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LemmaStatement: Literature-sourcedProof: AI-adaptedverified 2026-09-24 (gpt-6-sol)
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  • Literature-sourced: the exact statement appears in a cited source; only wording and notation differ.
  • AI-adapted: a semantically identical restatement of literature-sourced material, modulo indexing, notation, and boundary cases adopted by the library.
  • AI-generated: a genuinely novel statement formulated by AI, with no source for the claim itself.

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A prime chain in R[x] has length at most one more than its contraction chain

Statement

Assume the Axiom of Choice. Let R be a Noetherian commutative ring and let P∈Spec⁡(R[x]) contract to q=P∩R of finite height r. Then ht⁡(P)={r,P=qR[x],r+1,P≠qR[x]. If R≠0, consequently every strict prime chain in R[x] has length at most dim⁡R+1, with the usual extended-integer interpretation if dim⁡R is infinite.

Facts & Assumptions

Given: The Axiom of Choice, a Noetherian commutative ring R, and a prime P of R[x] over q of finite height r. The Axiom of Choice is The Axiom of Choice; it is spent in [L1] and [L2].

[L1]

Assuming the Axiom of Choice, the maximal ideal qRq in the Noetherian local ring Rq is minimal over an ideal generated by r=ht⁡(q) elements (Converse to Krull's height theorem in localised form, The height of a prime ideal, Rp is local with unique maximal ideal pRp, Every quotient and every localisation of a Noetherian ring is Noetherian).

[L2]

Assuming the Axiom of Choice, a prime minimal over an ideal generated by m≥1 elements in a Noetherian ring has height at most m (Krull's height theorem). The polynomial ring B[x] is Noetherian when B is Noetherian (Hilbert basis theorem: if R is Noetherian then R[x] is Noetherian).

[L3]

If q is prime, then (R/q)[x] is a polynomial ring over the domain R/q, and after localizing at the nonzero elements of that domain its nonzero prime ideals become nonzero prime ideals of a PID and hence are minimal over one generator (Prime ideals of a quotient ring are exactly the prime ideals containing the ideal, For every field F, F[x] is a principal ideal domain).

Proof

technique · direct
1.1L1given

Put S=R∖q, B=Rq, m=qB, and P′=S−1P⊂B[x]. Every prime below P contracts into q and is disjoint from S, so localization preserves all chains below P and ht⁡(P)=ht⁡(P′). Contraction from B[x] also shows that P′=mB[x] exactly when P=qR[x]. Likewise ht⁡(m)=r. Under the assumed Choice hypothesis, [L1] supplies a1,…,ar∈m such that m is minimal over J=(a1,…,ar) in B. Because B is local with maximal ideal m, it is the only prime of B containing J.

2.1L1L2L3step 1.1algebra

If P′=mB[x], any prime Q⊆P′ containing JB[x] contracts to a prime of B containing J, hence to m by step 1.1. Thus Q contains mB[x]=P′ and equals it, proving that P′ is minimal over JB[x]. For r≥1, [L2] gives ht⁡(P′)≤r; for r=0, P′ is a minimal prime of B[x] because m is the only prime of B, so its height is zero. Conversely a chain of length r below q extends coefficientwise to a chain of prime ideals below qR[x], giving ht⁡(P′)≥r. Therefore this case has height exactly r.

2.2L1L2L3step 1.1algebra

If P′≠mB[x], its image P′/mB[x] is a nonzero prime of the PID (B/m)[x]. By [L3], choose f∈P′ lifting a generator of that prime. Any prime Q⊆P′ containing J and f contracts to m by step 1.1, hence contains mB[x]. Its image modulo mB[x] contains the generator of P′/mB[x], and containment in P′ forces equality. So Q=P′ and P′ is minimal over (J,f), which has r+1≥1 generators. By [L2], ht⁡(P′)≤r+1. The extended coefficientwise chain below qR[x], followed by the strict inclusion qR[x]⊊P, gives the reverse inequality. Hence ht⁡(P)=r+1.

3.1step 2.1step 2.2algebra

For R≠0, consider any strict chain ending at a prime P of R[x]. If ht⁡(P∩R) is finite, steps 2.1–2.2 bound its length by ht⁡(P∩R)+1≤dim⁡R+1. If the contraction has infinite height, then dim⁡R=∞ and the claimed extended-integer bound is automatic.

4.1step 2.1step 2.2step 3.1∎

Thus the exact relative height formula and the original chain bound both hold under the stated Choice hypothesis.

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