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A two-level finite-gap model: exact eigenvalues, the second-order correction and a finite check of the cubic remainder bound

Physical scope

A conditional two-level computation inside the declared perturbed-family model with a finite gap: the exact eigenvalues of the family, its second-order coefficient, the exact quartic expansion, and a finite numerical check of the page's cubic remainder bound at half the perturbation radius. The example is a model computation in the declared finite-dimensional subspace; it asserts no physical system identification, no measured splitting and no transition.

Example

Adopt P1, P2 and P4 for a declared two-level system (State and composition postulate P1: Hilbert spaces, preparations and composite systems, Observable and probability postulate P2: self-adjoint observables, spectral probability and finite unsharp outcomes, Autonomous dynamics postulate P4: self-adjoint generators and unitary evolution) with state space H=C2 in the standard orthonormal basis (e1,e2) and with the observable reading of Assigned sharp observables and the outcome law of the framework; read all energies in joules as in Dimensions, SI unit conventions and quantity types of the framework. Fix real gap and coupling parameters g>0 and c>0, and declare the model's energy observable family by the perturbed-family model of The declared perturbed-family model: bounded self-adjoint perturbation, isolated gapped label and followed spectral cluster with H0:=(000g),V:=(0cc0),H(λ)=H0+λV(λ∈R). Then H0 has the isolated simple eigenvalue E=0 with gap g, v=∥V∥=c, ψ0=e1, and the reduced inverse of the model clause (c)(iii) is S=diag⁡(0,1/g) on Q0H=Ce2. Then:

(a) for every real λ the matrix H(λ) is Hermitian with exactly two eigenvalues E±(λ)=g±g2+4λ2c22, both simple for λ≠0 and spanning the spectrum for every λ; in the model's valid contour range 2∣λ∣c/g<1, its distinguished label is Eλ=E−(λ). The formula E− remains an exact continuous lower spectral branch for all real couplings, even beyond that fixed-contour range;

(b) the exact perturbation coefficients are E′(0)=0,E′′(0)=−2c2g,ψ′(0)=−SVψ0=−cge2,ψ0=e1, and the exact eigenvalue has the convergent expansion E−(λ)=−λ2c2g+λ4c4g3−2λ6c6g5+O(λ8);

(c) the cubic remainder bound of Nondegenerate stationary perturbation of a simple gapped label: first- and second-order coefficients and an explicit cubic remainder clause (e) holds in this model for every ∣λ∣<R=g/(8c), and at the test point λ=R/2=g/(16c) the exact remainder and its bound are E− ⁣(g16c)+g256=g2(1−658)+g256≈1.51⋅10−5g≤g32, so the finite check is satisfied with a wide margin;

(d) the exact spectrum computed in (a) is a spectral statement about the declared two-level family; it identifies no physical system, asserts no measured splitting, and asserts nothing about which of the two spectral subspaces a preparation occupies (that is fixed by the preparation and the evolution of P4, not by the perturbative expansion).

Verification

Given: the declared two-level model with parameters g,c>0, matrices H0,V, the family H(λ), and the label data E=0, g, v=c, ψ0=e1, S=diag⁡(0,1/g); the Axiom of Countable Choice and the Axiom of Choice as the choice hypotheses of the model's spectral suppliers (The declared perturbed-family model: bounded self-adjoint perturbation, isolated gapped label and followed spectral cluster).

[L1] The model's theorem. Under the model's hypotheses with a simple label, for every real ∣λ∣<R=g/(8v) the followed label Eλ is the unique spectral value of H(λ) in ∣z−E∣<g/2, the coefficients and remainder bound of clause (e) of the statement of Nondegenerate stationary perturbation of a simple gapped label: first- and second-order coefficients and an explicit cubic remainder hold, and E′(0)=⟨Vψ0,ψ0⟩, ψ′(0)=−SVψ0, E′′(0)=−2⟨VSVψ0,ψ0⟩ (Nondegenerate stationary perturbation of a simple gapped label: first- and second-order coefficients and an explicit cubic remainder clauses (a)-(e), The declared perturbed-family model: bounded self-adjoint perturbation, isolated gapped label and followed spectral cluster).

[L2] Elementary algebra used. For real u, u2=∣u∣; the binomial series 1+t=1+12t−18t2+116t3+O(t4) as an identity for the analytic square root near t=0; and for vectors w±=(λc,E±) the inner product in the standard basis is w+⋅w−‾=λ2c2+E+E−, together with E++E−=g and E+E−=(g2−(g2+4λ2c2))/4=−λ2c2, all direct consequences of the displayed formulas.

[L3] Spectral reading. If a linear map on C2 has two orthonormal eigenvectors u1,u2 with eigenvalues μ1,μ2, then every v=αu1+βu2 satisfies Hv=αμ1u1+βμ2u2, so Hv=μv with v≠0 forces μ=μ1 or μ=μ2: the spectrum is exactly {μ1,μ2}. This is finite-dimensional linear algebra on the declared two-dimensional space (State and composition postulate P1: Hilbert spaces, preparations and composite systems).

Proof technique: direct; exhibit an orthonormal eigenbasis of the two-by-two family, read off the spectrum, expand the displayed square root and evaluate the page's remainder bound at the test point.

Given: the data of the Example and [L1]-[L3].

1.1L2L3givenalgebra

[Hermiticity and the eigenbasis] Both H0 and V are real symmetric, hence H(λ) is Hermitian for real λ. Put s:=g2+4λ2c2>0,E±:=g±s2, and, for λ≠0, w±:=(λc,E±)≠0. From E±2−gE±−λ2c2=0, which follows from E++E−=g and E+E−=−λ2c2 by [L2], the first component equation λc E±=E± λc holds identically and the second reads λc⋅λc+gE±=λ2c2+gE±=E±2, so H(λ)w±=E±w±; moreover w+⋅w−‾=λ2c2+E+E−=0 by [L2], so the normalizations u±:=w±/∥w±∥ form an orthonormal pair. For λ=0 the vectors u1=e1,u2=e2 are an orthonormal eigenbasis with eigenvalues 0=E−(0) and g=E+(0). By [L3] the spectrum of H(λ) is exactly {E−(λ),E+(λ)} for every real λ, and the eigenvalues are simple for λ≠0 because then s>g and E+≠E−. For 2∣λ∣c/g<1, s<2g<2g, so ∣E−∣=(s−g)/2<g/2 while E+≥g>g/2; thus the unique enclosed label is E−, proving the contour identification in (a).

1.2L1L2givenalgebra

[Coefficients] With P0 the projection onto Ce1 and Q0 the projection onto Ce2, one has Vψ0=ce2, ⟨Vψ0,ψ0⟩=0, SVψ0=(c/g)e2 and VSVψ0=(c2/g)e1; hence E′(0)=0, ψ′(0)=−SVψ0=−(c/g)e2 and E′′(0)=−2⟨VSVψ0,ψ0⟩=−2c2/g, as displayed. Expanding E−(λ)=g2(1−1+4λ2c2/g2) by [L2] gives the displayed expansion. This is clause (b).

2.1L1L2step 1.2algebra

[Finite remainder check] By [L1], the cubic estimate holds on ∣λ∣<R=g/(8c); at λ=R/2=g/(16c) its bound is Rc/4=g/32. The exact lower energy is E−=(g/2)(1−65/8) and the quadratic truncation is −g/256. Thus the exact remainder is g(129−1665)/256=g/[256(129+1665)]>0, since 1292−(1665)2=1. It is less than g/32768<g/32, because 129+1665>128, proving (c) without an unsupported decimal or square-root bound.

3.1step 1.1step 2.1L1given∎

[Scope] The computation used only the declared two-dimensional model, its exact diagonalization and the page's theorem; the two spectral values are spectral data of H(λ). Which spectral subspace a preparation occupies is fixed by the preparation and the evolution of P4 and is not determined by the label Eλ; no physical system, measured splitting or transition is asserted, which is clause (d).

Remarks

  • Why this is a "finite-gap" check. The complementary subspace is one-dimensional with distance g, so the reduced inverse is the explicit number 1/g and every coefficient of the page's theorem can be compared against a closed-form eigenvalue. The second-order coefficient is strictly negative for the followed lower level, the signature of a level repulsion from the complementary state.
  • The cubic bound is not sharp. The exact difference from the second-order truncation is O(λ4), and the page's bound at the test point is more than three orders of magnitude larger; the check verifies the inequality, not optimality.

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