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Finite Averaging and Character-Theory Prerequisites
1 · Prerequisites
- Algebraic Closure, Embeddings, and Separability
- Algebraic Extensions, Extension Degree, and Finite Fields
- Binary Operations, Monoids, Groups and Subgroups
- Composition Series, the Jordan–Hölder Theorem and Solvable Groups
- Congruences, the Integers Modulo n and the Chinese Remainder Theorem
- Construction of the Natural Numbers
- Construction of the Real Numbers via Cauchy Sequences
- Construction of the Real Numbers via Dedekind Cuts
- Continuity, IVT, EVT, and Uniform Continuity
- Cosets, Index and Lagrange's Theorem
- Countability and Uncountability
- Cyclic Groups and Direct Products
- Determinants of Matrices over a Commutative Ring
- Diagonalisation and the Minimal Polynomial
- Divisibility, Euclidean Domains, Principal Ideal Domains and Unique Factorisation
- Divisibility, Greatest Common Divisors and Bézout's Identity
- Dual Spaces, Bilinear and Quadratic Forms, and Sylvester's Law of Inertia
- Eigenvalues, Eigenvectors and the Characteristic Polynomial
- Finite Counting, Factorials and Binomial Coefficients
- Finite Fields and Cyclotomic Extensions
- Foundations of the Real Numbers for Analysis
- Free Modules, Exact Sequences, Projective and Injective Modules
- Group Actions, Orbits, Stabilisers and Cayley's Theorem
- Group Homomorphisms and the Isomorphism Theorems
- Ideals, Quotient Rings and the Isomorphism Theorems for Rings
- Inner Product Spaces, Gram-Schmidt, Projections and Adjoints
- Limits of Real Functions
- Linear Independence, Bases and Dimension
- Linear Transformations, Rank-Nullity and Quotient Spaces
- Matrices, the Matrix of a Linear Map, and Change of Basis
- Modules, Submodules, Quotient Modules and the Isomorphism Theorems
- Monotone Sequences, Bolzano-Weierstrass, and Cauchy Completeness
- Normal Subgroups and Quotient Groups
- Order, Zorn's Lemma, and the Axiom of Choice
- Polynomial Rings, the Division Algorithm and Roots
- Primes, Euclid's Lemma and the Fundamental Theorem of Arithmetic
- Relations, Functions, and Quotients
- Rings, Subrings, Integral Domains and Fields
- Roots, Rational Powers, and Classical Inequalities
- Sequences and Limits
- Simple Field Extensions and the Construction of the Complex Numbers
- Splitting Fields
- Suprema and Infima
- Sylow's Theorems, p-Groups and Nilpotent Groups
- Symmetric Groups, Cycle Decomposition and the Sign Homomorphism
- The Determinant of a Linear Operator, Cofactors and Cramer's Rule
- The Fundamental Theorem of Algebra
- The Fundamental Theorem of Finite Abelian Groups
- The Galois Correspondence
- The Group Algebra and Representations of Finite Groups
- The ZFC Axioms and the Basic Set Constructions
- Topology of ℝ
- Vector Spaces, Linear Subspaces, Span and Direct Sums
2 · Summary
These nine lemmas supply the finite linear algebra, function-space, and field-theoretic arguments used in finite averaging and character theory. Projections are constructed without a choice axiom; idempotent trace is interpreted as a field scalar; orbit indicators work over any field, even for an empty set. The normalized Hermitian form uses complex scalars and is linear in its first variable. The unit-sum equality argument and the cyclotomic extension argument isolate the exact prerequisites for later character proofs. The latter requires no integrality assumption on the average.
The companion examples calculate a projection in complex three-space, the class indicators of the symmetric group on three letters, a normalized three-point pairing, and strict cancellation of unit summands.
3 · Logical flowchart
4 · Definitions, theorems and proofs
Invertibility of a positive natural scalar in a field
Statement
Let be a field and an integer. Then is invertible if and only if . Divisibility is in ; in particular, divides no positive integer.
Facts & Assumptions
Given: A field and an integer .
In a field , distributivity holds and every nonzero scalar has an inverse (Field).
Proof
Put . For every , distributivity gives , so cancellation gives . Since , the scalar zero is not invertible. If is invertible, it is therefore nonzero, and the equivalence in F2 gives .
Conversely, if , F2 gives , and the field inverse axiom gives with .
By integer divisibility, would mean for some integer , impossible for . Thus characteristic zero is included. At , the scalar is with inverse . Together with the two implications this proves the claim.
Sources
Milne, Fields and Galois Theory, pp. 8–9, characteristic cases 1–2. The normalization motivating this interface occurs in Etingof et al., Theorem 4.1.1, pp. 61–62.
Finite-dimensional subspaces admit projections without Choice
Statement
For a subspace of a finite-dimensional -vector space , there is a linear with , , and . No choice axiom is required. This includes and .
Facts & Assumptions
Given: finite-dimensional over a field , and .
Every independent subset of a subspace of a finite-dimensional space extends to a finite basis, without a choice principle (If and is a linear subspace of , then is finite-dimensional, , and if and only if ).
Linearity means for all scalars and vectors (Linear map between vector spaces over the same field).
Proof
Apply F1 to the empty independent subset of to obtain a finite basis . This is independent in , so apply F1 with subspace to extend it to . Every vector has an expansion in this basis; two expansions agree coefficientwise because their difference is a zero linear combination of an independent family.
Define . The uniqueness just proved makes a well-defined function . If have -coordinates , then has -coordinates . Consequently , so is linear.
Each belongs to . For , its basis expression uses only the , so . Thus every is in the image, and . Since , also .
If , then and the formula gives . If , no added vectors are needed and . If , both lists are empty and these formulas coincide. Only two applications of the choice-free finite extension result and finite enumerations were used; no simultaneous choice over an infinite family occurs.
Sources
Axler, Linear Algebra Done Right, 4e, 2.32–2.33, pp. 41–42. The local finite-basis supplier works over arbitrary fields, extending Axler’s real/complex convention. Etingof et al., Theorem 4.1.1 proof, p. 62, uses the resulting projection.
The trace of an idempotent is its rank as a field scalar
Statement
If is an idempotent endomorphism of a finite-dimensional space over a field , then . In positive characteristic this equality does not in general determine the integer rank from the trace.
Facts & Assumptions
Given: , , and .
, with the projection onto its image (Every idempotent endomorphism is diagonalisable and is projection onto its image along its kernel).
Trace is the matrix trace in any ordered basis, with trace zero on the zero space (The basis-independent trace of an endomorphism of a finite-dimensional vector space).
Every linearly independent subset of a subspace of a finite-dimensional vector space extends to a finite basis of that subspace, without a choice principle (If and is a linear subspace of , then is finite-dimensional, , and if and only if ).
Proof
By F1, both and are subspaces of the finite-dimensional space . Apply F3 to each empty independent subset to obtain finite bases, and concatenate them in the displayed direct-sum order, putting the image basis vectors first. For , ; for , . Thus the matrix is .
F2 permits this basis for computing trace. Summing the diagonal gives . For this is the empty sum ; when it also agrees with F2. For , it gives .
If , take . Its identity has rank and trace , whereas its zero map has rank and trace . Therefore equal traces need not imply equal integer ranks, even among idempotents on the same space.
Sources
Axler, 8.47–8.51, pp. 326–327, gives the trace convention and basis independence. Etingof et al., Theorem 4.5.1 proof, p. 68, uses projector trace over the complex numbers; the local proof retains arbitrary characteristic.
Orbit indicators form a basis of invariant functions
Statement
Let a group act on a set with finitely many distinct orbits , and let be any field. The invariant functions , meaning for all , form a vector space under pointwise operations. Its basis is and its dimension is . Here is on and elsewhere. For conjugation on a finite group, these are the class functions and conjugacy-class indicators. If , the basis is empty.
Facts & Assumptions
Given: A left action of on , a finite orbit set , and a field .
A left action satisfies and (Left group actions, transitive actions, and faithful actions).
Distinct orbits partition , and two points share an orbit exactly when one is for some (The orbits of a group action are the equivalence classes of iff for some , and hence partition the acted-on set).
The vector-space axioms are the abelian addition laws, two distributive laws, scalar associativity and the scalar identity law (Vector space over a field).
Finite sums in an additive commutative monoid are independent of enumeration and the empty sum is zero (A finite sum in a commutative monoid indexed by an arbitrary finite set).
A basis is a linearly independent spanning subset; the empty basis belongs to the zero space (Basis of a vector space: a linearly independent spanning subset; and ordered basis: an injective finite list whose image is a basis).
The conjugacy class of is (The conjugacy class and centralizer of an element).
Proof
Write for the invariant functions. The zero function is invariant. If and , then , so . For each , associativity and commutativity of function addition, the zero and negative identities, , , and are the corresponding field equalities evaluated at . Equality at every is equality of functions. This verifies all the axioms in F3.
By F2, and belong to the same orbit. Consequently , so every orbit indicator lies in . If , its values at any two points of one orbit coincide by F2 and invariance. Each orbit is nonempty, so there is a unique scalar such that for all . This defines by its unique value and does not choose orbit representatives.
Define using F4 in the additive vector space . Evaluation of a finite sum is the sum of its values, by the recursive pointwise addition. At a point , exactly one indicator is , namely that of its orbit, and every other term vanishes. Thus , so and the indicators span .
Suppose . Fix any orbit and one , possible because is nonempty. Evaluation at gives . This holds for each orbit separately, so no simultaneous choice is required. Also different orbits have different indicators by evaluation on either orbit and . Hence these vectors are independent and, by F5 and step 2.1, form a basis, giving the asserted dimension.
On , set . Then and , so this is an action by F1. F6 identifies its orbits as the conjugacy classes. Invariance is precisely constancy on conjugacy classes, the definition of a class function here. If is finite there are finitely many classes, so steps 1.1–3.1 apply.
If , there is just the empty function, which is the zero function; there are no orbits and F4 gives the zero function as the empty sum. F5 gives the empty basis and dimension zero. With one orbit, step 2.1 reads , and step 3.1 proves that this single nonzero indicator is a basis.
Sources
Etingof et al., §4.2 opening, p. 63, supplies the class-function setting. Judson, §14.2 opening identifies the conjugation orbits. The orbit-function basis argument is the local generalization and uses neither character orthogonality nor completeness.
The normalized Hermitian form on a finite function space
Statement
Let be a nonempty finite set. On , with pointwise vector-space operations, define . The denominator is the positive real image of . This is an inner product, linear in the first variable.
Facts & Assumptions
Given: finite and nonempty, viewed in , and functions .
The linear-first inner-product axioms are linearity in the first variable, conjugate symmetry, and positive definiteness (Real and complex inner product spaces, with the inner product linear in the first argument).
Finite real sums are defined by enumeration, independently of that enumeration (The sum over a finite index set, and its product form).
A finite sum of nonnegative reals is nonnegative and is zero only if every summand is zero (Laws of finite sums and finite products).
Finite monoid sums are independent of enumeration and agree with real sums on real summands (A finite sum in a commutative monoid indexed by an arbitrary finite set).
Conjugation preserves addition and multiplication, is involutive, and with equality exactly at (Conjugation is an involutive real-field automorphism, , and modulus is definite, multiplicative, and subadditive).
A property holding at zero and preserved under successor holds for every natural number (The principle of mathematical induction).
Proof
Pointwise addition and scaling make a vector space: each abelian addition identity, both distributive identities, scalar associativity and the scalar identity hold at each by the field laws in . F5 defines every complex sum in the displayed form. Since , exists and is positive real, and F2 gives . Thus the form is defined on every pair of functions.
For complex lists and , finite sums satisfy , and . Here is the induction verifying their complex types: at length zero all sums vanish and . On appending , the first formula follows by rearranging ; the second from ; the third from . F7 proves the three identities for every length, and F5 transfers them to any finite enumeration of .
For and , expand the summand and apply step 1.2 to obtain .
Applying conjugation to the finite sum and using its involution gives .
On the diagonal, F6 gives . These are nonnegative real summands, so F5 identifies their sum with the real finite sum of F3, and F4 shows the result is real and nonnegative. If it is zero, multiplication by gives ; F4 forces each , hence by F6. Conversely makes every summand zero.
Steps 2.1–2.3 verify F1 and therefore give an inner product. If the expression is and the same verification applies. The zero function has diagonal value zero by step 2.3; the empty set is excluded precisely because the prescribed normalization would divide by zero.
Sources
Axler, 6.2–6.3(a),(b), pp. 183–184, fixes the linear-first convention and positive weights. Etingof et al., §4.5 opening, p. 67, is the class-function specialization. The complex finite-sum laws and definiteness are explicitly derived above.
Equality in the unit-complex finite-sum bound
Statement
For an integer and with , one has . Equality holds if and only if all the are equal. This includes .
Facts & Assumptions
Given: and for ; natural scalars in inequalities are their real images.
The modulus of is the nonnegative square root of (Real and imaginary parts, complex conjugation, and modulus).
Real finite sums may be computed in any enumeration (The sum over a finite index set, and its product form).
Finite real sums distribute over addition and scaling, and a sum of nonnegative terms vanishes only when every term vanishes (Laws of finite sums and finite products).
Complex finite sums are defined in the additive monoid, with empty sum zero (A finite sum in a commutative monoid indexed by an arbitrary finite set).
Finite monoid sums can be reindexed, split over disjoint subsets, and summed in either order on a Cartesian product (Finite commutative-monoid sums are invariant under bijective reindexing, split over disjoint unions, and satisfy the finite Fubini rule).
Conjugation preserves addition and multiplication; , exactly when , and (Conjugation is an involutive real-field automorphism, , and modulus is definite, multiplicative, and subadditive).
Base and successor steps establish a property for all finite lengths (The principle of mathematical induction).
For nonnegative reals, if and only if (Squaring is monotone on the nonnegatives).
Proof
Put , using F4. For any complex finite lists, distributivity over a finite sum follows by induction: it holds for the empty sum; appending changes to . Likewise conjugation through a finite sum holds at zero and is preserved by . F7 therefore gives these identities for every finite length.
Consequently . Split the pairs into , and , and reindex the third part by swapping its coordinates, as permitted by F5. The diagonal sum is since , giving .
For each pair , expand . There are such pairs: the count is zero at , and adjoining index adds the pairs , so the formula is preserved by . Induction gives this count for all positive . Adding the displayed expansions to step 2.1 cancels each off-diagonal term and yields .
Each squared modulus is a nonnegative real by F1 and F6. Use F2 to enumerate the pair set and F3 to conclude . Since and , F8 now gives .
If , the identity in step 3.1 makes the sum of squared differences zero. F3 forces for every pair, and F6 gives . For , take the pairs to conclude every . For that conclusion already holds and the pair sum is empty.
Conversely, if every , repeated addition gives . Thus by F6 and the real modulus in F1. At this reads . This proves both directions of the equality characterization.
Sources
Etingof et al., Lemma 5.4.5 proof, p. 101, uses strictness for unequal unit roots. The pairwise squared-distance calculation supplies that equality argument locally for all unit complex numbers, without complex arguments or trigonometry.
Conjugates of an average of roots of unity
Statement
Let , let be roots of unity, and put . Then is algebraic over . There is a finite cyclotomic splitting field containing all the such that for every complex -conjugate of , some -automorphism satisfies . Each has the same multiplicative order as . No integrality hypothesis on is required.
Facts & Assumptions
Given: , each a complex root of unity, and .
A root of unity satisfies a positive power equation ; its order is the least positive such exponent (The group of -th roots of unity in a field, and primitive -th roots of unity).
An isomorphism of base fields extends to an isomorphism between splitting fields of a nonzero polynomial and its transported polynomial (A base-field isomorphism extends to an isomorphism between splitting fields of corresponding polynomials).
Conjugates over are roots of the same minimal polynomial (Conjugate algebraic elements over a field).
A cyclotomic extension of order is the splitting field of , generated by its roots (The cyclotomic extension as a splitting field of ).
Every nonconstant complex polynomial splits over (Every nonconstant polynomial in splits into linear factors).
A field obtained by adjoining finitely many algebraic elements has finite degree (An extension generated by finitely many algebraic elements is finite).
Every element of a finite field extension is algebraic (Every finite field extension is algebraic).
An algebraic splitting field of a nonzero polynomial is normal (An algebraic extension that is a splitting field of a polynomial is normal).
If two elements are roots of corresponding monic irreducible polynomials, a base-field isomorphism extends to their simple fields sending one root to the other (A base-field isomorphism extends across simple adjunctions of corresponding roots of an irreducible polynomial).
Finite sums use repeated addition with empty sum zero (A finite sum in a commutative monoid indexed by an arbitrary finite set).
Base and successor steps prove a statement for every finite length (The principle of mathematical induction).
Normality says each element’s minimal polynomial over the base field splits in the extension (A normal algebraic extension is one in which every minimal polynomial with a root in the extension splits there).
Proof
Let be the positive order of , and set . Each divides , hence . The nonconstant polynomial splits in by F5. Let be its set of roots there and . The linear factorization has factors, so is finite. The polynomial splits over , and is generated by these roots, so it is the cyclotomic splitting field of F4. All belong to .
Each member of is algebraic over , being a root of . F6 makes finite, and F7 makes it algebraic. As , repeated addition and multiplication in show that ; F10 gives the same finite sum in and . In particular is algebraic by F7.
F8 applies to the algebraic splitting field of the nonzero polynomial , giving normality. Let be the monic minimal polynomial of over . By F12, splits over . If is a conjugate of , then by F3. Write with . The field has no zero divisors, so forces for some ; thus .
Apply F9 to the identity isomorphism of and the monic irreducible polynomial , with roots and . It gives a -isomorphism satisfying . Both fields lie in . Since , one has ; the two inclusions follow respectively because contains and because . The same argument gives . Thus is a splitting field of over each of these base fields.
The coefficients of are rational and fixes them, so . Apply F2 to the two splitting-field structures from step 4.1. It extends to a field isomorphism . This is a -automorphism and .
A field homomorphism preserves finite sums: it sends the empty sum to , and preserves the assertion when a term is appended; F11 proves this for every length in F10. Since , it follows that .
Multiplicativity gives . If for a positive , applying gives , contrary to the definition of in F1. Thus the order is exactly . This covers and repeated roots. When , the construction still applies with . When , its minimal polynomial is , so ; steps 4.1–6.1 still apply. No step imposed integrality on .
Sources
Milne, Proposition 2.12 and Corollary 2.13, pp. 29–30, and Definition 3.7, p. 37, support extension and normality. Etingof et al., Lemma 5.4.5 proof, p. 101, uses simultaneous conjugate averages. Its later algebraic-integer conclusion is not claimed here.
The kernel of a finite direct sum is the intersection of the kernels
Statement
Let be a finite family of finite-dimensional representations of a group over a field . On , the formula defines a finite-dimensional representation, and . For , and the empty intersection is understood inside , so both sides are .
Facts & Assumptions
Given: A finite index set and homomorphisms with each finite-dimensional over .
A finite-dimensional representation is a homomorphism to the group of invertible linear maps of a finite-dimensional space (A finite-dimensional representation over a field, and its degree).
The kernel consists of elements mapped to the identity of the target group (The kernel and image of a group homomorphism).
The direct sum consists of finitely supported tuples with coordinatewise operations and has coordinate inclusions; the empty sum is zero (The direct sum of an indexed family of modules).
Proof
Because is finite, every tuple has finite support, so with the operations in F3. Choose a finite basis of each . This uses only finitely many existential witnesses. Their coordinate inclusions form a finite basis of : they span because each coordinate has a basis expansion, and a zero combination has all coefficients zero by projecting to each coordinate and using that coordinate’s independence. Thus is finite-dimensional. Zero-dimensional coordinates contribute empty bases.
For , define by the displayed coordinate formula. The equality in every coordinate proves linearity. Also and the reversed product is the identity, so is a two-sided inverse of . Hence .
For every tuple , the -coordinate of is , the -coordinate of . Similarly . Therefore is a homomorphism and, with step 1.1, a finite-dimensional representation as in F1.
If , F2 gives . For any and , apply this equality to the coordinate inclusion . Its -coordinate yields . Since was arbitrary, , so for every .
Conversely, if for every , then for every tuple , . Hence and . This proves the intersection formula.
For , F3 gives . Its unique endomorphism is its identity and is invertible, so every acts identically and . The condition that lie in each kernel is vacuous, giving the same . For a one-element family steps 2.2–3.1 give the single coordinate kernel. For a zero coordinate its kernel is , so it places no further restriction on the intersection.
Sources
Etingof et al., Chapter 4 opening, p. 61, supplies the representation convention. The coordinate action, its finite-dimensionality, and both kernel containments are derived locally from the direct-sum definition.
A group is abelian exactly when its conjugacy classes are singletons
Statement
A group is abelian if and only if every conjugacy class in is a singleton. No finiteness assumption is needed.
Facts & Assumptions
Given: A group , with identity .
Proof
If is abelian, then for all one has . Thus every element of is ; and shows that belongs to the class. Hence .
Conversely, suppose every class is a singleton. Since , that singleton must be . For arbitrary , F1 then gives . Multiplying on the right by yields . Thus every pair commutes and is abelian.
In the trivial group the sole class is and , so both properties hold. In all groups, the membership used above prevents empty classes. The argument quantifies over arbitrary and makes no cardinality assumption.
Sources
Judson, §14.2 opening identifies fixed points of conjugation with the center. Etingof et al., §4.3(1), p. 64, uses singleton classes for abelian groups. Both implications are proved above without finiteness.
5 · Examples, counterexamples and false statements
None yet.