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Qm Controlled Approximations — Examples

1 · Prerequisites

2 · Summary

This companion page works the controlled-approximation statements of qm-controlled-approximations through four conditional computations and a scope record.

A two-level finite-gap model: exact eigenvalues, the second-order correction and a finite check of the cubic remainder bound solves the declared two-level family with a finite gap exactly, reads off the second order coefficient −2c2/g and verifies the page's cubic remainder bound at half the perturbation radius. A finite-level static Stark model: vanishing first-order shift, exact splitting with leading quadratic shift and a finite check of the remainder bound builds the compressed two-state Stark model of the declared Coulomb pair, shows that the diagonal dipole matrix elements vanish by the angular selection rule, computes the exact quadratic splitting and checks the remainder bound finitely. A spin-one multiplet in a uniform field: the exact Zeeman spectrum and degenerate first-order check treats the spin-one multiplet in a uniform field: its three energy eigenvalues are stated with multiplicity, and they are distinct only for nonzero coupling; the first-order operator is the whole perturbation and verifies the degenerate localisation bound with no relaxation claim. Tunnelling asymptotic limits: the smooth-barrier semiclassical limit and the exact rectangular prefactor comparison compares two tunnelling asymptotic limits: the smooth-barrier semiclassical limit with prefactor one, and the exact rectangular thick-barrier limit whose prefactor 16E(U−E)/U2 can differ from one, exhibiting why rectangular walls are excluded from the smooth theorem. What the controlled-approximations examples establish and what they do not records what the examples establish and what they do not.

3 · Logical flowchart

4 · Definitions, postulates, theorems and proofs

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A two-level finite-gap model: exact eigenvalues, the second-order correction and a finite check of the cubic remainder bound

Physical scope

A conditional two-level computation inside the declared perturbed-family model with a finite gap: the exact eigenvalues of the family, its second-order coefficient, the exact quartic expansion, and a finite numerical check of the page's cubic remainder bound at half the perturbation radius. The example is a model computation in the declared finite-dimensional subspace; it asserts no physical system identification, no measured splitting and no transition.

Example

Adopt P1, P2 and P4 for a declared two-level system (State and composition postulate P1: Hilbert spaces, preparations and composite systems, Observable and probability postulate P2: self-adjoint observables, spectral probability and finite unsharp outcomes, Autonomous dynamics postulate P4: self-adjoint generators and unitary evolution) with state space H=C2 in the standard orthonormal basis (e1,e2) and with the observable reading of Assigned sharp observables and the outcome law of the framework; read all energies in joules as in Dimensions, SI unit conventions and quantity types of the framework. Fix real gap and coupling parameters g>0 and c>0, and declare the model's energy observable family by the perturbed-family model of The declared perturbed-family model: bounded self-adjoint perturbation, isolated gapped label and followed spectral cluster with H0:=(000g),V:=(0cc0),H(λ)=H0+λV(λ∈R). Then H0 has the isolated simple eigenvalue E=0 with gap g, v=∥V∥=c, ψ0=e1, and the reduced inverse of the model clause (c)(iii) is S=diag⁡(0,1/g) on Q0H=Ce2. Then:

(a) for every real λ the matrix H(λ) is Hermitian with exactly two eigenvalues E±(λ)=g±g2+4λ2c22, both simple for λ≠0 and spanning the spectrum for every λ; in the model's valid contour range 2∣λ∣c/g<1, its distinguished label is Eλ=E−(λ). The formula E− remains an exact continuous lower spectral branch for all real couplings, even beyond that fixed-contour range;

(b) the exact perturbation coefficients are E′(0)=0,E′′(0)=−2c2g,ψ′(0)=−SVψ0=−cge2,ψ0=e1, and the exact eigenvalue has the convergent expansion E−(λ)=−λ2c2g+λ4c4g3−2λ6c6g5+O(λ8);

(c) the cubic remainder bound of Nondegenerate stationary perturbation of a simple gapped label: first- and second-order coefficients and an explicit cubic remainder clause (e) holds in this model for every ∣λ∣<R=g/(8c), and at the test point λ=R/2=g/(16c) the exact remainder and its bound are E− ⁣(g16c)+g256=g2(1−658)+g256≈1.51⋅10−5g≤g32, so the finite check is satisfied with a wide margin;

(d) the exact spectrum computed in (a) is a spectral statement about the declared two-level family; it identifies no physical system, asserts no measured splitting, and asserts nothing about which of the two spectral subspaces a preparation occupies (that is fixed by the preparation and the evolution of P4, not by the perturbative expansion).

Verification

Given: the declared two-level model with parameters g,c>0, matrices H0,V, the family H(λ), and the label data E=0, g, v=c, ψ0=e1, S=diag⁡(0,1/g); the Axiom of Countable Choice and the Axiom of Choice as the choice hypotheses of the model's spectral suppliers (The declared perturbed-family model: bounded self-adjoint perturbation, isolated gapped label and followed spectral cluster).

[L1] The model's theorem. Under the model's hypotheses with a simple label, for every real ∣λ∣<R=g/(8v) the followed label Eλ is the unique spectral value of H(λ) in ∣z−E∣<g/2, the coefficients and remainder bound of clause (e) of the statement of Nondegenerate stationary perturbation of a simple gapped label: first- and second-order coefficients and an explicit cubic remainder hold, and E′(0)=⟨Vψ0,ψ0⟩, ψ′(0)=−SVψ0, E′′(0)=−2⟨VSVψ0,ψ0⟩ (Nondegenerate stationary perturbation of a simple gapped label: first- and second-order coefficients and an explicit cubic remainder clauses (a)-(e), The declared perturbed-family model: bounded self-adjoint perturbation, isolated gapped label and followed spectral cluster).

[L2] Elementary algebra used. For real u, u2=∣u∣; the binomial series 1+t=1+12t−18t2+116t3+O(t4) as an identity for the analytic square root near t=0; and for vectors w±=(λc,E±) the inner product in the standard basis is w+⋅w−‾=λ2c2+E+E−, together with E++E−=g and E+E−=(g2−(g2+4λ2c2))/4=−λ2c2, all direct consequences of the displayed formulas.

[L3] Spectral reading. If a linear map on C2 has two orthonormal eigenvectors u1,u2 with eigenvalues μ1,μ2, then every v=αu1+βu2 satisfies Hv=αμ1u1+βμ2u2, so Hv=μv with v≠0 forces μ=μ1 or μ=μ2: the spectrum is exactly {μ1,μ2}. This is finite-dimensional linear algebra on the declared two-dimensional space (State and composition postulate P1: Hilbert spaces, preparations and composite systems).

Proof technique: direct; exhibit an orthonormal eigenbasis of the two-by-two family, read off the spectrum, expand the displayed square root and evaluate the page's remainder bound at the test point.

Given: the data of the Example and [L1]-[L3].

1.1L2L3givenalgebra

[Hermiticity and the eigenbasis] Both H0 and V are real symmetric, hence H(λ) is Hermitian for real λ. Put s:=g2+4λ2c2>0,E±:=g±s2, and, for λ≠0, w±:=(λc,E±)≠0. From E±2−gE±−λ2c2=0, which follows from E++E−=g and E+E−=−λ2c2 by [L2], the first component equation λc E±=E± λc holds identically and the second reads λc⋅λc+gE±=λ2c2+gE±=E±2, so H(λ)w±=E±w±; moreover w+⋅w−‾=λ2c2+E+E−=0 by [L2], so the normalizations u±:=w±/∥w±∥ form an orthonormal pair. For λ=0 the vectors u1=e1,u2=e2 are an orthonormal eigenbasis with eigenvalues 0=E−(0) and g=E+(0). By [L3] the spectrum of H(λ) is exactly {E−(λ),E+(λ)} for every real λ, and the eigenvalues are simple for λ≠0 because then s>g and E+≠E−. For 2∣λ∣c/g<1, s<2g<2g, so ∣E−∣=(s−g)/2<g/2 while E+≥g>g/2; thus the unique enclosed label is E−, proving the contour identification in (a).

1.2L1L2givenalgebra

[Coefficients] With P0 the projection onto Ce1 and Q0 the projection onto Ce2, one has Vψ0=ce2, ⟨Vψ0,ψ0⟩=0, SVψ0=(c/g)e2 and VSVψ0=(c2/g)e1; hence E′(0)=0, ψ′(0)=−SVψ0=−(c/g)e2 and E′′(0)=−2⟨VSVψ0,ψ0⟩=−2c2/g, as displayed. Expanding E−(λ)=g2(1−1+4λ2c2/g2) by [L2] gives the displayed expansion. This is clause (b).

2.1L1L2step 1.2algebra

[Finite remainder check] By [L1], the cubic estimate holds on ∣λ∣<R=g/(8c); at λ=R/2=g/(16c) its bound is Rc/4=g/32. The exact lower energy is E−=(g/2)(1−65/8) and the quadratic truncation is −g/256. Thus the exact remainder is g(129−1665)/256=g/[256(129+1665)]>0, since 1292−(1665)2=1. It is less than g/32768<g/32, because 129+1665>128, proving (c) without an unsupported decimal or square-root bound.

3.1step 1.1step 2.1L1given∎

[Scope] The computation used only the declared two-dimensional model, its exact diagonalization and the page's theorem; the two spectral values are spectral data of H(λ). Which spectral subspace a preparation occupies is fixed by the preparation and the evolution of P4 and is not determined by the label Eλ; no physical system, measured splitting or transition is asserted, which is clause (d).

Remarks

  • Why this is a "finite-gap" check. The complementary subspace is one-dimensional with distance g, so the reduced inverse is the explicit number 1/g and every coefficient of the page's theorem can be compared against a closed-form eigenvalue. The second-order coefficient is strictly negative for the followed lower level, the signature of a level repulsion from the complementary state.
  • The cubic bound is not sharp. The exact difference from the second-order truncation is O(λ4), and the page's bound at the test point is more than three orders of magnitude larger; the check verifies the inequality, not optimality.
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A finite-level static Stark model: vanishing first-order shift, exact splitting with leading quadratic shift and a finite check of the remainder bound

Physical scope

A conditional finite-level computation in the declared two-body Coulomb model with the adopted static finite-level dipole coupling: the compressed two-state Stark family built from the model's 1s-like and 2p-like relative states, the vanishing diagonal dipole matrix elements by the angular selection rule, the exact closed-form eigenvalues of the two-state family, the vanishing first-order shift and the exact second derivative at zero from the page's non-degenerate theorem, and a finite numeric check of the cubic remainder bound. The example identifies no laboratory atom, asserts no measured Stark shift or polarizability value, and states no transition or lifetime; the uncompressed linear-potential model is explicitly outside its scope.

Example

Adopt P1, P2 and P4 for the declared two-body Coulomb model of The declared Coulomb and two-body hydrogen model: one-centre operator, relative problem, reduced mass and scope exclusions clause (d), in the relative-coordinate factor L2(R3;C) with the dipole operator Dj=−qQj and the compressed finite-level coupling of Static finite-level electric-dipole coupling: compressed dipole of the declared two-body Coulomb model in a uniform field. Use the Coulomb mass parameter m=μ:=m1m2/(m1+m2) and aμ:=ℏ2/(μκ)>0. Choose as the finite-level subspace the declared two-dimensional subspace W:=span⁡{ψ1,ψ2}⊆L2(R3;C), where ψ1 and ψ2 are normalized bound states of the model with angular labels (n,l,m)=(1,0,0) and (2,1,0) supplied by The one-centre Coulomb model: bound energies, n^2-degeneracy, completeness of the bound states in the negative spectral subspace and the continuum, so that Hκψ1=E1ψ1, Hκψ2=E2ψ2 with E1=−mκ22ℏ2,E2=−mκ28ℏ2,Δ:=E2−E1=3mκ28ℏ2>0. Choose the external field along the third axis of the declared frame, Eext=(0,0,E) with E>0 in V m−1, and use the dimensionless coupling λ:=E1 V m−1,V:=−(1 V m−1) D3W, so that the Stark model of the postulate reads HS(E)=H0+λV,H0:=ΠWHκ∣W=(E100E2) in the declared orthonormal basis. Then:

(a) the compression of the dipole matrix has the form D1W=D2W=0,D3W=Drel(0110),Drel:=∣⟨ψ2,D3ψ1⟩∣>0, with unit C m, where the phase of ψ2 is chosen to make the off-diagonal entry positive. The local computation below gives Drel=1282 qaμ/243>0 from the declared model parameters; this is an exact model identity, with no measured value of any parameter. The diagonal entries vanish by angular degree selection, and only Q0 can contribute between the chosen m=0 states; nonvanishing is proved by explicit radial and angular integration;

(b) v=∥V∥=Drel(1 V m−1) in joules and the family HS has the exact eigenvalues F±(E)=E1+E22±(Δ2)2+(DrelE)2, the lower branch F− being the model's followed label for dimensionless couplings 0≤λ<R:=Δ/(8v), equivalently 0≤E<Δ/(8Drel), with Δ playing the role of the gap g;

(c) the page's perturbation theorem applies with nondegenerate label E1 (gap Δ), and gives the vanishing first-order shift E′(0)=0 and the exact second derivative at zero E′′(0)=−2Drel2(1 V m−1)2Δ, equivalently the quadratic Stark shift F−(E)=E1−Drel2E2Δ+O(E4);

(d) the finite remainder check at half the perturbation radius λ=R/2, equivalently E=Δ/(16Drel), gives the exact remainder ∣F−+Δ256−E1∣=Δ 129−1665256=Δ256(129+1665)<Δ32768<Δ32, so the page's cubic bound is satisfied at this coupling with a wide margin;

(e) scope: the computation is conditional on the declared truncated two-state model and the adopted coupling; it identifies no laboratory atom, reports no measured shift and no polarizability value, asserts no transition rate, and does not treat the uncompressed linear potential −Eext⋅D. The postulate excludes that model and proves its common-test-domain expectations unbounded below for every nonzero uniform field; no full energy-form domain is used here.

Verification

Given: the declared two-body Coulomb model with charges ∓q, coupling κ>0, relative-coordinate states ψ1,ψ2 of angular labels (1,0,0), (2,1,0) and energies E1,E2; the finite-level subspace W=span⁡{ψ1,ψ2}; the dipole operators Dj=−qQj of the postulate with m=μ and aμ=ℏ2/(μκ); the field Eext=(0,0,E); the coupling λ, matrix V and family HS of the Example; the Axiom of Countable Choice and the Axiom of Choice as the choice hypotheses of the cited suppliers.

[L1] Spectrum and eigenstates. For the one-centre Coulomb model Hκ, the normalized bound states ψnlm satisfy Hκψnlm=Enψnlm with En=−mκ2/(2ℏ2n2), so in particular E1=−mκ2/(2ℏ2) and E2=−mκ2/(8ℏ2) and Δ=3mκ2/(8ℏ2)>0; states with different labels are orthogonal (The one-centre Coulomb model: bound energies, n^2-degeneracy, completeness of the bound states in the negative spectral subspace and the continuum).

[L2] Dipole domain and angular selection rule. Each Qj is self-adjoint on its maximal domain D(Qj)={ψ:ξjψ∈L2} and all bound states lie in D(Qj); for the spherical components Q0=x3, Q±=(x1±ix2)/2 the angular matrix element ⟨Yl′m′,Qq∣S2Ylm⟩ can be nonzero only if l′=l+1,m′=m+q or l≥1,l′=l−1,m′=m+q (Atomic dipole matrix-element domain clauses (a), (b), Dipole angular selection rules). In particular with l=l′=0 or l=l′=1 the angular factor vanishes, and with m=m′=0 only q=0 can contribute; for the pair (l,m)=(0,0) and (l′,m′)=(1,0) the rule allows l′=l+1, m′=m+0.

[L3] The model's theorem. Under the model's hypotheses with a simple label, for every real ∣λ∣<R=g/(8v) the followed label is the unique spectral value in ∣z−E∣<g/2, and the coefficients and remainder bound of Nondegenerate stationary perturbation of a simple gapped label: first- and second-order coefficients and an explicit cubic remainder hold (Nondegenerate stationary perturbation of a simple gapped label: first- and second-order coefficients and an explicit cubic remainder, The declared perturbed-family model: bounded self-adjoint perturbation, isolated gapped label and followed spectral cluster).

[L4] Elementary algebra. For real u, u2=∣u∣; and 1+t=1+12t−18t2+O(t3) as the analytic square root near t=0. Also 1292−(1665)2=1, so 129−1665=1/(129+1665)>0.

[L5] Explicit local integral data. With a=aμ, the Kummer regular solutions for (n,l)=(1,0),(2,1) have j=n−l−1=0, L0(1)=L0(3)=1, decay rates 1/a,1/(2a), and normalized positive radial representatives u10=2a−3/2re−r/a, u21=(26)−1a−5/2r2e−r/(2a) (Kummer recurrence and termination clauses (c)-(e)). Their normalizations follow locally from ∫0∞rke−brdr=k!/bk+1 (Moments of the exponential law on the half-line). The sphere family is orthonormal with the positive real representatives Y00=1/4π, Y10=3/(4π) Ω3, obtained from P0=1, P1=t and the normalizing integral (Associated Legendre function normalization clauses (c), (e), Sphere ONB); sphere integration is dσ=sin⁡θ dθ dφ (Sphere integrals in angle coordinates). No nonzero radial assertion is inferred from the necessary selection rule.

Proof technique: direct; evaluate the compressed dipole matrix by the angular selection rule and the explicit nonzero radial/angular integral, diagonalize the resulting Hermitian two-by-two family exactly, read off the page's coefficients, and compare the exact closed form with the second-order truncation at the test coupling.

Given: the data of the Example and [L1]-[L5].

1.1L1L2L5givenalgebra

[The compressed matrices and their nonzero entry] Write a=aμ. From [L5], ∥u10∥22=4a−32!/(2/a)3=1 and ∥u21∥22=(24a5)−14!/(1/a)5=1; the explicit Kummer solutions therefore give the normalized bound states with the stated labels. For their positive real representatives, ∫S2Y10Ω3Y00 dσ=(3/(4π))2π∫−11t2dt=1/3. Their radial dipole integral is ∫0∞ru21u10 dr=(1/6)a−44!/(3/(2a))5=256a/(816)>0. The absolutely convergent factorization [L2] yields ⟨ψ210,Q3ψ100⟩=1282a/243>0. Since D3=−qQ3, its matrix element is −1282qa/243 before rephasing. Set ψ1=ψ100 and ψ2=−ψ210 to obtain the positive off-diagonal value Drel=1282qa/243 without changing energies, labels or normalization. By [L2], bound states lie in all coordinate domains; all diagonal entries vanish by degree selection, and the off-diagonal Q± entries vanish by weight selection. Thus D1W=D2W=0 and D3W=Drelσ1 with Drel>0, proving (a).

1.2L1givenalgebra

[The two-state family] In the orthonormal basis (ψ1,ψ2) one has ΠWHκ∣W=diag⁡(E1,E2) by [L1] and orthogonality of distinct eigenstates; with v:=Drel(1 V m−1) in joules one has V=−vσ1 and HS=(E1−vλ−vλE2). Since σ1 is Hermitian with ∥σ1∥=1, V is bounded self-adjoint with norm v; the exact eigenvalues of a matrix (awwb) with real w are a+b2±(a−b2)2+w2, because its characteristic polynomial is (a−z)(b−z)−w2; here a≠b, so the two displayed roots are distinct, each has a nonzero kernel vector, and their eigenvectors are independent and span the two-dimensional space; substituting a=E1,b=E2 gives clause (b).

2.1L3L4step 1.2algebra

[Coefficients] The label E=E1 is simple with gap Δ (the second level is E2=E1+Δ and there are no further levels in the two-dimensional model); the perturbation V is bounded self-adjoint with norm v; hence [L3] applies for ∣λ∣v<Δ/8. Since V has vanishing diagonal, E′(0)=⟨Vψ1,ψ1⟩=0. The reduced inverse on Q0W=Cψ2 is S=Δ−1∣ψ2⟩⟨ψ2∣, so SVψ1=−(v/Δ)ψ2 and VSVψ1=(v2/Δ)ψ1, giving E′′(0)=−2v2/Δ; substituting v=Drel(1 V m−1) and expanding the closed form of clause (b) by [L4] gives the displayed quadratic Stark shift. This is clause (c).

3.1L3L4step 2.1algebra

[The finite remainder check at the true half radius] At E=Δ/(16Drel), λv=DrelE=Δ/16 and hence λ=R/2 for R=Δ/(8v). The page's bound is Rv(1/2)3/(1−1/2)=Rv/4=Δ/32. The exact lower branch satisfies F−=E1+Δ/2−Δ2/4+Δ2/256=E1+Δ(8−65)/16, whereas its quadratic truncation is E1−(λv)2/Δ=E1−Δ/256. Therefore ∣F−−E1+Δ/256∣=Δ(129−1665)/256=Δ/[256(129+1665)] by [L4]. Since 129+1665>128, this remainder is strictly less than Δ/32768, and consequently less than Δ/32. This proves (d) without a decimal approximation.

4.1step 1.1step 2.1step 3.1given∎

[Scope] The argument used the declared two-state truncation, the adopted coupling, the model's exact spectrum and the page's theorem; no laboratory atom, measured shift, polarizability, transition rate or uncompressed linear potential entered. The exclusion of the uncompressed static perturbation is the postulate's scope clause; clause (e) holds.

Remarks

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A spin-one multiplet in a uniform field: the exact Zeeman spectrum and degenerate first-order check

Physical scope

A conditional finite-level computation for the declared spin-one internal multiplet of the massive spin-s model with the adopted effective magnetic-moment coupling: the Zeeman family H0 + lambda V with H0 = epsilon I on the three-dimensional multiplet and V = -gamma B S3, its three energy eigenvalues counted with multiplicity (three distinct levels occur exactly when lambda gamma is nonzero), the first-order operator P0VP0 = V and the corresponding degenerate-perturbation localisation, and the absence of any relaxation or branch selection statement. The example identifies no laboratory species, reports no measured splitting or gyromagnetic ratio, and asserts no detector record.

Example

Adopt P1, P2, P4 and P6 for the massive spin-s particle model of The massive spin-s particle model of the framework: state space, operators, units and frame readings (State and composition postulate P1: Hilbert spaces, preparations and composite systems, Observable and probability postulate P2: self-adjoint observables, spectral probability and finite unsharp outcomes, Autonomous dynamics postulate P4: self-adjoint generators and unitary evolution, Identical-particle and spin assignments P6: permutation sectors and finite-spin representations), together with the effective magnetic-moment coupling Effective magnetic-moment coupling of the finite-spin model: gyromagnetic parameter, magnetic moment and Zeeman energy operator with real gyromagnetic parameter γ:=γ1 and the spin-one internal factor C3 with spin operators Si=ℏJi of Finite spin matrices at s=1; read energies in joules as in Dimensions, SI unit conventions and quantity types of the framework. Declare the finite-level Zeeman model by the perturbed-family model of The declared perturbed-family model: bounded self-adjoint perturbation, isolated gapped label and followed spectral cluster with H:=C3,H0:=εI3,V:=−γBzS3, where ε∈R is a declared multiplet energy, Bz>0 is the field magnitude in tesla of the uniform field B=(0,0,Bz), so that the family is H(λ)=H0+λV with real coupling λ (dimensionless, equal to 1 for the physical field) and v=∥V∥=∣γ∣Bzℏ. For the physical value λ=1 the family is the model's Zeeman operator on the internal multiplet. Then:

(a) the perturbation preserves the multiplet: [H0,V]=0, the first-order operator is VE=V, and its eigenvalues counted with multiplicity are −ℏγBz,0,+ℏγBz in joules. If γ≠0, these are three distinct simple eigenvalues; if γ=0, the only eigenvalue is 0 with multiplicity three. Thus the first-order operator describes a triply degenerate level when the adopted magnetic coupling vanishes;

(b) the exact energy eigenvalues of the family, counted with multiplicity, are ε−λℏγBz,ε,ε+λℏγBz. They are three distinct simple levels exactly when λγ≠0; when λ=0 or γ=0, the only energy is ε with multiplicity three. Each eigenvalue is affine in λ, so its second-order and higher Taylor coefficients vanish identically;

(c) when v>0, the page's degenerate theorem applies for every g>0 (the gap condition is vacuous because the spectrum of H0 is the single value ε) and every real λ with ∣λ∣v<g/4; each eigenvalue z then satisfies dist⁡(z,ε+λspec⁡(VE))≤4λ2v2/g, and the exact spectrum in (b) shows that this distance is 0. If v=0, equivalently γ=0, then H(λ)=εI3 for every real λ, so the same distance is 0 directly, without invoking the theorem's positive-norm hypothesis. In both cases the first-order eigenvalue set is exact, with multiplicity retained as in (a)-(b);

(d) for a unit preparation vector u∈C3, put u(t)=e−itH(λ)/ℏu and si(t)=⟨Siu(t),u(t)⟩. With ω=λγBz (in s−1), s3(t)=s3(0),s1(t)=cos⁡(ωt)s1(0)+sin⁡(ωt)s2(0),s2(t)=cos⁡(ωt)s2(0)−sin⁡(ωt)s1(0). Thus the transverse means rotate by −ωt, with the signed Larmor parameter ω equal to γBz at λ=1;

(e) no branch selection: the energy eigenspaces of (b) are spectral data of the family; a preparation in any eigenstate is stationary, and a superposition evolves with the relative phases of (b). The example asserts no instantaneous transition of any preparation to the lowest sublevel, no relaxation and no measurement; which sublevel a preparation occupies is fixed by the preparation and by P4.

Verification

Given: the declared spin-one model with internal factor C3, spin matrices S1,S2,S3 with [Si,Sj]=iℏεijkSk and spectrum σ(S3)=ℏ{−1,0,1}; the field data B=(0,0,Bz), Bz>0; the gyromagnetic parameter γ; the multiplet energy ε; the family H(λ)=εI3−λγBzS3; the Axiom of Countable Choice and the Axiom of Choice as the choice hypotheses of the cited suppliers.

[L1] Internal spin matrices. On C3 the orthonormal basis em, m=1,0,−1, satisfies S3em=ℏmem, and the self-adjoint matrices satisfy [Si,Sj]=iℏεijkSk, by Finite spin matrices at s=1 and the internal-factor reading of The massive spin-s particle model of the framework: state space, operators, units and frame readings clause (c). Consequently ∥S3∥=ℏ and its three internal eigenspaces are lines. The amplified operators on the full spatial state space of Spin spectra and outcome laws of the massive spin-s model: directional components, the Casimir law and the spin-half probabilities have different eigenspace multiplicities; only their internal matrices are used here.

[L2] Finite-dimensional autonomous flow. P4 assigns U(t)=e−itH(λ)/ℏ on the declared finite state space (Autonomous dynamics postulate P4: self-adjoint generators and unitary evolution). The matrix exponential is the everywhere convergent power series; differentiating that series gives U′=−iH(λ)U/ℏ. For a fixed matrix A, the product rule gives (U∗AU)′=(i/ℏ)U∗[H(λ),A]U; all domains are C3.

[L3] The model's degenerate theorem. Under the perturbed-family model with an isolated finite-multiplicity label E of H0 and gap at least g>0, for ∣λ∣v<g/4 every eigenvalue z of H(λ) with ∣z−E∣+∣λ∣v≤g/2 satisfies dist⁡(z,E+λspec⁡(VE))≤4λ2v2/g, where VE=(P0VP0)∣P0H (Degenerate stationary perturbation: the perturbed eigenvalues stay within 4 lambda^2 v^2/g of the first-order shifts, and no branch relaxation is asserted, The declared perturbed-family model: bounded self-adjoint perturbation, isolated gapped label and followed spectral cluster).

[L4] Elementary spectral facts for a scalar multiple of S3. For a bounded self-adjoint operator T with spectrum σ(T) and real a≠0, the operator aT has spectrum aσ(T); here H(λ)=εI−λγBzS3 therefore has the eigenvalues ε−λγBzs for s∈σ(S3)=ℏ{−1,0,1}, and ∥V∥=∣γ∣Bz∥S3∥=∣γ∣Bzℏ (Spin spectra and outcome laws of the massive spin-s model: directional components, the Casimir law and the spin-half probabilities clause (a), algebra).

Proof technique: direct; read the spectrum of the scalar multiple of S3 from the supplied spin spectrum, verify that the first-order operator is the whole perturbation, and compare the exact energy eigenvalues with the page's degenerate localisation bound.

Given: the data of the Example and [L1]-[L4].

1.1L1L4givenalgebra

[The first-order data] H0=εI has the single spectral value ε with full eigenspace H=C3, so P0=I and Q0=0; the perturbation is V=−γBzS3, bounded self-adjoint with norm v=∣γ∣Bzℏ by [L4]; and VE=(P0VP0)∣P0H=V. By [L1] the spectrum of S3 is ℏ{−1,0,1}, so by [L4] the spectrum of VE is {−ℏγBz,0,+ℏγBz}; if γ≠0 these three eigenvalues of V are simple, while for γ=0 one has V=0. This is clause (a).

2.1L1L4step 1.1algebra

[Exact spectrum with multiplicity] If λγ≠0, [L1] and [L4] give three distinct simple eigenvalues ε−λℏγBz, ε, and ε+λℏγBz. If λγ=0, then H(λ)=εI3, so ε is the sole eigenvalue and has multiplicity three. In both cases each energy label is affine in λ, with derivative the corresponding eigenvalue of VE and with all higher Taylor coefficients zero. This is clause (b).

3.1L3step 1.1step 2.1givenalgebra

[The localisation check and zero branch] Since σ(H0)={ε}, any g>0 is a gap in the stated convention. Each eigenvalue of step 2.1 has ∣z−ε∣≤∣λ∣v, so ∣λ∣v<g/4 implies ∣z−ε∣+∣λ∣v<g/2, exactly the controlled window required by [L3]. For v>0 the theorem therefore applies; the actual distance is already zero by the exact spectrum of step 2.1, for every real λ. One could also send g→∞ while keeping λ fixed to make the upper bound tend to zero; decreasing g would not do so. If v=0, then γ=0 and the family is constant, with the same zero distance directly and no division by v. This proves (c) in all branches.

4.1L1L2step 2.1givenalgebra∎

[Finite-level conservation, precession and scope] Put ω=λγBz and Ai(t)=U(t)∗SiU(t). By [L1] and [L2], A3′=0, A1′=ωA2 and A2′=−ωA1, with Ai(0)=Si. The matrices A1=cos⁡(ωt)S1+sin⁡(ωt)S2 and A2=cos⁡(ωt)S2−sin⁡(ωt)S1 satisfy these equations and initial data. Uniqueness follows entrywise: for the difference of two solutions, the derivative of ∣a1∣2+∣a2∣2 is zero, and its initial value is zero. Pairing with u proves (d), including zero frequency. The scalar εI cancels from the commutators and contributes only a common phase. Each energy eigenvector evolves by its scalar phase, while a superposition has the relative phases of step 2.1. This proves (e), with no transition, relaxation, branch selection, measurement or laboratory identification assumed.

Remarks

  • Degenerate perturbation theory is exact here. The perturbation commutes with H0 and acts inside the multiplet, so the first-order operator is the whole perturbation and there is no second-order shift; when λγ≠0 it gives three distinct levels, while zero coupling leaves one triply degenerate level. The example exhibits the degenerate theorem's first-order content on a clean exactly solvable family. This is the Zeeman side of the page's examples; the Stark side uses a nondegenerate truncation with a genuine second-order shift.
  • No relaxation. When distinct levels occur, they do not force a preparation to move to the lowest one; the affine spectral shifts, with degeneracy retained at zero coupling, are statements about the spectrum, in agreement with the corrected reading of the textbook degenerate-perturbation conjecture recorded in What the controlled-approximations page adopts, proves and does not claim: gaps, branch populations, turning points and the static-Stark limitation.
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Tunnelling asymptotic limits: the smooth-barrier semiclassical limit and the exact rectangular prefactor comparison

Physical scope

Two asymptotic statements about declared one-dimensional barrier transmission data: the semiclassical limit of the smooth compactly supported barrier of the WKB regime model, in which the ratio of the declared transmission coefficient to exp(-2S/h) tends to one; and the exact thick-barrier limit of the rectangular wall model, whose profile-dependent limit prefactor is 16E(U-E)/U^2 and can differ from one, showing that the exponential law alone does not determine the prefactor and that rectangular walls are outside the smooth-barrier theorem. No measured transmission, detector, sample or apparatus is asserted.

Example

Adopt the declared one-dimensional line model The declared one-dimensional line model: state space, Hamiltonian, bound states and generalized stationary solutions and the WKB regime model The declared WKB regime model: nondimensionalised line equation, turning points, phase integrals and the declared barrier transmission reading with their framework postulates (State and composition postulate P1: Hilbert spaces, preparations and composite systems, Observable and probability postulate P2: self-adjoint observables, spectral probability and finite unsharp outcomes, Autonomous dynamics postulate P4: self-adjoint generators and unitary evolution, Kinematics and massive-particle model postulate P5: Newtonian frames and one-particle operators), with units as in Dimensions, SI unit conventions and quantity types of the framework. Then:

(a) Smooth-barrier semiclassical limit. Let V,m,ℏ,ℓ,E⋆,E,W,λ,h be data of the WKB regime model satisfying its hypothesis (W2), with exponent S=∫ξaξbW−λ dξ and declared transmission coefficient T(h). At fixed dimensionless barrier data (W,λ), there are h0>0, 0≤ε(h)≤C1h for 0<h<h0, and 0≤C0<∞, depending only on the fixed barrier data and matching sections, such that ∣T(h)e2S/h−1∣≤C0[ε(h)+e−2S/h]1−C0[ε(h)+e−2S/h] for 0<h<h0 whenever the denominator is positive; in particular lim⁡h↓0T(h)e2S/h=1, and the physical reading of the limit is the exponential law T≈exp⁡(−2ℏ∫xaxb2m(V−E) dx) with prefactor tending to one;

(b) Rectangular thick-barrier limit. Fix m,ℏ,E,U with U>E>0 and vary the wall width a→∞ (equivalently, κa→∞). For the rectangular wall model excluded by the smooth theorem, take the exact scattering solution of the line model with V(x)=U for 0<x<a and V=0 otherwise, U>E>0, k=2mE/ℏ, κ=2m(U−E)/ℏ and exact transmission Trect=[1+U2sinh⁡2(κa)4E(U−E)]−1; then, in this fixed-parameter limit, Trecte−2κa⟶16E(U−E)U2=16k2κ2(k2+κ2)2, so in the rectangular model the exponential law holds with the profile-dependent prefactor 16E(U−E)/U2; the exponent 2κa equals the classical WKB exponent 2B/ℏ of the rectangular barrier, and the limit shows that the exponential alone does not determine the prefactor;

(c) Reading of the comparison. Statement (a) is a theorem about smooth compactly supported barriers with separated simple turning points, and its prefactor-one conclusion uses the Airy matching of that class; statement (b) is an exact model computation for a piecewise constant wall, whose sharp discontinuities are precisely why it is excluded from (a). Neither statement asserts a measured transmission, a detector response, a wave packet or an apparatus; both are conditional statements about the declared one-dimensional models.

Verification

Given: the WKB regime model with hypothesis (W2) and its declared transmission coefficient; the rectangular wall data a>0, U>E>0 and constants k,κ; the Axiom of Countable Choice and the Axiom of Choice as the choice hypotheses of the cited suppliers.

[L1] Smooth-barrier theorem. For every smooth compactly supported C5 barrier with exactly two separated simple turning points, the there exist h0>0 and fixed constants such that the declared transmission coefficient obeys the quantitative bound displayed in part (a) for 0<h<h0 with positive denominator, and the limit lim⁡h↓0T(h)e2S/h=1 (Separated smooth-barrier tunnelling: the declared transmission coefficient is exp(-2S/h) up to explicit small-h and barrier-thickness errors).

[L2] Exact rectangular transmission. For the piecewise constant wall V=U on (0,a) and V=0 otherwise with U>E>0, the declared scattering solution has the incident reference amplitude Ain=1 m−1/2 and the unique transmission asymptotics ψ=Aint eikx for x>a, where t is the dimensionless amplitude ratio t=2e−ika/D with D=2cosh⁡(κa)+i(κ/k−k/κ)sinh⁡(κa), and Trect=∣t∣2=[1+U2sinh⁡2(κa)/(4E(U−E))]−1 (Rectangular barrier: scattering solution, flux balance and transmission clauses (a), (c), The declared one-dimensional line model: state space, Hamiltonian, bound states and generalized stationary solutions).

[L3] Elementary limits. With m,ℏ,E,U fixed and a→∞, κ=2m(U−E)/ℏ is fixed and κa→∞. sinh⁡(x)=(ex−e−x)/2, so sinh⁡2(κa)e−2κa→1/4; E=ℏ2k2/(2m) and U−E=ℏ2κ2/(2m), so 16E(U−E)/U2=16k2κ2/(k2+κ2)2.

Proof technique: direct; read the smooth-barrier limit from the page's theorem and compute the rectangular thick-barrier limit from the exact closed form by elementary asymptotics.

Given: the data of the Example and [L1]-[L3].

1.1L1givenalgebra

[Smooth limit] Applying [L1] at fixed (W,λ) for 0<h<h0 with positive denominator gives the quantitative bound and, because the right-hand side tends to 0 as h↓0 at fixed barrier data, the limit lim⁡h↓0T(h)e2S/h=1. The physical exponent identity S/h=(1/ℏ)∫xaxb2m(V−E) dx is the endpoint-extended identity of clause (c) of the WKB regime model: the scaled-line lemma applies on closed subintervals strictly between the turning points, and continuity extends the integrals to their endpoints. This is (a).

1.2L2L3algebra

[Rectangular limit] Put A:=U2/(4E(U−E))>0 and t:=κa. By [L2], Trect=[1+Asinh⁡2t]−1, hence Trecte2t=[e−2t+Asinh⁡2(t)e−2t]−1. With m,ℏ,E,U fixed and a→∞, [L3] gives the denominator limit A/4>0, so Trecte2t→4/A=16E(U−E)/U2. Substituting E=ℏ2k2/(2m) and U−E=ℏ2κ2/(2m) gives 16E(U−E)/U2=16k2κ2/(k2+κ2)2, as asserted in (b).

2.1step 1.1step 1.2L1L2givenalgebra∎

[Exponent comparison and scope] For the rectangular wall the classical WKB exponent is 2ℏ∫0a2m(U−E) dx=2κa, which equals the exponent of the limit in step 1.2, so the two models share the exponential law but can differ in the prefactor; the rectangular prefactor 16y(1−y), with y=E/U∈(0,1), equals one exactly when y=(2±3)/4. Statement (a) is restricted to the smooth class by its hypotheses, and statement (b) is the exact wall computation in the fixed-parameter thick-wall limit. No measured transmission, detector, packet or apparatus entered either computation. This is (c).

Remarks

  • Why the prefactors can differ. For the smooth barrier the Airy matching across the two simple turning points produces the transmitted amplitude with prefactor 1+O(ε); the wall's discontinuities replace the Airy matching by exact algebraic matching, whose limit carries the profile-dependent factor 16E(U−E)/U2. Writing y=E/U∈(0,1), this factor equals one when y=(2±3)/4 and differs from one for other admissible ratios; the example compares model limits and claims no measured value.
  • Regime of validity. The limit in (a) is taken in the model's semiclassical parameter h at fixed barrier data; the limit in (b) is taken in the wall thickness κa at fixed E,U. Both are asymptotic statements about the declared one-dimensional models.
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What the controlled-approximations examples establish and what they do not

Physical scope

A scope record for the examples companion of the controlled-approximations pair: the four conditional computations it contains, their model reliance, the checks they perform and the content they do not supply (no experiment, no measured value, no laboratory identification, no transition or relaxation).

Remarks

5 · Examples, experiments and counterexamples

None yet.

Sources