nilpotent because is Artinian, say , so with the chain factors into surjections whose successive kernels are annihilated by ; each intermediate ring is a quotient of , hence again in , and each step is small in the sense above. Thus deformations over Artin rings are built from small extensions.
First-order thickenings. On schemes, a closed immersion (Closed immersions of schemes) whose ideal sheaf satisfies is a first-order thickening. Here means that the product ideal generated by local sections of is zero; local sections of are therefore nilpotent, and a nilpotent element of a ring lies in every prime ideal, so every prime of contains the stalk of . Hence the underlying continuous map of is a homeomorphism onto , as required of a thickening, and is in particular locally nilpotent. The quotient makes a quasi-coherent -module (Quasi-coherent ideal sheaves, Quasi-coherent module on a scheme): the closed immersion corresponds to a quasi-coherent sheaf of ideals on (Quasi-coherent ideals and closed subschemes), and a -module annihilated by is the same thing as an -module. Because , the canonical surjection is an isomorphism, so is identified with the conormal sheaf of the immersion. For a field and a -vector space , the morphism is the trivial first-order thickening, with ideal sheaf . A morphism of square-zero extensions (respectively of first-order thickenings) is a commuting square of ring maps (respectively of scheme morphisms) respecting the structure maps, in the evident sense.
Base change. Let be a flat morphism of schemes (Flat morphism of schemes), let be a first-order thickening of with ideal sheaf , suppose additionally that a retraction of the thickening is given, and let using , with its two projections (Fibre product of schemes). Then the ideal sheaf of in is the pullback : the projection is flat by stability of flatness under base change (Flatness is stable under arbitrary base change), so pulling back the short exact sequence of -modules along stays exact and yields which identifies the kernel of with . In particular is itself a first-order thickening.
Remarks
- Conventions. The scheme-side definition fixes the Zariski case of Stacks, Deformation Theory, Section 91.3 (tags 08KY-08L1), where thickenings of ringed spaces are defined by a homeomorphism with locally nilpotent kernel and first-order thickenings require the kernel to have square zero. The small-extension convention follows Stacks, Formal Deformation Theory, Definitions 90.3.1-90.3.2 (tags 06GC-06GD) specialized to , with the factorized form of Lemma 90.3.3 (tag 06GE).
- Automorphisms of trivial extensions. For an -algebra over and a square-zero kernel, an -algebra endomorphism reducing to the identity on differs from the identity by an -linear derivation into the kernel; this is used in the companion counterexample and is not needed for the definition itself.
- Choice. The scheme-side ideal correspondence and flat-base-change suppliers assume Choice. The displayed ring constructions are explicit; an identification with a trivial extension requires the specified section.
Cohomology of twists on a smooth hypersurface
Statement
Assume the Axiom of Choice, inherited from the projective-space cohomology suppliers (The Axiom of Choice). Let be a field, , let be homogeneous of degree (The polynomial ring as finitely supported coefficient families on monomials), and let be the associated hypersurface; assume is smooth over of pure dimension (Relative Jacobian criterion with its presentation hypothesis). Write for its ideal sheaf and for the restriction of the twisting sheaf (Twisting sheaf on Proj). Then:
- multiplication by gives a short exact sequence of quasi-coherent sheaves (Zero scheme of a line-bundle section, A section of an invertible sheaf has a canonical zero subscheme, Quasi-coherent module on a scheme); in particular and ;
- , of dimension (Nonnegatively graded rings and modules, homogeneous elements, and twists);
- for every ;
- the normal sheaf of in is (Invertible sheaves, Dual of a line bundle is its tensor inverse, Internal Hom of module sheaves).
Facts & Assumptions
Given: a field , an integer , a homogeneous form of degree with smooth over of pure dimension , the closed immersion and its ideal sheaf ; the Axiom of Choice is assumed as declared in the Statement.
For every , unless or ; for and for ; and for . In particular for all , and for all because . (Cohomology of O(d) on projective space, Global sections of projective twists, Relative projective space from standard charts, Nonnegatively graded rings and modules, homogeneous elements, and twists)
The zero scheme of the global section has ideal sheaf , where is multiplication by , and ; on an affine chart trivializing the local equation is the dehomogenization of . (Zero scheme of a line-bundle section, A section of an invertible sheaf has a canonical zero subscheme, Closed subschemes of projective space and saturated ideals, Twisting sheaf on Proj)
For every quasi-coherent -module and every , . (Closed immersion preserves cohomology and coherent pushforward)
A short exact sequence of sheaves of abelian groups on a topological space induces a long exact sequence in cohomology. (Long exact sequence of sheaf cohomology)
Twisting by the invertible sheaf is an exact functor on -modules, and ; for an invertible -module one has and . (Invertible sheaves, Dual of a line bundle is its tensor inverse, Internal Hom of module sheaves, Twisting sheaf on Proj)
has and is a domain: the leading monomials in a lexicographic order multiply with nonzero product coefficient. The degree- monomials form a basis; their exponent tuples sum to and are counted by placing separators among positions, giving . If is homogeneous and , then , so ; the zero multiplier is also in . (Nonnegatively graded rings and modules, homogeneous elements, and twists, The polynomial ring as finitely supported coefficient families on monomials)
Proof
Since has pure dimension , the form is nonzero; fix an affine chart . In the chart ring the local equation of the section is the dehomogenization , regarded as an element of the localization ; localization is injective because is a domain, and because , so the local equation is nonzero, hence a nonzerodivisor in the polynomial chart ring. By [F2] the ideal sheaf equals for the contraction that is multiplication by on local trivializations, and ; thus is a short exact sequence of quasi-coherent sheaves, with because is injective.
Twist the sequence of step 1.1 by the invertible sheaf and use exactness of twisting ([F5]); this gives the sequence of claim (1), . Because the ideal is invertible, its square is as well and the quotient is the pullback ; this proves the remaining assertions of (1).
By [F1], and for every . Apply [F4] to the sequence of step 2.1 and use the identification of [F3]: for every the group is sandwiched between and , hence vanishes. This proves (3).
Still in the long exact sequence of step 3.1, the start reads , so is the cokernel of the multiplication map , , namely . By [F6], a homogeneous multiple of lying in degree has multiplier of degree , hence lies in ; therefore and , of dimension by [F6]. This proves (2).
By step 2.1 the conormal sheaf is invertible. Taking its dual and using [F5], , which proves (4). Together with steps 1.1, 2.1, 3.1 and 4.1 this proves all four claims; the Axiom of Choice is inherited from the cited cohomology, zero-scheme and closed-immersion suppliers.
Deformations of schemes and the infinitesimal deformation functor
Definition
Assume the Axiom of Choice as inherited from the cited scheme and flat-base-change suppliers (The Axiom of Choice). Let be a field and let be a flat, locally finitely presented -scheme (Flat morphism of schemes, Locally finite presentation morphisms, Schemes and morphisms over a base). For an augmented commutative -algebra , a deformation of over is a flat, locally finitely presented -scheme together with an isomorphism (Fibre product of schemes). An isomorphism of deformations is a -isomorphism inducing the identity on this identified special fibre. These objects and isomorphisms form a possibly large groupoid ; write for its collection of isomorphism classes, without asserting that this collection is a set for every augmented base (Isomorphism, groupoid, and connected category). This augmented-base convention includes local Artin -algebras with residue field and arbitrary trivial square-zero algebras , without a finite-dimensionality assumption on (Square-zero extensions, small extensions and first-order thickenings).
When the augmentation ideal is nilpotent, the groupoid is essentially small and is a set. Indeed the special fibre has the same underlying space as , and the opens corresponding to a fixed affine cover of are affine by Stacks, Lemma 37.2.3 (tag 04EW). Their coordinate rings are finitely presented -algebras by local finite presentation. Finite presentations over the fixed ring form a set, as do their special-fibre identifications and the gluing isomorphisms between open subsets of their spectra. The cover is indexed by a set, so these data give a set of representatives up to isomorphism. This applies to the local Artin bases and all above.
For a small extension and a specified deformation over , a lift of to is a flat, locally finitely presented -scheme with an isomorphism . Isomorphisms of lifts reduce to the identity of . Thus the relative lifting problem fixes the whole -deformation, whereas fixes only the original -fibre. When the two descriptions coincide.
The trivial deformation is , with its canonical special-fibre identification. Its flatness and local finite presentation follow from base-change stability (Flatness is stable under arbitrary base change, Local finiteness conditions under base change). Write . The tangent space is the pointed set , pointed by the trivial class. The infinitesimal automorphism group is the group of -automorphisms of reducing to the identity on ; this reduction condition is part of the definition of .
Base change. An augmented -algebra map induces (Morphisms of schemes) and the functor The special fibre is canonically , and flatness and local finite presentation persist by the cited base-change results. Base change carries isomorphisms to isomorphisms and composes through the canonical fibre-product identifications. Equivalently, these deformation groupoids form a category fibred in groupoids over the category of augmented affine bases (Categories fibred in groupoids over a site).
A deformation of a morphism consists of specified deformations , and a -morphism reducing to . A bare morphism supplies neither these deformations nor a lift and therefore does not define a general map between their deformation groupoids.
Remarks
- The local Artin case and relative lifting convention are the deformation categories of Stacks, Deformation Problems, Section 93.9, Example 9.1 (tag 0DY7). The augmented-base convention above explicitly also defines the groupoid on arbitrary square-zero bases required by the first-order classification.
- The groupoids need not be discrete: an object can have nonidentity automorphisms reducing to the identity on its special fibre. Isomorphism classes and automorphism groups are distinct invariants.
- Choice is inherited from the flat-base-change supplier and the square-zero convention; no simultaneous choice of base-change objects is required.
Embedded deformations of a closed subscheme
Definition
Assume the Axiom of Choice as inherited from the cited scheme and flat-base-change suppliers (The Axiom of Choice). Let be a field and let be a smooth projective -scheme (Smooth morphism of schemes) with a closed subscheme (Closed immersions of schemes) that is flat over (Flat morphism of schemes). For a local Artin -algebra with residue field , fix the trivial ambient deformation . An embedded deformation of in over is a closed subscheme that is flat and locally finitely presented over , with its special fibre identified with : This is the embedded version of Deformations of schemes and the infinitesimal deformation functor. An isomorphism of embedded deformations is an -isomorphism inducing the identity on the identified special fibre. These objects and isomorphisms form the groupoid ; its set of isomorphism classes is . An augmented -algebra map induces base change of these closed subschemes inside . Closed immersions, flatness and local finite presentation persist under base change (Base change of immersions, Flatness is stable under arbitrary base change, Local finiteness conditions under base change), and the identified special fibre stays , so these groupoids and their isomorphism classes define the embedded deformation functor on local Artin -algebras with residue field . The trivial embedded deformation is .
For a small extension (Square-zero extensions, small extensions and first-order thickenings) and a fixed embedded deformation , a relative embedded lift is a flat, locally finitely presented closed subscheme with an identification as closed subschemes of (Fibre product of schemes). Isomorphisms of relative lifts induce the identity on . In particular, when is the trivial embedded deformation, the prescribed reduction is ; when , it is itself.
When is a hypersurface, this is the functor of deformations of inside the fixed projective space, whose tangent space is computed by the normal sheaf; the normal sheaf of a closed immersion with ideal sheaf is (Quasi-coherent ideal sheaves, The internal Hom sheaf of two module sheaves, Internal Hom of module sheaves), where is the conormal sheaf of the immersion; for a closed immersion with both schemes smooth over , the conormal sheaf is locally free and the conormal sequence is exact: Stacks tag 06AA applies because is smooth, and the sequence locally splits since is finite locally free. Its kernel is therefore a direct summand of the finite locally free , hence finite locally free (Differentials of a smooth morphism). For the projective-space case this also follows from Smooth closed immersion is regular with exact conormal sequence; the general right-exact sequence is Conormal sequence for a closed immersion. For a hypersurface with a nonzerodivisor the ideal sheaf is invertible with , so the conormal sheaf is a line bundle on and the normal sheaf is its dual.
Remarks
- Reference conventions. The definition is the fixed-ambient (Hilbert scheme) form of the embedded deformation problem, following Hartshorne, Lectures on Deformation Theory, Chapter 1 Theorem 1.1 and Chapter 1 Section 2, Situation A, where closed subschemes of a fixed nonsingular projective are deformed inside ; the tangent space of that problem is . The same problem is described in Sernesi, An overview of classical deformation theory, Section 2.
- Comparison with abstract deformations. An embedded deformation of in is in particular a deformation of as a -scheme in the sense of Deformations of schemes and the infinitesimal deformation functor, but the two functors are different in general: embedded deformations come with a closed immersion into the fixed thickening , which is additional structure not present in an abstract deformation. No injectivity or surjectivity of the comparison is asserted here.
- Choice. Choice is inherited from the flat-base-change and smooth-differential suppliers; the normal sheaf itself is given by its displayed internal Hom.
Flat deformations form a Zariski sheaf of groupoids
Statement
Assume the Axiom of Choice (The Axiom of Choice). Let be a square-zero extension of rings (Square-zero extensions, small extensions and first-order thickenings), let be a flat -scheme (Flat morphism of schemes) and let be a Zariski open cover. Here a flat deformation is a flat -scheme with a specified identification , and its isomorphisms are isomorphisms over inducing the identity on (the deformation convention of Deformations of schemes and the infinitesimal deformation functor, extended here to arbitrary square-zero base extensions). The closed fibre inclusion identifies the underlying spaces of and ; for an open write for the open subscheme of corresponding to under this identification. Then the groupoid of flat deformations of over is equivalent to the groupoid of descent data consisting of flat deformations of over and isomorphisms over inducing the identity on , satisfying the identity and cocycle conditions on triple overlaps, with compatible isomorphisms as morphisms of descent data. Thus flat deformations and their isomorphisms satisfy effective Zariski descent (a sheaf of groupoids in this sense), and affine local deformation data compute the global deformation groupoid by Cech descent. The same statement holds for a first-order thickening and a flat -scheme , where a deformation means a flat -scheme together with an identification ; no retraction is required. If the deformation convention also requires local finite presentation (Locally finite presentation morphisms), the equivalence restricts to those objects. No separatedness or quasi-finiteness hypothesis is required.
Facts & Assumptions
Given: a square-zero extension of rings with kernel , a flat -scheme , a Zariski open cover , and the Axiom of Choice.
If is a closed immersion whose ideal sheaf satisfies , then every prime of a local ring of contains the stalk of , so is a homeomorphism on underlying spaces. If is flat and , flatness makes pullback of exact, giving ; hence the ideal of this specified reduction is and is square-zero. This assertion concerns a flat lift over and its reduction; it does not assert a fibre product for an arbitrary flat . (Square-zero extensions, small extensions and first-order thickenings)
For ring maps and the affine fibre product is , and for the quotient one has . (Affine fibre products are spectra of tensor products)
For a commutative ring and ideal , contraction along is a bijection . (Prime ideals of a quotient ring are exactly the prime ideals containing the ideal)
Ringed or locally ringed spaces with compatible open pieces and isomorphisms satisfying the identity and cocycle conditions glue to a ringed, respectively locally ringed, space covered by open pieces identified with the given ones. (Compatible open pieces of ringed or locally ringed spaces glue)
A locally ringed space is a scheme when every point has an open neighbourhood which, with the restricted structure sheaf, is an affine scheme. (Schemes)
A morphism of schemes is a morphism of the underlying locally ringed spaces, so its maps on stalks are local homomorphisms. Compatible morphisms on an open cover glue: their continuous maps glue on the cover and their structure-sheaf maps glue by the sheaf property. (Morphisms of schemes, Compatible local sheaves glue uniquely up to unique isomorphism)
A morphism is flat if and only if is a flat -module at every ; flatness is thus a condition on local rings, checked on any open cover of the source, and restriction to an open subscheme preserves it. (Flat morphism of schemes)
A fibre product is characterized by its universal property, and morphisms into it are determined by their two components. (Fibre product of schemes)
A morphism is locally of finite presentation if it admits affine charts that are finitely presented algebras; the condition is local on the source and the target. (Locally finite presentation morphisms)
Proof
Let be a flat deformation of over with base-change isomorphism . The projection is a closed immersion with ideal satisfying , so its base change is a closed immersion with square-zero ideal sheaf; by [F1] the map is a homeomorphism, and by [F3], applied on affine charts, for the square-zero ideal, so as topological spaces. For an open let be the open subscheme of whose underlying space is the image of ; it is a flat deformation of over because flatness is checked on local rings ([F7]) and the base change of the open piece is by [F8]; the affine identification of the reduction is the computation of [F2]. This makes restriction to opens a well-defined operation on deformations.
The restriction operation of step 1.1 is functorial: an isomorphism of deformations of over restricts to isomorphisms of deformations of over , and composition and identities restrict to composition and identities. Hence any deformation yields descent data on the cover : the objects are the deformations of , and on overlaps the canonical isomorphisms coming from the identification of both sides with have the same source and target, are isomorphisms over inducing the identity on , and satisfy the identity and cocycle conditions because they are induced by a single global object. Moreover an isomorphism of deformations restricts to a compatible family of isomorphisms, so is a functor from the groupoid of flat deformations of over to the groupoid of descent data.
Conversely, let be descent data. Glue the locally ringed spaces along their open subschemes using the isomorphisms ; by [F4] this produces a locally ringed space covered by open pieces isomorphic to the , with the cocycle condition ensuring the gluing is well defined on triple overlaps. Every point of lies in some piece , which is a scheme, so it has an affine open neighbourhood inside that piece; by [F5] the glued locally ringed space is a scheme.
Each structural morphism is a morphism of schemes; on an overlap the two restrictions agree because the isomorphisms are over and agree with the identification of the pieces in the glued space. Therefore, by [F6], the continuous maps and the structure-sheaf maps glue to a morphism which restricts to on each piece; its stalk maps are the stalk maps of the pieces and hence local, so the glued locally ringed space is a scheme over . At every point the local ring of equals the local ring of the piece containing it and the local ring map equals that of , which is flat; by [F7] the morphism is flat. If the pieces are locally of finite presentation over , then so is by [F9], the affine charts being taken inside the pieces; this proves the last claim.
The special fibre of over is covered by the pieces , with transition isomorphisms between the identifications on the pieces; the descent data prescribe that these identifications agree on overlaps, so the canonical morphisms glue by [F6] to a morphism , and the same gluing of the identity maps in the other direction produces an inverse. Hence over , so the glued object is a flat deformation of over ; its restrictions to the pieces are the given . This shows that is essentially surjective.
To prove that is fully faithful, let be flat deformations of over and let be isomorphisms of deformations with ; by step 2.1 this means that and agree on every piece , and since the pieces cover the two morphisms agree as continuous maps and as structure-sheaf maps, so . Conversely, given a morphism of descent data from to , the morphisms agree on overlaps because the descent data morphism is compatible with the gluing isomorphisms, so by [F6] they glue to a morphism over ; its restriction to each piece is , hence its base change to is the identity on , so is an isomorphism of deformations and . Thus is fully faithful.
By steps 5.1 and 6.1 the functor is an equivalence of groupoids, which is the asserted effective Zariski descent. The same argument applies to a first-order thickening and a flat -scheme by considering flat -schemes equipped with ; [F1] applies to this specified flat lift, without choosing or asserting a retraction . The proof never uses separatedness, quasi-finiteness, or the local finite presentation convention. The Axiom of Choice is used only through the cited gluing and fibre-product suppliers.
Embedded flat deformations of a smooth hypersurface are deformations of its equation
Statement
Assume the Axiom of Choice, inherited from the projective-space cohomology suppliers (The Axiom of Choice). Let be a field, , , let be homogeneous of degree , let , and assume smooth over of pure dimension . Let be a local Artin -algebra with residue field and let be a small extension with kernel (Square-zero extensions, small extensions and first-order thickenings). Then:
- for every lift of (that is, modulo the maximal ideal), the closed subscheme is flat over and is the equation family , where is the reduction of modulo . Its special fibre is . If modulo , the intermediate reduction is the trivial embedded family ;
- conversely, fix an equation reducing to modulo the maximal ideal. Every flat closed subscheme whose reduction to is the embedded family is a relative effective Cartier divisor of degree and equals for a lift of , uniquely up to a unit of . This includes the trivial-reduction case ;
- consequently the functor of embedded deformations of in (Embedded deformations of a closed subscheme) is canonically isomorphic to the functor on local Artin -algebras, where two residue-normalized lifts are equivalent when one is a unit multiple of the other (that unit necessarily has residue ); it is pro-represented by the formal completion of the projective space at the point , and it is formally smooth and unobstructed;
- the tangent space at the trivial deformation is , of dimension , and every first-order embedded deformation extends to every small extension.
Facts & Assumptions
Given: a field , , , a homogeneous form of degree with smooth of pure dimension , a local Artin -algebra with residue field , a small extension with kernel , and the Axiom of Choice; in the inverse construction, a chosen equation on the intermediate base reducing to .
The standard charts of have rings , and on the sheaf is trivialized with local section for ; a closed subscheme of is determined by its chart ideals, and a global section of by its chart components. (Relative projective space from standard charts, Projective space is Proj of a polynomial ring, Closed subschemes of projective space and saturated ideals, Nonnegatively graded rings and modules, homogeneous elements, and twists)
for every commutative ring and , and for ; more generally unless or . (Cohomology of O(d) on projective space)
On a scheme, flatness is checked on local rings, and for an affine morphism it is equivalent to being a flat -module. (Flat and faithfully flat modules and ring homomorphisms, Affine-local flatness)
An -module is flat if and only if for every ideal the multiplication map is injective. (Flatness is equivalent to preserving injections and to the ideal and finitely generated ideal tests)
If is a finitely generated module over a commutative ring and with , then . (Assuming the Axiom of Choice, generators modulo an ideal in the Jacobson radical lift to generators)
The standard affine cover of is a Leray cover for every quasi-coherent sheaf, since finite intersections of standard charts are affine and higher quasi-coherent cohomology on affine schemes vanishes; hence its Cech cohomology computes sheaf cohomology. (Leray acyclic-cover comparison, Canonical map from fixed-cover Čech to sheaf cohomology, Affine acyclicity of quasi-coherent sheaves, Fixed-cover Čech cohomology)
In a local ring, an element is a unit if and only if its image in the residue field is nonzero; more generally, if is a unit modulo a nilpotent ideal of a commutative ring, then is a unit. (Square-zero extensions, small extensions and first-order thickenings, A local ring is a nonzero commutative ring with a unique maximal ideal)
An effective Cartier divisor is locally cut out by a nonzerodivisor, equivalently its ideal is invertible. In this proof a relative effective Cartier divisor additionally is flat over the base and has effective Cartier-divisor fibres; its degree is the degree of the special-fibre equation. (Effective cartier divisor, degree projective hypersurface)
A commutative Artinian ring is Noetherian, and if it is local its maximal ideal is nilpotent; a polynomial ring over a Noetherian ring is Noetherian, and quotients and localisations of Noetherian rings are Noetherian. (Every commutative Artinian ring is Noetherian, An Artinian local ring has nilpotent maximal ideal, and its finite modules have finite length, If is Noetherian then is Noetherian for every , Every quotient and every localisation of a Noetherian ring is Noetherian)
Proof
Let with , where . On the chart put and ; then is a domain, and the reduction is nonzero because and is a domain, hence is a nonzerodivisor on . Since for some by [F9], is a nonzerodivisor on : if with , choose maximal with and read the equation in , an identification valid because is flat over ; there acts as the nonzerodivisor , the class of is nonzero, and the product vanishes, a contradiction.
Now let be closed and flat over with reduction the embedded equation family , where reduces to on the special fibre. On the chart let be the ideal of ; then is flat over by [F3], the ring is Noetherian by [F9] so is finitely generated as a -module; no finite-generation assertion over the Artin base is needed. The base change to is the affine chart of , so inside ; choose whose reduction modulo is . Then .
With the notation of step 1.1, the quotient is flat over : for an ideal the kernel of is , so by [F4] it suffices to show . If with and , then the class of in is nonzero, and choosing maximal with gives a nonzero class in killed by the nonzerodivisor , a contradiction. Hence is flat over , and the chart subscheme is flat over ; gluing over the charts, is flat over by [F3]. Base change reduces the chart equation to , so the intermediate fibre is ; when modulo this is exactly the trivial embedded . Matching only modulo the maximal ideal ensures the special fibre is , without forcing triviality over . This proves claim (1).
With as in step 1.2, we have . Indeed, multiplication is injective by flatness and [F4]. For , choose a tensor in whose product is . Its image in is zero by that injectivity; right exactness of tensor therefore makes it the image of a tensor in . Its product lies in , proving . Hence every lies in , so ; the module is finitely generated over , and is nilpotent, hence lies in the Jacobson radical of , so Nakayama [F5] applied over gives . The element is a nonzerodivisor: reduces to modulo , so the filtration argument of step 1.1 applies verbatim. Thus is a relative effective Cartier divisor on every chart, hence globally, with local equations ; the degree is because the special fibre is , so [F8] applies.
Let be the overlap ring; the hypotheses of step 2.2 give and , modulo . Define the unit with . Then modulo , and because ; so is a multiplicative Cech -cocycle of the standard cover with values in , and identifies this group sheaf with , since . The latter sheaf, on the common underlying space, is : flatness of the polynomial chart rings identifies with , compatibly on overlaps. It is a finite direct sum of copies of , whose Cech vanishes by [F2] and [F6]; hence there are with .
Define . Then modulo , and on overlaps , so . By [F1] the family glues to a global section , whose chart components are ; since modulo , the global sections and agree modulo , and on each chart the ideals coincide because is a unit, so globally. This proves the existence in claim (2).
If with both lifts of as above, then on each chart for a unit , and on overlaps because both sides multiply the nonzerodivisor to give ; hence the glue to a global unit , and with (as by [F2]). Since is a unit in every , in particular reduces to a nonzero constant on the special fibre, so is a unit of the local ring by [F7]. This completes the uniqueness in claim (2).
Claims (1) and (2) establish the equation description across every small extension, including arbitrary nontrivial reductions . Every local Artin with residue field admits a finite tower of such extensions: choose a one-dimensional subspace of the last nonzero maximal-ideal power, which is an ideal annihilated by that maximal ideal, quotient by it, and repeat until . Inducting along this finite tower starts with over and applies claim (2) to the chosen equation of each preceding reduction. Thus for every such , the claims establish a canonical bijection between isomorphism classes of flat closed subschemes with special fibre and classes of lifts modulo ; the construction is natural in because both steps 4.1 and 5.1 are computed from the chart data and commute with base change . Hence the embedded deformation functor of in is canonically isomorphic to . By definition of the formal completion of at the point , an -point of that completion is exactly a morphism lifting , which (as is local, so rank-one quotients are free) is a rank-one direct summand of , equivalently a lift of modulo (the quotient convention of Projective bundle in the quotient convention uses the dual vector space); this identifies the functor with the functor of points of the formal completion. Explicitly, choose a basis of . Each class has a unique representative with . Thus the representing complete local ring is : continuous local maps to send to , and power series evaluate by finite sums because is nilpotent.
The functor of step 6.1 is formally smooth: given a small extension and a lift of over , choose any lift of to ; then modulo automatically because and modulo . The same computation applies to classes modulo units: if is any lift of the class and with modulo , lift to a unit and replace by . Hence restriction is surjective on every small extension, and the functor is unobstructed.
For the dual numbers the lifts are with , and multiplication by a unit of followed by renormalisation of the -free part to (division by the unit , ) replaces by ; hence classes correspond bijectively to , which is by Cohomology of twists on a smooth hypersurface(2) and has dimension . By steps 6.1 and 7.1 every class extends to every small extension, so this is the tangent space at the trivial deformation.
Steps 1.1 and 2.1 prove claim (1); steps 1.2, 2.2, 3.1, 4.1 and 5.1 prove claim (2); steps 6.1 and 7.1 prove claim (3); and step 8.1 proves claim (4). The Axiom of Choice is inherited from the cohomology, Cech-comparison, Nakayama and Artinian-ring suppliers.
The cotangent complex of a morphism of schemes
Definition
Assume the Axiom of Choice inherited from the ring-map resolution comparison and affine quasi-coherent equivalence (The Axiom of Choice, Independence of the cotangent complex from the chosen simplicial resolution, Affine quasi-coherent sheaves are modules). Let be a morphism of schemes (Morphisms of schemes, Schemes and morphisms over a base). For affine open subschemes (Affine schemes and their coordinate rings) and with one has the ring-map cotangent complex (The cotangent complex of a ring map), a complex of -modules concentrated in cohomological degrees , hence bounded above. The cotangent complex is the cotangent complex of the morphism of Zariski ringed spaces: resolve the sheaf by the standard simplicial polynomial -algebra resolution, take its relative differentials, and extend coefficients to . This is Stacks Definition 24.1 (tag 08T2), using its sheaf-ring definition 18.2 (tag 08SS). The affine comparison of Lemma 24.2 (tag 08T3) identifies its restriction to with the associated sheaf complex of , compatibly with smaller charts. Thus the chart complexes are restrictions of this one global complex; canonical isomorphisms in a derived category alone are not being used as a gluing construction. This also agrees with the discrete case of Derived schemes and the cotangent complex of a morphism. It is well defined up to canonical isomorphism in the derived category (Derived category of an abelian category, Quasi-isomorphism), and is a bounded-above complex of -modules. The cohomology sheaves are quasi-coherent -modules, and is a quasi-coherent derived -module (Quasi-coherent module on a scheme). If is quasi-compact (Quasi-compact and quasi-separated schemes) with affine diagonal (The diagonal morphism, Affine morphisms), or if is Noetherian (Locally Noetherian and Noetherian schemes), then is represented by a complex of quasi-coherent sheaves concentrated in degrees , in particular bounded above. Functoriality: a commutative square of schemes gives a canonical comparison map , which is an isomorphism when the square is cartesian and tor-independent (for instance a flat base change). For composable scheme morphisms there is a distinguished transitivity triangle (Distinguished triangle, The shift of a chain complex) The absolute case for a field is written .
Remarks
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Convention fixed. The definition is the discrete case of Definition 24.1 (tag 08T2) of Stacks, The Cotangent Complex: the cotangent complex of a morphism of ringed spaces, restricted to schemes. Lemma 24.2 (tag 08T3) supplies the canonical chart comparison that is an isomorphism in , compatible with restrictions of the globally defined ringed-space complex. Quasi-coherent cohomology follows from this affine comparison; the additional global representative assertion uses the separate comparison theorems below. The absolute case is Lemma 24.3 (tag 08V6).
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Choice. The standing Axiom of Choice is inherited through the ring-map resolution comparison and the affine quasi-coherent equivalence: the standard resolution is itself constructed without choices, but the comparison of an arbitrary simplicial resolution with it uses the derived-tensor and resolution-independence suppliers declared in Independence of the cotangent complex from the chosen simplicial resolution. This inheritance is carried into every later item that computes with . The representative argument also uses the affine equivalence to identify kernels of maps of quasi-coherent sheaves with kernels of module maps.
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Construction route. The affine ring-map and derived-scheme suppliers now carry their actual comparison statements. The global sheaf-ring standard resolution is applied from the exact cited Stacks definitions; affine derived isomorphisms alone are not treated as effective descent data.
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Quasi-coherent representatives. Under either stated hypothesis on , Stacks Proposition 36.7.5 (08DB) or Proposition 36.8.3 (09T4) gives an equivalence , where the target consists of complexes with quasi-coherent cohomology. Apply it to to obtain a complex of quasi-coherent sheaves. Since for , the canonical truncation is a quasi-isomorphism (Canonical truncation of a complex, Canonical truncation is a complex and has the claimed cohomology). Its degree-zero term is , which is quasi-coherent: on each affine open, the affine equivalence identifies this kernel with the associated sheaf of the kernel of the corresponding module map (Affine quasi-coherent sheaves are modules). This gives the asserted bounded-above representative. The general global construction and quasi-coherent cohomology assertion impose no affine-diagonal or Noetherian hypothesis.
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Base change and transitivity. The standard sheaf-ring resolution is functorial in commutative squares of sheaf rings, and inverse image commutes with it (Stacks Section 92.18 and Lemma 92.18.3, 08SV), giving the displayed comparison for every commutative scheme square. For a cartesian square, take affine charts and ; their fibre product is . Tor-independence means for all on such charts. Thus the derived-pushout criterion in Independence of the cotangent complex from the chosen simplicial resolution (Stacks 08QQ) makes the comparison an isomorphism on these charts, which cover ; an affine-local quasi-isomorphism is a global quasi-isomorphism. Transitivity is Stacks Lemma 92.20.3 (08T4), applied to the underlying ringed spaces, as allowed by Definition 92.24.1 (08T2).
Ext groups of the cotangent complex
Definition
Assume the Axiom of Choice; it implies the Dependent Choice hypothesis of the derived-Hom supplier (The Axiom of Choice, AC implies DC implies countable choice). Let be a scheme, let be a bounded-above complex of -modules with quasi-coherent cohomology (for instance of The cotangent complex of a morphism of schemes), and let be a quasi-coherent -module, regarded as a complex concentrated in degree (Quasi-coherent module on a scheme). Define the cohomology of the derived Hom computed in the abelian category of -modules via Derived hom in the bounded setting. Then for every (Cohomology of derived hom is ext, Ext is hom in the derived category, The shift of a chain complex), so the groups are natural in and and vanish for when is concentrated in cohomological degrees . If is concentrated in degree and is a module , then is the global sheaf-Ext group of Sheaf Ext of coherent modules. For a two-term complex of -modules, Ext is still computed by . If both terms are projective objects of the chosen abelian module category, then the ordinary Hom complex computes derived Hom and hence the map being composition with . Without that hypothesis one must retain derived Hom. For finite locally free terms on a scheme, one may instead take derived global sections of the internal Hom complex; ordinary global Hom gives the displayed formula only when its terms are acyclic for global sections. Ring analogue: for a ring map , a bounded-above complex of -modules and a -module , is defined in the same way in the abelian category of -modules.
Remarks
- Reference conventions. The notation is the one used by Illusie, Complexe cotangent et deformations I, Chapitre II, and by Stacks, The Cotangent Complex, Sections 92.16 and 92.21, where the same groups carry the obstruction class, the torsor structure and the automorphism groups of deformations. The identification with is the published derived-Hom comparison Cohomology of derived hom is ext, whose Dependent Choice hypothesis is supplied by the declared Axiom of Choice.
- Two-term computation. The ordinary Hom formula requires the projectivity or acyclicity hypotheses just stated. A module in degree zero has arbitrary positive Ext in general; boundedness of the ordinary Hom complex alone does not make it a representative of derived Hom.
- Open supplier note. The derived-Hom and resolution suppliers used here are published except for the in-run ring-map cotangent complex The cotangent complex of a ring map and the comparison Independence of the cotangent complex from the chosen simplicial resolution; the consumer steps that rely on them are recorded in the pair report.
Truncation, differentials and the cotangent complex of a smooth morphism
Statement
Assume the Axiom of Choice for the resolution comparisons (The Axiom of Choice). (1) For a ring map one has (Universal Kähler differential module, The cotangent complex of a ring map), and for a presentation the naive cotangent complex is canonically identified with the truncation ; hence for every -module the natural maps are isomorphisms for . (2) If is smooth then in , and if is etale then . (3) For a morphism of schemes one has (Sheaf of relative Kähler differentials), the truncation is the naive cotangent complex of and computes and of ; if is smooth (Smooth morphism of schemes) then , in particular for a smooth -scheme ; if is etale (Étale morphism of schemes) then . Consequently, for smooth , for all .
Facts & Assumptions
Given: a ring map with a presentation (a polynomial -algebra with kernel ), a morphism of schemes , and the Axiom of Choice.
is a complex of -modules concentrated in cohomological degrees (so bounded above), functorial in the ring map, and is glued from the affine complexes with canonical affine comparison isomorphisms. (The cotangent complex of a ring map, The cotangent complex of a morphism of schemes)
For every ring map one has , and if is a polynomial -algebra then is quasi-isomorphic to in degree . (H0 of the cotangent complex and the polynomial case)
The canonical truncation is a functor on complexes that preserves quasi-isomorphisms, with for and for . (Canonical truncation of a complex, Canonical truncation is a complex and has the claimed cohomology)
For concentrated in degrees , let . The truncation triangle has fibre . Represent in degrees and resolve injectively in degrees . Then for , so . The long exact Hom sequence gives for , with canonical inverse. (Canonical truncation of a complex, Ext groups of the cotangent complex, Derived hom in the bounded setting)
For a smooth morphism of schemes one has the etale-local standard form with etale, the differentials are locally free, and for an etale morphism ; moreover is compatible with base change and satisfies the transitivity exact sequence. (Smooth maps have étale local affine-space form, Relative Jacobian criterion with its presentation hypothesis, Differentials of a smooth morphism, Formal unramifiedness iff Omega vanishes, Étale equals flat and unramified in finite presentation, Transitivity sequence for differential modules, Kähler differentials commute with scalar base change)
For the affine comparison of the scheme cotangent complex: for affine opens and with , the canonical map is an isomorphism in , compatibly with restrictions. (The cotangent complex of a morphism of schemes)
Proof
Part (1), first assertion: for every ring map the isomorphism is [F2]. For a presentation with kernel , the naive cotangent complex is the two-term complex placed in cohomological degrees ; by Stacks, The Cotangent Complex, tag 08RB the canonical comparison map is a quasi-isomorphism, so is canonically identified with . Applying the truncation argument [F4] to gives the isomorphisms for . This is the exact source theorem 08RB applied to the polynomial presentation; no stronger assertion about untruncated complexes is used.
Part (2), polynomial case: if is polynomial, by [F2]. For a general smooth the same conclusion follows by etale-localizing: by [F5] after covering by standard smooth opens, each chart has an etale map from a polynomial -algebra (the affine form of the standard smooth presentation), and the localization and etale compatibility of the cotangent complex (Stacks, The Cotangent Complex, tags 08QY-08R1 and 08R5) gives . For an etale this specializes to with by [F5]. These are the precise cited source results 08R5 and its localization/etale inputs, applied on those charts; quasi-isomorphisms can be checked locally.
Part (3), differentials and truncation: by [F6] the scheme complex restricts on an affine chart to , so by [F1] and part (1); the sheaves glue by the sheaf property, giving . The truncation statement is local as well, and the comparison with the naive cotangent complex of on charts gives the asserted and computation as in part (1). If is smooth, then over each affine chart the ring map is smooth and part (2) yields ; these local quasi-isomorphisms are compatible with the restriction maps because both sides are functorial in the ring map and the localizations are compatible with [F6], so they glue to . If is etale the same gluing gives from part (2).
Consequence: a quasi-isomorphism is an isomorphism in the derived category, so the functor sends it to an isomorphism. Taking degree- cohomology gives the asserted Ext equality for every . This step uses derived Hom and does not assert that global Hom out of a locally free sheaf is exact. The case is the absolute specialization.
Source applications. The comparison with the naive cotangent complex uses Stacks tag 08RB (and its sheaf analogue 08UW); the smooth and etale assertions use tag 08R5 and its inputs. These exact results were read with their full proofs and are applied with the hypotheses stated above.
Cech hypercohomology of an affine cover computes Ext of the cotangent complex
Statement
Assume the Axiom of Choice (The Axiom of Choice). Let be a quasi-compact separated scheme with a finite affine open cover , let be a bounded-above complex of -modules with quasi-coherent cohomology, and let be a quasi-coherent module. Put . Form the derived Cech total complex whose component on is . Its degree- cohomology is canonically (Ext groups of the cotangent complex). If is represented by a bounded-below complex whose terms are acyclic on every cover intersection, ordinary sections of that representative give the same total complex. In particular, under this acyclicity hypothesis, a complex of locally free resolutions computing derived Hom can be used for the usual Cech double complex. Arbitrary underived is not asserted to compute Ext.
Consequently, whenever local deformation classes, automorphisms and compatibility data are represented by the degree truncation of this derived Hom complex, their descent classes and obstruction classes are computed by the global groups and , respectively.
Facts & Assumptions
Given: as in the Statement and the Axiom of Choice.
Ext is the cohomology of global derived Hom, equivalently of . (Ext groups of the cotangent complex, Derived hom in the bounded setting)
Flasque abelian sheaves are acyclic on every open (Flasque abelian sheaves are Γ-acyclic). Module-injectives are flasque as abelian sheaves and compute the stipulated sheaf cohomology (Injective modules are flasque and Ext from the structure sheaf is cohomology). Sheaf cohomology is computed by an injective resolution, and bounded-below complex hypercohomology is its derived global sections. (Sheaf cohomology as right derived global sections, First hypercohomology spectral sequence)
The ordered Cech complex of a finite open cover has the usual alternating restriction differential. (Ordered Čech cochain complex of a cover)
Higher cohomology of a quasi-coherent sheaf on an affine scheme vanishes. (Affine acyclicity of quasi-coherent sheaves)
Proof
The global/internal derived-Hom comparison in [F1] can be computed explicitly. Let be a bounded-below module-injective resolution. Since restriction preserves injectives (its left adjoint, extension by zero, is exact), the bounded-below complex computes internal derived Hom on every open. Each term is a finite product of sheaves , because is bounded above. These sheaves are flasque: a morphism extends over by injectivity of applied to . Thus has global-section-acyclic terms and the bounded-below hypercohomology comparison [F2] identifies with , the complex computing global derived Hom. This establishes [F1].
Resolve injectively and compute the internal derived Hom, then replace the resulting bounded-below complex by a bounded-below injective complex , using Stacks tag 013K and the enough-injectives assertion of Injective modules are flasque and Ext from the structure sheaf is cohomology through its module-injective supplier. Boundedness below follows from being bounded above and being in degree zero. The augmented sheaf Cech complex of each is exact: near a point choose one cover member containing it, shrink inside that member, and insert its index in the alternating Cech differential to obtain a contracting homotopy of the augmentation. Restriction of an injective sheaf of modules to an open is injective, since extension by zero is its exact left adjoint. Thus every intersection has no higher cohomology for . For an intersection inclusion , the module is injective because is right adjoint to the exact restriction functor. Thus the augmented sheaf Cech complex is an injective resolution of the injective and splits into short exact sequences, so applying global sections preserves its exactness. The double-complex filtration therefore gives a quasi-isomorphism from to the total complex of . The cover direction is finite, so totalization and its filtration converge in every degree. Each column computes by injectivity, and computes . Taking cohomology and [F1] proves the derived Cech assertion.
For a bounded-below representative with acyclic terms on every intersection, the first hypercohomology spectral sequence [F2] collapses to the ordinary section complex on each intersection. Replacing the derived columns in step 1.2 by these section complexes therefore preserves the total cohomology; the finite cover filtration again ensures convergence. Affine quasi-coherent terms are one sufficient case of the required acyclicity by [F4]. Finally, when the local deformation data are represented by the indicated truncation of derived Hom, their degree-one descent cocycles and degree-two obstruction cocycles have precisely the total cohomology just computed. This last application requires the stated representation of local deformation data; cohomology comparison by itself does not construct that representation.
Ext of a locally free cotangent sheaf via sheaf cohomology
Statement
Assume the Axiom of Choice (it supplies the Dependent Choice of the derived Hom, The Axiom of Choice, AC implies DC implies countable choice). Let be a scheme, let be a locally free -module of finite rank (Locally free sheaves of finite rank) regarded as a complex in degree , and let be a quasi-coherent -module with (Internal Hom of module sheaves, Dual and base change for finite locally free sheaves, Invertible sheaves). Then for every , so in particular , and . Applying this to for -smooth gives the classical deformation cohomology groups with tangent sheaf .
Facts & Assumptions
Given: a scheme , a locally free finite-rank -module , a quasi-coherent -module , and the Axiom of Choice.
for a bounded-above complex and a module in degree , and a bounded-below injective resolution computes this derived Hom by the global Hom complex . (Ext groups of the cotangent complex, Derived hom in the bounded setting)
For -modules there is the tensor-Hom adjunction , and if is locally free then is exact and is again a sheaf of -modules. (Internal Hom of module sheaves, The internal Hom sheaf of two module sheaves)
For every sheaf of -modules, the functor is the global-sections functor , and its right derived functors are the cohomology groups . (Sheaf cohomology as right derived global sections, Injective modules are flasque and Ext from the structure sheaf is cohomology)
is finite locally free, and for finite locally free there is a canonical isomorphism . (Dual and base change for finite locally free sheaves, Invertible sheaves)
If is smooth then and is locally free of finite rank. (Truncation, differentials and the cotangent complex of a smooth morphism, Differentials of a smooth morphism, Sheaf of relative Kähler differentials, Smooth morphism of schemes)
Proof
Choose an injective resolution in sheaves of -modules, as in [F1]. The sheaf functor is exact: on an open where it is the finite-product functor . It also preserves injectives. Indeed, for an injective , the adjunction shows that the left side is exact in , since is exact by the same local freeness argument. Thus is an injective resolution. The complexes and agree degreewise by [F2]. The first computes by [F1], and the second computes by [F3]: module-injectives are flasque as abelian sheaves, so their resolution computes the stipulated abelian-sheaf cohomology. This gives the claimed natural identification.
By [F4] the Hom sheaf is the tensor product , so the displayed isomorphisms give the formula of the Statement; the cases are the specialization to those degrees.
For the smooth specialization, [F5] gives with locally free of finite rank; applying step 1.1 with and using the definition together with the quasi-isomorphism gives , which is the classical deformation cohomology. The Axiom of Choice is inherited from the derived-Hom and injective-resolution/cohomology suppliers.
Source application. The smooth specialization uses the smooth-cotangent comparison of the declared supplier, proved there by the exact Stacks tag 08R5 application. The general finite locally free Ext formula above is proved with injective resolutions.
The Lichtenbaum-Schlessinger complex computes Ext of the cotangent complex in degrees at most two
Statement
Assume the Axiom of Choice for the resolution comparisons (The Axiom of Choice). Let be a map of commutative unital rings, choose a polynomial presentation with kernel (The polynomial ring as finitely supported coefficient families on monomials), a free -module surjecting onto with kernel , and let be the submodule generated by the Koszul relations . Then the Lichtenbaum-Schlessinger complex is canonically quasi-isomorphic to the truncation of the cotangent complex (The cotangent complex of a ring map, Canonical truncation of a complex, Quasi-isomorphism). Consequently, for every -module and , the groups of Lichtenbaum-Schlessinger are canonically isomorphic to (Ext groups of the cotangent complex), with the explicit presentations and the connecting maps for a short exact sequence of coefficients agree. In particular first-order deformations and obstructions computed from a presentation are invariantly the and of .
Facts & Assumptions
Given: a ring map , a polynomial presentation with kernel , a free -module surjecting onto with kernel , the Koszul submodule , a -module , and the Axiom of Choice.
is a -module under the natural action, and are -modules with the latter two free, and are well defined with ; the construction is that of Hartshorne Construction 3.1. (Universal Kähler differential module, Derivation of an algebra, The polynomial ring as finitely supported coefficient families on monomials, Existence and generators of Kähler differentials)
The Lichtenbaum-Schlessinger complex is canonically independent of the choices of and , and admits a canonical map in inducing an isomorphism . (The cotangent complex of a ring map, Independence of the cotangent complex from the chosen simplicial resolution, The standard simplicial resolution of a ring map, Canonical truncation of a complex)
, and for a complex concentrated in degrees the groups depend only on the truncation . (Ext groups of the cotangent complex, Canonical truncation of a complex)
The conormal sequence of the presentation identifies with the cokernel of , and is the degree- term of the truncated complex. (Conormal exact sequence for an algebra quotient, Universal Kähler differential module)
Proof
The complex is well defined: because each Koszul relation maps to zero in . Write with . For one has , hence . Since the generate , the ideal annihilates , making it a -module; the map is induced by the inclusion , and is the composite of the conormal presentation with the universal derivation; because the first arrow lands in and the second vanishes on the image of by [F4]. All three terms are -modules and the last two are free, as recalled in [F1]. This is Hartshorne's construction of the Lichtenbaum-Schlessinger complex.
The comparison with the cotangent complex: by [F2] there is a canonical map inducing an isomorphism in ; this is the content of the Lichtenbaum-Schlessinger comparison theorem (Stacks, The Cotangent Complex, tag 09CG, and Hartshorne Chapter 1 Section 3 for the independence of choices). The exact comparison theorem is applied from the cited full chapter, Section 13 (tag 09CG); its hypotheses are precisely the polynomial presentation and free relation presentation of the Statement.
Computing . Put , , and . The complex has terms in degrees . Its ordinary Hom complex has the direction . To justify its use although need not be projective, resolve injectively by and form . The vertical higher cohomology for and vanishes because they are free; for it can contribute only in total degree at least . Thus in total degrees this derived Hom has the cohomology of the displayed ordinary Hom complex. The cokernel of is by tensoring the presentation with : the image of agrees with the image of . Consequently the kernel of is , giving the displayed formula; the degree- cokernel is the displayed formula. Truncation [F3] and step 1.2 identify these groups with for . This identification is natural in , and the connecting maps are those from the derived Hom construction with injective resolutions, so they agree in the stated degrees.
Source application. Step 1.2 uses the exact cited Stacks comparison, tag 09CG, whose construction and cohomology comparison were read in full. The final computation proves separately why ordinary Hom computes the three lowest Ext groups despite the possibly nonprojective degree term.
Deformations of algebras: obstruction in degree two and torsor structure in degree one
Statement
Assume the Axiom of Choice as inherited from the resolution comparisons (The Axiom of Choice). Let be a surjective ring map with square-zero kernel (Square-zero extensions, small extensions and first-order thickenings), let be a ring map with flat over (Flat and faithfully flat modules and ring homomorphisms), let be a -module and an -module map. Consider the problem of finding a surjection of -algebras whose kernel is a square-zero ideal identified with and which induces ; let be the set of isomorphism classes of solutions. Then:
- there is a canonical element (Ext groups of the cotangent complex) whose vanishing is necessary and sufficient for ;
- if , then is a torsor (principal homogeneous space) under ;
- for a solution , the group of automorphisms of over compatible with the data is canonically (Derivation of an algebra, Universal Kähler differential module).
Specializing to deformations of a flat -algebra over any square-zero extension (take and for the canonical -module map , ; e.g. and local Artin -algebras and small): a flat deformation of over exists if and only if the obstruction class of vanishes, and then the set of isomorphism classes of flat deformations of over is a torsor under , with automorphism group . If is finitely presented over , every such flat lift is finitely presented over , without a finite-generation assumption on .
Facts & Assumptions
Given: a surjective ring map with square-zero kernel , a ring map with flat over , a -module , an -module map , and the Axiom of Choice.
for the ring-map cotangent complex , a complex concentrated in degrees ; for these groups are computed by the Lichtenbaum-Schlessinger complex, with and as displayed in the Lichtenbaum-Schlessinger item. (Ext groups of the cotangent complex, The Lichtenbaum-Schlessinger complex computes Ext of the cotangent complex in degrees at most two)
, because is the naive cotangent complex whose degree- cohomology is . (Truncation, differentials and the cotangent complex of a smooth morphism, Universal Kähler differential module, Derivation of an algebra)
The obstruction and torsor theorem for deformations of ring maps: for a square-zero extension , an -algebra , a -module and the prescribed map , the solutions form either the empty set or a torsor under with automorphism group , and the obstruction is a canonical element of . This is Stacks, The Cotangent Complex, Lemma 92.16.1 (tag 08SP), with the affine case of Stacks, Deformation Theory, Lemmas 91.2.1-91.2.3 as its affine inputs; Hartshorne Theorem 10.1(a),(b) independently treats the flat Artin specialization. This is an exact application of the cited source theorem with the given , not merely its flat specialization. (Square-zero extensions, small extensions and first-order thickenings)
For a polynomial presentation with kernel , choose a free -module with kernel and Koszul relation submodule . The Lichtenbaum-Schlessinger complex has terms , , and in degrees . The conormal module is the cokernel of , rather than its degree- term; it is the degree- term of the naive cotangent complex. (Existence and generators of Kähler differentials, Conormal exact sequence for an algebra quotient, The Lichtenbaum-Schlessinger complex computes Ext of the cotangent complex in degrees at most two, Truncation, differentials and the cotangent complex of a smooth morphism)
Proof
A solution of the stated problem is exactly a deformation of the -algebra over the square-zero extension , in the sense of the ring-map deformation problem of [F3]: the kernel of is a square-zero ideal identified with and the induced map is . Flatness of over is the hypothesis under which the problem is the correct deformation problem (a flat deformation of over has and ).
Applying the obstruction theorem [F3] to this problem gives at once the canonical obstruction class of part (1), the torsor structure under of part (2), and the automorphism group of part (3). The identification of the automorphisms with is [F2], and the identification of the groups with the Lichtenbaum-Schlessinger is [F1] with the presentations of [F4].
For the flat specialization, take and . In a solution, multiplication induces the identity ; hence its image is the whole kernel and . The square-zero flatness criterion, Stacks tag 063Y (affine case), makes flat over since is flat over . Conversely flatness identifies with , so every flat lift is a solution with this canonical kernel identification. Thus steps 1.1 and 1.2 apply to exactly the flat lifts.
Suppose additionally is finitely presented over . Lift a finite set of algebra generators to and map . Its image satisfies ; since and contains , this implies and the map is surjective. Let be its kernel. Flatness of gives : a tensor in whose product lies in maps to zero in by injectivity of multiplication for the flat module , and right exactness lifts it from . Hence is the kernel of , so is finitely generated. Lift its finitely many generators to , with generated ideal . Then , so and is finitely presented. This proves the added finiteness assertion without assuming finite generation of . Choice is inherited from the cotangent and derived-Hom suppliers.
Source application. The exact source theorem Stacks tag 08SP, read with its full proof, applies to arbitrary and . Its proof constructs the obstruction as the image of the extension datum under the long exact Ext sequence of the transitivity triangle; its torsor and automorphism assertions use the naive-cotangent comparison. The flat specialization additionally uses the square-zero flatness criterion: with flat over and kernel , the induced multiplication is the identity, which is the flatness criterion for over .
First-order deformations are controlled by Ext^1 of the cotangent complex
Statement
Assume the Axiom of Choice (supplying Dependent Choice, The Axiom of Choice, AC implies DC implies countable choice). Let be a field and let be a -scheme that is flat and locally of finite presentation over (Flat morphism of schemes, Locally finite presentation morphisms). Let be a -vector space and the trivial square-zero extension (Square-zero extensions, small extensions and first-order thickenings). Then there is a canonical bijection between isomorphism classes of deformations of over and the first Ext group of the cotangent complex (Deformations of schemes and the infinitesimal deformation functor, The cotangent complex of a morphism of schemes, Ext groups of the cotangent complex), carrying the trivial deformation to ; for the dual numbers this reads . The bijection is natural under isomorphisms of and covariant in the coefficient vector space (a -linear map induces the augmentation-preserving map and hence the base-change map ). This statement allows arbitrary, including infinite-dimensional, ; on finite-dimensional coefficient spaces the covariance restricts to the corresponding morphisms of small extensions. Moreover, for the dual numbers, the infinitesimal automorphism group of the trivial deformation is , and for smooth over the theorem specializes to the Kodaira-Spencer description with .
Facts & Assumptions
Given: a field , a flat locally finitely presented -scheme , a -vector space , the trivial square-zero extension , and the Axiom of Choice.
For an augmented -algebra , is the groupoid of flat locally finitely presented -schemes with a specified identification of their special fibre with , and isomorphisms inducing the identity on that fibre. This definition applies to for every -vector space , without a finite-dimensionality assumption. In particular, and is the automorphism group of the trivial deformation. (Deformations of schemes and the infinitesimal deformation functor)
The affine case: for a flat ring map the deformations of over form, since the trivial deformation exists, a torsor under with automorphism group . If is finitely presented over , every such flat lift is finitely presented over : the affine supplier's specialization applies to any square-zero extension, so it applies to even when is infinite-dimensional. (Deformations of algebras: obstruction in degree two and torsor structure in degree one, Derivation of an algebra)
The exact cited ringed-space extension theorem, Stacks tag 08UZ, gives the global lifting torsor under and automorphisms . Flat scheme deformations are among its ringed-space extensions with coefficient and the prescribed canonical map from ; effective Zariski descent identifies these with the local scheme deformation groupoids. (Flat deformations form a Zariski sheaf of groupoids)
For smooth over one has with locally free of finite rank, so ; the differentials are locally free by smoothness. (Truncation, differentials and the cotangent complex of a smooth morphism, Ext of a locally free cotangent sheaf via sheaf cohomology, Smooth morphism of schemes)
Proof
Affine case. Let be affine over . By [F2] the deformations of over form a torsor under once nonempty, and the trivial deformation provides a base point; transporting the torsor structure along this base point gives a canonical bijection carrying the trivial class to , together with the identification of the automorphism group of the trivial deformation with . The affine ring/sheaf Ext equality uses the affine derived quasi-coherent equivalence recorded in The cotangent complex of a morphism of schemes and the affine cotangent comparison. A square-zero thickening of this affine special fibre is affine by Stacks tag 04EW, and the finite-presentation assertion in Deformations of algebras: obstruction in degree two and torsor structure in degree one ensures the stipulated local finiteness.
Global case. For a general flat locally finitely presented , use the ringed-space extension classification of Stacks tag 08UZ. The exact cited source theorem 08UZ applies to the thickening with coefficient and its canonical map from . A ringed-space solution is an extension with square-zero kernel , which is quasi-coherent. Stacks tag 04EW (the square-zero scheme criterion) therefore makes a scheme, with the corresponding opens over affine charts of also affine. The prescribed map from induces the identity , so Stacks tag 063Y gives flatness over and reduction exactly . On affine finite-presentation charts, the finite-presentation assertion of Deformations of algebras: obstruction in degree two and torsor structure in degree one gives finite presentation of the lift. Conversely every flat lift has this canonical kernel by the same flatness criterion. Thus the ringed-space solutions and the required scheme lifts are the same groupoid. This argument applies also to infinite-dimensional . The source theorem computes the extension classes as a torsor under ; consequently the isomorphism classes of global deformations are in canonical bijection with that group, the trivial deformation supplying the distinguished origin. Naturality under isomorphisms of and covariance in follow from the functoriality of base change on augmented bases and of the extension classification. In finite-dimensional cases this includes the corresponding morphisms of small extensions. This proves the first-order classification.
Infinitesimal automorphisms and the smooth specialization: the automorphism statement is the part of [F2] and [F3] at the trivial deformation, and is the affine identification glued over the cover. If is smooth over , [F4] gives and hence , the Kodaira-Spencer description. The Axiom of Choice is used only through the declared derived-Hom and Cech suppliers.
Source application. The global extension classification uses Stacks tag 08UZ directly, read with its proof; it applies on arbitrary ringed spaces and does not require a finite affine cover of . A map gives base change along , so the coefficient variance is covariant.
Obstructions to deformations lie in Ext^2 of the cotangent complex
Statement
Assume the Axiom of Choice (supplying Dependent Choice, The Axiom of Choice, AC implies DC implies countable choice). Let be a field, let be a small extension of local Artin -algebras with residue field and kernel (Square-zero extensions, small extensions and first-order thickenings), and let be a flat, locally finitely presented -scheme (Flat morphism of schemes, Locally finite presentation morphisms). Put and regard as the specified deformation of over . The relative lifting problem is to lift this whole -scheme across , with the reduction identified with (the relative convention in Deformations of schemes and the infinitesimal deformation functor). There is a canonical obstruction class whose vanishing is necessary and sufficient for such a lift to exist (Ext groups of the cotangent complex). If a lift exists, then the set of its isomorphism classes, with the reduction identification fixed, is a torsor under , and the automorphism group of a lift inducing the identity on the specified reduction is . The construction is natural under isomorphisms of the specified lifting datum and functorial in the small extension, and for each specified extension the obstruction is the boundary of its extension datum in the long exact Ext sequence of the transitivity triangle. Vanishing criterion: if then the specified -scheme lifts to (the relative deformation problem is smooth in that degree); for smooth over the obstruction group is .
Facts & Assumptions
Given: a small extension of local Artin -algebras with residue field and kernel , a flat locally finitely presented -scheme (viewed as a specified deformation of its special fibre over ), and the Axiom of Choice.
The affine obstruction theorem: for a flat ring map and a square-zero extension with kernel , the relative lifts of the specified -algebra to (with their reduction identified with ) have a canonical obstruction class in whose vanishing is equivalent to existence of a lift, and the isomorphism classes of lifts form a torsor under with automorphisms over given by . (Deformations of algebras: obstruction in degree two and torsor structure in degree one, Derivation of an algebra)
Flat deformations over satisfy effective Zariski descent, and the exact cited source theorem Stacks tag 08UZ classifies the global ringed-space extensions by the groups and of the cotangent complex. (Flat deformations form a Zariski sheaf of groupoids)
is glued from the affine complexes with the canonical affine comparison isomorphisms, and is the cohomology of the derived Hom. (The cotangent complex of a morphism of schemes, Ext groups of the cotangent complex)
For smooth over one has with locally free of finite rank, so . (Truncation, differentials and the cotangent complex of a smooth morphism, Ext of a locally free cotangent sheaf via sheaf cohomology, Smooth morphism of schemes)
Proof
Affine case. If is affine over , the relative lifting problem for this specified -scheme is exactly the affine problem of [F1]; hence there is a canonical obstruction class vanishing if and only if a lift exists, and when it does the isomorphism classes of lifts form a torsor under with automorphism group over given by .
Global case. For a general , choose an affine open cover. On each member the specified -scheme restricts to the affine lifting problem of step 1.1; the local obstruction classes transform by the canonical isomorphisms of the local cotangent complexes on overlaps. By the exact cited ringed-space extension theorem 08UZ, with and the canonical map , the global obstruction is the single class obtained as the boundary of the prescribed extension datum in the long exact Ext sequence of the transitivity triangle , and its vanishing is equivalent to the existence of a ringed-space solution. A ringed-space solution is an extension with square-zero kernel , which is quasi-coherent. Stacks tag 04EW (the square-zero scheme criterion) therefore makes a scheme, with the corresponding opens over affine charts of also affine. The prescribed map from induces the identity , so Stacks tag 063Y gives flatness over and reduction exactly . On affine finite-presentation charts, the finite-presentation assertion of Deformations of algebras: obstruction in degree two and torsor structure in degree one gives finite presentation of the lift. Conversely every flat lift has this canonical kernel by the same flatness criterion. Thus the ringed-space solutions and the required scheme lifts are the same groupoid. The isomorphism classes of lifts and their automorphisms over glue in the same way, giving a torsor under and automorphism group .
Naturality under isomorphisms of the specified -scheme and functoriality in the small extension follow from the functoriality of the affine construction and of the gluing, both computed from the chart data; no functoriality for a bare morphism between underlying schemes is asserted. The boundary description is the construction in the full proof of Stacks tag 08UZ; its naturality supplies the stated compatibility for morphisms of the specified square-zero lifting data. If then , so this specified -scheme lifts.
For smooth over , [F4] identifies , ; substituting into step 2.1 gives the smooth-case obstruction statement. The Axiom of Choice is used only through the declared derived-Hom and Cech suppliers.
Source application. The global obstruction and torsor assertions use the exact source theorem Stacks tag 08UZ with its full proof, rather than inferring existence of global lifts merely from local cohomology. That proof constructs the obstruction as the boundary of the prescribed extension datum under the transitivity triangle. No claim about a composite that is not square-zero is made.
Deformation cohomology of a smooth scheme: tangent, obstruction and automorphism spaces
Statement
Assume the Axiom of Choice (supplying Dependent Choice, The Axiom of Choice, AC implies DC implies countable choice). Let be a field and let be a smooth -scheme, flat and locally of finite presentation over (Smooth morphism of schemes, Flat morphism of schemes). Then for every small extension of local Artin -algebras with kernel and every deformation of over , write for its total space and . Then:
- governs infinitesimal automorphisms;
- first-order deformations satisfy (Kodaira-Spencer);
- the obstruction lies in ; in particular if then every deformation of over lifts to .
For smooth and proper over the three groups of the tangent sheaf are finite-dimensional and are the classical deformation-theoretic spaces.
Facts & Assumptions
Given: a field , a smooth flat locally finitely presented -scheme , a small extension of local Artin -algebras with kernel , a deformation of over , and the Axiom of Choice.
The first-order theorem identifies with . For a flat deformation , the obstruction theorem assigns an obstruction in , a lifting torsor under degree-one Ext and infinitesimal automorphisms given by degree-zero Ext. (First-order deformations are controlled by Ext^1 of the cotangent complex, Obstructions to deformations lie in Ext^2 of the cotangent complex)
For smooth over one has and is locally free of finite rank. (Truncation, differentials and the cotangent complex of a smooth morphism, Differentials of a smooth morphism)
For a locally free finite-rank and any quasi-coherent , ; in particular with one gets with . (Ext of a locally free cotangent sheaf via sheaf cohomology)
If is proper over and is coherent, then is finite-dimensional over for every . (Finite-dimensional coherent cohomology over a field, Coherent module sheaves)
Proof
The total space is smooth over : it is flat and locally finitely presented by the definition of a deformation (Deformations of schemes and the infinitesimal deformation functor), and the sole geometric fibre is the smooth special fibre . The fibre criterion in the smooth-morphism definition gives smoothness. Its differential sheaf is finite locally free, and its restriction to is by differential base change (Kähler differentials commute with scalar base change). Since the kernel of a small extension is annihilated by the maximal ideal of , the coefficient sheaf is canonically the pushforward of on the same underlying topological space. Applying the smooth-cotangent and finite locally free Ext formulas [F2] and [F3] therefore gives the degree- and degree- groups . The automorphism and obstruction assertions then follow from [F1].
For the dual numbers, the first-order theorem [F1] and the same smooth computation give . If the degree- group in step 1.1 vanishes, the obstruction is zero and [F1] supplies a lift.
If is smooth and proper over , it is locally of finite presentation over the field . Its affine chart rings are therefore quotients of finite-variable polynomial rings over , which are Noetherian by iteration of Hilbert basis theorem: if is Noetherian then is Noetherian and Every quotient and every localisation of a Noetherian ring is Noetherian. Thus is locally Noetherian, so its finite locally free tangent sheaf is coherent by the locally Noetherian clause of Coherent module sheaves. Applying [F4] to makes finite-dimensional over . The Axiom of Choice is inherited from the declared suppliers.
Vanishing of the deformation tangent space forces rigidity of deformation classes
Statement
Assume the Axiom of Choice (supplying Dependent Choice, The Axiom of Choice, AC implies DC implies countable choice). Let be a field and let be a quasi-compact, separated -scheme, flat and locally of finite presentation over (Flat morphism of schemes), with Then for every local Artin -algebra with residue field (Left and right Artinian rings, A local ring is a nonzero commutative ring with a unique maximal ideal) the deformation groupoid has exactly one isomorphism class: every deformation of over is isomorphic to the trivial deformation (Deformations of schemes and the infinitesimal deformation functor). Equivalently is rigid up to isomorphism. The conclusion concerns isomorphism classes only: the first-order infinitesimal automorphism group is , which need not vanish, so the deformation groupoid is not trivial in general (see the companion counterexample).
Facts & Assumptions
Given: a field , a quasi-compact separated flat locally finitely presented -scheme with , and the Axiom of Choice.
For a small extension and a specified deformation over , the relative lifts fixing the entire -scheme form, when nonempty, a torsor on isomorphism classes under . (Deformations of schemes and the infinitesimal deformation functor, Obstructions to deformations lie in Ext^2 of the cotangent complex)
Every surjection of local Artin -algebras with residue field factors as a composition of small extensions, and for some ; the intermediate quotient rings are again local Artin -algebras with residue field . (Square-zero extensions, small extensions and first-order thickenings, Left and right Artinian rings)
for a finite-dimensional -vector space : tensoring a complex with a finite-dimensional vector space is a finite direct sum, and Ext commutes with finite direct sums. (Deformations of schemes and the infinitesimal deformation functor, Obstructions to deformations lie in Ext^2 of the cotangent complex)
For the only deformation of over is itself, so has exactly one isomorphism class, and the trivial deformation over any exists. (Deformations of schemes and the infinitesimal deformation functor)
Proof
Base case. For a deformation of over is a scheme flat and locally finitely presented over isomorphic to ; hence has exactly one isomorphism class, the trivial one. [F4, given]
Inductive hypothesis. Let and assume that for every local Artin -algebra with residue field and length , every deformation of over is isomorphic to the trivial deformation. [F2, given]
Inductive step. Let have length . Its maximal ideal is nonzero and nilpotent by [F2]. Choose the last nonzero power and a nonzero ; then , so is an ideal of of length one. Since and , also . The quotient has length , and is a small extension. The reduction of a deformation over is trivial by step 1.2. Fix an isomorphism of this reduction with . The trivial deformation over is one relative lift of that specified -deformation, so the set of relative lifts fixing it is nonempty. For the trivial family , flat base change gives (The cotangent complex of a morphism of schemes). The coefficient sheaf is the pushforward of from the closed special fibre . The derived pullback/pushforward adjunction, Stacks tag 079W, gives for every . Here because the closed special fibre has the same underlying topological space as , so is exact restriction of scalars. Also by the flat-base-change identification and its special-fibre restriction. This uses the derived adjunction; exactness of alone does not imply that it preserves injectives. Therefore the isomorphism classes in this relative lift fibre form a torsor under by [F3], and hence have a single element. Forgetting the chosen reduction isomorphism shows that is trivial. This proves the inductive step.
Conclusion of the induction. Steps 1.1 and 2.1 show that the statement holds for local Artin -algebras of residue field and every positive length , hence for every local Artin -algebra with residue field : all deformations of over are isomorphic to the trivial deformation. The conclusion is about isomorphism classes; the first-order infinitesimal automorphism group is , which is not assumed to vanish, so the groupoid itself need not be trivial. The Axiom of Choice is used only through the declared deformation-theoretic supplier. [F1, F4, step 2.1]
Tangent and obstruction spaces for hypersurface deformations
Statement
Assume the Axiom of Choice, inherited from the projective-space cohomology suppliers (The Axiom of Choice). Let be a field, , , let be homogeneous of degree , let , and assume smooth over of pure dimension . Then the embedded deformation functor of in the fixed (Embedded deformations of a closed subscheme) has:
- tangent space at the trivial deformation, and , so the tangent space is
- vanishing obstruction space , with the embedded deformation functor formally smooth and unobstructed: every embedded deformation over a small extension extends;
- for the abstract deformation functor of as a -scheme instead the tangent space is and the obstruction group is (Deformation cohomology of a smooth scheme: tangent, obstruction and automorphism spaces); the two problems are related by the normal bundle sequence (Conormal sequence for a closed immersion), which need not have vanishing maps, so the embedded and abstract deformation spaces are different in general.
Facts & Assumptions
Given: a field , , , a homogeneous form of degree with smooth of pure dimension , and the Axiom of Choice.
The embedded deformation functor of in is isomorphic to the equation-deformation functor , it is formally smooth and unobstructed, and its tangent space at the trivial deformation is of dimension . (Embedded flat deformations of a smooth hypersurface are deformations of its equation)
with invertible, of the stated dimension, and . (Cohomology of twists on a smooth hypersurface, Internal Hom of module sheaves, Locally free sheaves of finite rank, degree projective hypersurface)
For the smooth -scheme the abstract deformation tangent space is and the obstruction group is . (Deformation cohomology of a smooth scheme: tangent, obstruction and automorphism spaces)
For the smooth closed immersion the normal bundle sequence is exact. (Conormal sequence for a closed immersion, Smooth closed immersion is regular with exact conormal sequence, Smooth morphism of schemes)
Projective space is smooth by its polynomial charts and the Jacobian criterion with no relations (Relative Jacobian criterion with its presentation hypothesis). For , . (Cohomology of O(d) on projective space)
Proof
Tangent space and normal sheaf. By [F1] the tangent space of the embedded deformation functor at the trivial deformation is , of dimension ; by [F2] the normal sheaf is , so has the same dimension. This proves part (1).
Obstruction space and formal smoothness. By [F2], ; independently, [F1] proves that the equation functor is formally smooth and unobstructed, so every embedded deformation over a small extension extends. This proves part (2).
Comparison with abstract deformations. By [F3] the abstract deformation functor has tangent space and obstruction group ; [F4] provides the normal bundle sequence relating , and . No injectivity or surjectivity of the comparison map between embedded and abstract deformations is asserted, since the maps in the normal bundle sequence need not vanish; the two deformation problems are therefore different in general, as claimed in part (3).
For an explicit difference, take the line , which is . Its embedded tangent space has dimension by step 1.1. On the two standard charts of , use coordinates and . The tangent frames satisfy , so after changing one frame by the tangent line bundle is (the standard twisting transition is ). Thus [F5] gives , while the embedded tangent space has dimension two. This proves the claimed difference in general without identifying the two functors. Choice is inherited from the cited suppliers.
5 · Examples, counterexamples and false statements
None yet.
Sources
- The Stacks Project, Formal Deformation Theory, complete chapter (Chapter 90)
- The Stacks Project, Deformation Theory, complete chapter (Chapter 91)
- The Stacks Project, Cohomology of Schemes, complete chapter (Chapter 30)
- Robin Hartshorne, Lectures on Deformation Theory (Berkeley Math 274 draft, 2004/2005)
- The Stacks Project, Deformation Problems, complete chapter (Chapter 93)
- The Stacks Project, thickenings of affine schemes
- The Stacks Project, smooth-source conormal sequence
- Edoardo Sernesi, An overview of classical deformation theory
- The Stacks Project, Schemes, open gluing
- The Stacks Project, The Cotangent Complex, complete chapter (Chapter 92)
- The Stacks Project, Proposition 36.7.5: the coherator for schemes with affine diagonal
- The Stacks Project, Proposition 36.8.3: the coherator for Noetherian schemes
- The Stacks Project, injective resolutions of bounded-below complexes
- The Stacks Project, Cohomology on Sites, complete chapter (Chapter 21)
- The Stacks Project, flatness across a square-zero extension
- The Stacks Project, square-zero sheaf extensions are schemes
- The Stacks Project, derived pullback and pushforward adjunction