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Finite-mode quadratures and symplectic data

Definition

Assume the Axiom of Choice, an integer r≥1, and an action scale ℏ>0. Inner products are linear in the first argument. Use the specified Fock-to-Schrödinger unitary U:Fs(Cr)→L2(Rr) from the earlier finite-mode identification. In Schrödinger coordinates define the self-adjoint quadratures Qj=U−1(ℏ xj)U,Pj=U−1(−iℏ ∂xj)U, where xj is the real multiplication operator on its maximal domain. Here S(Rr) consists of all f∈C∞(Rr;C) with sup⁡x∣xα∂βf(x)∣<∞ for every pair of multi-indices α,β∈N0r, identified with their L2 classes. The common Schwartz domain on Fock space means U−1S(Rr). Fix the angular-frequency Fourier unitary by [Fangf](k)=(2π)−r/2∫Rre−ik⋅xf(x) dx(f∈S(Rr)), and define −i∂xj:=Fang−1MkjFang, where Mkj is multiplication by kj on its maximal domain. Their common Schwartz core satisfies [Qj,Qk]=[Pj,Pk]=0,[Qj,Pk]=iℏδjkI. Write R=(Q1,P1,…,Qr,Pr)T and J=⨁j=1r(01−10). The Weyl unitary labelled by z=(q1,p1,…,qr,pr) is the unitary whose grouped-coordinate formula, with q=(q1,…,qr) and p=(p1,…,pr), is [W(z)f](x)=eiℏ q⋅(x+ℏp/2)f(x+ℏp). It obeys W(z)W(z′)=e−iℏzTJz′/2W(z+z′) and is regular and irreducible. By the finite-dimensional Stone–von Neumann theorem, every nonzero irreducible regular Weyl system with this finite phase space and this same nonzero central parameter is unitarily equivalent to it.

A density operator is a positive trace-class operator ρ with tr⁡ρ=1. Its quadrature second moments are finite when, for one (equivalently every) spectral expansion ρ=∑nwn∣ψn⟩⟨ψn∣ with wn>0, ∑nwn∥Rjψn∥2<∞ for every j. For such a state define dj=∑nwn⟨Rjψn,ψn⟩,Vjk=Re⁡∑nwn⟨(Rj−djI)ψn,(Rk−dkI)ψn⟩. These quantities are independent of the chosen orthonormal eigenbasis in each eigenspace. The state is Gaussian when its Weyl characteristic function has the form tr⁡(ρW(z))=exp⁡ ⁣(izTd−12zTVz)(z∈R2r), with real d and real symmetric V. Here Rj has units action, each Weyl label has units 1/action, and V has units of action. No finite particle number truncation is used.

Facts & Assumptions

Given: AC, r≥1, ℏ>0, the finite-mode Fock space, and the Fock-to-Schrödinger unitary.

[A1]

AC supplies Countable Choice wherever invoked below and is the explicit choice hypothesis of the finite-dimensional Stone–von Neumann theorem (The Axiom of Choice, The Axiom of Countable Choice (ACω)).

[F1]

The unitary U maps the occupation basis to the product Hermite basis and carries the finite-particle span to the finite Hermite span (Finite-mode Fock to Schrödinger identification). The closed creation and annihilation operators on Fock space are mutual adjoints with their stated weighted domains (Closed adjoint sector domains); on the finite-particle core they satisfy [aj,ak∗]=δjkI and [aj,ak]=[aj∗,ak∗]=0 (Creation contraction bounds).

[F2]

The imported Fourier transform on L1 uses the 2π-frequency convention [F2πf](ξ)=∫e−2πix⋅ξf(x) dx; it extends to a unitary on L2 by Plancherel and maps Schwartz space topologically onto itself by the cited corollary (Fourier transform on complex L1 classes, Plancherel theorem, Fourier transform is a topological automorphism of Schwartz space). The C1 change-of-variables formula applies to the real dilation below (A C^1 diffeomorphism satisfies the change-of-variables formula for L^1 functions).

[F3]

Schwartz space and its seminorms have the exact membership definition of Schwartz space and its seminorms. The multiplication operator Mxf=xf on D(Mx)={f∈L2:xf∈L2} is self-adjoint. The exact scaling relation is [Fangf](k)=(2π)−r/2[F2πf](k/(2π)). The dilation on the right is unitary on L2 by change of variables. For multi-indices α,β∈N0r, define the Schwartz seminorms pα,β(g):=sup⁡x∣xα∂βg(x)∣. The chain rule gives pα,β ⁣((2π)−r/2g(⋅/(2π)))=(2π)∣α∣−∣β∣−r/2pα,β(g), and the inverse dilation has the corresponding finite reciprocal factors; thus the dilation is a topological automorphism of Schwartz space. On Schwartz space, Fang(−i∂xjf)(k)=kjFangf(k); this follows by integration by parts in the stated kernel, equivalently from F2π(−i∂xjf)(ξ)=2πξjF2πf(ξ) and the same dilation.

[F4]

The root Schrödinger Weyl system is a nonzero, regular, irreducible finite-dimensional Weyl system with central parameter λ≠0 (The Schrödinger Weyl system is regular and irreducible).

[F5]

Under AC, every nonzero irreducible regular Weyl system on a real symplectic vector space of dimension 2r with fixed nonzero central parameter λ is unitarily equivalent to the Schrödinger Weyl system (Stone–von Neumann uniqueness for finite-dimensional regular Weyl systems).

[F6]

Every positive trace-class operator of trace one has a finite or countable orthonormal eigen-expansion with nonnegative eigenvalues summing to one, and each nonzero eigenspace is finite-dimensional (Density operators and scalar spectral probability).

[F7]

Complex Hilbert-space inner products are linear in the first argument and conjugate-linear in the second (Real and complex inner product spaces, with the inner product linear in the first argument).

Proof

1.1A1F1F2F3algebra

On L2(Rr), multiplication by real xj is symmetric. If g lies in its adjoint domain with adjoint value h, testing against compactly supported functions on each box where xj is bounded gives h=xjg almost everywhere there; the boxes exhaust Rr, so xjg∈L2 and the adjoint domain is exactly D(Mxj). Thus Mxj is self-adjoint. Let Dg(k):=(2π)−r/2g(k/(2π)). The L1 Fourier definition in [F2] gives, for f∈S, Fangf=DF2πf by substitution in the defining integrals. For every g∈L2, [F2] and the change-of-variables formula in [F2] give ∥Dg∥22=(2π)−r∫∣g(k/(2π))∣2 dk=∫∣g(ξ)∣2 dξ, so D is an isometry; its inverse is D−1h(ξ)=(2π)r/2h(2πξ), so it is unitary. For Schwartz seminorms pα,β(g)=sup⁡k∣kα∂βg(k)∣, pα,β(Dg)=(2π)∣α∣−∣β∣−r/2pα,β(g), and the corresponding inverse formula has finite reciprocal factors. Hence D and D−1 are continuous on Schwartz space. Together with [F2] this proves that Fang is unitary on L2 and a topological automorphism of Schwartz space. Conjugating Mkj by it defines the self-adjoint operator −i∂xj; on Schwartz functions the kernel formula and integration by parts give Fang(−i∂xjf)=kjFangf. Schwartz functions are a core for multiplication: truncate by smooth compact cutoffs and then mollify on the resulting bounded support; dominated convergence controls f and xjf, and boundedness of xj on that support controls the mollification error. Fourier invariance of Schwartz space gives the same core assertion for the derivative. Conjugation by U therefore defines the stated self-adjoint quadratures and common core.

2.1F1F4F5step 1.1algebra

On that core, [F1] gives Qj=ℏ/2(aj+aj∗) and Pj=−iℏ/2(aj−aj∗). The creation and annihilation CCR in [F1] imply the displayed quadrature commutators by bilinearity; all products are defined on the finite Hermite span. Direct multiplication of the formula for W gives the phase e−iℏ(q⋅p′−p⋅q′)/2, which is e−iℏzTJz′/2 in interleaved notation. Its strong continuity and irreducibility follow from [F4] after the parameter-preserving change (q0,p0)=(−ℏp,q/ℏ) in the root Schrödinger formula. The real symplectic form is unchanged by that map and the central parameter is ℏ≠0. Applying [F5] proves the representation-equivalence clause with precisely its hypotheses.

3.1F6F7step 1.1step 2.1algebra∎

The positive trace-class spectral expansion in [F6] has weights summing to one. For any eigenvalue w>0, changing the orthonormal basis of its eigenspace changes the sum of squared norms ∑∥Rjψ∥2 by a unitary finite-dimensional change of basis when the eigenspace is finite-dimensional; positive trace-class compactness makes each nonzero eigenspace finite dimensional. The same basis invariance holds for the sesquilinear cross sum by polarization, and the zero eigenspace contributes nothing. Cauchy–Schwarz then gives absolute convergence of each first-moment series and of each cross-moment series under the stated second-moment bound. Thus the definitions of d,V are finite and basis independent; taking the real part makes Vjk=Vkj∈R. Finally, every finite-dimensional cutoff of Fock space has finite matrix dimension, and for square matrices A,B, tr⁡(AB−BA)=0 by expanding the diagonal entries, whereas the identity has positive trace. Hence a finite cutoff cannot satisfy the exact CCR [Qj,Pj]=iℏI.

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