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Delta Functors and Universality
1 · Prerequisites
- Abelian Categories
- Adjunctions Units and Counits
- Binary Operations, Monoids, Groups and Subgroups
- Cardinal Arithmetic, Cofinality and the Alephs
- Categories, Functors and Natural Transformations
- Chain Complexes and Homology
- Chain Homotopy and the Homotopy Category
- Compactness in Metric Spaces
- Construction of the Natural Numbers
- Construction of the Real Numbers via Cauchy Sequences
- Construction of the Real Numbers via Dedekind Cuts
- Cosets, Index and Lagrange's Theorem
- Countability and Uncountability
- Derived Functors
- Exactness and the Member Calculus
- Finite Counting, Factorials and Binomial Coefficients
- Foundations of the Real Numbers for Analysis
- Group Homomorphisms and the Isomorphism Theorems
- Limits and Colimits
- Long Exact Sequences in Homology
- Long Exact Sequences in Homology - Examples
- Mapping Cones Cylinders and Chain Triangles
- Modules, Submodules, Quotient Modules and the Isomorphism Theorems
- Normal Subgroups and Quotient Groups
- Order, Zorn's Lemma, and the Axiom of Choice
- Ordinal Arithmetic and the First Uncountable Ordinal
- Ordinals, Cardinals, and Transfinite Recursion
- Preadditive and Additive Categories and Biproducts
- Projective and Injective Resolutions
- Reflective Subcategories and the Adjoint Functor Theorems
- Relations, Functions, and Quotients
- Rings, Subrings, Integral Domains and Fields
- Sequences and Limits
- Set Theory Beyond Choice: Recorded, Not Proved Here
- Subobject Lattices Generators and the Grothendieck Axioms
- Suprema and Infima
- The Diagram Lemmas in an Abelian Category
- The ZFC Axioms and the Basic Set Constructions
- Universal Properties, Representables and the Yoneda Lemma
2 · Summary
This page packages the long exact sequence data attached to derived functors into the abstract language of delta functors. The first half isolates the structure itself, including the connecting maps built from horseshoe resolutions and the proof that these maps do not depend on the auxiliary horseshoe choices once the supplied resolution data are fixed.
The second half proves the universality criterion from effacement. That is the point at which delta functors become a comparison tool rather than only a way to print long exact sequences: once a degree-zero construction is known to be universal, later balance arguments can reduce higher-degree comparison to the degree-zero map and then invoke uniqueness.
3 · Logical flowchart
4 · Definitions, theorems and proofs
Homological delta functor
Definition
Let and be abelian categories. A homological delta functor from to is a family of additive functors together with, for every short exact sequence in the sense of Exact sequence and short exact sequence in an abelian category, a family of morphisms such that:
- the sequence is exact, and
- for every morphism between short exact sequences, the connecting squares commute.
Thus the structure consists of both the long exact sequence and the naturality of its connecting maps.
Cohomological delta functor
Definition
Let and be abelian categories. A cohomological delta functor from to is a family of additive functors together with, for every short exact sequence a family of morphisms such that:
- the sequence is exact, and
- for every morphism between short exact sequences, the connecting squares commute.
In particular, is left exact because it begins such a long exact sequence.
Morphism of homological delta functors
Definition
Let and be homological delta functors. A morphism of homological delta functors is a family of natural transformations such that for every short exact sequence and every , the square commutes.
Equivalently, the degreewise natural transformations assemble into a morphism of the long exact sequences attached to every short exact sequence.
Morphism of cohomological delta functors
Definition
Let and be cohomological delta functors. A morphism of cohomological delta functors is a family of natural transformations such that for every short exact sequence and every , the square commutes.
Universal delta functor
Definition
Let be a delta functor.
If is homological, then is universal when for every homological delta functor and every natural transformation there exists a unique morphism of homological delta functors whose degree-zero component is .
If is cohomological, then is universal when for every cohomological delta functor and every natural transformation there exists a unique morphism of cohomological delta functors whose degree-zero component is .
So universality says that the higher-degree components are forced by the degree-zero data and the delta-functor axioms.
Effaceable homological delta functor in positive degrees
Definition
Let be a homological delta functor on an abelian category . We say that is effaceable in positive degrees by projectives when for every and every object of , there exists an epimorphism with projective such that the induced map is zero.
No globally chosen family of such epimorphisms is part of the definition.
Effaceable cohomological delta functor in positive degrees
Definition
Let be a cohomological delta functor on an abelian category . We say that is effaceable in positive degrees by injectives when for every and every object of , there exists a monomorphism with injective such that the induced map is zero.
Again, the definition only asks for existence object by object and degree by degree.
The horseshoe construction stays short exact after applying a right exact functor
Statement
Assume the Axiom of Dependent Choice.
Let be a right exact functor between abelian categories, and let be a short exact sequence in . If is a horseshoe short exact sequence of projective resolutions of , then is a short exact sequence of complexes in .
Facts & Assumptions
Given: A horseshoe short exact sequence of projective resolutions over .
A right exact functor is additive (A left or right exact functor between abelian categories is automatically additive).
The horseshoe lemma produces a degreewise split short exact sequence of projective resolutions (The horseshoe lemma for projective resolutions).
Additive functors apply degreewise to complexes and chain maps (An additive functor applies degreewise to complexes and chain maps).
Exactness of a sequence of complexes is equivalent to exactness in each degree, and that is the definition of a short exact sequence of complexes (A sequence of chain maps is exact exactly when it is exact degreewise, Short exact sequence of complexes).
Proof
By [L2], each degree of the horseshoe row is a split short exact sequence Because is additive by [L1], it preserves the biproduct decomposition carried by that split sequence, so each degree remains exact after applying .
By [L3], the degreewise images from step 1.1 assemble into a sequence of chain maps Since it is exact in every degree, [L4] identifies it as a short exact sequence of complexes.
The connecting map for left derived functors
Definition
Assume the Axiom of Dependent Choice.
Let be supplied projective resolution data on a class in an abelian category , and let be an additive right exact functor. Fix a short exact sequence of objects of .
Choose a horseshoe projective resolution of whose end terms are the supplied resolutions and . By The horseshoe construction stays short exact after applying a right exact functor and The connecting morphism in homology, this yields connecting morphisms
Replace the supplied datum only at the object by the chosen horseshoe resolution . The resulting datum computes naturally isomorphic left derived functors by Two supplied projective resolution data define naturally isomorphic left derived functors, so each may be read as a map
This map is the connecting map for the left derived functors attached to the chosen horseshoe resolution. The next item proves that it is independent of the horseshoe choice and of the comparison isomorphisms used to read it in the fixed datum .
The left derived connecting map is independent of the horseshoe resolution and lifts
Statement
Assume the Axiom of Dependent Choice.
In the situation of The connecting map for left derived functors, the map does not depend on the chosen horseshoe middle resolution or on the comparison lifts used to transport the homology connecting morphism to the fixed datum . More generally, a morphism of short exact sequences and fixed comparison lifts on the two end resolutions admit a compatible comparison map between chosen horseshoe middle resolutions; any two such middle maps induce the same maps on homology.
Facts & Assumptions
Given: Two choices of horseshoe middle resolution and comparison lifts for the same short exact sequence .
Item 9 defines the connecting map by transporting homology's connecting morphism from a chosen horseshoe sequence (The connecting map for left derived functors).
Two horseshoe middle comparison maps fitting the same side data are chain-homotopic (Horseshoe resolutions are compatible with morphisms of short exact sequences up to homotopy).
A horseshoe resolution is degreewise the biproduct of the chosen end resolutions (The horseshoe lemma for projective resolutions).
The homology connecting morphism is natural under morphisms of short exact sequences of complexes (Naturality of the homology connecting morphism).
Chain-homotopic maps induce the same map on homology (Chain-homotopic maps induce the same map on homology).
Any two comparison maps between projective resolutions that lift the same object morphism are chain-homotopic, whether or not they were chosen as the same side maps of a horseshoe ladder (Projective comparison maps are unique up to chain homotopy).
Proof
By [L1], each horseshoe choice gives a short exact sequence of complexes after applying , hence a homology connecting morphism. For a morphism of the underlying short exact sequences, fix comparison lifts on the two end resolutions. By [L3], write each horseshoe term as the biproduct of its end terms. Inductively in the degree, define the middle comparison map as the fixed diagonal pair of side maps plus an off-diagonal correction. The chain-map defect in degree lands in the kernel of the target augmentation or differential; projectivity of the corresponding right-hand resolution term lifts it, giving the next correction. This produces a middle chain map for which both side squares commute, hence a morphism of short exact sequences of complexes.
Applied to the identity morphism of the original short exact sequence, step 1.1 supplies a comparison between any two chosen horseshoes. By [L2], any two compatible middle comparisons with the fixed side maps are chain-homotopic.
Applying [L4] to the ladder from step 1.1 shows that the homology connecting morphisms commute with the induced maps on the two ends. If the end comparison lifts are changed, [L6] makes the old and new lifts chain-homotopic and [L5] makes their induced end homology maps equal. With either fixed pair of side lifts, [L2] likewise makes any two compatible middle maps chain-homotopic. Thus all transport maps occurring in the connecting square are unchanged on homology. Applying this to the comparison in step 2.1 shows that the resulting map is independent of both the horseshoe and transport choices.
Left derived functors form a homological delta functor
Statement
Assume the Axiom of Dependent Choice.
Let and be abelian categories, let be supplied projective resolution data on all objects of , and let be an additive right exact functor. Then the additive functors together with the connecting maps of The connecting map for left derived functors, form a homological delta functor on . Moreover is naturally isomorphic to .
Facts & Assumptions
Given: A short exact sequence in and an integer .
Each is an additive functor (Left derived functors relative to supplied data are additive functors).
Item 9 supplies connecting maps from a chosen horseshoe construction, and item 10 makes them independent of that choice (The connecting map for left derived functors, The left derived connecting map is independent of the horseshoe resolution and lifts).
The long exact homology sequence of a short exact sequence of complexes is natural (The long exact homology sequence is natural).
The zeroth left derived functor of a right exact functor recovers the original functor (The zero-th left derived functor of a right exact functor recovers the functor).
A homological delta functor is exactly the data listed in Homological delta functor.
Proof
By [L2], choose any horseshoe middle resolution for the given short exact sequence and define the connecting maps from its long exact homology sequence. Using [L3], that horseshoe sequence yields an exact long sequence and item 10 ensures that this sequence depends only on the original short exact sequence, not on the auxiliary horseshoe data.
For a morphism of short exact sequences in , the generalized comparison assertion in [L2] supplies a compatible morphism between chosen horseshoe sequences. Apply [L3] to it. The connecting squares commute on the horseshoe level, and [L2] transports that naturality to the fixed datum . Together with the additivity from [L1], this is exactly the homological delta-functor structure required by [L5].
The degree-zero term is naturally isomorphic to by [L4]. Hence the left derived functors form a homological delta functor with degree zero equal to the original right exact functor.
Right derived functors form a cohomological delta functor
Statement
Assume the Axiom of Dependent Choice.
Let and be abelian categories, let be supplied injective resolution data on all objects of , and let be an additive left exact functor. Then the additive functors admit connecting maps that make them into a cohomological delta functor on , and is naturally isomorphic to .
Facts & Assumptions
Given: A short exact sequence in and an integer .
Each is an additive functor (Right derived functors relative to supplied data are additive functors).
The injective horseshoe is obtained by dualizing the projective horseshoe; the latter fits into a degreewise split short exact sequence of augmented complexes. Consequently the injective horseshoe also carries the dual degreewise split short exact sequence of cochain complexes (The horseshoe lemma for injective resolutions, The horseshoe lemma for projective resolutions).
Applying to a short exact sequence of injective resolution complexes produces a long exact sequence in cohomology, natural under morphisms of such sequences (The long exact sequence in cohomology, Naturality of the cohomology connecting morphism).
Replacing the supplied injective resolution datum at one object changes the derived functor only by natural isomorphism (Two supplied injective resolution data define naturally isomorphic right derived functors).
The zeroth right derived functor of a left exact functor recovers the original functor (The zero-th right derived functor of a left exact functor recovers the functor).
A cohomological delta functor is exactly the data listed in Cohomological delta functor.
Different injective comparison extensions of the same object morphism induce the same maps on cohomology (The induced cohomology map is independent of the chosen injective comparison extension).
Proof
Choose the injective horseshoe from [L2]. Its degreewise split short exact sequence remains split exact after applying the additive functor , so it becomes a short exact sequence of cochain complexes in . Now [L3] gives its long exact cohomology sequence, and [L4] transports the middle cohomology groups to the fixed datum . This defines connecting maps
Given a morphism of short exact sequences, use the degreewise biproduct form of the two injective horseshoes and construct compatible comparison maps by the dual comparison induction: injectivity extends the off-diagonal correction at each degree. By [L7], different comparison extensions induce the same maps on cohomology. Naturality of the cohomology connecting morphism in [L3] then makes the connecting squares commute, and [L1] supplies additivity. Therefore [L6] identifies as a cohomological delta functor on .
The degree-zero term is naturally isomorphic to by [L5].
Natural transformations of base functors give morphisms of derived delta functors
Statement
Assume the Axiom of Dependent Choice.
Let be supplied projective resolution data, let be supplied injective resolution data, and let be a natural transformation between additive functors .
If and are right exact, then the induced transformations assemble into a morphism of homological delta functors.
If and are left exact, then the induced transformations assemble into a morphism of cohomological delta functors.
Facts & Assumptions
Given: A short exact sequence and an integer .
A natural transformation induces degreewise natural transformations on left and right derived functors (A natural transformation induces natural transformations of left derived functors, A natural transformation induces natural transformations of right derived functors).
The left and right derived families already carry delta-functor structures (Left derived functors form a homological delta functor, Right derived functors form a cohomological delta functor).
The homology and cohomology connecting morphisms are natural with respect to morphisms of short exact sequences of complexes (Naturality of the homology connecting morphism, Naturality of the cohomology connecting morphism).
A morphism of delta functors is a degreewise natural transformation that commutes with the connecting maps (Morphism of homological delta functors, Morphism of cohomological delta functors).
Proof
By [L1], the components and are already natural in the object variable.
Compute the connecting maps for the chosen short exact sequence from a horseshoe resolution on the projective or injective side as in [L2]. Applying degreewise gives a morphism between the two short exact sequences of complexes obtained after applying and . By [L3], the corresponding connecting squares in homology or cohomology commute.
Step 2.1 is exactly the compatibility demanded in [L4]. Therefore the induced degreewise natural transformations from step 1.1 assemble into morphisms of the corresponding derived delta functors.
The derived long exact sequence
Statement
Assume the Axiom of Dependent Choice.
Let and be abelian categories, let be supplied projective resolution data on all objects of , and let be supplied injective resolution data on all objects of .
If is additive and right exact, then every short exact sequence in yields a natural long exact sequence
If is additive and left exact, then every such short exact sequence yields a natural long exact sequence
Facts & Assumptions
Given: A short exact sequence in .
Left derived functors form a homological delta functor (Left derived functors form a homological delta functor).
Right derived functors form a cohomological delta functor (Right derived functors form a cohomological delta functor).
Proof
The first displayed sequence is exactly the long exact sequence attached by [L1] to the given short exact sequence.
The second displayed sequence is exactly the long exact sequence attached by [L2] to the same short exact sequence.
Positive left derived functors are effaceable by projectives
Statement
Assume the Axiom of Dependent Choice.
Let be an abelian category with enough projectives, let be supplied projective resolution data on all objects of . Let be an additive right exact functor. Then the homological delta functor is effaceable in positive degrees by projectives.
Facts & Assumptions
Given: An object and an integer .
Enough projectives gives an epimorphism with projective (A category with enough projectives and with enough injectives).
Positive left derived functors vanish on projective objects (Positive left derived functors vanish on projective objects).
Effaceability in positive degrees means killing the induced map from some projective epimorphism (Effaceable homological delta functor in positive degrees).
Proof
By [L1], choose a projective epimorphism . The datum is defined on all of , so is defined; since is projective and , [L2] gives .
The induced map is therefore the zero map. By [L3], this is exactly the required positive-degree effacement of by a projective object.
Positive right derived functors are effaceable by injectives
Statement
Assume the Axiom of Dependent Choice.
Let be an abelian category with enough injectives, let be supplied injective resolution data on all objects of . Let be an additive left exact functor. Then the cohomological delta functor is effaceable in positive degrees by injectives.
Facts & Assumptions
Given: An object and an integer .
Enough injectives gives a monomorphism with injective (A category with enough projectives and with enough injectives).
Positive right derived functors vanish on injective objects (Positive right derived functors vanish on injective objects).
Effaceability in positive degrees means killing the induced map into some injective object (Effaceable cohomological delta functor in positive degrees).
Proof
By [L1], choose a monomorphism with injective. The datum is defined on all of , so is defined; since is injective and , [L2] gives .
The induced map is therefore zero. By [L3], this is exactly the required positive-degree effacement.
Dimension shift for a homological delta functor effaced in the middle
Statement
Let be a homological delta functor. For a short exact sequence and an integer , the connecting map has the following properties:
- if is the zero map, then is a monomorphism,
- if is the zero map, then is an epimorphism,
- if both conditions hold, then is an isomorphism.
Facts & Assumptions
Given: A short exact sequence and an integer .
A homological delta functor attaches an exact segment to the given short exact sequence (Homological delta functor).
Proof
By [L1], the kernel of is the image of . Therefore if that incoming map is zero, then and is monic.
Again by [L1], the image of is the kernel of . If the outgoing map is zero, then that kernel is all of , so is epic.
When both hypotheses hold, steps 1.1 and 1.2 show that is both monic and epic, hence an isomorphism in the abelian target category.
Dimension shift for a cohomological delta functor effaced in the middle
Statement
Let be a cohomological delta functor. For a short exact sequence and an integer , the connecting map has the following properties:
- if is the zero map, then is a monomorphism,
- if is the zero map, then is an epimorphism,
- if both conditions hold, then is an isomorphism.
Facts & Assumptions
Given: A short exact sequence and an integer .
A cohomological delta functor attaches an exact segment to the given short exact sequence (Cohomological delta functor).
Proof
By [L1], the kernel of is the image of . If that map is zero, then , so is monic.
By [L1], the image of is the kernel of . If the latter map is zero, this kernel is all of , so is epic.
When both hypotheses hold, steps 1.1 and 1.2 show that is an isomorphism.
A partial morphism of delta functors extends through one dimension shift
Statement
Let and be delta functors on an abelian category. In the homological case fix ; in the cohomological case fix .
Homological case: suppose and are homological, suppose natural transformations have already been chosen compatibly with the connecting maps in degrees , and choose for an object a short exact sequence such that is projective and . Then there is a unique morphism such that If a morphism is covered by a morphism between two such chosen short exact sequences, then the maps and are natural with respect to .
Cohomological case: suppose and are cohomological, suppose natural transformations have already been chosen compatibly with the connecting maps in degrees , and choose for an object a short exact sequence such that is injective and . Then there is a unique morphism More explicitly, let be induced by , let be the map on cokernels induced by , and let be induced by . Then is characterized by If a morphism is covered by a morphism between two such chosen short exact sequences, then these maps are natural with respect to .
Facts & Assumptions
Given: An object and a chosen effacement sequence as in the statement.
Effaceability supplies the chosen projective or injective short exact sequence (Effaceable homological delta functor in positive degrees, Effaceable cohomological delta functor in positive degrees).
In the homological case, the chosen effacement makes the connecting map monic; in the cohomological case, the chosen effacement makes the cokernel of (Dimension shift for a homological delta functor effaced in the middle, Dimension shift for a cohomological delta functor effaced in the middle).
A natural transformation is defined by commuting with the maps induced by the chosen morphisms (Natural transformation and its components).
Proof
In the homological case, exactness of the long sequences for the chosen short exact sequence gives and Because the lower incoming map is zero by the chosen effacement, [L2] makes monic. The already defined map therefore determines at most one map satisfying and exactness shows that the right-hand side lands in , so this map exists.
If is covered by a morphism of chosen effacement sequences, then the already defined degree- maps are natural by [L3]. Applying the defining equation from step 1.1 on both objects and using naturality of the connecting morphisms inside the two long exact sequences shows that has the same composite with both and . Since the target is monic by [L2], these two maps are equal.
In the cohomological case, [L2] makes an isomorphism. The known map induces on the displayed cokernels, while exactness makes factor through the map from the target cokernel. Define This is the unique map satisfying . The same cokernel equation, together with naturality of the known degree- maps from [L3], gives naturality for morphisms covered by chosen effacement ladders.
The effacement extension is independent of the effacing morphism
Statement
In either case of A partial morphism of delta functors extends through one dimension shift, the new component defined from a chosen effacement of is independent of which effacing morphism is used.
Facts & Assumptions
Given: Two chosen effacements of the same object .
Item 19 defines the next-degree component from any chosen effacement and proves naturality for morphisms covered by morphisms between chosen effacement sequences (A partial morphism of delta functors extends through one dimension shift).
Finite coproducts of projectives are projective and finite products of injectives are injective (A coproduct of projectives is projective and a product of injectives is injective).
Proof
In the homological case, let be two effacements of the relevant target value. Form the epimorphism By [L2], is projective. Since is additive, the canonical biproduct identification gives and under this identification the map has components and , both zero. Thus , so is again an admissible effacement.
The inclusions satisfy , so they give morphisms from each original effacement to the dominating effacement of step 1.1 over the identity of . By the naturality part of [L1], the component defined from agrees with the one defined from for each . Hence the components defined from and are equal.
The cohomological case is dual: if are two effacements, then is again an admissible effacement by [L2], and the projections compare it with each original choice. Applying [L1] as in step 2.1 shows that the resulting degree- component is independent of the chosen injective effacement.
The effacement extension commutes with connecting morphisms
Statement
The next-degree components supplied by A partial morphism of delta functors extends through one dimension shift can be chosen so that they commute with the connecting morphisms of every short exact sequence. Equivalently, once the lower-degree components form a partial morphism of delta functors, the one-step extension may be chosen to preserve that compatibility in the next degree as well.
Facts & Assumptions
Given: A short exact sequence and lower-degree components already compatible with its connecting maps.
Item 19 defines the next-degree components from chosen effacements and proves naturality when the chosen effacement sequences fit into a ladder (A partial morphism of delta functors extends through one dimension shift).
Item 20 makes those next-degree components independent of which effacing morphisms are used (The effacement extension is independent of the effacing morphism).
The dimension-shift lemmas give the monicity or epicity used to define the one-step components from the connecting morphisms of the chosen effacement sequences (Dimension shift for a homological delta functor effaced in the middle, Dimension shift for a cohomological delta functor effaced in the middle).
Proof
In the homological case, write the given sequence as and choose the projective effacement used by [L1] to define . Projectivity of lifts through the epimorphism ; the lift restricts to a map , producing a morphism from the effacement sequence to the given sequence. By [L2], using this ladder-compatible effacement does not change . Naturality of the two connecting morphisms, the defining equation from [L1], and naturality of the already constructed give . This is the required homological connecting square.
In the cohomological case, choose the injective effacement used by [L1] to define . Injectivity of extends across the monomorphism and induces a map , producing a morphism from the given sequence to the effacement sequence. Again [L2] permits this compatible choice. Naturality of the connectors, the defining cokernel equation from [L1], and naturality of then give . This is the required cohomological connecting square.
The two cases show that the one-step extension preserves every connecting morphism, independently of the effacement choices by [L2].
Effaceable homological delta functors are universal
Statement
Let be a homological delta functor on an abelian category. If is effaceable in positive degrees by projectives, then is universal.
Facts & Assumptions
Given: A homological delta functor and a natural transformation .
Universality for a homological delta functor means unique extension of to a morphism of homological delta functors (Universal delta functor, Morphism of homological delta functors).
Effaceability supplies admissible projective effacements, and the dimension-shift lemma makes the corresponding connecting maps monic (Effaceable homological delta functor in positive degrees, Dimension shift for a homological delta functor effaced in the middle).
Item 19 defines the next-degree component from one chosen effacement, item 20 makes it independent of that choice, and item 21 preserves compatibility with connecting morphisms (A partial morphism of delta functors extends through one dimension shift, The effacement extension is independent of the effacing morphism, The effacement extension commutes with connecting morphisms).
Proof
Start with the given as the degree-zero component.
Suppose by induction that for some we have already constructed natural transformations for all , and that these form a morphism of homological delta functors through degree . For each object , choose an effacement for the target value using [L2]. Then [L3] defines a map from that effacement, and [L3] makes it independent of the chosen .
To check naturality of the family from step 1.2, compare two chosen effacements over a morphism by a common dominating effacement. The covered naturality from [L3] applies to that dominating choice, and the choice independence from [L3] transports the result back to the original objects. Thus is natural. The same comparison argument, now applied over a short exact sequence, together with the connecting-map compatibility from [L3], shows that adjoining preserves the morphism-of-delta-functors condition in degree .
This constructs a morphism extending in every degree. For uniqueness, let be any other degree- component compatible with the already fixed lower-degree data. Choose an effacement for . Because and have the same lower-degree compatibility, their composites with agree. The map is monic by [L2], so . Hence the extension is unique in each degree, and [L1] identifies as universal.
Effaceable cohomological delta functors are universal
Statement
Let be a cohomological delta functor on an abelian category. If is effaceable in positive degrees by injectives, then is universal.
Facts & Assumptions
Given: A cohomological delta functor and a natural transformation .
Universality for a cohomological delta functor means unique extension of to a morphism of cohomological delta functors (Universal delta functor, Morphism of cohomological delta functors).
Effaceability supplies admissible injective effacements, and the dimension-shift lemma identifies the source of the next map with a cokernel (Effaceable cohomological delta functor in positive degrees, Dimension shift for a cohomological delta functor effaced in the middle).
Item 19 defines the next-degree component from one chosen effacement, item 20 makes it choice-free, and item 21 preserves compatibility with the connecting maps (A partial morphism of delta functors extends through one dimension shift, The effacement extension is independent of the effacing morphism, The effacement extension commutes with connecting morphisms).
Proof
Set the degree-zero component to be the given map .
Suppose by induction that for some we have already constructed natural transformations for all , compatible with the connecting morphisms through degree . For each object , choose an injective effacement for using [L2]. The cohomological clause of [L3], which is valid for every , defines a map , and [L3] makes it independent of the chosen effacement.
Naturality and compatibility with the connecting morphisms follow exactly as in the homological case: use the covered naturality from [L3] on a common dominating injective effacement and then appeal to the choice-independence from [L3]. Thus adjoining extends the partial morphism one degree further.
Uniqueness in degree comes from the cokernel description in [L2]: once the degree- component is fixed, item 19 gives only one possible map out of . Hence the inductive extension is unique in every degree, and [L1] shows that is universal.
Derived functors are universal delta functors
Statement
Assume the Axiom of Dependent Choice.
Let and be abelian categories, let be supplied projective resolution data on all objects of , let be supplied injective resolution data on all objects of , and let be additive.
If is right exact and the source category has enough projectives, then the left derived delta functor is universal.
If is left exact and the source category has enough injectives, then the right derived delta functor is universal.
Facts & Assumptions
Given: The stated exactness and enough-projectives or enough-injectives hypotheses.
Left and right derived functors carry homological and cohomological delta functor structures (Left derived functors form a homological delta functor, Right derived functors form a cohomological delta functor).
Their positive degrees are effaceable by projectives or injectives (Positive left derived functors are effaceable by projectives, Positive right derived functors are effaceable by injectives).
Effaceable homological or cohomological delta functors are universal (Effaceable homological delta functors are universal, Effaceable cohomological delta functors are universal).
Proof
In the right exact case, [L1] makes a homological delta functor and [L2] makes it effaceable in positive degrees. Therefore [L3] shows that it is universal.
In the left exact case, [L1] makes a cohomological delta functor and [L2] makes it positively effaceable. Applying [L3] again gives its universality.
Universal delta functors extending the same degree-zero functor are uniquely isomorphic
Statement
Let be a fixed degree-zero functor.
If and are universal homological delta functors equipped with chosen natural isomorphisms then there is a unique isomorphism of homological delta functors whose degree-zero part is .
If and are universal cohomological delta functors equipped with chosen natural isomorphisms then there is a unique isomorphism of cohomological delta functors whose degree-zero part is .
Facts & Assumptions
Given: Two universal delta functors together with chosen degree-zero identifications to .
Universality for homological and cohomological delta functors is the unique extension property from degree zero (Universal delta functor).
Morphisms of delta functors are the degreewise maps compatible with the connecting morphisms (Morphism of homological delta functors, Morphism of cohomological delta functors).
Proof
In the homological case, set . Applying [L1] to gives a morphism , and applying [L1] to gives a morphism . Their composites extend and respectively, so uniqueness in [L1] forces and . Hence is the unique isomorphism extending .
The cohomological case is identical, with the maps oriented out of the universal functors as required by [L1].
A morphism between universal delta functors is determined in degree zero
Statement
Let and be universal delta functors of the same variance.
In the homological case, two morphisms are equal as soon as .
In the cohomological case, two morphisms are equal as soon as .
Facts & Assumptions
Given: Two morphisms between universal delta functors with the same degree-zero component.
Universality says that a degree-zero map has at most one extension to a morphism of delta functors (Universal delta functor).
Morphisms of delta functors are exactly the degreewise compatible maps (Morphism of homological delta functors, Morphism of cohomological delta functors).
Proof
In either variance, the two given morphisms are both extensions of the same degree-zero map. By the uniqueness clause in [L1], there is at most one such extension. Therefore the two morphisms coincide in every degree.
This is precisely the claim that the full morphism is determined in degree zero.
An exact base functor has the trivial universal delta functor
Statement
Assume the Axiom of Dependent Choice.
Let be an exact functor between abelian categories. Then both of the following are universal delta functors:
- the homological delta functor with degree-zero term , all higher terms , and all connecting maps ,
- the cohomological delta functor with degree-zero term , all higher terms , and all connecting maps .
Facts & Assumptions
Given: An exact functor .
An exact functor is additive, left exact, and right exact (Exact functor between abelian categories).
Universality for delta functors is the unique extension property from degree zero (Universal delta functor).
Proof
Fix a short exact sequence . Because is exact, [L1] gives an exact sequence Therefore the homological family with degree zero , higher degrees , and zero connecting maps has the required long exact sequences and naturality squares, so it is a homological delta functor.
Let be any homological delta functor and let be a natural transformation. Define for . In every connecting square with this is automatic. For , exactness of gives , while step 1.1 gives ; naturality of therefore implies , so the degree-one connecting square also commutes. The extension is unique because there is only one morphism into the zero object in each positive degree. Hence the trivial homological delta functor is universal by [L2].
The cohomological case is dual. Step 1.1 already gives exact sequences so the family with , for , and zero connecting maps is a cohomological delta functor. Given any cohomological delta functor and any , define for . Exactness of gives , and exactness of makes epic, so naturality of implies . Thus the connecting squares commute, and uniqueness is again immediate in positive degrees. Therefore the trivial cohomological delta functor is universal by [L2].
Satellites give the first derived functor
Statement
Assume the Axiom of Dependent Choice.
Let and be abelian categories, and let be additive.
If has enough projectives, is right exact, and is any universal homological delta functor equipped with a chosen natural isomorphism , then naturally, for every supplied projective resolution datum on all objects of . In this sense the first left satellite of , defined as the degree-one term of a universal homological delta functor extending , agrees with .
If has enough injectives, is left exact, and is any universal cohomological delta functor equipped with a chosen natural isomorphism , then naturally, for every supplied injective resolution datum on all objects of . This is the corresponding first right satellite agreement.
Facts & Assumptions
Given: A universal delta functor extending and the corresponding derived delta functor.
Derived functors are universal delta functors (Derived functors are universal delta functors).
Two universal delta functors equipped with chosen degree-zero identifications to the same functor are uniquely isomorphic (Universal delta functors extending the same degree-zero functor are uniquely isomorphic).
Universality is the structure that defines the satellite terminology used on this page (Universal delta functor).
The derived delta functors come with canonical degree-zero identifications to (Left derived functors form a homological delta functor, Right derived functors form a cohomological delta functor).
Proof
In the homological case, [L1] makes universal and [L4] identifies its degree-zero term canonically with . The given satellite functor is also a universal extension of by [L3]. Therefore [L2] yields a unique isomorphism of delta functors , and its degree-one component is the asserted natural isomorphism .
The cohomological case is identical with in place of . Its degree-one component gives the natural isomorphism .
Universality is the construction-independence principle
Remark
Universality is what turns a higher-degree construction into an invariant of its degree-zero functor. By Derived functors are universal delta functors, derived functors have that property once their delta-functor structure has been built; by A morphism between universal delta functors is determined in degree zero, any later comparison is forced as soon as degree zero is understood.
That is the principle used on later balance pages such as A balanced derived bifunctor: first construct a degree-zero agreement between two candidate models, then use universality to conclude that every higher comparison is forced. Universality does not replace the earlier need to define the constructions honestly.
5 · Examples, counterexamples and false statements
FALSE: any sequence of functors with long exact sequences is a delta functor
Statement
False. Any family of functors that sends every short exact sequence to a long exact sequence is automatically a delta functor.
Facts & Assumptions
Given: The homology delta functor on complexes and one short exact sequence of complexes whose connecting map is nonzero.
A delta functor requires naturality of the connecting maps, not only exactness of the long sequence (Homological delta functor, Cohomological delta functor).
Homology of complexes is a genuine homological delta functor (Homology of complexes satisfies the delta-functor naturality and exactness laws).
There exists a short exact sequence of complexes with a nonzero connecting map (A degreewise split sequence with nonzero connecting map).
Refutation
Start from the homology delta functor of [L2]. Keep all functors and all connecting maps unchanged except on one chosen short exact sequence with nonzero connector from [L3], where replace the connecting map by its negative. Each long exact sequence stays exact, because negating one map does not change its image or kernel.
By construction, the modified family still has long exact sequences, but on an isomorphism between the altered sequence and an unaltered copy the connecting square no longer commutes: one side uses and the other uses , which are different because . Thus [L1] fails, so the modified family is not a delta functor.
FALSE: effaceability means every positive value is zero
Statement
Assume the Axiom of Dependent Choice.
False. If a delta functor is effaceable in positive degrees, then all of its positive-degree values are zero.
Facts & Assumptions
Given: The right exact functor on abelian groups, where is an integer, together with supplied projective resolution data on all abelian groups.
Effaceability only says that a suitable induced map is zero (Effaceable homological delta functor in positive degrees, Effaceable cohomological delta functor in positive degrees).
Positive left derived functors of a right exact functor on a category with enough projectives are effaceable (Positive left derived functors are effaceable by projectives).
Replacing supplied projective resolution data gives naturally isomorphic left derived functors (Two supplied projective resolution data define naturally isomorphic left derived functors).
Refutation
Every abelian group is a quotient of a free abelian group, so has enough projectives. Hence [L2] makes the positive left derived functors of effaceable in the sense of [L1].
Let be supplied projective resolution data obtained from the given datum by using at the object . Applying to this resolution gives a deleted complex whose differential is zero. Therefore By [L3], for the original supplied datum , so its first derived value is nonzero as well.
Thus this homological delta functor is effaceable in positive degrees but has a nonzero positive-degree value, refuting the statement.
FALSE: a degree-zero natural transformation between delta functors always extends uniquely
Statement
False. Every degree-zero natural transformation between delta functors extends uniquely to a morphism of delta functors.
Facts & Assumptions
Given: The exact identity functor .
Extension from degree zero is the extra property called universality (Universal delta functor).
A homological delta functor consists of additive functors, exact long sequences, and natural connecting maps (Homological delta functor).
Refutation
Define a homological delta functor on by and for , with every connecting map zero. For each short exact sequence, the only nonzero part of its long sequence is which is exact because is exact; naturality is immediate. Thus [L2] applies.
The unique degree-zero transformation has at least two extensions : the zero morphism and the identity morphism. They differ in degree , since , but have the same degree-zero component. Therefore arbitrary delta functors do not have the unique-extension property [L1].
FALSE: the horseshoe connecting map is independent without a comparison proof
Statement
False. Once the left derived connecting map has been written using a horseshoe resolution, its independence from the chosen horseshoe is automatic and needs no proof.
Facts & Assumptions
Given: Two choices of horseshoe resolution for the same short exact sequence.
Item 9 defines the left derived connecting map from a chosen horseshoe resolution and comparison isomorphisms (The connecting map for left derived functors).
Item 10 is the statement that different horseshoe choices give the same map (The left derived connecting map is independent of the horseshoe resolution and lifts).
Refutation
Before [L2] is proved, item 9 produces one map from each chosen horseshoe resolution. Those maps are a priori attached to different auxiliary choices, so there is no equality available merely from the definition in [L1].
The assertion of [L2] is exactly the missing comparison statement. Thus the independence is not automatic; it is a separate mathematical obligation that must be proved.
FALSE: universality removes the need for supplied resolution data
Statement
False. Because derived functors are universal delta functors, one never needs to supply projective or injective resolution data in their definition.
Facts & Assumptions
Given: The derived-functor construction and its universality theorem.
Left and right derived objects are defined relative to supplied projective or injective resolution data (Supplied projective resolution data, Supplied injective resolution data).
The previous page proves well-definedness only after comparing different supplied data by natural isomorphism (Two supplied projective resolution data define naturally isomorphic left derived functors, Two supplied injective resolution data define naturally isomorphic right derived functors).
Universality is a later comparison principle for already constructed delta functors (Derived functors are universal delta functors, A morphism between universal delta functors is determined in degree zero).
Refutation
The construction of the derived objects starts with the chosen resolution data in [L1]. Without those data there is no deleted resolution to which the functor can be applied.
Item [L2] shows that even the basic well-definedness claim is a separate comparison theorem about different supplied data. Only after that construction work is in place does [L3] compare the resulting delta functors abstractly. Therefore universality does not remove the need for supplied resolution data at the definition stage.
Sources
- Charles A. Weibel, An Introduction to Homological Algebra, Chapter 2 `Derived Functors`
- Alexandre Grothendieck, Some aspects of homological algebra (Barr translation)
- The Stacks Project, Section 12.12: Cohomological delta-functors
- Romyar Sharifi, Homological Algebra
- Charles A. Weibel, An Introduction to Homological Algebra, Sections 2.4 and 2.5