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Krull Dimension and Height Theorems
1 · Prerequisites
- Algebraic Extensions, Extension Degree, and Finite Fields
- Associated Primes and Primary Decomposition
- Binary Operations, Monoids, Groups and Subgroups
- Chain Conditions, Semisimple Modules and the Wedderburn–Artin Theorem
- Construction of the Natural Numbers
- Construction of the Real Numbers via Cauchy Sequences
- Construction of the Real Numbers via Dedekind Cuts
- Cosets, Index and Lagrange's Theorem
- Countability and Uncountability
- Determinants of Matrices over a Commutative Ring
- Divisibility, Euclidean Domains, Principal Ideal Domains and Unique Factorisation
- Finite Counting, Factorials and Binomial Coefficients
- Finite Fields and Cyclotomic Extensions
- Foundations of the Real Numbers for Analysis
- Free Modules, Exact Sequences, Projective and Injective Modules
- Group Actions, Orbits, Stabilisers and Cayley's Theorem
- Group Homomorphisms and the Isomorphism Theorems
- Ideals, Quotient Rings and the Isomorphism Theorems for Rings
- Integral Extensions and Going Up
- Linear Independence, Bases and Dimension
- Localisation of Modules and Support
- Modules, Submodules, Quotient Modules and the Isomorphism Theorems
- Noether Normalisation and Nullstellensatz
- Noetherian Rings and Hilbert Basis
- Normal Subgroups and Quotient Groups
- Order, Zorn's Lemma, and the Axiom of Choice
- Polynomial Rings, the Division Algorithm and Roots
- Prime Spectra and Radicals
- Relations, Functions, and Quotients
- Rings, Subrings, Integral Domains and Fields
- Roots, Rational Powers, and Classical Inequalities
- Simple Field Extensions and the Construction of the Complex Numbers
- Splitting Fields
- Symmetric Groups, Cycle Decomposition and the Sign Homomorphism
- Tensor Products of Modules
- The Determinant of a Linear Operator, Cofactors and Cramer's Rule
- The Field of Fractions and Localisation
- The ZFC Axioms and the Basic Set Constructions
- Vector Spaces, Linear Subspaces, Span and Direct Sums
2 · Summary
This page turns the earlier spectrum-and-height definitions into working dimension theory. Under the Axiom of Choice, it proves Krull's principal ideal theorem and the height theorem, builds their local converse, and packages systems of parameters as the local radical form of dimension.
The general Noetherian polynomial dimension jump and the affine height/dimension formulas also assume Choice. Polynomial-ring dimension over a field and affine-domain dimension equal to transcendence degree retain choice-free proofs: the latter lifts the finite coordinate-prime chain through a module-finite normalization using finite-dimensional residue algebras. The examples page isolates the boundary cases where zero divisors, localization, and noncatenary behavior matter.
3 · Logical flowchart
4 · Definitions, theorems and proofs
Minimal primes are exactly the primes of height zero
Statement
Let be a commutative ring and let . Then is minimal if and only if .
Facts & Assumptions
Given: A commutative ring and a prime ideal .
The height of is the supremum of the lengths of strict prime chains ending at (Height equals local dimension).
Proof
If is minimal, there is no strict prime ideal properly contained in . Therefore every strict chain ending at has length , and [L1] gives .
If , then [L1] says no strict chain of positive length ends at . In particular there is no prime ideal properly contained in , so is minimal.
The two implications prove that minimal primes are exactly the primes of height zero.
In a domain, every prime chain below a prime begins at (0)
Statement
Let be an integral domain and let . Then is a prime ideal of contained in . Consequently every strict prime chain below can be extended downward to a strict chain beginning at .
Facts & Assumptions
Given: An integral domain and a prime ideal .
An integral domain is a nonzero commutative ring in which implies or (Zero divisor, and integral domain: a commutative ring with and no zero divisors).
A prime ideal is a proper ideal such that implies or (Prime ideals and maximal ideals in a commutative ring).
Proof
By [L1], is nonzero, so . If , then , and [L1] gives or . Thus or , so [L2] shows that is prime.
Every ideal contains , hence . Therefore any chain of primes below can be extended by adjoining at the bottom if it is not already present.
So every prime chain below begins at after at most one downward extension.
Height in a quotient measures chains between two primes
Statement
Let be a commutative ring and let be prime ideals. Then the height of in is the supremum of the lengths of strict prime chains in .
Facts & Assumptions
Given: A commutative ring and prime ideals .
Prime ideals of correspond exactly to the prime ideals of containing , with strict inclusions preserved (Prime ideals of a quotient ring are exactly the prime ideals containing the ideal).
Height is the supremum of the lengths of strict prime chains ending at the chosen prime (Height equals local dimension).
Proof
By [L1], strict prime chains in ending at are in bijection with strict prime chains in beginning at and ending at . Corresponding chains have the same length.
Applying [L2] to the prime of the quotient ring , the height of is exactly the supremum of the lengths of those quotient chains. Step 1.1 translates that supremum into the displayed chains in .
Therefore height in the quotient is the relative chain length from to .
Reduce the principal ideal theorem to a Noetherian local domain
Statement
Let be a Noetherian commutative ring, let , and let be a prime ideal minimal over . Then for every minimal prime of the localized quotient is a Noetherian local domain. If , then the image of in is nonzero and the maximal ideal of is minimal over that principal ideal. Consequently the principal ideal theorem is reduced to bounding the maximal ideal of such a local domain by .
Facts & Assumptions
Given: A Noetherian commutative ring , an element , and a prime ideal minimal over .
Minimal primes are exactly the primes of height zero (Minimal primes are exactly the primes of height zero).
Quotients and localizations of Noetherian rings are Noetherian (Every quotient and every localisation of a Noetherian ring is Noetherian).
A quotient by a prime ideal is an integral domain ( is an integral domain if and only if is a prime ideal).
Localization at a prime ideal is local, with maximal ideal the extended prime ( is local with unique maximal ideal ).
Prime ideals of a quotient and of a localization correspond by inclusion-preserving bijections (Prime ideals of a quotient ring are exactly the prime ideals containing the ideal, Prime ideals of a localization are exactly the primes disjoint from the denominator set).
Proof
Let be a minimal prime of . By [L1], . The quotient is a Noetherian domain by [L2] and [L3], and then [L4] makes a Noetherian local domain.
If , then already has height by step 1.1 and there is nothing left to prove. Assume now that . Since is minimal over , the element cannot lie in ; otherwise the prime would also contain and minimality would force . Thus the image of in , and hence in , is nonzero.
Let be the maximal ideal of . By [L5], primes of correspond to primes of that lie between and . Because is minimal over , the prime is minimal over the image of in , and after localizing there is no smaller prime of containing . Hence is minimal over .
Let be any strict prime chain. If there is nothing to bound. If , then , so minimality of over gives . By [L2]–[L4], is a Noetherian local domain in which the image of is nonzero; [L5] also shows that its maximal ideal is minimal over that image. The original chain induces a strict chain of length ending at this maximal ideal. Therefore a height bound of in every reduced local-domain case forces . Since the original chain was arbitrary, .
The symbolic-power step inside the principal ideal theorem
Statement
Assume the Axiom of Choice (The Axiom of Choice). Let be a Noetherian local domain, and let be nonzero. If is minimal over , then every prime ideal strictly contained in is zero. In particular .
Facts & Assumptions
Given: The Axiom of Choice, a Noetherian local domain and a nonzero element such that is minimal over .
In a domain, the zero ideal is prime (Zero divisor, and integral domain: a commutative ring with and no zero divisors, Prime ideals and maximal ideals in a commutative ring).
Quotients and localizations of Noetherian rings are Noetherian, and every ideal of a Noetherian ring is finitely generated (Every quotient and every localisation of a Noetherian ring is Noetherian, A commutative ring is Noetherian exactly when every ideal is finitely generated, exactly when its ideals satisfy the ascending chain condition, and exactly when every nonempty set of ideals has a maximal member).
The nilradical of a Noetherian ring is nilpotent (The nilradical of a Noetherian ring is nilpotent).
Prime ideals of a localization correspond to primes disjoint from its denominator set (Prime ideals of a localization are exactly the primes disjoint from the denominator set).
If for a finitely generated module, then for some (Determinant trick for Nakayama).
Under the assumed AC, in a local ring every element outside the unique maximal ideal is a unit; in particular is a unit for in the maximal ideal (Assuming the Axiom of Choice, a nonzero commutative ring is local exactly when its nonunits form an ideal, exactly when one of and is a unit for every ). Steps 3.1 and 4.1 use this exact Choice boundary.
Proof
Since is both maximal and minimal among primes containing , it is the only such prime. Hence the quotient is Noetherian by [L2] and has the single prime . Its nilradical is therefore , so [L3] gives for some . Each layer is a finite-dimensional vector space over : it is finitely generated by [L2] and is annihilated by . A descending chain of ideals in induces descending chains in these finitely many finite-dimensional layers, so all layers, and therefore the original chain, stabilize. Thus is Artinian.
Let be prime. Then . For , define the symbolic power These form a descending chain. By step 1.1, the ideals in stabilize, so for some , If , write with . In the element is a unit, while ; hence . Therefore
The quotient module is finitely generated by [L2], and step 2.1 says . Apply [L5] with . It gives for some . Fact [L6] makes a unit, so and . Localizing this equality at gives
Apply [L5] in the local ring to the finite module and the ideal . Step 3.1 says that ideal times the module is the module, so [L6] gives . Because is a domain, this forces , and contraction through [L4] gives . Thus every prime strictly below is zero, and [L1] yields .
Krull's principal ideal theorem
Statement
Assume the Axiom of Choice (The Axiom of Choice). Let be a Noetherian commutative ring, let , and let be a prime ideal minimal over . Then .
Facts & Assumptions
Given: The Axiom of Choice, a Noetherian commutative ring , an element , and a prime ideal minimal over .
The principal-ideal bound reduces to the case of a Noetherian local domain whose maximal ideal is minimal over one nonzero element (Reduce the principal ideal theorem to a Noetherian local domain).
Under the assumed AC, in that reduced local-domain situation every prime properly below the maximal ideal is zero, so the maximal ideal has height at most (The symbolic-power step inside the principal ideal theorem).
Proof
By [L1], choose a minimal prime and pass to the Noetherian local domain whose maximal ideal is minimal over the image of .
Fact [L2] applies to , so its maximal ideal has height at most .
The reduction packaged in [L1] identifies this with the desired bound upstairs in .
A Noetherian local domain has dimension zero exactly when it is a field
Statement
Assume the Axiom of Choice (The Axiom of Choice).
Let be a Noetherian local domain. Then if and only if is a field.
Facts & Assumptions
Given: The Axiom of Choice and a Noetherian local domain .
A local ring has a unique maximal ideal (A local ring is a nonzero commutative ring with a unique maximal ideal).
In a domain the zero ideal is prime (Zero divisor, and integral domain: a commutative ring with and no zero divisors, Prime ideals and maximal ideals in a commutative ring).
Krull dimension is the supremum of lengths of strict prime chains (Krull dimension of a nonzero ring).
Under the assumed Choice, an element outside the unique maximal ideal of a local ring is a unit (Assuming the Axiom of Choice, a nonzero commutative ring is local exactly when its nonunits form an ideal, exactly when one of and is a unit for every ).
Proof
Suppose . By [L2], the chain is a prime chain. If it were strict, [L3] would give , contradiction. Hence , so every nonzero element is outside the maximal ideal and is a unit by the AC-qualified [L4]. Thus is a field.
Conversely, if is a field, its unique maximal ideal is . Therefore the only prime ideal is , and [L3] gives .
So a Noetherian local domain has dimension zero exactly when it is a field.
A minimal prime over a principal nonzerodivisor has height one
Statement
Assume the Axiom of Choice (The Axiom of Choice). Let be a Noetherian commutative ring, let be a nonzerodivisor, and let be a prime ideal minimal over . Then .
Facts & Assumptions
Given: The Axiom of Choice, a Noetherian commutative ring , a nonzerodivisor , and a prime ideal minimal over .
Every prime minimal over a principal ideal has height at most (Krull's principal ideal theorem).
The principal-ideal reduction passes to a Noetherian local domain whose maximal ideal is minimal over the image of (Reduce the principal ideal theorem to a Noetherian local domain).
A Noetherian local domain has dimension zero exactly when it is a field (A Noetherian local domain has dimension zero exactly when it is a field).
Under AC, the nilradical of a Noetherian ring is the finite intersection of its minimal primes, and the nilradical of a Noetherian localization is nilpotent (A radical ideal in a Noetherian ring is a finite intersection of minimal primes, The nilradical of a Noetherian ring is nilpotent, Every quotient and every localisation of a Noetherian ring is Noetherian).
Proof
By [L1], .
By [L4], the nilradical is a finite intersection of minimal primes. Since contains that intersection, it contains one of those primes; choose . The localization is a nonzero Noetherian local ring with only one prime, . Its nilradical is therefore that maximal ideal and is nilpotent by [L4]. If , the image would be nilpotent in , contradicting that multiplication by the nonzerodivisor remains injective after localization. Thus and .
Apply [L2] to this . In the resulting Noetherian local domain , the image of is nonzero and lies in the maximal ideal. If that maximal ideal had height , then [L3] would make a field, forcing to be a unit, contradiction. Hence the maximal ideal of has height at least , so has height at least .
Steps 1.1 and 2.1 give .
Choose the first generator's minimal prime inside the target prime
Statement
Assume the Axiom of Choice (The Axiom of Choice). Let be a Noetherian commutative ring, let , let and let be a prime ideal minimal over . Let be the minimal prime ideals over . If is not one of the and if and is a strict prime chain, then there exists a strict prime chain of the same length ending at whose prime (the first above ) is not contained in any . For such a chain one can choose and then is minimal over .
Facts & Assumptions
Given: The Axiom of Choice, a Noetherian commutative ring , an integer , the ideal , a prime ideal minimal over , the minimal primes over , and a strict chain of length .
Under the assumed Axiom of Choice, a Noetherian ring has finitely many minimal primes over any ideal, and the radical of the ideal is their intersection. AC supplies the minimal-prime existence premise and includes the Dependent Choice used by the finite decomposition (A Noetherian ring has finitely many minimal prime ideals, A radical ideal in a Noetherian ring is a finite intersection of minimal primes, Minimal primes over a proper ideal exist).
Finite prime avoidance lets us choose an element outside a finite union of prime ideals once the ambient ideal is not contained in that union (An ideal contained in a finite union of prime ideals lies in one of them).
Every prime minimal over a principal ideal has height at most (Krull's principal ideal theorem).
Proof
Write . By [L1], the family is finite. Every is minimal among primes containing . Since contains but is not one of them, for every . Finite prime avoidance [L2] therefore supplies an element of outside their union. The given chain has , so its exists.
Starting at and descending to , keep the current strict chain and the invariant that is contained in none of the . If already has this property, leave it unchanged. Otherwise choose by [L2]. Since for at least one , the element is outside . In the Noetherian quotient , the radical of is the finite intersection of its minimal primes by [L1]. The prime contains this intersection, so by primality it contains one of those minimal primes; call its inverse image . Then because but . By [L3] the selected prime has height at most in , whereas has the two-step chain through . Thus . It also contains , so it is contained in none of the . Replacing by preserves the chain length and establishes the invariant one level lower.
After the finite descent in step 2.1, is contained in none of the . When , this says , as already established in step 1.1.
Since is not contained in the finite union , [L2] gives . In particular , so contains .
Let be prime minimal over . Because contains , it contains one of the minimal primes . By the choice of , one has , so . If , then is a strict chain in the quotient ring , so the prime has height at least . But is minimal over , hence is minimal over the principal ideal generated by the image of , contradicting [L3]. Therefore .
Hence is minimal over , with chosen from of a chain of the same length.
Quotienting by the first minimal prime reduces the remaining height count
Statement
Assume the Axiom of Choice (The Axiom of Choice). In the situation of Choose the first generator's minimal prime inside the target prime, with a chain of length , choose so that is minimal over , and let be a strict prime chain with . Then in the prime is minimal over the ideal generated by the images of , and the quotient chain is strict of length .
Facts & Assumptions
Given: The Axiom of Choice, a Noetherian commutative ring , an ideal with , a prime minimal over it, an element as in Choose the first generator's minimal prime inside the target prime, and a strict chain of length with .
Under the assumed Axiom of Choice, the chosen element makes minimal over (Choose the first generator's minimal prime inside the target prime).
Prime ideals of a quotient correspond to prime ideals upstairs containing the quotient ideal, with strict inclusions preserved (Prime ideals of a quotient ring are exactly the prime ideals containing the ideal).
Proof
By [L1], every prime ideal of containing and lying inside is equal to . Hence is minimal over the images of in .
Because for every , [L2] sends the given chain to The inclusions stay strict, because equality between consecutive quotient primes would contract back to equality between the corresponding primes of .
Thus quotienting by leaves a prime minimal over generators and reduces this chosen chain by exactly one step.
Krull's height theorem
Statement
Assume the Axiom of Choice (The Axiom of Choice). Let be a Noetherian commutative ring, let be an ideal generated by elements, and let be a prime ideal minimal over . Then .
Facts & Assumptions
Given: The Axiom of Choice, a Noetherian commutative ring , an -generated ideal with , and a prime ideal minimal over .
The case is Krull's principal ideal theorem (Krull's principal ideal theorem).
Under the assumed Axiom of Choice, for and a positive-length chain, one may replace the first generator by an element from of a same-length chain so that is minimal over (Choose the first generator's minimal prime inside the target prime).
Under the same Choice assumption, after quotienting by that chosen , the image is minimal over generators and a chain ending at loses one step (Quotienting by the first minimal prime reduces the remaining height count).
Proof
If , [L1] gives .
Assume and that the theorem is known for -generated ideals. Suppose for contradiction that . Then there exists a strict prime chain with . Under the assumed AC, [L2] replaces by a suitable element of a same-length chain for which is minimal over .
By [L3], the quotient prime is minimal over the -generated ideal generated by the images of , and the above chain descends to a strict chain of length ending at in . This contradicts the induction hypothesis for generators.
Therefore the assumption is impossible, and .
Height is bounded by the minimal number of local generators
Statement
Assume the Axiom of Choice. Let be a Noetherian commutative ring and let . Then where denotes the minimal number of generators.
Facts & Assumptions
Given: The Axiom of Choice (The Axiom of Choice), a Noetherian commutative ring , and a prime ideal .
The localization is a Noetherian local ring with maximal ideal (Every quotient and every localisation of a Noetherian ring is Noetherian, is local with unique maximal ideal ).
Under Choice, a prime minimal over an ideal generated by elements has height at most (Krull's height theorem).
The height of is the dimension of (The height of a prime ideal).
Proof
By [L1], the maximal ideal of the local ring is . Let be its minimal number of generators, finite by Noetherianity. If , the maximal ideal is zero and the local ring is a field, so its dimension is zero. If , the maximal ideal is minimal over the ideal generated by those same elements. Applying the Choice-qualified [L2] inside gives .
By [L3], , so step 1.1 says .
This is the claimed local-generator bound on height.
Select generators witnessing the converse height theorem
Statement
Assume the Axiom of Choice.
Let be a Noetherian commutative ring and let be a proper ideal of height . Then there exist elements such that for every the ideal has height exactly .
Facts & Assumptions
Given: The Axiom of Choice, a Noetherian commutative ring , a proper ideal , and an integer .
A Noetherian ring has only finitely many minimal primes over a given ideal (A Noetherian ring has finitely many minimal prime ideals).
Finite prime avoidance lets us choose an element outside finitely many forbidden prime ideals (An ideal contained in a finite union of prime ideals lies in one of them).
Under the Axiom of Choice, the principal ideal theorem and the height theorem bound the height of a prime minimal over chosen generators by (Krull's principal ideal theorem, Krull's height theorem).
Proof
If , the empty list works.
Assume . The prime ideals of height are exactly the minimal primes of , hence are finite by [L1]. None of them contains , because . Therefore [L2] provides outside every height-zero prime. Any prime minimal over must then have height at least , while [L3] gives height at most . Thus has height exactly .
Suppose and have already been chosen so that has height exactly . The minimal primes over are finite by [L1]. Among them, collect those of height ; none can contain , because has height . By [L2], choose outside all of those primes. Any prime minimal over contains some minimal prime over . If , then and strict containment would force ; hence is one of the excluded height- primes, impossible since it contains . Thus every such has height at least . By [L3] it has height at most , so has height exactly .
Steps 1.1, 1.2, and 2.1 build the required list .
Converse to Krull's height theorem in localised form
Statement
Assume the Axiom of Choice.
Let be a Noetherian commutative ring and let have finite height . Then in the local ring there exist elements such that the maximal ideal is minimal over . Equivalently, is minimal over an -generated ideal after localizing at .
Facts & Assumptions
Given: The Axiom of Choice, a Noetherian commutative ring and a prime ideal with .
The localization is a Noetherian local ring with maximal ideal (Every quotient and every localisation of a Noetherian ring is Noetherian, is local with unique maximal ideal ).
By definition, (The height of a prime ideal).
Under the Axiom of Choice, in a Noetherian ring a proper ideal of height contains elements whose successive generated ideals have heights (Select generators witnessing the converse height theorem).
Proof
By [L1] and [L2], the local ring has maximal ideal and dimension . Applying [L3] to the proper ideal produces elements such that has height . Writing each with and , and replacing by the associate , we may assume with .
Let be a prime ideal minimal over . Because has height , the prime has height . The maximal ideal also contains , so . If the inclusion were strict, a strict chain of length ending at would extend by one more step to a chain ending at , contradicting . Therefore , so the maximal ideal is minimal over .
Therefore becomes minimal over an ideal generated by elements after localizing at .
Systems of parameters and parameter ideals
Definition
Let be a finite-dimensional Noetherian local ring of dimension . A tuple is a system of parameters when Equivalently, the ideal generated by the tuple has maximal radical. That ideal is called a parameter ideal.
When , the empty tuple is a system of parameters exactly when . In a zero-dimensional Noetherian local ring this is the correct convention, so systems of parameters still have length equal to the dimension.
Parameter ideals are exactly the m-primary d-generated ideals
Statement
Let be a -dimensional Noetherian local ring and let . Then is a system of parameters if and only if is -primary.
Facts & Assumptions
Given: A -dimensional Noetherian local ring and the ideal .
By definition, is a system of parameters exactly when (Systems of parameters and parameter ideals).
For a finite module over a Noetherian ring, a proper ideal is -primary exactly when the quotient has associated-prime set ; equivalently, when some power of kills the quotient and every element outside acts injectively (Primary submodules of finite modules are characterized by a singleton associated-prime set).
Proof
Suppose . Since every element outside is a unit in a local ring, it acts injectively on . Also means some power lies in , hence kills . Therefore [L2] makes a -primary ideal.
Conversely, if is -primary, [L2] applied to the finite module gives . Then [L1] says is a system of parameters.
Thus parameter ideals are exactly the -generated -primary ideals.
Choose a parameter that misses the top-dimensional minimal components
Statement
Assume the Axiom of Choice. Let be a Noetherian local ring of finite positive dimension . Then there exists outside every minimal prime of . For every such one has In particular misses the top-dimensional minimal components.
Facts & Assumptions
Given: The Axiom of Choice (The Axiom of Choice) and a Noetherian local ring with .
Under Choice, a Noetherian ring has finitely many minimal primes (A Noetherian ring has finitely many minimal prime ideals).
Finite prime avoidance chooses an element of outside finitely many proper prime ideals (An ideal contained in a finite union of prime ideals lies in one of them).
Under Choice, if a prime is minimal over a principal ideal generated by a nonzerodivisor, then it has height (A minimal prime over a principal nonzerodivisor has height one).
Prime ideals of a quotient correspond to primes upstairs containing the quotient ideal (Prime ideals of a quotient ring are exactly the prime ideals containing the ideal).
Proof
By [L1], the minimal primes of form a finite set; because , none equals . Hence [L2] provides outside every minimal prime.
Let be a minimal prime of . By [L4], the prime is minimal over in . Choose a minimal prime . Since , its image in the domain is a nonzerodivisor. The prime is minimal over that image: an intervening prime would give a prime strictly below containing . Thus [L3] gives . Every chain in extends upward to a chain in longer by one step.
Since , step 2.1 implies . Taking the supremum over all minimal primes of yields .
Thus one can choose a first parameter outside the minimal components, and every such choice lowers dimension by at least one.
A first parameter lowers local dimension by exactly one
Statement
Assume the Axiom of Choice.
Let be a Noetherian local ring of positive dimension , and let be a system of parameters. Then
Facts & Assumptions
Given: The Axiom of Choice, a Noetherian local ring with , and a system of parameters .
Since is a system of parameters, its ideal is -primary. Hence the images of generate an -primary ideal in ; no dimension of the quotient is assumed here (Systems of parameters and parameter ideals, Parameter ideals are exactly the m-primary d-generated ideals).
Under the Axiom of Choice, a prime minimal over an ideal generated by elements has height at most , and conversely a prime of finite height is locally minimal over generators (Krull's height theorem, Converse to Krull's height theorem in localised form).
Prime ideals of correspond to prime ideals of that contain (Prime ideals of a quotient ring are exactly the prime ideals containing the ideal).
Proof
By [L1], the maximal ideal of is minimal over an ideal generated by elements. If , that ideal is zero, so the maximal ideal is a minimal prime and the quotient has dimension zero. If , apply the height theorem to its generators. In either case .
Suppose instead that . The quotient is a nonzero local ring, so this is impossible when . For , [L2] applied in the local ring provides an ideal generated by at most elements whose radical is the maximal ideal . Lifting those generators to and adjoining , we obtain an ideal of generated by at most elements with radical . Applying the height theorem to the maximal ideal of would then give , contradiction.
Therefore .
Every finite-dimensional Noetherian local ring has a system of parameters
Statement
Assume the Axiom of Choice. Let be a finite-dimensional Noetherian local ring, with . Then has a system of parameters.
Facts & Assumptions
Given: The Axiom of Choice (The Axiom of Choice) and a finite-dimensional Noetherian local ring of dimension .
Under Choice, a first parameter can be chosen in outside every minimal prime, and for such a choice the quotient has dimension at most (Choose a parameter that misses the top-dimensional minimal components).
A system of parameters is a -tuple whose generated ideal has radical (Systems of parameters and parameter ideals).
Prime ideals of a quotient correspond to primes upstairs containing the quotient ideal (Prime ideals of a quotient ring are exactly the prime ideals containing the ideal).
Proof
If , the local ring has no strict prime inclusion, so its maximal ideal is its only prime. Consequently , and the empty tuple generates and is a system of parameters by [L2].
Assume and that the theorem is known in dimensions . By [L1], choose outside every minimal prime. Then is a Noetherian local ring of some dimension . By the induction hypothesis, choose a system of parameters in of length . Lift these elements to and append zeros, obtaining a tuple of length . Padding does not change the ideal or its radical.
The ideal generated by has radical in , so [L3] says the ideal has radical in . By [L2], the tuple is a system of parameters.
Therefore every finite-dimensional Noetherian local ring has a system of parameters.
Local dimension is the minimal number of generators of an ideal with maximal radical
Statement
Assume the Axiom of Choice. Let be a finite-dimensional Noetherian local ring of dimension . Then is the least integer for which there exists an -generated ideal with .
Facts & Assumptions
Given: The Axiom of Choice (The Axiom of Choice) and a finite-dimensional Noetherian local ring with .
Under Choice, systems of parameters exist, and by definition a system of parameters gives a -generated ideal with radical (Every finite-dimensional Noetherian local ring has a system of parameters, Systems of parameters and parameter ideals).
If an ideal generated by elements has radical , then the maximal ideal is minimal over it; under Choice the height theorem bounds by (Krull's height theorem). If , and forces .
Under Choice, the local converse to the height theorem produces generators whose radical is the maximal ideal (Converse to Krull's height theorem in localised form, Parameter ideals are exactly the m-primary d-generated ideals).
Proof
By [L1], there exists a -generated ideal with radical . So the least such number is at most .
Conversely, let be an -generated ideal with . Then is minimal over , so [L2] gives . Hence every such generating number is at least .
Steps 1.1 and 1.2 show that the least number is exactly . The same conclusion may also be read from [L3] as the local radical form of the converse height theorem.
Quotienting by a first parameter lowers local dimension by one
Statement
Assume the Axiom of Choice.
Let be a Noetherian local ring of positive dimension, and let be a system of parameters. Then
Facts & Assumptions
Given: The Axiom of Choice, a Noetherian local ring of positive dimension and a system of parameters .
By definition, is the first member of a system of parameters (Systems of parameters and parameter ideals).
Under the Axiom of Choice, a first parameter lowers the local dimension by exactly one (A first parameter lowers local dimension by exactly one).
Proof
The tuple satisfies the hypothesis of [L2] by [L1].
Therefore .
Localisation does not increase Krull dimension
Statement
Let be a nonzero commutative ring and let be a multiplicative subset with . Then
Facts & Assumptions
Given: A nonzero commutative ring and a multiplicative subset with .
Prime ideals of correspond to prime ideals of disjoint from , with strict inclusions preserved (Prime ideals of a localization are exactly the primes disjoint from the denominator set).
Krull dimension is the supremum of the lengths of strict prime chains (Krull dimension of a nonzero ring).
Proof
By [L1], every strict prime chain in contracts to a strict prime chain in of the same length.
Taking suprema and using [L2] gives .
Hence localization does not increase Krull dimension.
Passing to a quotient does not increase Krull dimension
Statement
Let be a nonzero commutative ring and let be a proper ideal. Then
Facts & Assumptions
Given: A nonzero commutative ring and a proper ideal .
Prime ideals of correspond to prime ideals of containing , with strict inclusions preserved (Prime ideals of a quotient ring are exactly the prime ideals containing the ideal).
Krull dimension is the supremum of the lengths of strict prime chains (Krull dimension of a nonzero ring).
Proof
By [L1], every strict prime chain in lifts to a strict prime chain in of the same length.
Therefore [L2] gives .
So passing to a quotient never increases Krull dimension.
A prime chain in R extends to a longer chain in R[x]
Statement
Let be a commutative ring. If is a strict prime chain in , then is a strict prime chain in . Consequently whenever is finite.
Facts & Assumptions
Given: A commutative ring and a strict prime chain in .
For a prime ideal , the quotient is an integral domain ( is an integral domain if and only if is a prime ideal).
Prime ideals of a quotient correspond to prime ideals containing the quotient ideal (Prime ideals of a quotient ring are exactly the prime ideals containing the ideal).
Krull dimension is computed by strict prime chains (Krull dimension of a nonzero ring).
Proof
For each , the quotient is a polynomial ring over the domain , so [L1] and [L2] show that is prime. Strictness of the original chain makes the extended chain strict.
The quotient by is again , a domain, so [L1] and [L2] show that is prime and strictly contains .
The displayed chain in therefore has length , and [L3] yields whenever is finite.
Only one saturated step can lie over a fixed contracted prime in R[x]
Statement
Let be a commutative ring and let be prime ideals of with the same contraction . Then , and there is no prime ideal strictly between and .
Facts & Assumptions
Given: A commutative ring and prime ideals of with common contraction .
The quotient is a domain, so it has a field of fractions ( is an integral domain if and only if is a prime ideal, The field of fractions of an integral domain).
Prime ideals of a quotient and a localization correspond to prime ideals upstairs containing the kernel and avoiding the denominator set (Prime ideals of a quotient ring are exactly the prime ideals containing the ideal, Prime ideals of a localization are exactly the primes disjoint from the denominator set).
Over a field, every ideal of is principal, and every nonzero prime ideal of is maximal (For every field , is a principal ideal domain).
Proof
Passing to the quotient by and then localizing away from the nonzero elements of , [L1] and [L2] identify the fiber over with the prime spectrum of . Under this identification, the images of and are comparable prime ideals of , with the image of properly contained in the image of .
By [L3], the only way two comparable primes in can be strictly nested is for the smaller one to be and the larger one to be a nonzero maximal prime. Therefore the image of in is zero. Contracting back through [L2], this means . The same description also shows that no third prime can lie strictly between and , because no third prime lies strictly between and a nonzero prime in the PID .
Hence over a fixed contracted prime in there is at most one extra strict step, and the lower prime in such a pair is exactly the extended prime .
A prime chain in R[x] has length at most one more than its contraction chain
Statement
Assume the Axiom of Choice. Let be a Noetherian commutative ring and let contract to of finite height . Then If , consequently every strict prime chain in has length at most , with the usual extended-integer interpretation if is infinite.
Facts & Assumptions
Given: The Axiom of Choice, a Noetherian commutative ring , and a prime of over of finite height . The Axiom of Choice is The Axiom of Choice; it is spent in [L1] and [L2].
Assuming the Axiom of Choice, the maximal ideal in the Noetherian local ring is minimal over an ideal generated by elements (Converse to Krull's height theorem in localised form, The height of a prime ideal, is local with unique maximal ideal , Every quotient and every localisation of a Noetherian ring is Noetherian).
Assuming the Axiom of Choice, a prime minimal over an ideal generated by elements in a Noetherian ring has height at most (Krull's height theorem). The polynomial ring is Noetherian when is Noetherian (Hilbert basis theorem: if is Noetherian then is Noetherian).
If is prime, then is a polynomial ring over the domain , and after localizing at the nonzero elements of that domain its nonzero prime ideals become nonzero prime ideals of a PID and hence are minimal over one generator (Prime ideals of a quotient ring are exactly the prime ideals containing the ideal, For every field , is a principal ideal domain).
Proof
Put , , , and . Every prime below contracts into and is disjoint from , so localization preserves all chains below and . Contraction from also shows that exactly when . Likewise . Under the assumed Choice hypothesis, [L1] supplies such that is minimal over in . Because is local with maximal ideal , it is the only prime of containing .
If , any prime containing contracts to a prime of containing , hence to by step 1.1. Thus contains and equals it, proving that is minimal over . For , [L2] gives ; for , is a minimal prime of because is the only prime of , so its height is zero. Conversely a chain of length below extends coefficientwise to a chain of prime ideals below , giving . Therefore this case has height exactly .
If , its image is a nonzero prime of the PID . By [L3], choose lifting a generator of that prime. Any prime containing and contracts to by step 1.1, hence contains . Its image modulo contains the generator of , and containment in forces equality. So and is minimal over , which has generators. By [L2], . The extended coefficientwise chain below , followed by the strict inclusion , gives the reverse inequality. Hence .
For , consider any strict chain ending at a prime of . If is finite, steps 2.1–2.2 bound its length by . If the contraction has infinite height, then and the claimed extended-integer bound is automatic.
Thus the exact relative height formula and the original chain bound both hold under the stated Choice hypothesis.
A Noetherian polynomial ring has dimension one larger
Statement
Assume the Axiom of Choice. Let be a Noetherian commutative ring of finite Krull dimension. Then
Facts & Assumptions
Given: The Axiom of Choice (The Axiom of Choice) and a Noetherian commutative ring of finite dimension.
Every prime chain in extends to a prime chain in that is longer by one step (A prime chain in R extends to a longer chain in R[x]).
Under Choice, every prime chain in has length at most (A prime chain in R[x] has length at most one more than its contraction chain).
Proof
Fact [L1] gives .
Fact [L2] gives .
Therefore .
A polynomial ring in n variables over a field has dimension n
Statement
Let be a field and let . Then
Facts & Assumptions
Given: A field and an integer .
Every nonzero finite-type -domain is module-finite and hence integral over a polynomial subring (Noether normalisation yields module finiteness over a polynomial subring). Comparable primes in an integral extension with equal contraction are equal (Comparable primes with the same contraction are equal under an integral map).
Finite transcendence degree is additive in field towers, so algebraic extensions preserve transcendence degree (Transcendence degree is additive in finite towers).
Proof
Let be any finite-type -domain and primes of . Set , a nonzero finite-type -domain, and , a nonzero prime of . By [L1], fix a module-finite normalization . Its fraction field extension is algebraic, so [L2] gives .
By incomparability in [L1], is nonzero: otherwise would be comparable primes of with the same contraction in . If , then is a field and has no nonzero proper prime, so the assumed strict pair cannot exist. For a strict pair one therefore has . A nonzero polynomial gives a nontrivial algebraic relation among the images of in the domain . Among this finite set of images, take a maximal algebraically independent subset; because the full set is dependent, it has at most members. Maximality makes each omitted image algebraic over the field generated by the subset. Since all images generate , this proves .
The quotient is integral over , hence its fraction field is algebraic over . By [L2] and step 2.1, . Thus transcendence degree drops at least one along every strict prime inclusion in a finite-type domain.
Apply this drop to any strict chain in . The fraction field of the initial quotient is generated by at most images of variables, so its transcendence degree is at most ; the final transcendence degree is nonnegative. Hence . For , the coordinate ideals are prime and form a chain of length . When , the sole prime is and both bounds are zero. Therefore for every .
A finite affine extension of a polynomial ring has dimension at most the number of variables
Statement
Let be a field, let be a finite-type -domain, and suppose is module-finite over a polynomial subring . Then .
Facts & Assumptions
Given: A field , a finite-type -domain , and a module-finite inclusion .
The polynomial ring has dimension (A polynomial ring in n variables over a field has dimension n).
In an integral extension, comparable primes with the same contraction are equal (Comparable primes with the same contraction are equal under an integral map).
Proof
A module-finite extension is integral, so any strict prime chain in contracts to a strict prime chain in by [L2].
The base ring has dimension by [L1], so no strict prime chain there has length greater than . Therefore no strict prime chain in has length greater than .
Hence .
A finite affine extension of a polynomial ring has dimension at least the number of variables
Statement
Let be a field, let be a finite-type -domain, and suppose is module-finite over a polynomial subring . Then .
Facts & Assumptions
Given: A field , a finite-type -domain , and a module-finite inclusion .
The coordinate-prime chain in has length (A polynomial ring in n variables over a field has dimension n).
A supplied finite prime chain lifts through an injective module-finite extension of domains by a finite-dimensional lying-over argument (Finite prime chains lift through module-finite domain extensions without Choice).
Proof
The coordinate-prime chain in has length by [L1].
The extension is an injective module-finite extension of domains, so [L2] lifts that chain to a strict prime chain in of the same length .
Therefore .
Affine-domain dimension equals transcendence degree
Statement
Let be a field, let be a finite-type -domain, and let . Then
Facts & Assumptions
Given: A field , a finite-type -domain , and its fraction field .
Noether normalization provides algebraically independent elements such that is module-finite over (Noether normalisation yields module finiteness over a polynomial subring).
A finite affine extension of a polynomial ring has dimension at most, and at least, the number of polynomial variables (A finite affine extension of a polynomial ring has dimension at most the number of variables, A finite affine extension of a polynomial ring has dimension at least the number of variables).
Algebraicity is transitive in towers of fields (Algebraicity is transitive in towers of field extensions).
Proof
By [L1], choose algebraically independent elements such that is module-finite over . Applying [L2] to the inclusion yields .
Because is integral over , every element of is algebraic over the rational function field . Thus [L3] shows that is algebraic over a purely transcendental extension of degree , so .
Steps 1.1 and 2.1 give .
The dimension formula for affine domains
Statement
Assume the Axiom of Choice. Let be a field, let be a finite-type -domain, and let . Then
Facts & Assumptions
Given: The Axiom of Choice (The Axiom of Choice), a field , a finite-type -domain , and a prime ideal .
Under Choice, if is Noetherian and lies over of finite height, then when , and otherwise (A prime chain in R[x] has length at most one more than its contraction chain). Finite polynomial rings over fields are Noetherian (If is Noetherian then is Noetherian for every ).
Noether normalization embeds a polynomial ring in so that is module-finite over (Noether normalisation yields module finiteness over a polynomial subring). Such an extension is integral. Under Choice, if the base is integrally closed, the height of a prime of equals that of its contraction to (Under going down and incomparability, lying-over primes have the same finite height).
Gauss's lemma says primitive polynomials remain primitive under products and detect irreducibility over the fraction field (Gauss lemma over a UFD). If is a UFD, factor the content of a polynomial in and factor its primitive part over ; clearing denominators and taking primitive parts lifts those factors to , while Gauss's lemma makes factorization unique. Thus is again a UFD, and induction makes every finite-variable polynomial ring over a field a UFD. A UFD is integrally closed: if a reduced fraction is integral, its monic equation multiplied by makes ; coprimality forces to be a unit.
A prime quotient is a domain ( is an integral domain if and only if is a prime ideal); a one-variable polynomial ring over a field is a PID (For every field , is a principal ideal domain); transcendence degree is additive in finite field towers (Transcendence degree is additive in finite towers).
Proof
First prove the formula for and every prime , by induction on . When , , its only prime is , and both sides are zero.
Write where , put , and let . By the induction hypothesis, , so has finite height. The relative-height formula [L1] applies to the Noetherian ring .
Independently, [L2] supplies algebraically independent such that is module-finite. Fix such a normalization. The fraction field is algebraic over , so its transcendence degree over is . Put . This fixed normalization will be used after the polynomial induction.
If , then and its fraction field is . By [L1] the height remains , while the transcendence degree grows by one. If , its image in is a nonzero prime. The PID makes this image generated by an irreducible polynomial, so the image of in is algebraic over . Thus the quotient fraction field has the same transcendence degree as , while [L1] raises the height by one. In either case the sum is .
The base and induction step prove for every and prime .
By [L3] the polynomial ring is integrally closed, and by step 3.1 its prime has finite height. Hence the Choice-qualified height-preservation result [L2] gives . The quotient is a domain by [L4] and remains integral over , so its fraction field is algebraic over . Therefore their transcendence degrees over agree.
Apply step 3.1 to and substitute the two equalities from step 4.1 and from step 1.3. This gives .
Transcendence degrees along affine prime quotients add correctly
Statement
Assume the Axiom of Choice. Let be a field, let be a finite-type -domain, and let be prime ideals of . Then
Facts & Assumptions
Given: The Axiom of Choice (The Axiom of Choice), a field , a finite-type -domain , and prime ideals .
Under Choice, the affine-domain dimension formula applies to the quotient domain and the prime (The dimension formula for affine domains).
Proof
The quotient is a finite-type -domain, and is a prime ideal of it. Applying [L1] to that quotient domain gives .
This is exactly the displayed identity.
Height plus quotient dimension equals ambient dimension in an affine domain
Statement
Assume the Axiom of Choice. Let be a field, let be a finite-type -domain, and let . Then
Facts & Assumptions
Given: The Axiom of Choice (The Axiom of Choice), a field , a finite-type -domain , and a prime ideal .
Under Choice, the affine-domain dimension formula identifies (The dimension formula for affine domains).
For affine domains, dimension equals transcendence degree of the fraction field (Affine-domain dimension equals transcendence degree).
Proof
Replace the two transcendence degrees in [L1] using [L2], once for and once for the quotient domain .
The result is exactly .
Maximal ideals of an affine domain have full height
Statement
Assume the Axiom of Choice. Let be a field, let be a finite-type -domain, and let be a maximal ideal of . Then
Facts & Assumptions
Given: The Axiom of Choice (The Axiom of Choice), a field , a finite-type -domain , and a maximal ideal .
The residue field is a finite extension of (A maximal ideal of an affine algebra has finite residue field over the base field).
Under Choice, in an affine domain (Height plus quotient dimension equals ambient dimension in an affine domain).
Proof
By [L1], the quotient is a field. Hence .
Applying [L2] now yields .
Thus every maximal ideal of an affine domain has full height.
Maximal chains in an affine domain all have the same length
Statement
Assume the Axiom of Choice. Let be a field and let be a finite-type -domain. Every saturated prime chain from to a maximal ideal of has length .
Facts & Assumptions
Given: The Axiom of Choice (The Axiom of Choice), a field , a finite-type -domain , and a saturated prime chain
In a domain, the minimal prime has height zero (Minimal primes are exactly the primes of height zero).
Under Choice, every maximal ideal of an affine domain has height equal to the full dimension (Maximal ideals of an affine domain have full height).
Under Choice, for primes in an affine domain, (Transcendence degrees along affine prime quotients add correctly).
Under Choice, for every prime of an affine domain, (The dimension formula for affine domains).
Proof
By [L1], .
For each , the quotient is a domain and the chain is saturated, so there is no prime strictly between and in . Hence . Applying [L3] to and comparing [L4] at and gives .
Starting from step 1.1 and iterating step 2.1, we obtain . By [L2], . Therefore the saturated chain has length , and every such chain has the same length.
Why the equal-chain statement stops at affine domains
Remark
Under the Axiom of Choice (The Axiom of Choice), the preceding corollary gives equal lengths for saturated prime chains in finite-type domains over a field. That is the catenary range supplied by the page's affine-dimension package.
Outside that range, arbitrary Noetherian rings need not be catenary. In particular, one cannot promote the equal-length conclusion for saturated prime chains to a general theorem on this page without adding genuinely new hypotheses and proofs.
5 · Examples, counterexamples and false statements
None yet.
Sources
- J. S. Milne, A Primer of Commutative Algebra, v4.03, §21
- The Stacks Project, Section 10.60: Dimension
- Melvin Hochster, Dimension theory and systems of parameters
- Allen B. Altman and Steven L. Kleiman, A Term of Commutative Algebra, 13th ed., §21
- J. S. Milne, A Primer of Commutative Algebra, v4.03, §§18, 21
- The Stacks Project, Section 10.116: Dimension of finite type algebras over fields, reprise
- The Stacks Project, Section 10.105: Catenary rings