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Qm One Dimensional Potentials

1 · Prerequisites

2 · Summary

This page develops the declared effective one-dimensional potentials of the massive-particle framework on top of qm-interference-and-local-detection. The batch-local mathematics begins with The one-dimensional free Schr"odinger operator as the weak second-derivative operator, which identifies the free Fourier-multiplier operator of the framework's operator supplier with the weak second-derivative operator on W2,2, Positive scalar multiples of self-adjoint operators: domains, resolvents, spectra and eigenbases, which transfers self-adjointness, resolvents, spectra and eigenfamilies along positive scaling, and The one-dimensional continuity identity and the constant flux of stationary solutions, which proves the one-dimensional continuity identity and the constancy of the probability current of stationary solutions. The declared one-dimensional line model: state space, Hamiltonian, bound states and generalized stationary solutions then declares the pair's effective line model — its state space, position and momentum assignments, its assigned energy operator HV=H0lin+MV for a real bounded measurable potential, its bound-state vocabulary and its declared generalized stationary solutions with the scattering reading of the current — and The declared interval models with Dirichlet and Robin boundary conditions, and the declared zero-range (delta) model declares the confined interval models with Dirichlet and separated Robin boundary conditions and the zero-range interface model with coupling g.

On that basis The line model's energy observable, flow and stationary states derives that the declared energy operator is an assigned sharp observable that generates the model's unitary flow, with stationary preparations exactly the eigenrays and a point-mass energy law; Interval models: discrete spectra, complete eigenbases, min-max bounds and nodal counts derives the discrete spectra, complete orthonormal eigenbases, min-max comparison, nodal counts and Robin eigenvalue condition of the interval models; Finite square well: bound-state conditions, simplicity and count derives the exact bound-state root conditions, simplicity, parity and count of the finite square well; The zero-range (delta) model: self-adjointness and the unique attractive bound-state preparation derives the self-adjointness of the zero-range model and its unique bound state Eg=−mg2/(2ℏ2) for attractive coupling; and Rectangular barrier: scattering solution, flux balance and transmission derives the unique scattering solution of the rectangular barrier, its conserved current, the exact T and R with the flux balance T+R=1, the reading of T and R as fractions of the reference current, and the thick-barrier error bound. What the one-dimensional potentials page establishes, assumes and defers records what the page assumes rather than derives — the one-dimensional reduction, the boundary conditions and the point-interaction coupling — and what it defers.

The page is conditional throughout: P1, P2, P4 and P5 are adopted, the one-dimensional reduction and all boundary and coupling data are declared model assumptions in the sense of P7, and no experiment, count or measured value appears here. The companion page collects exact finite checks of the barrier, well and box formulas.

3 · Logical flowchart

4 · Definitions, postulates, theorems and proofs

LemmaStatement: AI-adaptedProof: AI-adaptedprecheck passOpen item page →

The one-dimensional continuity identity and the constant flux of stationary solutions

Statement

Assume Countable Choice (The Axiom of Countable Choice (ACω)). Let m,ℏ>0, let Ω⊆R and I⊆R be nonempty open intervals (Intervals of R: the nine order-convex forms, nondegeneracy, and length), and let V:Ω→R be a function. Let u,v:Ω×I→R be functions whose partial derivatives ∂tu,∂tv,∂xu,∂xv,∂x2u,∂x2v exist and are continuous on Ω×I (Continuity of f:A→R at a point of A and on A: the ε-δ condition, its agreement with lim⁡x→cf(x)=f(c) at a limit point, and continuity at an isolated point, The derivative f′(c)=lim⁡x→cf(x)−f(c)x−c of f:A→R at a point c∈A that is a limit point of A, and differentiability on a set) and satisfy the pair of equations ℏ ∂tu=−ℏ22m∂x2v+Vv,−ℏ ∂tv=−ℏ22m∂x2u+Vu pointwise on Ω×I. Write ψ:=u+iv for the corresponding C-valued function with component functions u and v (Real and imaginary parts, complex conjugation, and modulus), so that the two displayed equations are the componentwise reading of iℏ ∂tψ=−ℏ22m∂x2ψ+Vψ. Put n(x,t):=∣ψ(x,t)∣2=u(x,t)2+v(x,t)2,j(x,t):=ℏmIm⁡ ⁣(ψ(x,t)‾ ∂xψ(x,t))=ℏm(u ∂xv−(∂xu) v)(x,t). Then:

(a) Continuity identity. ∂tn(x,t)+∂xj(x,t)=0 for every (x,t)∈Ω×I.

(b) Constant flux of stationary solutions. Separately, let us,vs:Ω→R have continuous second derivatives, and let E∈R and V:Ω→R satisfy −ℏ22mus′′+Vus=Eus and −ℏ22mvs′′+Vvs=Evs pointwise on Ω. Then js(x):=ℏm(usvs′−us′vs)(x) is constant on Ω.

The assertion is an identity for the declared differentiable functions and the declared real pair V; it constructs no probability law, no state and no physical interpretation.

Facts & Assumptions

Given: m,ℏ>0; nonempty open intervals Ω,I⊆R; a function V:Ω→R; real functions u,v:Ω×I→R with the stated continuous partial derivatives; and, separately for (b), real functions us,vs:Ω→R with continuous second derivatives and E∈R.

[F1]

Complex coordinates. Every complex number has a unique form c+di with c,d∈R, and the map Φ(c+di)=(c,d) is a bijection onto R2 carrying addition and multiplication to (c,d)+(e,f)=(c+e,d+f) and (c,d)(e,f)=(ce−df,cf+de); moreover c+di‾=c−di, ∣c+di∣2=c2+d2 and Im⁡(c+di)=d (Real and imaginary parts, complex conjugation, and modulus, C is the real coordinate plane, with coordinate arithmetic). For real functions u,v,f,g this gives Im⁡((u−iv)(f+ig))=ug−vf pointwise.

[F2]

Product rule and algebra of derivatives. For real functions on a set A⊆R differentiable at a limit point c of A, (fg)′(c)=f′(c)g(c)+f(c)g′(c) and (f+g)′(c)=f′(c)+g′(c), and (αf)′(c)=αf′(c) for real α (Sums, scalar multiples, products and quotients: (f+g)′(c)=f′(c)+g′(c), (αf)′(c)=αf′(c), (fg)′(c)=f′(c)g(c)+f(c)g′(c), and (f/g)′(c)=(f′(c)g(c)−f(c)g′(c))/g(c)2 when g(c)≠0, The derivative f′(c)=lim⁡x→cf(x)−f(c)x−c of f:A→R at a point c∈A that is a limit point of A, and differentiability on a set). The same identities hold for the partial derivatives ∂x,∂t of u,v, applied pointwise at each point of the open set Ω×I, and for the derivatives of the separate functions us,vs at each point of Ω, because the one-variable differentiation rules apply to the coordinate functions.

[F4]

Zero derivative implies constancy. If I⊆R is order-convex and f:I→R is continuous on I and differentiable at every interior point of I with f′(x)=0 there, then f is constant on I (A function continuous on an interval I whose derivative vanishes at every interior point of I is constant on I; consequently two such functions with the same derivative differ by a constant, Intervals of R: the nine order-convex forms, nondegeneracy, and length).

Proof

technique · direct; read the pair of real equations as the componentwise complex equation, differentiate the density and the flux with the product rule, and cancel the potential terms; then specialize to the stationary equations and integrate the resulting zero derivative

Given: The data and hypotheses of the statement and [F1]-[F4].

1.1givenF1algebra

[Coordinate expressions] Fix (x,t)∈Ω×I and write ψ=ψ(x,t). Since ψ‾=u−iv and ∂xψ=∂xu+i ∂xv, [F1] gives ψ‾ ∂xψ=(u ∂xu+v ∂xv)+i (u ∂xv−(∂xu) v), hence Im⁡(ψ‾ ∂xψ)=u ∂xv−(∂xu) v and ∣ψ∣2=u2+v2; the two displays of the statement for n and j therefore agree at every point.

1.2givenF2algebra

[Differentiating the density] By [F2] applied pointwise, ∂tn=2u ∂tu+2v ∂tv. Substituting the two given equations, written as ∂tu=ℏ−1(Vv−ℏ22m∂x2v) and ∂tv=ℏ−1(ℏ22m∂x2u−Vu), gives ∂tn=2ℏ(uVv−ℏ22mu ∂x2v+ℏ22mv ∂x2u−vVu)=ℏm(v ∂x2u−u ∂x2v), because 2ℏ−1⋅ℏ22m=ℏm and the two terms containing Vuv cancel.

1.3givenF2algebra

[Stationary flux has zero derivative] In the situation of (b), [F2] gives js′(x)=ℏm(us′(x)vs′(x)+us(x)vs′′(x)−us′′(x)vs(x)−us′(x)vs′(x))=ℏm(us(x)vs′′(x)−us′′(x)vs(x)) at every x∈Ω. The two stationary equations give us′′=2mℏ2(V−E)us and vs′′=2mℏ2(V−E)vs pointwise, so js′=ℏm⋅2mℏ2(V−E)(usvs−usvs)=0 on Ω.

2.1step 1.2F2algebra

[Differentiating the flux] By [F2] applied pointwise, ∂xj=ℏm(∂xu ∂xv+u ∂x2v−∂x2u v−∂xu ∂xv)=ℏm(u ∂x2v−(∂x2u) v). Adding the result of step 1.2 gives ∂tn+∂xj=ℏm(v ∂x2u−u ∂x2v+u ∂x2v−v ∂x2u)=0 pointwise on Ω×I, which is (a).

3.1step 1.3F3F4∎

[Constancy] The functions us,vs,us′,vs′ are continuous on the open interval Ω by hypothesis, so js=ℏm(usvs′−us′vs) is continuous on Ω by [F3], and Ω is order-convex; with js′=0 at every point of Ω by step 1.3, [F4] makes js constant on Ω. This proves (b), and step 2.1 proved (a).

Remarks

  • Meaning of the hypotheses. The two real equations are exactly the real and imaginary parts of the complex equation displayed in the statement, and no differentiability of a C-valued function beyond the stated continuous partial derivatives of u and v is used. The function V need not be continuous for the identity (a); it is used only through the given pointwise equations, and in (b) only through the two stationary equations.
  • What is not asserted. The lemma produces no normalized state, no probability, no boundary condition and no scattering or transmission coefficient. In particular the constancy in (b) is a statement about a differentiable size on the open interval Ω and assumes nothing about the behaviour of j at the endpoints of Ω or at infinity.
LemmaStatement: AI-adaptedProof: AI-adaptedprecheck passOpen item page →

The one-dimensional free Schr"odinger operator as the weak second-derivative operator

Statement

Assume the Axiom of Countable Choice and the Axiom of Choice (The Axiom of Countable Choice (ACω), The Axiom of Choice). Let m,ℏ>0, put c:=2π2ℏ2/m, and let H0 be the free one-dimensional operator of Real multiplication operators and free plus bounded-potential Schrödinger operators clause (b) with d=1, this c and b=0: H0:=F2∗Mc∣ξ∣2F2,D(H0):={f∈L2(R;C):∣ξ∣2F2f∈L2(R;C)}, where F2 is the unitary Plancherel transform of that theorem and Mc∣ξ∣2 is multiplication by the function ξ↦c∣ξ∣2. Let D2 denote the second weak derivative, defined componentwise on the locally integrable classes of R (Weak derivative of a locally integrable function), and let W2,2(R;C) be the Sobolev space (Integer-order Sobolev spaces and their norms). Then:

(a) D(H0)=W2,2(R;C) as sets and H0f=−ℏ22m D2ffor every f∈D(H0); equivalently, F2(H0f)(ξ)=c∣ξ∣2F2f(ξ) and F2(−ℏ22mD2f)(ξ)=c∣ξ∣2F2f(ξ) for almost every ξ, and the two L2 classes agree.

(b) For every real bounded measurable V:R→R, the operator H0+MV of clause (c) of the cited theorem, with domain D(H0), coincides with the operator f↦−ℏ22mD2f+Vf on the same domain; in particular, for E∈R and ψ∈W2,2(R;C) the eigenvalue equation (H0+MV)ψ=Eψ is equivalent to the weak equation −ℏ22mD2ψ+Vψ=Eψ elementwise in L2(R;C).

The statement identifies operators on the same domain; it asserts neither smoothness of the classes in W2,2 nor any physical interpretation.

Facts & Assumptions

Given: m,ℏ>0; c=2π2ℏ2/m; the operator H0 of the cited theorem with d=1, c and b=0; the weak derivative D and the second weak derivative D2; the Sobolev space W2,2(R;C); a real bounded measurable V.

[F1]

Fourier multipliers of weak derivatives. For every u∈L2(Rn) whose weak derivatives Dαu of all multi-indices ∣α∣≤k again lie in L2 and every such α, the unitary Plancherel transforms satisfy F2(Dαu)(ξ)=(2πiξ)αF2u(ξ) for almost every ξ (Distributional derivatives are polynomial Fourier multipliers). In one dimension with α=(2) this reads F2(D2u)(ξ)=−4π2ξ2F2u(ξ) a.e.; in particular D2u is the L2 class with that Plancherel transform.

[F2]

The free operator. H0 is self-adjoint, D(H0) coincides with W2,2(R;C) as a set with equivalent norms, and for every f∈D(H0), F2(H0f)=c∣ξ∣2F2f; moreover H0≥b=0 in the quadratic-form sense (Real multiplication operators and free plus bounded-potential Schrödinger operators clauses (b), (c)).

[F3]

Plancherel is injective. The Plancherel transform F2 is a surjective linear isometry of L2(R;C); in particular F2g=0 implies g=0 (Plancherel theorem, Integer-order W^{k,2} and H^k agree with equivalent norms).

[F4]

Boundary of the construction. For real bounded measurable V, MV is the bounded multiplication operator of clause (a) of the cited theorem and H0+MV is self-adjoint on D(H0) (Real multiplication operators and free plus bounded-potential Schrödinger operators clauses (a), (c)).

Proof

technique · direct; compare the Plancherel multipliers of $H_0$ and of the weak second derivative, using the Fourier characterization of the Sobolev space and the injectivity of Plancherel

Given: The data of the statement and [F1]-[F4].

1.1givenF1F2

[Domain] By [F2] the sets D(H0) and W2,2(R;C) coincide, and by [F1] a class u∈L2(R;C) has a second weak derivative in L2 exactly when ξ↦(2πξ)2F2u(ξ) is in L2, i.e. exactly when ∣ξ∣2F2u∈L2; this is the defining condition of D(H0) in the statement, so the domain identity of (a) holds with no appeal to any additional regularity.

1.2givenF1F2F3algebra

[Multiplier comparison] Fix f∈D(H0). By [F2], F2(H0f)(ξ)=c∣ξ∣2F2f(ξ) for almost every ξ. Let g:=−ℏ22m D2f; since f∈W2,2, D2f∈L2 and [F1] gives F2g(ξ)=−ℏ22m(−4π2ξ2)F2f(ξ)=2π2ℏ2mξ2F2f(ξ)=c∣ξ∣2F2f(ξ) for almost every ξ. Hence F2(H0f−g)=0 in L2, and [F3] gives H0f=g. This proves (a).

2.1step 1.1step 1.2F1F4algebra∎

[Bounded perturbations] Let V be real, bounded and measurable and let f∈D(H0). By step 1.1 f∈W2,2, so −ℏ22mD2f∈L2 by [F1] and Vf∈L2 because V is bounded; moreover (H0+MV)f=H0f+Vf=−ℏ22mD2f+Vf by step 1.2 and the definition of MV, on the common domain D(H0)=D(MV)∩D(H0) of clause (c) of the cited theorem. Since the two operators have the same domain and the same values, they coincide; the eigenvalue equation and the weak equation are therefore the same elementwise identity in L2. This proves (b).

Remarks

  • Why the factor c. With the Plancherel convention f^(ξ)=∫f(x)e−2πixξdx the weak Laplacian has multiplier −4π2∣ξ∣2, so −ℏ22mD2 has multiplier 2π2ℏ2m∣ξ∣2: the constant c of the cited theorem is fixed by this convention and not a convention-free physical statement.
  • What is not asserted. The lemma compares two mathematical operators. It asserts no smoothness of W2,2 classes, no boundary values, no self-adjointness statement beyond that of the cited theorem, and no identification with any measured Hamiltonian.
LemmaStatement: AI-adaptedProof: AI-adaptedprecheck passOpen item page →

Positive scalar multiples of self-adjoint operators: domains, resolvents, spectra and eigenbases

Statement

Assume the Axiom of Countable Choice and the Axiom of Choice (The Axiom of Countable Choice (ACω), The Axiom of Choice). Let H≠{0} be a complex Hilbert space (Hilbert space), let A:D(A)⊂H→H be a densely defined self-adjoint operator (Symmetric, self-adjoint and essentially self-adjoint operators, Adjoint of a densely defined operator), and let c>0 be real. Write cA for the operator with domain D(cA):=D(A) and (cA)x:=c (Ax). Then:

(a) cA is self-adjoint.

(b) For every z∈C one has z∈ρ(cA) if and only if z/c∈ρ(A), and then (cA−z)−1=c−1(A−z/c)−1; consequently ρ(cA)=c ρ(A) and σ(cA)=c σ(A).

(c) If some, hence every, resolvent of A is compact (Resolvent and spectrum of an unbounded operator, Compact linear operator), then every resolvent of cA is compact and A and cA have the same complete orthonormal eigenfamily (ej)j∈J. If N:=dim⁡H<∞, take J={1,…,N}; if H is infinite dimensional, take J=N, with ∣μj∣→∞ and each eigenvalue repeated according to its finite multiplicity. In both cases Aej=μjej, (cA)ej=cμjej, and σ(A)={μj:j∈J},σ(cA)={cμj:j∈J} with no other spectral points. The finite-dimensional conclusion also holds without a separate compactness assumption, since bounded operators on such H are compact.

(d) Eigenvectors correspond exactly: for λ∈R and x∈H, x≠0, one has x∈D(A) and Ax=λx if and only if x∈D(cA) and (cA)x=(cλ)x; and every eigenvalue of cA has the same eigenspace as the corresponding eigenvalue of A.

(e) If A≥γ in the quadratic-form sense, meaning that ⟨Ax,x⟩≥γ∥x∥2 for every x∈D(A), then cA≥cγ in the same sense.

Only the scaling of the given operator is asserted; no domain, spectrum or eigenvector is claimed for any other rescaling, and no physical interpretation is attached.

Facts & Assumptions

Given: A complex Hilbert space H≠{0}; a densely defined self-adjoint A; a real c>0; the operator cA with domain D(A).

[F1]

Adjoints and symmetry. For densely defined T, the adjoint T∗ has domain consisting of those y for which x↦⟨Tx,y⟩ is bounded on D(T), and T is self-adjoint when T=T∗ including domains; T is symmetric when ⟨Tx,y⟩=⟨x,Ty⟩ for all x,y∈D(T) (Adjoint of a densely defined operator, Symmetric, self-adjoint and essentially self-adjoint operators).

[F2]

Inner-product algebra. The inner product is linear in its first argument and conjugate-linear in its second, and ⟨αx,y⟩=α⟨x,y⟩, ⟨x,αy⟩=α‾⟨x,y⟩ for α∈C (Hilbert space).

[F3]

Resolvent and spectrum. For a closed operator T, the resolvent set ρ(T) consists of the z∈C for which T−z is a bijection of D(T) onto H with bounded inverse (T−z)−1∈B(H), and σ(T)=C∖ρ(T) (Resolvent and spectrum of an unbounded operator, A bounded linear operator between normed spaces).

[F4]

Compactness of scalar multiples. If K∈B(H) is compact and c≠0, then cK is compact (Compact linear operator; scalar multiples of compact operators are compact as part of the linear-subspace statement of the compact-operator ideal).

[F5]

Compact spectral decomposition. Every compact self-adjoint bounded operator has a complete orthonormal eigenfamily, allowing a kernel basis; each nonzero eigenspace is finite dimensional and only finitely many nonzero eigenvalues have modulus above a fixed positive threshold (Spectral theorem for compact self adjoint operators, Orthonormal eigenbasis for a compact self adjoint operator). Products with a bounded operator preserve compactness (Compositions with a compact operator are compact). For a self-adjoint unbounded A, ±i∈ρ(A) with bounded resolvents (Resolvent of a self-adjoint operator: nonreal resolvents and the estimate); if a real compact resolvent has already been obtained, the infinite-dimensional conclusion is also Self-adjoint operators with compact resolvent: eigenbasis and discrete spectrum.

Proof

technique · direct; verify symmetry and the adjoint domain of $cA$ by scaling the defining pairings, transfer resolvents by the identity $cA-z=c(A-z/c)$, and read off eigenpairs and quadratic forms

Given: The data and hypotheses of the statement and [F1]-[F5].

1.1givenF1F2algebra

[Symmetry] For x,y∈D(A)=D(cA), [F2] gives ⟨(cA)x,y⟩=c⟨Ax,y⟩=c⟨x,Ay⟩=⟨x,cAy⟩=⟨x,(cA)y⟩; since c is real, the scalar passes through the pairing in both slots, so cA is symmetric.

1.2givenF3algebra

[Resolvent identity] Fix z∈C and write B:=cA−z and B′:=A−z/c on the common domain D(A). Then B=cB′ as operators, since c(A−z/c)x=cAx−zx=(cA−z)x for every x∈D(A). If z/c∈ρ(A), then B′ is a bijection D(A)→H with bounded inverse, so B=cB′ is a bijection with inverse c−1B′−1∈B(H), which is the displayed identity; conversely if z∈ρ(cA), then c−1B=B′ is a bijection with bounded inverse c B−1, so z/c∈ρ(A). Therefore ρ(cA)=c ρ(A) and, taking complements in C, σ(cA)=c σ(A); this is (b).

1.3givenalgebra

[Eigenpairs] Let λ∈R and x∈H, x≠0. Since D(cA)=D(A), x∈D(A) if and only if x∈D(cA). For such x, Ax=λx if and only if cAx=cλx, because multiplication by c≠0 is injective; hence the eigenspaces coincide, which is (d).

2.1step 1.1F1F2algebra

[Adjoint domain] Let y∈D((cA)∗). Then x↦⟨(cA)x,y⟩=c⟨Ax,y⟩ is bounded on D(A), and since c>0, x↦⟨Ax,y⟩ is bounded on D(A) as well; hence y∈D(A∗)=D(A) and A∗y=Ay. For every x∈D(A) the defining identity of the adjoint and [F2] then give ⟨x,(cA)∗y⟩=⟨(cA)x,y⟩=c⟨Ax,y⟩=c⟨x,Ay⟩=⟨x,cAy⟩, and density of D(A) in H gives (cA)∗y=cAy. Hence D((cA)∗)⊆D(cA); the reverse inclusion holds because cA is symmetric, so D((cA)∗)=D(cA) and (cA)∗=cA. This proves (a).

2.2step 1.2F4F5algebra

[All resolvents are compact] Write Rz=(A−z)−1 and suppose Rz0 is compact. The resolvent identity, obtained by subtracting the two inverses on their common operator domain, is Rz=Rz0+(z−z0)Rz0Rz=Rz0[I+(z−z0)Rz]. Thus every Rz is compact by [F5], irrespective of whether z0 is real. Step 1.2 now gives compactness of every resolvent of cA.

2.3step 1.2step 1.3F1F5algebra

[Finite-dimensional case] If dim⁡H=N<∞, the dense linear domain D(A) equals H, since every finite-dimensional subspace is closed (A finite-dimensional normed subspace is closed). The operator A is then bounded and compact, and its self-adjointness and [F5] give an orthonormal eigenbasis of precisely N vectors, including a basis of its zero eigenspace if necessary. In that basis A is the diagonal matrix with real entries μj, so its spectrum is exactly those entries: off that set the diagonal inverse exists and is bounded, while at an entry there is a nonzero kernel vector. Step 1.3 gives the same family for cA, and step 1.2 gives the scaled spectrum.

3.1step 2.2step 2.3F1F5algebra

[Infinite-dimensional eigenfamily from an arbitrary compact resolvent] Suppose H is infinite dimensional. By step 2.2 both Ri and R−i are compact; their adjoint relation Ri∗=R−i follows from the defining self-adjoint pairings, and the resolvent identity shows they commute. Hence K:=R−iRi=Ri∗Ri is compact, self-adjoint, positive and injective. Its range lies in D(A2): Ri maps into D(A), R−i preserves D(A) and commutes there with A, by (A−z)Rz=I and Rz(A−z)=I on D(A). [F5] decomposes H into the closed span of its finite-dimensional positive K-eigenspaces Eν, with no kernel part. For e∈Eν, e=ν−1Ke∈D(A2) and K(Ae)=A(Ke)=νAe, so Eν is invariant under A. The restriction of A there is a finite-dimensional self-adjoint operator; step 2.3 gives an orthonormal eigenbasis of that restriction. The union is a complete orthonormal eigenfamily of A. If Ae=μe, direct resolvent evaluation gives Ke=(μ2+1)−1e. There are only finitely many such vectors with ∣μ∣≤M for each fixed M, since [F5] gives only finitely many K-eigenvalues above (M2+1)−1 and each has finite multiplicity. The union is countable and infinite, hence can be indexed by N under the retained choice assumptions, and ∣μn∣→∞.

4.1step 1.2step 1.3step 3.1F1F3algebra

[No additional spectrum] In the eigenbasis of step 3.1, self-adjointness gives ⟨Ax,en⟩=μn⟨x,en⟩ for x∈D(A), so ∑nμn2∣⟨x,en⟩∣2=∥Ax∥2. Conversely, if this sum is finite, the finite sums xN and AxN converge to x and y:=∑nμn⟨x,en⟩en; passing to the limit in ⟨AxN,v⟩=⟨xN,Av⟩ for every v∈D(A) puts x in D(A∗)=D(A) and gives Ax=y. Thus A has exactly this maximal diagonal domain. Since ∣μn∣→∞, a complex z outside {μn} has positive distance from that set. The diagonal map with entries (μn−z)−1 is bounded and maps H into the displayed domain because sup⁡n∣μn/(μn−z)∣<∞; it is the two-sided inverse of A−z. Every μn is an eigenvalue. This proves σ(A)={μn}, and steps 1.2 and 1.3 give the scaled spectrum and common eigenfamily, completing (c).

5.1step 1.3F2algebra∎

[Quadratic forms] If ⟨Ax,x⟩≥γ∥x∥2 for every x∈D(A), then for x∈D(cA)=D(A) the same inequality scaled by c>0 gives ⟨(cA)x,x⟩=c⟨Ax,x⟩≥cγ∥x∥2; this is (e), and steps 2.1, 1.2, 2.3, 4.1 and 1.3 complete the proof.

Remarks

  • Where positivity is used. c>0 is used in step 2.1 (boundedness of the pairing is preserved under multiplication by c≠0, but the adjoint computation needs c real, and the resolvent identity needs c≠0), and in step 5.1 for the direction of the form inequality. For c<0 the operator cA is still self-adjoint when A is, but the form inequality reverses; no such statement is used here.
  • What is not asserted. The lemma transfers self-adjointness, resolvents, spectra, eigenfamilies and form lower bounds along positive scaling of a fixed operator. It does not construct a self-adjoint operator from a symmetric one, does not assert any min-max formula, and does not identify any operator with a physical energy.
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The declared one-dimensional line model: state space, Hamiltonian, bound states and generalized stationary solutions

Physical scope

The pair's declared effective one-dimensional model for a spinless massive particle: its state space, position and momentum assignments, its assigned energy operator for a real bounded measurable potential, its bound-state and stationary vocabulary, and its declared generalized stationary solutions used for the scattering reading. The model is an additional assumption of the pair, not a derivation from the three-dimensional massive-particle model P5, and no identification of a concrete apparatus or material system with the model is asserted; such an identification would be a tested identification with uncertainty in the sense of P7. No experiment and no empirical value appear.

Definition

(a) Framework data. Adopt the state and composition postulate P1, the observable and probability postulate P2, the autonomous-dynamics postulate P4, the kinematics and massive-particle model postulate P5, the identical-particle and spin postulate P6, and the preparation and apparatus discipline P7 (State and composition postulate P1: Hilbert spaces, preparations and composite systems, Observable and probability postulate P2: self-adjoint observables, spectral probability and finite unsharp outcomes, Autonomous dynamics postulate P4: self-adjoint generators and unitary evolution, Kinematics and massive-particle model postulate P5: Newtonian frames and one-particle operators, Identical-particle and spin assignments P6: permutation sectors and finite-spin representations, Preparation and apparatus postulate P7: declared preparations, isolation and sampling assumptions). Fix a mass parameter m>0 and a spin label s=0, so that the framework's one-particle model The massive spin-s particle model of the framework: state space, operators, units and frame readings reads its state space as H0=L2(R3;C) with the pairing linear in the first argument, its componentwise position family Q1,Q2,Q3, its componentwise momentum family P1,P2,P3 and the action constant ℏ>0; the spin-zero internal factor carries the trivial representation of P6. Units are those of Dimensions, SI unit conventions and quantity types of the framework: position is read in metres, momentum in kg m s−1, energy and potential energy in joules, and ℏ in J s. Assume the Axiom of Countable Choice and the Axiom of Choice as the choice hypotheses of the cited mathematical suppliers (The Axiom of Countable Choice (ACω), The Axiom of Choice).

(b) The declared effective one-dimensional model. As an additional model assumption of the pair, adopt the line model. Its declared state space is Hlin:=L2(R;C)={f:R→C measurable:∫R∣f(x)∣2 dx<∞}/ ⁣∼, the complex Hilbert space of almost-everywhere classes with the pairing ⟨f,g⟩=∫Rfg‾ dx linear in the first argument (The space Lp(μ) as the quotient by null functions). Its declared position assignment is the multiplication assignment Q, defined on the classes with xf∈Hlin, with the declared outcome law μψQ(B):=∫B∣ψ(x)∣2 dx(B⊆R Borel) for a unit class ψ. Indeed, the positive sigma-finite Lebesgue measure space R and the finite measurable multiplier x↦x satisfy Spectral measure of a real L2 multiplication operator clauses (a)-(c) under the choice assumptions of (a): Q is self-adjoint on the displayed domain, with spectral PVM EQ(B)=M1B and ∥EQ(B)ψ∥2=∫B∣ψ∣2. The probability reading of this mathematical law is adopted under P2. Its declared momentum assignment is P:=−iℏD on the classes whose weak derivative Dψ lies in Hlin (Weak derivative of a locally integrable function). The pair asserts no derivation of Hlin, Q or P from the three-dimensional model H0 of P5: the reduction to one spatial dimension, for instance by an idealized strong transverse confinement or by a declared one-dimensional sector, is an assumption of the model. An assignment of a concrete material system to the line model is an identification in the sense of clause (iii) of P7 and carries the corresponding uncertainty.

(c) The assigned energy operator. Let V:R→R be real, bounded and measurable; write ∥V∥∞:=sup⁡x∈R∣V(x)∣. The assigned energy operator of the line model with potential V is HV:=H0lin+MV,H0lin:=F2∗Mc∣ξ∣2F2,c:=2π2ℏ2m, with MV the multiplication operator of Real multiplication operators and free plus bounded-potential Schrödinger operators clause (a), on the common domain D(HV):=D(H0lin)={f∈Hlin:∣ξ∣2F2f∈Hlin}, where F2 is the unitary Plancherel transform of that theorem (Real multiplication operators and free plus bounded-potential Schrödinger operators clauses (a)-(c)). The declared energy unit is the joule. By The one-dimensional free Schr"odinger operator as the weak second-derivative operator the domain D(HV) is the Sobolev space W2,2(R;C) and HVf=−ℏ22m D2f+Vf(f∈D(HV)), D2 the second weak derivative, so the model's time-independent equation inside any open interval on which V is (say) constant is the ordinary differential equation −ℏ22mψ′′+Vψ=Eψ. The model adopts (HV,J) as its assigned energy observable in the sense of Assigned sharp observables and the outcome law of the framework clause (a); its self-adjointness is established by the line-model energy theorem of this page and is not presupposed here. A declared potential is compactly supported when V vanishes almost everywhere outside some bounded interval.

(d) Bound states and stationary vocabulary. A stationary solution of the model with potential V and energy E∈R is a nonzero class ψ∈D(HV) with HVψ=Eψ; the pair (ψ,E) is an eigenpair of the model. A bound state of the model is a stationary solution with energy E<0 whose representative is normalized, ∥ψ∥=1; its eigenvalue E is its signed binding energy, read in joules, and its positive binding-energy magnitude is −E. The value 0 is the reference energy in this negative-eigenvalue definition of a bound state. For a general bounded measurable V, this convention makes no assertion about the location of any spectral threshold. The model reads the energy outcome law of the pure preparation of a unit eigenstate ψ with eigenvalue E through clause (c) of Assigned sharp observables and the outcome law of the framework and Atoms of the spectral measure and eigenvalues of a self-adjoint operator clauses (a)-(b): for self-adjoint HV on the nonzero Hilbert space Hlin, its spectral projection at E fixes the unit eigenvector, so the outcome in {E} has probability one and the law is the point mass δE. The position density of the preparation is ∣ψ∣2 by the one-dimensional multiplication-PVM construction in clause (b) above. These readings are declarations of the model under P2 and construct no sample, detector or measured value.

(e) Declared generalized stationary solutions. Let −∞=x0<x1<⋯<xn=∞ be a finite partition of R, let E∈R, and let ψ:R→C be bounded and classically C1 on R with a continuous derivative, and twice continuously differentiable on each open interval (xj,xj+1) restricted to which V is continuous, satisfying −ℏ22mψ′′(x)+V(x)ψ(x)=Eψ(x) there. In addition, require the stationary equation on the whole line in the weak sense: −ℏ22m∫Rψ(x)φ′′(x) dx+∫RV(x)ψ(x)φ(x) dx=E∫Rψ(x)φ(x) dx for every smooth compactly supported real test function φ∈Cc∞(R;R); the equality is complex, equivalently componentwise. All integrals are finite because V and ψ are bounded and the tests have compact support. This is exactly the assertion D2ψ=(2m/ℏ2)(V−E)ψ with the weak derivative convention of Weak derivative of a locally integrable function; it is required even when V is continuous on no open interval. For a piecewise constant potential and a C1 piecewise C2 solution of the displayed classical equations, integration by parts twice on the pieces gives this identity: the internal boundary terms cancel by continuity of ψ and ψ′, and the external terms vanish by compact support of the test. Such a ψ is a declared generalized stationary solution of the model at energy E. It need not be an element of Hlin (for example, a function x↦Aeikx with A∈C∖{0} and k∈R has constant density ∣A∣2>0, which is not integrable on R). When it is not in Hlin, it does not represent a preparation of the model and clause (d) does not apply to it; its scattering reading uses only the declared flux quantities computed from it, and every such use states the idealization. Square-integrable solutions are not excluded: if the nonzero class of ψ belongs to D(HV), the weak equation above is the eigenvalue equation of clause (d), and its unit normalization has the preparation and outcome-law readings of that clause. Merely declaring a generalized stationary solution imposes no such normalization. For dimensional bookkeeping, assign ψ and its amplitudes the one-dimensional position-wavefunction dimension ℓ−1/2 of Dimensions, SI unit conventions and quantity types of the framework clause (d)1 (the SI reference unit is m−1/2); this convention does not normalize ψ or make it an element of Hlin. The pair's scattering reading assigns to ψ the probability current j(x)=ℏmIm⁡(ψ(x)‾ψ′(x)), read in s−1 by clause (d)5 of Dimensions, SI unit conventions and quantity types of the framework, and reads a ratio of currents at infinity as a transmitted or reflected fraction of the incident current, conditional on the declared solution and on the asymptotics displayed in each statement; no such fraction is ascribed to a single particle and no count is predicted.

(f) Status and scope. Clauses (a)-(e) fix the data of the pair: a declared effective line model with a declared potential, energy operator, bound-state vocabulary and generalized-solution vocabulary. In addition to P1, P2, P4, P5, P6, P7 and the cited mathematics, they adopt the effective line-model assignments of clauses (b)-(e); these assignments are additional model assumptions and are not consequences of the three-dimensional model. No numerical value of m, V or ℏ and no measured quantity is asserted.

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The declared interval models with Dirichlet and Robin boundary conditions, and the declared zero-range (delta) model

Physical scope

The pair's declared confined and point-interaction models of the effective one-dimensional massive particle: the interval model with Dirichlet endpoint conditions, the interval model with separated Robin endpoint conditions with declared real boundary parameters, and the zero-range (delta) interface model with a declared real coupling. The boundary conditions, boundary parameters and coupling are additional model assumptions of the pair; they are not derived from the line model, from P5 or from any material system, and no experiment, count or measured value is asserted. The operator assignments are well defined as mathematical operators on their displayed domains; their self-adjointness and spectra are established by the pair's theorems and are not presupposed here.

Definition

(a) Framework data. Adopt the framework postulates and units of clause (a) of The declared one-dimensional line model: state space, Hamiltonian, bound states and generalized stationary solutions, and the vocabulary of its clauses (b)-(f): the effective one-dimensional state space, the position and momentum assignments, the assigned energy operator HV=H0lin+MV for a real bounded measurable potential, bound states, stationary solutions and declared generalized stationary solutions. Fix m>0, ℏ>0 and the units of Dimensions, SI unit conventions and quantity types of the framework.

(b) Dirichlet interval model. Fix 0<L<∞ and a real V∈C([0,L];R), read as a potential energy in joules, and put V~:=(2m/ℏ2)V, a real continuous function on [0,L] with the dimension of an inverse square length under the conventions of the framework; the factor 2m/ℏ2 has unit J−1 m−2, so the products in clause (c) of the next item are dimensionally consistent. The Dirichlet interval model declares the state space L2(0,L;C) of almost-everywhere classes with the pairing linear in the first argument (One-dimensional Sobolev spaces on intervals) and the assigned energy operator HD,V:=−ℏ22mD2+MV,D(HD,V):={u∈H2(0,L):u∗(0)=u∗(L)=0}, where D2 is the second weak derivative and u∗ the continuous representative of Absolutely continuous representative of an L2 function with L2 weak derivative; in the notation of Identification of the Dirichlet Laplacian with the sine diagonal operator this operator is (ℏ2/2m)(AD+MV~) with D(AD)={u∈H2(0,L):u∗(0)=u∗(L)=0}, and for V=0 its declared free eigenpairs are the pairs (ℏ22m(nπL)2, en) with en(x)=2/L sin⁡(nπx/L), n≥1, read from Identification of the Dirichlet Laplacian with the sine diagonal operator and Completeness of the Dirichlet sine system on an interval. The vanishing endpoint condition is a declared idealization of an infinitely high wall at each endpoint; the pair does not derive it from the line model, and no reflection coefficient or wall model of a material system is asserted.

(c) Robin interval model. Fix 0<L<∞, real α,β, read as declared boundary parameters in m−1, a real V∈C([0,L];R) and V~:=(2m/ℏ2)V as in (b). The Robin interval model declares the state space L2(0,L;C) and the assigned energy operator Hαβ,V:=−ℏ22mD2+MV,D(Hαβ,V):={u∈H2(0,L):u′∗(0)=αu∗(0), u′∗(L)=βu∗(L)}, the operator (ℏ2/2m) A of Green resolvent for separated Robin boundary conditions with potential V~; the boundary parameters are declared model parameters, not derived quantities, and no physical interpretation of a particular value of α or β is asserted. The Dirichlet model of (b) is not the limit α,β→∞ in this definition; the Dirichlet condition is a separate declared boundary condition.

(d) Zero-range (delta) interface model. Fix a real coupling g, read in joule metres, and put αg:=2mg/ℏ2, a real number in m−1. Let Aαg be the delta interface operator of The one-dimensional delta interface operator on L2(R;C), D(Aαg)={u∈H1(R):u∣(0,∞),u∣(−∞,0)∈H2, u′∗(0+)−u′∗(0−)=αgu∗(0)},Aαgu=−D2u, where the displayed action is understood piecewise: (Aαgu)∣(0,∞)=−D2(u∣(0,∞)) and (Aαgu)∣(−∞,0)=−D2(u∣(−∞,0)), with each weak derivative taken on that open half-line. The resulting two L2 classes are glued across the null point 0; D2u here is not the global weak second derivative on R, which need not be an L2 class when the first derivative jumps. Declare the zero-range model with coupling g to be the model whose assigned energy operator is Hg:=ℏ22m Aαg,D(Hg):=D(Aαg). The interface condition u′∗(0+)−u′∗(0−)=(2mg/ℏ2)u∗(0) is the declared realization of a zero-range interaction at the origin: the pair reads it as the model counterpart of a formally written term g δ(x) in the energy expression, while recording that δ is not a function and that the model is defined by the interface condition and not by an L2 potential. The scaling of the operator is (ℏ2/2m) times the mathematical operator, by the conventions of clause (c) of The declared one-dimensional line model: state space, Hamiltonian, bound states and generalized stationary solutions. No identification of a concrete impurity or material with the model is asserted.

(e) Units, scope and status. All three assignments are declared energy operators with the joule as declared unit. The interval-spectra theorem proves self-adjointness, compact resolvent, the complete discrete eigenbases and the stated spectra for HD,V and Hαβ,V. For Hg, the zero-range theorem proves self-adjointness and the stated classification of negative eigenvalues and bound states; it does not assert a complete description of the spectrum or an eigenbasis for Hg. These properties are established by the theorems of this page, not presupposed here. The boundary conditions, boundary parameters and coupling are declared assumptions of the pair; nothing in this definition asserts that a laboratory system realizes them, and no count, rate or measured value is recorded.

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The line model's energy observable, flow and stationary states

Physical scope

The line model of the pair for a spinless massive particle with a real bounded measurable potential: the fact that its declared energy operator is an assigned sharp observable, generates the model's unitary flow, and that its stationary preparations are exactly the eigenrays with a point-mass energy law. The statement is conditional on P1, P2, P4, P5, the declared effective one-dimensional model and the cited mathematics. It asserts no measured energy, no apparatus, no discrete-spectrum claim for a general bounded potential, no completeness of eigenfunctions and no empirical result.

Statement

Adopt the state and composition postulate P1, the observable and probability postulate P2, the autonomous-dynamics postulate P4 and the kinematics and massive-particle model postulate P5 (State and composition postulate P1: Hilbert spaces, preparations and composite systems, Observable and probability postulate P2: self-adjoint observables, spectral probability and finite unsharp outcomes, Autonomous dynamics postulate P4: self-adjoint generators and unitary evolution, Kinematics and massive-particle model postulate P5: Newtonian frames and one-particle operators), all read through the declared effective one-dimensional line model The declared one-dimensional line model: state space, Hamiltonian, bound states and generalized stationary solutions with mass parameter m>0 and spin label s=0. Assume the Axiom of Countable Choice and the Axiom of Choice (The Axiom of Countable Choice (ACω), The Axiom of Choice). Let V:R→R be real, bounded and measurable, let ∥V∥∞=sup⁡∣V∣, and let HV be the assigned energy operator of clause (c) of the model, with flow U(t):=exp⁡(−itHV/ℏ) and evolved preparations ρ(t):=U(t)ρ(0)U(t)∗ as in Assigned energy observable, unitary flow and the two pictures of autonomous evolution. Then:

(a) (HV,J) is an assigned sharp observable of the model in the sense of clause (a) of Assigned sharp observables and the outcome law of the framework: HV is densely defined and self-adjoint on D(HV)=W2,2(R;C), bounded below by −∥V∥∞, and HVf=−ℏ22mD2f+Vf for every f∈D(HV).

(b) Flow. The family t↦U(t) is the model's strongly continuous one-parameter unitary group of the assigned energy observable; the Schroedinger equation iℏddtψ(t)=HVψ(t) holds in the norm-differentiable sense exactly for initial vectors ψ(0)∈D(HV), and for other vectors the evolution is continuous but the equation is not asserted; density preparations evolve as ρ(t)=U(t)ρ(0)U(t)∗ with ρ(t) a density operator for every t.

(c) Stationary states. For ψ∈Hlin, ψ≠0, the pure preparation [ψ] is stationary, [ψ(t)]=[ψ(0)] for all t, if and only if ψ is an eigenvector of HV; in that case, with eigenvalue E, one has ψ(t)=e−itE/ℏψ(0), the energy outcome law is time-independent, and if ∥ψ∥=1 the law assigns probability one to the singleton {E}, so the energy mean exists and equals E, with second moment E2. Moreover every bounded assigned sharp observable compatible with the energy has a time-independent outcome law in every preparation.

(d) Position reading. In a unit pure preparation ψ the declared position assignment of the model has outcome law μψQ(B)=∫B∣ψ∣2dx for every Borel B⊆R; and if ψ is a unit eigenvector with eigenvalue E, the position density ∣ψ∣2 and the energy point mass at E coexist as readings of the same preparation, of the action of the declared observables, without any joint measurement claim.

(e) Scope. The statement is conditional on P1, P2, P4, P5 and the declared line model; it asserts no discrete spectrum or eigenbasis for a general bounded measurable V, no completeness or scattering statement, no identification of HV with any laboratory Hamiltonian beyond the tested identification allowed by P7, and no empirical result.

Facts & Assumptions

Given: The postulates P1, P2, P4, P5 and the choice hypotheses; the line model of The declared one-dimensional line model: state space, Hamiltonian, bound states and generalized stationary solutions with m>0; a real bounded measurable V; the assigned energy operator HV, its domain D(HV), the flow U(t) and evolved states ρ(t).

[F1]

Self-adjointness of the free plus bounded-potential operator. With d=1, c=2π2ℏ2/m and b=0, the operator H0lin=F2∗Mc∣ξ∣2F2 of Real multiplication operators and free plus bounded-potential Schrödinger operators clause (b) has domain W2,2(R;C); for real bounded measurable V the operator H0lin+MV on that domain is self-adjoint, bounded below by −∥V∥∞, and the assignment t↦eit(H0lin+MV) is a strongly continuous one-parameter unitary group whose generator is i(H0lin+MV), the difference quotients converging exactly on the domain (clauses (b), (c) of that theorem).

[F2]

Differential identification. D(H0lin)=W2,2(R;C) and H0linf=−ℏ22mD2f for all f∈D(H0lin); hence HVf=−ℏ22mD2f+Vf on D(HV) (The one-dimensional free Schr"odinger operator as the weak second-derivative operator clauses (a), (b)).

[F3]

Assigned observables and outcome laws. An assigned sharp observable is a pair (A,uA) with A densely defined and self-adjoint on the model state space and uA a declared unit for its spectral coordinate; its outcome law in a preparation ρ is μρA(B)=tr⁡(ρEA(B)), with pure reading ∥EA(B)ψ∥2, a probability measure on the Borel sets (Assigned sharp observables and the outcome law of the framework clauses (a), (b)).

[F4]

Assigned energy observable and flow. An assigned energy observable is an assigned sharp observable (Hop,uH) whose unit is an energy unit; its flow is U(t)=exp⁡(−itHop/ℏ), a strongly continuous one-parameter unitary group, the Schroedinger equation holds in the norm-differentiable sense exactly on D(Hop), and ρ(t)=U(t)ρ(0)U(t)∗ is a density operator (Assigned energy observable, unitary flow and the two pictures of autonomous evolution clauses (a)-(c), reading clause (i)-(iii) of P4).

[F5]

Stationary states and conserved laws. For an assigned energy observable Hop with flow U(t): the energy law of every preparation is time-independent and, if ψ(0)≠0 and ψ(0)∈D(Hop), the energy mean and second moment of its pure-ray probability law are finite and time-independent with time-zero values ⟨Hopψ(0),ψ(0)⟩/∥ψ(0)∥2 and ∥Hopψ(0)∥2/∥ψ(0)∥2, respectively. Equivalently these are the raw moment formulas evaluated on the unit representative ψ(0)/∥ψ(0)∥; every bounded assigned sharp observable compatible with the energy has a time-independent law; and a nonzero ψ gives a stationary ray [ψ] exactly when ψ is an eigenvector of Hop, in which case ψ(t)=e−itλ/ℏψ(0) (Energy conservation, conserved sharp observables and the stationary eigenrays clauses (a)-(c)).

[F6]

Eigenvalue atoms of the outcome law. If u is a unit eigenvector of a self-adjoint A with eigenvalue λ, then the pure outcome law assigns μTu,uA({λ})=1 to the singleton (Atoms of the spectral measure and eigenvalues of a self-adjoint operator clause (b)).

Proof

technique · direct; instantiate the composite operator theorem for the declared line model, transfer the flow and stationary-state statements from the autonomous-dynamics suppliers to the declared assigned energy observable, and read off the energy atom and the declared position law

Given: The data and hypotheses of the statement and [F1]-[F6].

1.1givenF1F2F3algebra

[The energy operator is an assigned observable] The operator HV=H0lin+MV is exactly the operator of [F1] for the bounded measurable V, so it is self-adjoint on D(HV)=W2,2(R;C), bounded below by −∥V∥∞, and densely defined; [F2] identifies its action as −ℏ22mD2+V. The declared energy unit joule is a unit for the real spectral coordinate of HV under the conventions of Dimensions, SI unit conventions and quantity types of the framework, so the pair (HV,J) meets the definition [F3] of an assigned sharp observable; this is (a).

2.1step 1.1F4algebra

[Flow and Schroedinger equation] By clause (c) of the model, HV is adopted as the energy observable of the model's isolated system in the sense of clause (i) of P4; [F4] applied to the assigned energy observable (HV,J) therefore gives that U(t)=exp⁡(−itHV/ℏ) is a strongly continuous one-parameter unitary group, that the Schroedinger equation holds in the norm-differentiable sense exactly for initial vectors in D(HV), and that ρ(t)=U(t)ρ(0)U(t)∗ is a density operator for every t; this is (b).

3.1step 2.1F5F6algebra

[Stationary rays and the energy atom] By [F5], [ψ] is stationary if and only if ψ is an eigenvector of HV, and then ψ(t)=e−itE/ℏψ(0); the energy law is time-independent, and if ψ(0)∈D(HV) the mean and second moment are finite and time-independent with values ⟨HVψ,ψ⟩=E∥ψ∥2=E and ∥HVψ∥2=E2∥ψ∥2=E2 for a unit eigenvector. By [F6] the time-independent law of the unit eigenvector assigns probability one to {E}. Clauses (b) of [F5] give the conservation statement for bounded compatible observables, completing (c).

4.1step 1.1given∎

[Position reading] Clause (b) of the model declares the outcome law of the position assignment Q in a unit class ψ to be μψQ(B)=∫B∣ψ∣2dx; this reading is part of the model and is not derived here. For a unit eigenvector both readings are those of the same preparation through the two declared observables (HV,J) and Q, and no joint law, joint measurement or compatibility of Q and HV is asserted; this is (d), and the exclusions of (e) are exactly those recorded in clause (f) of the model.

Remarks

  • What the theorem does not say. For a general bounded measurable potential only self-adjointness, the flow and the stationary-state equivalence are claimed. Discreteness of the spectrum, completeness of eigenfunctions and the explicit negative spectrum are proved in the interval and finite-well items of this page under their own hypotheses, not here.
  • Units. The lower bound −∥V∥∞ and the eigenvalues E are read in joules when V and ℏ are read in the units of Dimensions, SI unit conventions and quantity types of the framework; D2 acts on the coordinate x in metres, so −ℏ22mD2 has the dimension of energy.
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Rectangular barrier: scattering solution, flux balance and transmission

Physical scope

The line model of the pair with the declared rectangular barrier of height U and width a, in the scattering reading of the model: the unique bounded piecewise-classical stationary solution with prescribed asymptotics, its conserved probability current, the exact transmission and reflection coefficients with the flux balance T+R=1, the identification of T and R with ratios of the transmitted and reflected currents to the reference current of an incoming reference amplitude of one inverse square root metre, and the thick-barrier error bound. The scattering solution is a declared generalized stationary solution and not an element of the model state space; the statement is conditional on P1, P2, P4, P5, the declared barrier data and the cited mathematics, and asserts no wave-packet dynamics, no detector, no count and no empirical result.

Statement

Adopt the postulates P1, P2, P4, P5 and the declared line model The declared one-dimensional line model: state space, Hamiltonian, bound states and generalized stationary solutions, with m>0, ℏ>0 and energy, potential and position read in the units of Dimensions, SI unit conventions and quantity types of the framework. Assume the Axiom of Countable Choice and the Axiom of Choice (The Axiom of Countable Choice (ACω), The Axiom of Choice). Fix a>0, U>E>0 and the incident reference amplitude Ain:=1 m−1/2, and let V(x):={U,0<x<a,0otherwise, let k:=2mE/ℏ, κ:=2m(U−E)/ℏ, and consider the declared generalized stationary solutions of the model at energy E (clause (e) of the model) that are bounded, classically C1 on R and C2 on each of (−∞,0),(0,a),(a,∞). Then:

(a) Scattering solution. There is exactly one such ψ with the transmission asymptotics ψ(x)=Ain(eikx+re−ikx) for x<0 and ψ(x)=Ainteikx for x>a, where the amplitude ratios r,t∈C are dimensionless and uniquely determined; with D:=2cosh⁡(κa)+i(κk−kκ)sinh⁡(κa) one has t=2e−ika/D, and T:=∣t∣2=[1+U2sinh⁡2(κa)4E(U−E)]−1,R:=∣r∣2=1−T.

(b) Conserved current and flux balance. The declared probability current j(x):=ℏmIm⁡(ψ(x)‾ψ′(x)) of the scattering solution is constant on R, equal to ℏkm∣Ain∣2(1−∣r∣2)=ℏkm∣Ain∣2∣t∣2. With the reference current jin:=ℏkm∣Ain∣2 of the incoming term x↦Aineikx, the transmitted right-going current equals T jin, the reflected left-going current has magnitude R jin, and T+R=1. The pair reads T and R as the transmitted and reflected fractions of the reference current of the declared scattering solution; this reading is part of the model and is not a measurement.

(c) Thick-barrier form and error. With q:=e−2κa and C:=U2/(4E(U−E)) one has T=(4/C) q1+(4C−2)q+q2; consequently, whenever δ:=(4C−2)q+q2 satisfies ∣δ∣≤12, ∣T−16E(U−E)U2 q∣≤32E(U−E)U2 q ∣δ∣.

(d) Scope. The scattering solution ψ is a declared generalized stationary solution, not an element of L2(R;C); it is not a preparation of the model, and no Born probability is read from it. The numbers T,R are exact model quantities of the declared solution, read as ratios of currents under the model's scattering reading; the statement contains no wave-packet construction, no time-dependent limit, no detector response and no measured count, and it asserts neither that a particle passes through the barrier nor that it is reflected.

Facts & Assumptions

Given: The postulates P1, P2, P4, P5 and the choice hypotheses; the line model with m>0, ℏ>0; barrier data a>0, U>E>0; Ain=1 m−1/2; k=2mE/ℏ, κ=2m(U−E)/ℏ; the piecewise constant V of the statement; the declared generalized stationary solutions at energy E.

[F1]

Flux identity. If separate real functions us,vs:Ω→R with continuous second derivatives solve the stationary component equations with the same real V and E on an open interval Ω, then js=ℏm(usvs′−us′vs) is constant there; in particular this holds for the real and imaginary parts of a classically C2 stationary solution on an interval on which V is constant (The one-dimensional continuity identity and the constant flux of stationary solutions clause (b)).

[F2]

The mathematical barrier theorem. For a,U,E,m,ℏ>0 with U>E, the bounded C1 functions that are C2 on each of (−∞,0),(0,a),(a,∞) and satisfy −ℏ22mψ′′+Vψ=Eψ on each interval: exactly one has the transmission asymptotics with uniquely determined r,t; t=2e−ika/D with the displayed D; T=∣t∣2=[1+U2sinh⁡2(κa)/(4E(U−E))]−1; R=∣r∣2=1−T; and with q=e−2κa, C=U2/(4E(U−E)) the thick-barrier displays of the statement hold (Rectangular barrier: transmission coefficients and the thick-barrier error clauses (a)-(c)).

[F3]

The model's generalized-solution reading. A declared generalized stationary solution has real energy, is bounded and classically C1 with continuous derivative, is C2 on each interval where V is continuous, and satisfies the stationary equation there. It also satisfies the global weak stationary equation of that definition; for a piecewise constant potential, the matching C1 piecewise C2 solutions satisfy it by integration by parts on the pieces, with internal boundary terms cancelling. A generalized solution can belong to L2; exclusion from the preparation space must therefore be checked for the particular scattering solution. Its declared amplitude has dimension ℓ−1/2, so its continuous current is read in s−1, and the scattering reading uses the declared current ratios (The declared one-dimensional line model: state space, Hamiltonian, bound states and generalized stationary solutions clause (e), Dimensions, SI unit conventions and quantity types of the framework clauses (d)1 and (d)5).

Proof

technique · direct; instantiate the mathematical barrier theorem for the declared data, prove the current is constant by the flux identity across the two jumps, and evaluate the current on the two exterior intervals to obtain the flux balance and the fraction reading

Given: The data and hypotheses of the statement and [F1]-[F3].

1.1givenF2F3algebra

[The scattering solution] Dividing the declared solution by the fixed nonzero Ain gives a bounded C1 profile, C2 on each of the three intervals, satisfying the same stationary equation as [F2] with unit incident amplitude. Conversely multiplying any profile in [F2] by Ain gives the required regularity and classical equation, and the interface matching gives its global weak equation by [F3], hence a declared generalized solution. Hence [F2] clause (a) gives existence and uniqueness of the amplitude ratios r,t and t=2e−ika/D, while clause (b) gives the displays for T and R; this is (a).

2.1step 1.1F1F3algebra

[Constant current on each interval] On each of the three open intervals V is constant, hence real and continuous; the scattering solution is classically C2 there and satisfies the stationary equation with real energy E, so [F1] clause (b) gives j′=0 on each interval and j constant on each. Since ψ is classically C1 on R with continuous derivative, j=ℏmIm⁡(ψ‾ψ′) is continuous on R, so the three constants agree and j is constant on R.

3.1step 2.1F2algebra

[Evaluation on the exteriors] For x<0, ψ=Ain(eikx+re−ikx), so Im⁡(ψ‾ψ′)=∣Ain∣2k(1−∣r∣2): after expansion the two oscillating cross terms have real sum. Hence j=ℏkm∣Ain∣2(1−∣r∣2) on (−∞,0). For x>a, ψ=Ainteikx and Im⁡(ψ‾ψ′)=∣Ain∣2k∣t∣2, so j=ℏkm∣Ain∣2∣t∣2 on (a,∞); by step 2.1 the two values are equal, which reproduces 1−∣r∣2=∣t∣2, i.e. R+T=1 by (a).

4.1step 3.1F2F3algebra

[Fraction reading] The incoming term Aineikx has current ℏkm∣Ain∣2=jin, while the reflected term Ainre−ikx has current −ℏkm∣Ain∣2∣r∣2=−Rjin. Their sum is the left exterior value of j from step 3.1; the cross-term contribution vanishes. The transmitted right-going current is Tjin, so T and R are the transmitted and reflected fractions of the reference current. Clause (c) is [F2] clause (c).

5.1step 1.1step 4.1F2F3givenalgebra∎

[Scope] By step 1.1 the solution is a declared generalized stationary solution. Its transmission coefficient in [F2] satisfies T>0, since its displayed denominator is finite and positive. For x>a, ∣ψ(x)∣2=∣Ain∣2T>0, so ∫ab∣ψ(x)∣2dx=∣Ain∣2T(b−a)→∞ as b→∞. Thus this particular solution is not in L2(R) and is not a preparation, as qualified by the model's clause (e). The numbers T,R remain the declared current ratios of step 4.1, with no wave-packet, detector or empirical conclusion.

Remarks

  • Cross term of the current. The identity Im⁡(eikx+re−ikx‾ (ikeikx−ikre−ikx))=k(1−∣r∣2) shows that the incoming and reflected contributions add without interference in the current, although the density does carry the cross term; this is why the flux balance is an exact statement for the declared solution.
  • What is not asserted. No time-dependent wave packet, no arrival distribution, no resonant or above-barrier case (E≥U is excluded by U>E), and no material barrier is treated. The thick-barrier clause is an error bound of the cited mathematical theorem, not a measurement.
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Finite square well: bound-state conditions, simplicity and count

Physical scope

The line model of the pair with the declared finite square well potential of depth U and half-width a: self-adjointness and boundedness below of the assigned energy operator, the exact root conditions for its negative eigenvalues, the absence of eigenvalues outside the interval (-U,0), the simplicity and parity of the bound states, the bound-state count, and the stationary-state reading of the eigenpairs. The statement is conditional on P1, P2, P4, P5, the declared potential data and the cited mathematics; it asserts no measured spectrum, no material well and no empirical result.

Statement

Adopt the postulates P1, P2, P4, P5 and the declared line model The declared one-dimensional line model: state space, Hamiltonian, bound states and generalized stationary solutions with mass parameter m>0 and spin label s=0, and assume the Axiom of Countable Choice and the Axiom of Choice (The Axiom of Countable Choice (ACω), The Axiom of Choice). Fix a>0, U>0 and let V(x):={−U,∣x∣<a,0,∣x∣>a, with arbitrary real endpoint values V(−a) and V(a), so that V is a total bounded measurable function. It is read in joules, with U in joules and a in metres; let Hw be the assigned energy operator of the line model with this potential, so that by The one-dimensional free Schr"odinger operator as the weak second-derivative operator D(Hw)=H2(R;C) and Hwψ=−ℏ22mψ′′+Vψ; finally put K:=2mU/ℏ. Then:

(a) (Hw,J) is an assigned sharp observable; Hw is self-adjoint on H2(R;C) and bounded below.

(b) Bound-state conditions. For E<0 with −U<E<0 write ε:=−E, κ:=2mε/ℏ>0 and k:=2m(U−ε)/ℏ>0, so that k2+κ2=K2. Then E is an eigenvalue of Hw if and only if ktan⁡(ka)=κ(even case)or−kcot⁡(ka)=κ(odd case). Every such eigenvalue is simple; its eigenfunction is, up to a nonzero scalar, x↦cos⁡(kx) on (−a,a) continued by ce−κ∣x∣ outside in the even case, and x↦sin⁡(kx) on (−a,a) continued by c sgn⁡(x)e−κ∣x∣ outside in the odd case. No E≤−U and no E≥0 is an eigenvalue, so every eigenvalue of Hw lies in (−U,0); the bound-state energies of the model are exactly these eigenvalues, and each bound state is stationary with energy equal to its eigenvalue.

(c) Count. The number of negative eigenvalues of Hw equals ⌈2aK/π⌉; more precisely, the equations of (b) have exactly one solution k in each interval (nπ2a,(n+1)π2a), n≥0, whose left endpoint satisfies nπ2a<K, and no solution in (0,K) elsewhere, and the solutions are alternatively of even type (n even) and odd type (n odd). In particular Hw has at least one bound state for all a,U>0.

(d) Scope. The statement is conditional on P1, P2, P4, P5, the declared well data a,U and the cited mathematics; the energies are read in joules when a is in metres, U in joules and ℏ in J s. No material well, impurity or measured spectrum is identified with the model, and no empirical result is asserted.

Facts & Assumptions

Given: The postulates P1, P2, P4, P5 and the choice hypotheses; the line model with m>0; the well data a>0, U>0, K=2mU/ℏ; the assigned energy operator Hw with D(Hw)=H2(R;C) and Hwψ=−ℏ22mψ′′+Vψ.

[F1]

The mathematical finite-well operator. Let V0(x):=−U1[−a,a](x), including V0(±a)=−U, exactly the canonical potential of the cited supplier. For this representative the operator Hψ:=−ℏ22mψ′′+V0ψ, D(H):=H2(R;C), is self-adjoint; E∈(−U,0) is an eigenvalue of H if and only if, with ε=−E, κ=2mε/ℏ, k=2m(U−ε)/ℏ, the pair satisfies ktan⁡(ka)=κ or −kcot⁡(ka)=κ; every such eigenvalue is simple with the displayed eigenfunctions; there are no eigenvalues E≤−U and none with E≥0; the number of negative eigenvalues equals ⌈2aK/π⌉, the solutions lie one in each interval (nπ/2a,(n+1)π/2a) whose left endpoint satisfies nπ/2a<K, there are no solutions elsewhere in (0,K), and the types alternate with the parity of n (Finite square well: root conditions, simplicity and the bound-state count clauses (a)-(d)). Moreover, V agrees almost everywhere with the canonical representative V0=−U1[−a,a], irrespective of its values at the two endpoints, so MV=MV0. Since V0 is real, bounded and measurable with ∥V0∥∞=U, the same operator coincides with H0lin+MV from the model construction and is bounded below by −∥V0∥∞=−U in the quadratic-form sense, by clause (c) of Real multiplication operators and free plus bounded-potential Schrödinger operators.

[F2]

Model operator identification. The line model's assigned energy operator with potential V has domain W2,2(R;C)=H2(R;C) and acts as −ℏ22mD2+V; the endpoint-independent multiplication identity MV=MV0 therefore makes it exactly the operator H of [F1] (The one-dimensional free Schr"odinger operator as the weak second-derivative operator clauses (a), (b), The declared one-dimensional line model: state space, Hamiltonian, bound states and generalized stationary solutions clause (c)).

[F3]

Energy observable and stationary reading. Hw is an assigned sharp observable in the sense of clause (a) of Assigned sharp observables and the outcome law of the framework, with the flow of P4 and the declared position outcome law; a nonzero ψ gives a stationary preparation exactly when ψ is an eigenvector of Hw, and the energy law of a unit eigenvector is the point mass at its eigenvalue (The line model's energy observable, flow and stationary states clauses (a), (c); Assigned energy observable, unitary flow and the two pictures of autonomous evolution).

[F4]

Units. Energy, potential and Hamiltonian eigenvalues are read in joules, position in metres and ℏ in J s; the energy unit joule is a declared unit for the spectral coordinate (Dimensions, SI unit conventions and quantity types of the framework clauses (b), (c), (d)4).

Proof

technique · direct; identify the declared model operator with the mathematical finite-well operator of the cited theorem and transfer its clauses, then read the bound-state vocabulary and the stationary property from the model definitions

Given: The data and hypotheses of the statement and [F1]-[F4].

1.1givenF1F2algebra

[Operator identity] By clause (c) of the line model the assigned energy operator of the well is Hw=H0lin+MV on D(Hw)=W2,2(R;C); by [F2] this domain is H2(R;C) and Hwψ=−ℏ22mψ′′+Vψ for every ψ in it, and MV=MV0 by [F1], so this is exactly the operator H of [F1]. Therefore Hw=H as operators with the same domain, and [F1] gives that Hw is self-adjoint and bounded below by −U in the quadratic-form sense.

2.1step 1.1F1F3algebra

[Bound state conditions] Since the operators coincide, the eigenvalue statements of [F1] clause (b) apply verbatim to Hw: for −U<E<0 the eigenvalue condition is the even or odd root condition, every such eigenvalue is simple and has the displayed eigenfunction. By [F1] clause (c) there are no eigenvalues E≤−U or E≥0, so the eigenvalue set of Hw is contained in (−U,0) and is given by the root conditions; by clause (d) of the model the bound states are exactly the unit eigenvectors with negative eigenvalue, with binding energy the eigenvalue, and by [F3] each is stationary with that energy. This is (b).

3.1step 2.1F1algebra

[Count] The count and branch description are those of [F1] clause (d) applied to Hw=H: exactly ⌈2aK/π⌉ negative eigenvalues, one solution in each admissible half-period branch, alternating types, and no other solutions. Since 2aK/π>0, the ceiling is at least one, giving at least one bound state; this is (c).

4.1step 1.1step 2.1step 3.1F3F4∎

[Observable reading and scope] By [F3] the pair (Hw,J) is an assigned sharp observable with the energy unit of [F4], and the position reading of a unit eigenvector is its density ∣ψ∣2; no laboratory identification is made, and the exclusions of (d) repeat clause (f) of the line model. This completes the proof of (a)-(d).

Remarks

  • Boundedness below. The quadratic-form bound Hw≥−UI follows from −U≤V≤0 almost everywhere and ⟨Hwψ,ψ⟩=ℏ22m∥Dψ∥22+∫V∣ψ∣2, or directly from [F1]. Absence of eigenvalues below −U alone would not exclude continuous spectrum there. The lower bound is not claimed to be attained by a spectral value.
  • What is not asserted. The theorem does not compute the eigenvalues numerically beyond their defining root conditions, does not compare them with data, and does not claim that any material system realizes the square well. The example page of the pair carries exact finite checks of the root conditions and of the count.
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Interval models: discrete spectra, complete eigenbases, min-max bounds and nodal counts

Physical scope

The declared confined interval models of the pair with Dirichlet and separated Robin boundary conditions and a real continuous potential on the interval: self-adjointness of the assigned energy operators, discrete spectra with complete orthonormal eigenbases, the min-max comparison of the Dirichlet energies with the free box energies, simplicity of the eigenvalues, the nodal counts of the Dirichlet eigenfunctions, and the Robin eigenvalue condition. The statement is conditional on P1, P2, P4, P5, the declared boundary conditions and the cited mathematics; it asserts no laboratory realisation of a box or wall, no measured spectrum and no empirical result.

Statement

Adopt the state and composition postulate P1, the observable and probability postulate P2, the autonomous-dynamics postulate P4 and the kinematics and massive-particle model postulate P5 (State and composition postulate P1: Hilbert spaces, preparations and composite systems, Observable and probability postulate P2: self-adjoint observables, spectral probability and finite unsharp outcomes, Autonomous dynamics postulate P4: self-adjoint generators and unitary evolution, Kinematics and massive-particle model postulate P5: Newtonian frames and one-particle operators), read through the declared interval models The declared interval models with Dirichlet and Robin boundary conditions, and the declared zero-range (delta) model with 0<L<∞, m>0, ℏ>0, and assume the Axiom of Countable Choice and the Axiom of Choice (The Axiom of Countable Choice (ACω), The Axiom of Choice). For a real V∈C([0,L];R) write ∥V∥∞:=max⁡x∈[0,L]∣V(x)∣ and put V~:=(2m/ℏ2)V, so that the assigned energy operators of the definition satisfy HD,V=(ℏ2/2m)(AD+MV~) and Hαβ,V=(ℏ2/2m)Aαβ,V~. Then:

(a) Dirichlet interval model. (HD,V,J) is an assigned sharp observable; HD,V is self-adjoint with compact resolvent and has a complete orthonormal family (ψn)n≥1 of eigenvectors. Its eigenvalues, listed with multiplicity, form a sequence E1≤E2≤⋯ with En→∞ and σ(HD,V)={En:n≥1}, and no other spectral points; each eigenspace is one-dimensional, so the list is strict, E1<E2<⋯, and the eigenvector belonging to En has exactly n−1 zeros in (0,L). The min-max comparison ∣En−ℏ2π2n22mL2∣≤∥V∥∞(n≥1) holds. If V=0, a complete orthonormal family of eigenpairs of HD,0 is (ℏ2π2n22mL2, en) with en(x)=2/L sin⁡(nπx/L), n≥1, a complete orthonormal family of L2(0,L;C). Every eigenvector at the displayed energy is a nonzero scalar multiple of the corresponding en.

(b) Robin interval model. For real α,β (the declared boundary parameters in m−1), (Hαβ,V,J) is an assigned sharp observable; Hαβ,V is self-adjoint with compact resolvent; it has a complete orthonormal eigenfamily, every eigenspace is one-dimensional, its spectrum consists exactly of its eigenvalues, which can be listed strictly increasingly as E1<E2<⋯ with En→∞, and its essential spectrum is empty. With λn:=2mEn/ℏ2 and ua(⋅,λ) the unique C2 solution of −u′′+V~u=λu with u(0)=1, u′(0)=α, one has ua(L,λn)≠0 and β=ua′(L,λn)ua(L,λn)(n≥1).

(c) Scope. The statement is conditional on P1, P2, P4, P5, on the declared boundary conditions and on the cited mathematics. The boundary conditions and parameters are declared model assumptions; the eigenvalues are read in joules when V and ℏ enter in the units of Dimensions, SI unit conventions and quantity types of the framework. No laboratory wall, box or surface is identified with the boundary conditions, no measured spectrum is asserted, and no completeness of any continuum or scattering object is claimed.

Facts & Assumptions

Given: The postulates P1, P2, P4, P5 and the choice hypotheses; 0<L<∞, m>0, ℏ>0; real V∈C([0,L];R) and V~=(2m/ℏ2)V; real α,β; the operators HD,V=(ℏ2/2m)(AD+MV~) and Hαβ,V=(ℏ2/2m)Aαβ,V~ of The declared interval models with Dirichlet and Robin boundary conditions, and the declared zero-range (delta) model clauses (b), (c).

[F1]

Dirichlet Laplacian and its bounded perturbations. Let AD be the Dirichlet Laplacian with D(AD)={u∈H2(0,L):u∗(0)=u∗(L)=0} and ADu=−D2u, and let V~∈C([0,L];R). Then A:=AD+MV~ on D(AD) is self-adjoint; (A−z)−1 is compact for every z∈ρ(A); A has a complete orthonormal family of eigenvectors; all eigenspaces are finite dimensional; the eigenvalues E1≤E2≤⋯, listed with multiplicity, satisfy En→∞ and σess(A)=∅; and with λn=(nπ/L)2 one has ∣En−λn∣≤∥V~∥∞ for every n (Bounded perturbations of the interval Dirichlet Laplacian clauses (a)-(c)).

[F2]

Dirichlet eigenvalues, simplicity and nodes. An E∈R is a Dirichlet eigenvalue of −D2+V~ when there is a nonzero w∈H2(0,L) with w∗(0)=w∗(L)=0 and −w′′+V~w=Ew pointwise; the Dirichlet eigenvalues are exactly the numbers Ek of the strictly increasing sequence of Dirichlet eigenvalues, simplicity and the nodal theorem on an interval, each with one-dimensional eigenspace C u(⋅,Ek), the solution u(⋅,E) of −u′′+V~u=Eu, u(0)=0, u′(0)=1; and u(⋅,Ek) has exactly k−1 zeros in (0,L) (Dirichlet eigenvalues, simplicity and the nodal theorem on an interval clauses (a), (b), (d)). The eigenvalue equation of the operator A=AD+MV~ is, by its definition on D(AD), exactly the condition that w be a nonzero Dirichlet eigenfunction: w∈H2(0,L), w∗(0)=w∗(L)=0, −D2w+V~w=Ew (Identification of the Dirichlet Laplacian with the sine diagonal operator, One-dimensional Sobolev spaces on intervals).

[F3]

Free Dirichlet box. The diagonal operator AD of Diagonal adjoint and graph-core lemma with the sine family en and eigenvalues λn=(nπ/L)2 equals the Dirichlet Laplacian B=−D2 on D(B)={u∈H2(0,L):u∗(0)=u∗(L)=0}; AD is self-adjoint and σ(AD)={λn:n≥1} with eigenvector en for λn; (en)n≥1 is a complete orthonormal family of L2(0,L;C) (Identification of the Dirichlet Laplacian with the sine diagonal operator, Completeness of the Dirichlet sine system on an interval).

[F4]

Robin realisation. For real α,β and V~∈C([0,L];R), the operator Aαβ,V~ with D(Aαβ,V~)={u∈H2(0,L):u′∗(0)=αu∗(0), u′∗(L)=βu∗(L)} and Aαβ,V~u=−D2u+V~u is self-adjoint with compact resolvent; it has a complete orthonormal family of eigenvectors; every eigenspace is one-dimensional; the spectrum consists exactly of the eigenvalues, which can be listed strictly increasingly λ1<λ2<⋯ with λn→∞ and σess=∅; and for an eigenvalue λ the eigenvector is a nonzero multiple of the solution ua(⋅,λ) of −u′′+V~u=λu, u(0)=1, u′(0)=α, and β=ua′(L,λ)/ua(L,λ), with ua(L,λ)≠0 (Green resolvent for separated Robin boundary conditions, Simple complete spectrum of the separated Robin realisation).

[F5]

Compact resolvent and eigenbasis. For a self-adjoint A with a compact resolvent at some real point, a complete orthonormal eigenfamily exists, every eigenspace is finite dimensional, ∣μn∣→∞ and σ(A)={μn} with σess(A)=∅; moreover every resolvent is compact (Self-adjoint operators with compact resolvent: eigenbasis and discrete spectrum).

[F6]

Positive scaling. For self-adjoint A and c>0, cA is self-adjoint; z∈ρ(cA) iff z/c∈ρ(A) with (cA−z)−1=c−1(A−z/c)−1; compactness of resolvents is preserved; the eigenfamily of A is an eigenfamily of cA with eigenvalues scaled by c, and σ(cA)=c σ(A) (Positive scalar multiples of self-adjoint operators: domains, resolvents, spectra and eigenbases clauses (a)-(d)).

[F7]

Assigned observables. An assigned sharp observable is a densely defined self-adjoint operator together with a declared unit; the joule is the framework's energy unit (Assigned sharp observables and the outcome law of the framework clause (a), Dimensions, SI unit conventions and quantity types of the framework clause (d)4).

Proof

technique · direct; transfer the mathematical interval operators to the declared physical energy operators along the positive scaling factor $\hbar^{2}/2m$, identify eigenvalues with the Dirichlet condition, and read the nodal counts and the Robin condition from the suppliers

Given: The data and hypotheses of the statement and [F1]-[F7].

1.1givenF1F6algebra

[Dirichlet operator after scaling] The mathematical operator A=AD+MV~ is self-adjoint with compact resolvent, complete orthonormal eigenfamily and min-max eigenvalues En, and σess(A)=∅ with ∣En−λn∣≤∥V~∥∞ by [F1]. Since HD,V=(ℏ2/2m)A with c:=ℏ2/2m>0, [F6] gives that HD,V is self-adjoint, that its resolvents are compact, that the same complete orthonormal family consists of eigenvectors with eigenvalues En=cEn, and that σ(HD,V)=c σ(A)={En} with no other spectral points; moreover the eigenvectors of HD,V are exactly those of A by clause (d) of [F6]. The min-max bound gives ∣En−cλn∣=c∣En−λn∣≤c∥V~∥∞=∥V∥∞, since c∥V~∥∞=(ℏ2/2m)(2m/ℏ2)∥V∥∞=∥V∥∞.

2.1step 1.1F1F2algebra

[Dirichlet eigenvalues are simple with the nodal counts] By [F2] the eigenvalue condition for A is exactly the Dirichlet eigenvalue condition, so the eigenvalue set of A is the strictly increasing sequence (Ek) of the nodal theorem, each eigenspace being one-dimensional and the eigenvector for Ek having k−1 zeros in (0,L). Therefore the min-max list (En) of step 1.1 is this strict sequence, the eigenspaces of HD,V are one-dimensional, and the eigenvector belonging to En=cEn has exactly n−1 zeros in (0,L).

2.2step 1.1F4F5F6

[Robin model] By [F4] the mathematical operator Aαβ,V~ is self-adjoint with compact resolvent, complete orthonormal eigenfamily, one-dimensional eigenspaces, strictly increasing eigenvalue list λn with λn→∞ and no essential spectrum, and eigenvalue condition β=ua′(L,λ)/ua(L,λ) with ua(L,λ)≠0. Scaling by c=ℏ2/2m via [F6] preserves all these properties with eigenvalues En=cλn, strictly increasing with En→∞, and the eigenvalue condition at λn=2mEn/ℏ2 is unchanged, giving (b); the compact-resolvent transfer used here is the general statement of [F5].

3.1step 2.1F3F6algebra

[Free box] If V=0 then V~=0 and A=AD, so by [F3] the eigenvalues of A are λn=(nπ/L)2 with eigenvectors en; after scaling by c=ℏ2/2m the eigenvalues of HD,0 are cλn=ℏ2π2n2/(2mL2) with the same complete orthonormal eigenvectors en, and the nodal count n−1 is read explicitly from the zeros x=kL/n, k=1,…,n−1, of en in (0,L).

4.1step 1.1step 2.2F7∎

[Observable reading and scope] Both HD,V and Hαβ,V are densely defined, self-adjoint and read their spectral coordinate in joules by [F7], so each is an assigned sharp observable in the sense of clause (a) of the definition of assigned observables; no further physical reading of the eigenvalues is made, and the exclusions of (c) are those stated in clause (e) of The declared interval models with Dirichlet and Robin boundary conditions, and the declared zero-range (delta) model. This completes the proof of (a), (b) and (c).

Remarks

  • Where the boundary conditions enter. The Dirichlet and Robin conditions are declared data of the interval models; the mathematics of this theorem begins with the operators AD+MV~ and Aαβ,V~ on their displayed domains, so the theorem transfers no property of the line model to the interval models and proves no limiting relation between Dirichlet and Robin conditions.
  • The min-max bound is a comparison, not a measurement. It bounds the Dirichlet energies of the perturbed box by the free box energies with an additive constant ∥V∥∞; the bound is stated for the energies in joules and involves no data.
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The zero-range (delta) model: self-adjointness and the unique attractive bound-state preparation

Physical scope

The pair's declared zero-range model of the effective one-dimensional massive particle with coupling g: the domain and self-adjointness of the assigned energy operator defined by the interface condition, the absence of negative eigenvalues for non-attractive coupling, and the unique normalized bound state with its exact energy and eigenfunction for attractive coupling. The statement is conditional on P1, P2, P4, P5, the declared interface model and the cited mathematics; it asserts no scattering coefficient, no material impurity, no measured spectrum and no empirical result.

Statement

Adopt the postulates P1, P2, P4, P5, the declared line model The declared one-dimensional line model: state space, Hamiltonian, bound states and generalized stationary solutions and the declared zero-range model of The declared interval models with Dirichlet and Robin boundary conditions, and the declared zero-range (delta) model clause (d) with mass parameter m>0, spin label s=0, coupling g∈R (in joule metres) and αg=2mg/ℏ2. Let Hg=(ℏ2/2m)Aαg be the assigned energy operator of the zero-range model on the domain D(Hg)=D(Aαg) of the interface operator. Assume the Axiom of Countable Choice and the Axiom of Choice (The Axiom of Countable Choice (ACω), The Axiom of Choice). Then:

(a) D(Hg) consists exactly of the classes u∈H1(R) whose restrictions to (0,∞) and (−∞,0) are of class H2, subject to the interface condition u′∗(0+)−u′∗(0−)=2mgℏ2 u∗(0), On that domain, (Hgu)∣R±=−ℏ22mD2(u∣R±), where R+=(0,∞), R−=(−∞,0) and each second weak derivative is taken on its open half-line; these two L2 classes are glued across the null point 0. The action is not the global weak second derivative of u on R. (Hg,J) is an assigned sharp observable: Hg is densely defined and self-adjoint on D(Hg).

(b) Repulsive and free couplings. If g≥0, then Hg has no negative eigenvalue, and for every g∈R the value 0 is not an eigenvalue of Hg.

(c) Attractive coupling. If g<0, then Hg has exactly one negative eigenvalue, namely Eg=−mg22ℏ2<0, and its eigenspace is one-dimensional, spanned by the unit class ψg(x)=m∣g∣ℏ2  exp⁡ ⁣(−m∣g∣ℏ2∣x∣). For g<0 this is the unique bound-state preparation of the zero-range model: every eigenvector of Hg with negative eigenvalue is a nonzero multiple of ψg, the preparation [ψg] is stationary with energy Eg, and the energy outcome law assigns probability one to {Eg}.

(d) Scope. The statement is conditional on P1, P2, P4, P5, the declared interface realization and the cited mathematics; the coupling g is a declared model parameter, not a measured quantity. No scattering coefficient, no transmission or reflection statement, no material impurity and no measured spectrum is asserted; the formal writing g δ(x) is not used as a function and no potential in L2 is involved.

Facts & Assumptions

Given: The postulates P1, P2, P4, P5 and the choice hypotheses; m>0, g,ℏ real with ℏ>0; αg=2mg/ℏ2; the interface operator Aαg and the assigned energy operator Hg=(ℏ2/2m)Aαg of the zero-range model.

[F1]

The interface operator. For every α∈R, the operator Aα with domain D(Aα) consisting of the classes u∈H1(R) whose restrictions to the half-lines are of class H2 and which satisfy u′∗(0+)−u′∗(0−)=αu∗(0), and with Aαu obtained by gluing −D2(u∣R+) and −D2(u∣R−), is densely defined, symmetric and self-adjoint (The one-dimensional delta interface operator clauses (a)-(c)).

[F2]

Negative eigenvalues of the interface operator. For α≥0 the operator Aα has no negative eigenvalue, and 0 is not an eigenvalue for any α∈R; for α<0 the number −α2/4<0 is an eigenvalue with one-dimensional eigenspace spanned by ψα(x)=−α/2 eα∣x∣/2, which is a unit vector, and it is the unique negative eigenvalue: every eigenvector with negative eigenvalue is a multiple of ψα; moreover for ℏ,m>0 and α<0 the scaled operator (ℏ2/2m)Aα on the same domain is self-adjoint and has ψα as eigenvector with eigenvalue −ℏ2α2/(8m) (The unique negative eigenvalue of the attractive delta interface operator clauses (a)-(c)).

[F3]

Positive scaling. For self-adjoint A and c=ℏ2/2m>0, the operator cA on D(A) is self-adjoint, its spectrum is c σ(A), and its eigenvectors are exactly those of A with eigenvalues scaled by c (Positive scalar multiples of self-adjoint operators: domains, resolvents, spectra and eigenbases clauses (a)-(d)).

[F4]

Assigned observables and stationary states. An assigned sharp observable is a densely defined self-adjoint operator with a declared unit; a nonzero ψ gives a stationary preparation of the autonomous model exactly when it is an eigenvector of the assigned energy observable, and the energy law of a unit eigenvector is the point mass at its eigenvalue (Assigned sharp observables and the outcome law of the framework clause (a), Energy conservation, conserved sharp observables and the stationary eigenrays clause (c), Atoms of the spectral measure and eigenvalues of a self-adjoint operator clause (b), Assigned energy observable, unitary flow and the two pictures of autonomous evolution).

Proof

technique · direct; instantiate the interface operator at the declared coupling, scale it by $\hbar^{2}/2m$ along the positive-scaling lemma, and translate the eigenvalues to the physical coupling with elementary algebra

Given: The data and hypotheses of the statement and [F1]-[F4].

1.1givenF1F3algebra

[Domain and self-adjointness] By [F1] the operator Aαg is self-adjoint on the displayed domain, and Hg=(ℏ2/2m)Aαg on the same domain; by [F3] with c=ℏ2/2m>0, Hg is self-adjoint. The domain description is unchanged; the action is the class formed by the two half-line weak second derivatives in [F1], multiplied by −ℏ2/(2m). These restrictions lie in L2 by the domain condition, so their glued class is in L2(R); no global L2 second derivative is required. This proves (a).

2.1step 1.1F2F3algebra

[Repulsive and free couplings] Let g≥0, so that αg=2mg/ℏ2≥0. By [F2] Aαg has no negative eigenvalue; by [F3] multiplication of eigenvalues by c>0 implies that Hg has no negative eigenvalue. Separately, for every real g, [F2] excludes zero as an eigenvalue of Aαg, and [F3] excludes zero for Hg. This proves (b), including g=0.

3.1step 2.1F2F3F4algebra

[Attractive coupling] Let g<0, so that αg=2mg/ℏ2<0. By [F2] the unique negative eigenvalue of Aαg is −αg2/4 with one-dimensional eigenspace spanned by the unit vector ψαg, and [F3] scales the eigenvalue by c=ℏ2/2m while preserving the eigenvector: Eg=c (−αg2/4)=−ℏ22m⋅14(2mgℏ2)2=−m2g22mℏ2=−mg22ℏ2. The eigenfunction is, by [F2], ψg(x)=−αg/2 eαg∣x∣/2 with −αg/2=m∣g∣/ℏ2 and αg/2=−m∣g∣/ℏ2, that is the displayed m∣g∣/ℏ2 e−m∣g∣∣x∣/ℏ2, and it is a unit vector. Since the eigenvectors of Hg are exactly those of Aαg by [F3], the negative eigenspace of Hg is one-dimensional and spanned by ψg; by [F4] the preparation [ψg] is stationary with energy Eg and its energy law is the point mass at Eg. This is (c).

4.1step 1.1step 3.1F4∎

[Reading and scope] The pair (Hg,J) meets the definition of an assigned sharp observable by steps 1.1 and [F4], with the joule as declared energy unit; the coupling g, the interface condition and the absence of an L2 potential are the declared model data of clause (d) of The declared interval models with Dirichlet and Robin boundary conditions, and the declared zero-range (delta) model, and the exclusions of (d) are exactly its recorded scope.

Remarks

  • Sign conventions. The interface condition is u′∗(0+)−u′∗(0−)=αgu∗(0) with αg=2mg/ℏ2, the convention of the cited interface operator; with g<0 the jump is negative and the single bound state appears. The statement makes no claim about any other sign convention or normalization of the formal coupling.
  • What is not asserted. The theorem proves the self-adjointness of the declared interface operator and its exact negative spectrum on the line. It does not compute transmission or reflection through the interface, does not treat the delta interaction on an interval or in higher dimension, and makes no empirical claim.
RemarkRemark: AI-adaptedProof: Not applicableOpen item page →

What the one-dimensional potentials page establishes, assumes and defers

Physical scope

Scope of the one-dimensional potentials page: the declared effective line model, its operator construction, the interval and zero-range models, the finite-well and barrier results, the flux reading and the empirical status of the page. The remark asserts no new physical result, records no measurement, and makes no claim about nature.

Scope of the page

What is established. The page fixes a declared effective one-dimensional model of a spinless massive particle (The declared one-dimensional line model: state space, Hamiltonian, bound states and generalized stationary solutions) and proves, as conditional consequences of P1, P2, P4, P5 and the cited mathematics, the following statements. The mathematical lemmas The one-dimensional free Schr"odinger operator as the weak second-derivative operator and Positive scalar multiples of self-adjoint operators: domains, resolvents, spectra and eigenbases identify the free operator with the weak second-derivative operator and transfer self-adjointness, resolvents, spectra and eigenfamilies along positive scaling; The one-dimensional continuity identity and the constant flux of stationary solutions proves the one-dimensional continuity identity and the constancy of the current of a stationary solution. The line model's energy observable, flow and stationary states establishes that the declared energy operator of the line model with a real bounded measurable potential is an assigned sharp observable, generates the unitary flow of the model, and that its stationary preparations are exactly the eigenrays with point-mass energy law. Interval models: discrete spectra, complete eigenbases, min-max bounds and nodal counts establishes, for the declared Dirichlet and separated Robin interval models with continuous real potentials, self-adjointness with compact resolvent, complete orthonormal eigenbases, discreteness and simplicity of the spectra, the min-max comparison of the Dirichlet energies with the free box energies and the nodal counts, together with the Robin eigenvalue condition. Finite square well: bound-state conditions, simplicity and count gives the exact root conditions, simplicity, parity and count of the bound states of the finite square well, and The zero-range (delta) model: self-adjointness and the unique attractive bound-state preparation gives the self-adjointness of the declared zero-range interface operator and its unique bound state for attractive coupling with the exact energy −mg2/(2ℏ2). Rectangular barrier: scattering solution, flux balance and transmission gives the unique scattering solution of the rectangular barrier, its conserved current, the exact coefficients T and R, the flux balance T+R=1, the reading of T and R as fractions of the reference current, and the thick-barrier error bound.

What is assumed, not derived. The page's model data are declared, not derived: the reduction of the three-dimensional massive-particle model to one spatial dimension, the position and momentum assignments of the line model, the Dirichlet and Robin boundary conditions with their boundary parameters, the zero-range interface condition with its coupling, and the scattering reading of the current ratios. Each is an assumption of the pair in the sense of the preparation and apparatus discipline P7; an identification of a concrete material system with any of them is a tested identification with uncertainty and is not produced by these items. The operators rest on the mathematical supplier Real multiplication operators and free plus bounded-potential Schrödinger operators and on the interval and contact mathematics of One-dimensional Sobolev spaces on intervals and the items of the intervals pair, whose Axiom of Choice and Countable Choice hypotheses are inherited by every consumer above.

What is not addressed. No wave-packet or time-dependent scattering limit is computed; no arrival-time, detector-response, efficiency or background model is declared; no count, rate, cross-section or measured spectrum appears. The scattering solution of the barrier item is not an element of the model state space, so no Born probability is read from it. Potentials with unbounded or singular growth, the harmonic oscillator, the Coulomb problem, higher-dimensional scattering, resonant and above-barrier behaviour, and the Airy/WKB connection problem for smooth barriers belong to other pages of the category and are not consumed or anticipated here. The example page of the pair carries exact finite checks of the barrier and well formulas; those are model computations, not measurements.

Evidence status. The page is a conditional model development. It contains no experiment, no reported observation, no uncertainty statement and no statistical inference; agreement of any of its formulas with data would be evidence about the combined model, apparatus and analysis assumptions and would not prove the model.

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