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Compact smooth manifolds have finite CW models under countable choice

Statement

Assume ACω. Every compact smooth manifold, with boundary allowed, has the homotopy type of a finite CW complex. If its boundary is a supplied finite CW manifold, the collar may be retained in a finite relative CW model.

Facts & Assumptions

Given: A compact smooth n-manifold W with boundary ∂W, and, when stated, a supplied finite CW structure on ∂W.

[A1]

Countable choice ACω is assumed (The Axiom of Countable Choice (ACω)).

[L1]

A compact smooth manifold with boundary has a collar neighbourhood of its boundary, and smooth partitions of unity subordinate to any open cover exist under ACω (Collar neighborhood theorem, Smooth partitions of unity exist on manifolds with boundary).

[L2]

For a compact K inside an open W0 there is a smooth bump equal to 1 near K with support in W0 (A manifold bump for a compact set inside an open set).

[L3]

Sard's theorem for Cr Euclidean maps: with r>max⁡{m−n,0} the critical values form a null set (Morse-Sard for Euclidean maps); the preimage of a regular value of a transverse map is an embedded submanifold of the expected codimension (The transverse preimage theorem).

[L4]

A Morse function on a compact manifold has only finitely many critical points (A Morse function on a compact manifold has finitely many critical points).

[L5]

Assume ACω. An adapted excellent Morse function on a compact collared triad determines a finite handle decomposition relative to the incoming face, with one handle per critical point and the index as the Morse index; conversely every finite handle decomposition is induced by such a function (Morse functions and handle decompositions correspond).

[L6]

Assume ACω. A finite handle decomposition of a compact triad relative to M0 yields a finite relative CW pair with one relative cell per handle and a homotopy equivalence of pairs; in particular the absolute case M0=∅ gives a finite CW model of W (A handle decomposition gives a relative CW complex).

[L7]

Morse coordinates exist at every nondegenerate critical point (Morse lemma). Under ACω, a compactly supported smooth vector field on a boundaryless collar extension is complete (Compactly supported smooth vector fields are complete); adapted pairs use this ambient completeness convention (Morse function adapted to a cobordism).

Proof

technique · constructive
1.1L1A1givenconstruct

Empty manifolds have the empty CW model. A compact zero-dimensional manifold is finite, since its singleton open cover has a finite subcover, and has a finite discrete CW model. Hence assume dim⁡W>0. Use [L1] to collar the boundary. For the absolute model take (W;∅,∂W) and choose f0:W→[0,1] equal to 1−t near the outgoing face, with all other values in (0,1); cut off this collar formula to the constant 1/2 in the interior. When the boundary is empty use f0=1/2. For the relative model instead take (W;∂W,∅) and use f0=t near its incoming face. These functions have no critical point on a fixed boundary strip and the required boundary level sets.

2.1step 1.1L2construct

Let K be the compact complement of a smaller boundary strip, contained in the interior. Take finitely many coordinate charts with compact cores covering K and bumps ρi equal to one near those cores, supported in the interior, by [L2]. The smooth functions ρixij, extended by zero, have differentials spanning Tp∗W on an open neighbourhood O of K.

3.1step 2.1L3algebra

Put ft=f0+∑tijρixij with parameter space RN. The section (p,t)↦dft(p) over O×RN is transverse to the zero section because its parameter derivatives span the fibre. Its zero set Z is therefore a smooth N-manifold by [L3]. At a zero its tangent equation in local coordinates is Hpv+Bpτ=0, where Hp is the Hessian and Bp:RN→Tp∗W is onto. Thus the projection Z→RN is regular at (p,t) exactly when Hp is onto, equivalently invertible.

4.1step 1.1step 3.1L1L3A1choose

Apply Euclidean Sard in countably many charts of Z. Under [A1] their critical-value sets have null union (choose covers with budgets ϵ2−i), so that union contains no open parameter ball. Take a regular parameter t arbitrarily near zero. On the remaining compact boundary strip df0 is bounded away from zero in a metric built by a finite chart partition; a sufficiently small t preserves this property. Its support misses a neighbourhood of the boundary, and a small perturbation keeps the interior values strictly between zero and one. Hence ft is adapted and Morse throughout W.

5.1step 4.1L2L4choose

The critical set is finite by [L4]. Choose disjoint small critical-point neighbourhoods and bumps constant one near each critical point. Adding sufficiently small independent constants times those bumps preserves the critical points and their Hessians; on the compact transition annuli the differential was bounded away from zero, so it remains nonzero. Choose the constants to make the finitely many critical values distinct, retaining the boundary formulas and range. This gives an excellent adapted function f.

6.1step 5.1L1L2L7construct

By [L7], choose Morse charts at the finitely many critical points and their prescribed negative Euclidean gradient fields. Away from those charts choose local fields with df(X)<0, and on the boundary collars take the descending collar direction. A partition as in [L1], equal to one near the critical points, glues these fields: strict negativity is preserved by convex combination. Append exterior collars, extend the collar fields, and cut off outside a compact neighbourhood of W. The resulting ambient field is complete by [L7] and has the adapted local models and boundary signs. Thus (f,X) meets the pair hypotheses of [L5].

7.1step 1.1step 6.1L5L6

Apply [L5] to obtain a finite handle decomposition relative to the chosen incoming face. In the absolute construction this face is empty, and [L6] gives a finite CW model homotopy equivalent to W. In the relative construction the incoming face is the supplied finite CW boundary; [L6] gives a finite relative CW pair and an equivalence fixing that face, with its initial collar compressed onto it.

8.1step 7.1A1discharge-construct∎

These models prove both assertions. Only finite selections and the countable chart, null-cover, collar, partition and completeness suppliers used ACω.

Depends on

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