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TheoremStatement: Literature-sourcedProof: AI-adaptedPipeline-generatedverified 2026-10-22 (gpt-6.1-sol)
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Smooth group signature defects are independent and uniformly bounded

Statement

Assume AC. For every closed oriented smooth four-manifold Z and every based homomorphism θ:π1Z→G to an arbitrary discrete group, sign⁡G(2)(Z,θ)=sign⁡(Z). Let M be a closed oriented smooth three-manifold and ϕ:π1M→G any homomorphism. There exist an injective homomorphism j:G↪Γ and a compact oriented smooth four-manifold W with ∂W=M and a homomorphism π1W→Γ restricting to jϕ. For any such data put ρsm(M,ϕ)=sign⁡Γ(2)(W)−sign⁡(W). This number is independent of the smooth bound, its extending map and the injective target enlargement. The same value is obtained from r copies of M bounding a smooth W by dividing its defect by r>0. Embedding the target group preserves the number. There is a finite constant CM, depending only on the given smooth manifold M, such that ∣ρsm(M,ϕ)∣≤CM for all G and ϕ, including nononto homomorphisms and uncountable targets. For a disconnected compact M, use its finitely many components and the sum of these values, equivalently the free-product convention for its based fundamental groups. This is a signature-defect invariant among smooth bounds. No comparison with a nonsmooth TOP bound or an analytic eta definition is asserted.

Facts & Assumptions

Given: AC, the indicated smooth manifolds and regular unitary group coefficients, actual boundary collars, and compatible based paths for restrictions and gluings.

[A1]

The Axiom of Choice is retained in the group-envelope, smooth embedding/transversality, group/classifying-space, CW and spectral suppliers.

[F1]

There is a functorial injective ιG:G→A(G) with integral positive group homology zero. Group homology is computed by the explicit unnormalized bar resolution. A discrete group has a connected CW K(G,1) model with contractible universal cover, obtained from Milnor's contractible principal total space. Explicit mitoses give functorial integrally acyclic group envelopes, Diagonal bar coinvariants compute group homology, The classifying space of a discrete group is a K(G,1), Milnor's join model is a contractible free G-space

[F2]

Smooth embedding, tubular collapse, compact finite-Grassmannian factorization, controlled smoothing near the zero section, relative transverse homotopies, normal-first orientation and linearization of a transverse map to its own collapse are proved in the point-target collapse carriers. The universal Pontryagin-Thom correspondence for unoriented and oriented bordism, Every bordism class is realized by an embedded collapse

[F3]

Integral cross-product Kunneth is natural, and a CW quotient induces the relative singular homology comparison. Topological Kunneth short exact sequence for homology, A CW quotient induces relative singular homology isomorphisms

[F4]

Cellular approximation and CW mapping cylinders exist under AC; pair homology and homotopy sequences hold. The first possibly nonzero relative homotopy group of a CW pair with simply connected subspace is its relative homology, and a weak equivalence of CW complexes is a homotopy equivalence. Cellular approximation for maps of CW pairs, Cellular mapping cylinders and relative cylinders are CW complexes, Relative Hurewicz comparison through a choice-free weak model, Whitehead theorem, Long exact sequence of relative homotopy groups, Long exact sequence of a pair

[F5]

Every closed oriented smooth three-manifold bounds an actual compact oriented smooth four-manifold. Compact smooth manifolds have finite CW homotopy models under countable choice, implied here by AC. Every closed oriented smooth three-manifold bounds a compact oriented smooth four-manifold, Compact smooth manifolds have finite CW models under countable choice

[F6]

Actual coefficient-extending five-bordisms preserve ordinary and L2 signatures. Bounded finite-projective chains model compact manifolds and their gluing diagrams, give group-subgroup induction by identical coset matrix blocks, and give whole-component signature additivity. Topological five-dimensional bordisms preserve ordinary and L2 signatures, Topological finite-projective L2 duality and whole-component boundary gluing

[F7]

The amalgamated free product of two groups along injective copies of the same subgroup has transversal normal forms. A nontrivial element of either factor is either a nontrivial amalgamated-subgroup element or a nontrivial one-syllable normal word, so both factor maps are injective. Normal form theorem for free products with amalgamation

Proof

1.1A1F1algebraconstruct

We first identify the actual classifying-space homology used below. For a group H, use a CW K(H,1) model from [F1], with universal cover E. Lift its CW cells to E; the higher homotopy groups agree with those of BH and the fundamental group is zero, so [F4] and Whitehead make E contractible. The singular complex C∗(E;Z) is a free ZH complex: deck action is free on singular simplices, since a deck transformation fixing one simplex fixes its first vertex. Choose orbit representatives under [A1]. Its augmented complex is exact by contractibility. Taking deck coinvariants identifies it with singular chains of BH: every simplex lifts, and two lifts differ by a unique deck transformation, consistently on faces. Comparing this free resolution of Z with the bar resolution gives the same coinvariant homology. Explicitly lift the identity in degree zero and recursively lift each boundary of a free basis vector through the next differential of the exact resolution. This gives augmentation-preserving chain maps in both directions. The same recursion on their difference from the identity supplies chain homotopies. Tensoring with the trivial module retains these actual identities. Therefore H∗(BH;Z)=H∗(H;Z); in particular K=BA(H) is connected and integrally acyclic. All free-basis lifts are permitted by [A1].

1.2F2givenconstruct

We need the labelled version of smooth collapse, and give its extension explicitly. For a CW space K set K+=K⊔{∗}. A closed oriented smooth n-manifold with a map f:M→K gives a based map Sn+q→Tq∧K+: embed M, take the normal tube and its oriented classifying map as in [F2], and on a normal vector over x retain the additional label f(x). Collapse the tube exterior to the basepoint. Here Tq is the Thom space of the universal oriented q-plane bundle and sufficiently large q≥max⁡(2,n+1) is allowed. Independence of the embedding, tube, normal metric and classifying homotopy follows from the same explicit tube comparisons and stabilization in [F2], with the label retained on each tracked base point of M. A smooth bordism carrying a map to K embeds neatly with product boundary collars by [F2]; collapsing its tube and retaining its label gives a based homotopy after a common stabilization. The normal-first convention of [F2] gives negative incoming and positive outgoing boundary orientations.

1.3F2F4construct

Now take connected integrally acyclic K. At a finite oriented Grassmannian stage let T be its Thom space, with rank q≥2. It is a finite based CW space with one basepoint zero-cell and all other cells in dimensions at least q: trivialize the oriented bundle over each base characteristic disk and collapse its sphere boundary, which shifts that disk's cell dimension by q. The ordinary product of a finite CW space with a CW space has the product CW structure. For this topology assertion, product with each compact disk preserves the quotient test for the characteristic-map presentation of K by the ordinary compact-domain exponential law, iterated from the interval. The finite characteristic-disk quotient onto the Hausdorff finite complex T is a closed map with compact fibers; its product with K is still closed by the compact-fiber tube argument, hence quotient. Together these two tests are exactly the product-cell weak topology. The quotient (T×K)/({∗}×K)=T∧K+ is therefore CW with all nonbasepoint cells of dimension at least q. Both it and T are simply connected, by cellularly moving each loop into its single-vertex one-skeleton.

2.1A1F1F5step 1.1construct

Maps to these K(H,1) spaces realize group homomorphisms and classify them up to based homotopy on the smooth domains used here. Indeed replace a compact smooth domain by its finite CW model [F5]. Send a maximal tree to the basepoint and the remaining one-cells to loops representing the stipulated generator images. The relator condition extends this map across its two-cells; vanishing πjK(H,1) for j>1 extends it across every higher cell. A homotopy between maps with the same based fundamental-group homomorphism is built by the same relative cell induction on the cylinder; its obstruction on each cell lies in the corresponding zero higher homotopy group, with the one-cell case fixed by equality in π1. Transport along the actual CW homotopy equivalence gives the map on the smooth domain. The same construction gives maps Bf for group homomorphisms and their compositional compatibility up to specified based homotopies. On a boundary collar these homotopies can be inserted to make the restrictions exactly the specified maps.

2.2F2step 1.2construct

Conversely let g:Sn+q→Tq∧K+ be based. The Thom projection pT, induced by K+→S0, is continuous. Its zero preimage is compact and lies in the open set where g has uniquely defined Thom and K coordinates. Its Thom coordinate has compact image in a finite Grassmannian Thom space. On a compact buffer about the zero preimage apply [F2]'s controlled Euclidean smoothing/retraction and arbitrarily small transverse perturbation to that coordinate, keeping the K coordinate unchanged. Cutoffs have support in this product-coordinate open set; on the compact outer buffer the Thom coordinate stays away from zero, so sufficiently small perturbations create no extra zeros. Off the buffer retain g. The result is based and has a compact smooth transverse zero preimage P and its continuous retained map to K. The identical construction on a homotopy, constant on endpoint collars and protecting the basepoint track, gives a smooth normal bordism of the endpoint preimages with its retained K map. Thus stable homotopies give actual labelled bordisms.

2.3F3F4step 1.3algebra

Projection T×K→T induces an integral homology isomorphism by [F3]: the Kunneth terms from K are only its H0=Z, with no Tor contribution. The restriction {∗}×K→{∗} is also an integral homology isomorphism. Their pair sequences imply an isomorphism on relative homology. The quotient comparison in [F3] thus shows that the actual projection p:T∧K+→T is an integral reduced homology isomorphism, also an ordinary degree-zero isomorphism since both spaces are connected. To see it is a homotopy equivalence, replace it by its cellular CW mapping cylinder. The simply connected pair has zero relative integral homology by its pair sequence. Its relative degree one is zero by the homotopy pair sequence; if it is (r−1)-connected for r≥2, the first relative Hurewicz isomorphism [F4] makes its degree-r homotopy zero. Induction makes all relative homotopy groups zero. The homotopy sequence and Whitehead [F4] give a homotopy equivalence. It is based: its source basepoint is a CW subcomplex, so the inverse and its homotopies can be adjusted along their basepoint tracks, whose loops are null in the simply connected spaces.

3.1F2step 1.2step 2.2constructalgebra

These assignments are inverse, including surjectivity with the label. Near P, write the smooth Thom coordinate as (b(x,v),a(x,v)) on a small normal tube. Its normal derivative Ax is invertible. As in [F2], transport the bundle along b(x,tv) by its finite Grassmannian orthogonal projections and linearize a to Axv; a uniform o(∥v∥) bound makes this homotopy zero-free off P. Simultaneously replace the continuous label k(x,v) by k(x,(1−sχ(v))v), where the tube cutoff is one on a smaller tube and zero near its boundary. This homotopy is defined entirely in the product-coordinate region. On that smaller tube its final label is k(x,0). Compactness bounds the nonzero Thom radius away from zero outside a still smaller tube. A radial Thom map, homotopic to the identity, expands every radius at least this bound to the collapsed boundary; the resulting map is exactly the normally classified collapse of P with label k∣P, up to the metric/tube comparisons in [F2]. Its normal orientation gives the original orientation on a collapsed M. Stabilization adds the same positive first normal coordinate as in [F2] and leaves the labels unchanged. Consequently labelled oriented smooth bordism is identified with the stable colimit of πn+q(Tq∧K+), with an actual labelled bordism witnessing equality of any two classes. No topology or smoothness of K beyond its CW topology was used for perturbing the Thom coordinate.

4.1F2F4step 1.2step 2.2step 3.1step 2.3algebraconstruct

The section s:T→T∧K+ using a fixed point of K has ps=1. Step 2.3 makes p an isomorphism on all based homotopy groups, so s∗ is its unique inverse. For a labelled collapse of a fixed compact M, choose one finite Grassmannian Thom stage T containing its classifying tube map. Apply step 2.3 to this T and the whole acyclic K. Since p∗ is injective and ps=1, the labelled collapse and the constant-labelled version of its unlabelled collapse represent the same homotopy class already at this finite stage. The homotopy may have labels escaping finite subcomplexes near a basepoint preimage, which is harmless: its Thom projection remains in this same finite T, and step 2.2 perturbs only that projection on a compact zero buffer. Thus the equality passes to the same stable collapse group without any global compact-label claim. By step 2.2 this equality is witnessed by an actual compact smooth (n+1)-bordism over K, between (M,f) and the same oriented M with constant map. In this argument finite stage projection is applied to a collapsed tube, whose label lies in the compact image f(M), so no compact image bound at a basepoint singularity is assumed.

5.1F1F6step 1.1step 2.1step 4.1algebra

For a closed smooth four-manifold Z with group map θ:π1Z→G, map it to BA(G) using ιGθ and step 2.1. This classifying space is integrally acyclic by step 1.1. Step 4.1 gives an actual smooth five-bordism over BA(G) from this coefficient manifold to Z with constant map. By [F6], its L2 signatures agree. With constant coefficients the completed finite matrices are those of ordinary complex chains tensored with the regular Hilbert module, so each positive or negative scalar eigenspace contributes its ordinary multiplicity times the trace of 1, equal to one. The constant-map L2 signature is therefore the ordinary signature of Z. Group-subgroup induction [F6] identifies the original G signature with its A(G) signature, proving the first assertion for arbitrary G, without an analytic index theorem.

5.2F1F5step 2.1step 4.1construct

Fix a connected smooth M3, put Π=π1M, and choose its map M→BA(Π) induced by ιΠ. Step 4.1 gives a smooth four-bordism over BA(Π) from M to M with constant map. The latter end bounds a compact smooth four-manifold by [F5], whose constant map extends that end. Glue this actual filling with the bordism, respecting its collars and orientation, to obtain one fixed smooth WM with ∂WM=M and a map ψM:π1WM→A(Π) restricting to ιΠ. For any ϕ:Π→G compose with A(ϕ); functoriality gives A(ϕ)ιΠ=ιGϕ. Thus the same smooth WM is a valid bounding extension into A(G) for every G,ϕ, establishing existence with injective G→A(G).

6.1F6F7step 5.1step 5.2constructalgebra

Compare any two smooth bounds W1,W2 for the same (M,ϕ), over target enlargements ji:G↪Γi. Form L=Γ1∗GΓ2; [F7] embeds both targets into L. Their maps agree on the based boundary, and the collar gluing and van Kampen property supply the map on the smooth closed four-manifold Z=W1∪M(−W2). If a boundary restriction was given only up to based homotopy, insert its actual cylinder homotopy first; its two maps then agree literally. Induction in [F6] preserves each signature under its target inclusion. Additivity and orientation reversal give the difference of their defects as sign⁡L(2)(Z)−sign⁡(Z), zero by step 5.1. This proves independence of both the smooth bound and the extending enlargement/map. Replacing G by a group containing it preserves the value by using the same extension into an amalgamated target. No surjectivity of ϕ is involved.

7.1F6F7step 5.1step 5.2step 6.1algebra

A smooth W bounding rM may be compared in the same amalgamated target to the disjoint union of r copies of WM. Glue their r matched boundary components. The result is a closed smooth four-manifold, possibly disconnected, with a compatible target map; its signature defect is zero by step 5.1 componentwise. Additivity in [F6] gives defect⁡(W)=rdefect⁡(WM). If coefficient identifications on different components involve based paths, choose the corresponding paths when applying van Kampen; equivalently use the graph-of-spaces fundamental group and send its additional connecting generators to these specified group elements. Thus division by r yields exactly the same value.

7.2F6step 5.2step 6.1algebra

Fix a finite-projective coefficient chain model for the fixed smooth WM over R=Cπ1WM, using [F6], and fix an idempotent presentation E2=eRN of its degree-two term. Here N is fixed with WM, before G or ϕ is chosen. Under any coefficient homomorphism R→CA(G) the actual chain comparison maps and homotopy identities extend by tensoring. First-vertex singular frames identify that extended singular complex with the actual target local-coefficient complex; this uses a chain homotopy equivalence, not flatness of the homomorphism. The extended idempotent has Hilbert-closed range in ℓ2(A(G))N and dimension at most N. Reduced degree-two homology and its positive/negative spectral subspaces consequently have dimension at most N, giving ∣sign⁡A(G)(2)WM∣≤N. Extend the same matrices along the ordinary augmentation R→C; their ordinary degree-two homology has dimension at most N too, giving ∣sign⁡WM∣≤N. Thus ∣ρsm(M,ϕ)∣≤2N independently of G,ϕ. Model independence in [F6] identifies the signatures with the original geometric ones. No target-dependent choice of bordism or finite CW model of a TOP manifold enters this bound.

8.1A1F6step 5.1step 5.2step 6.1step 7.1step 7.2algebra∎

A compact manifold has finitely many components, since its open components form an open cover and compactness gives a finite subcover. Apply the constructions to each component and add their bounds 2Ni. Disjoint sums give the stated invariant and constant CM=2∑iNi, with the empty manifold giving zero. All subgroup changes and arbitrary cardinalities are covered by [F6]'s identical coset matrix blocks; no countability or finite-image substitution was made. The only manifold bordisms constructed here were obtained by smooth transverse preimages in step 2.2. Hence the result proves smooth bounding-defect independence and uniformity, while making no inference for a nonsmooth TOP bound or for an analytic eta invariant.

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