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Deformation cohomology of a smooth scheme: tangent, obstruction and automorphism spaces

Statement

Assume the Axiom of Choice (supplying Dependent Choice, The Axiom of Choice, AC implies DC implies countable choice). Let k be a field and let X be a smooth k-scheme, flat and locally of finite presentation over k (Smooth morphism of schemes, Flat morphism of schemes). Then for every small extension A′→A of local Artin k-algebras with kernel I and every deformation ξ of X over A, write XA for its total space and TX/k=Hom(ΩX/k1,OX). Then:

  1. Ext⁡OXA0(LXA/A,OX⊗kI)≅H0(X,TX/k⊗kI)=Der⁡A(OXA,OX⊗kI) governs infinitesimal automorphisms;
  2. first-order deformations satisfy TX1≅H1(X,TX/k) (Kodaira-Spencer);
  3. the obstruction o(ξ) lies in H2(X,TX/k⊗kI); in particular if H2(X,TX/k⊗kI)=0 then every deformation of X over A lifts to A′.

For X smooth and proper over k the three groups H0,H1,H2 of the tangent sheaf are finite-dimensional and are the classical deformation-theoretic spaces.

Facts & Assumptions

Given: a field k, a smooth flat locally finitely presented k-scheme X, a small extension A′→A of local Artin k-algebras with kernel I, a deformation ξ of X over A, and the Axiom of Choice.

[F1]

The first-order theorem identifies TX1 with Ext⁡1(LX/k,OX). For a flat deformation XA, the obstruction theorem assigns an obstruction in Ext⁡OXA2(LXA/A,OXA⊗AI), a lifting torsor under degree-one Ext and infinitesimal automorphisms given by degree-zero Ext. (First-order deformations are controlled by Ext^1 of the cotangent complex, Obstructions to deformations lie in Ext^2 of the cotangent complex)

[F2]

For smooth X over A one has LX/A≃ΩX/A1[0] and ΩX/A1 is locally free of finite rank. (Truncation, differentials and the cotangent complex of a smooth morphism, Differentials of a smooth morphism)

[F3]

For a locally free finite-rank F and any quasi-coherent M, Ext⁡OXi(F,M)≅Hi(X,Hom(F,M))=Hi(X,F∨⊗M); in particular with F=ΩX/A1 one gets Ext⁡i(LX/A,M)≅Hi(X,TX/A⊗M) with TX/A=Hom(ΩX/A1,OX). (Ext of a locally free cotangent sheaf via sheaf cohomology)

[F4]

If X is proper over k and F is coherent, then Hq(X,F) is finite-dimensional over k for every q. (Finite-dimensional coherent cohomology over a field, Coherent module sheaves)

Proof

technique · combine the two deformation theorems with the smooth-case computation of the cotangent complex and the Ext-via-cohomology formula; record finite-dimensionality separately for proper $X$
1.1F1F2F3given

The total space XA is smooth over A: it is flat and locally finitely presented by the definition of a deformation (Deformations of schemes and the infinitesimal deformation functor), and the sole geometric fibre is the smooth special fibre X. The fibre criterion in the smooth-morphism definition gives smoothness. Its differential sheaf is finite locally free, and its restriction to X is ΩX/k1 by differential base change (Kähler differentials commute with scalar base change). Since the kernel I of a small extension is annihilated by the maximal ideal of A, the coefficient sheaf OXA⊗AI is canonically the pushforward of OX⊗kI on the same underlying topological space. Applying the smooth-cotangent and finite locally free Ext formulas [F2] and [F3] therefore gives the degree-0 and degree-2 groups Hi(X,TX/k⊗kI). The automorphism and obstruction assertions then follow from [F1].

2.1F1F2F3step 1.1

For the dual numbers, the first-order theorem [F1] and the same smooth computation give TX1≅H1(X,TX/k). If the degree-2 group in step 1.1 vanishes, the obstruction is zero and [F1] supplies a lift.

3.1F2F4step 1.1step 2.1∎

If X is smooth and proper over k, it is locally of finite presentation over the field k. Its affine chart rings are therefore quotients of finite-variable polynomial rings over k, which are Noetherian by iteration of Hilbert basis theorem: if R is Noetherian then R[x] is Noetherian and Every quotient and every localisation of a Noetherian ring is Noetherian. Thus X is locally Noetherian, so its finite locally free tangent sheaf is coherent by the locally Noetherian clause of Coherent module sheaves. Applying [F4] to TX/k makes H0,H1,H2 finite-dimensional over k. The Axiom of Choice is inherited from the declared suppliers.

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