Alphabeta Math
TheoremStatement: Literature-sourcedProof: AI-adaptedPipeline-generated
How statement and proof provenance work

The first chip identifies the source of the statement or construction; the second identifies the source of its local proof or verification.

  • Literature-sourced: the exact statement appears in a cited source; only wording and notation differ.
  • AI-adapted: a semantically identical restatement of literature-sourced material, modulo indexing, notation, and boundary cases adopted by the library.
  • AI-generated: a genuinely novel statement formulated by AI, with no source for the claim itself.

These labels describe origin, not correctness: citations and verification chips remain separate evidence.

Green resolvent for separated Robin boundary conditions

Statement

Assume the Axiom of Choice and Countable Choice (The Axiom of Choice, The Axiom of Countable Choice (ACω)). Let 0<L<∞, let α,β∈R, let V∈C([0,L];R), and put D(A):={u∈H2(0,L):u′∗(0)=αu∗(0), u′∗(L)=βu∗(L)},Au:=−D2u+Vu, with H2, weak derivatives and traces as in One-dimensional Sobolev spaces on intervals and Absolutely continuous representative of an L2 function with L2 weak derivative. Then:

(a) D(A) is dense in L2(0,L;C), A is well defined and symmetric, and A is self-adjoint;

(b) for every z∈C∖R there are unique C2 solutions ua(⋅,z) of −u′′+Vu=zu with ua(0)=1, ua′(0)=α, and ub(⋅,z) with ub(L)=1, ub′(L)=β; the Wronskian W(z):=ua(x,z)ub′(x,z)−ua′(x,z)ub(x,z) is independent of x and W(z)≠0;

(c) for f∈L2(0,L) the function u(x):=∫0LGz(x,y)f(y) dy,Gz(x,y):=−ua(min⁡{x,y},z) ub(max⁡{x,y},z)W(z), lies in H2(0,L), satisfies the two Robin boundary conditions, and (A−z)u=f. Consequently (A−z)−1f=u, the resolvent is an integral operator with continuous kernel Gz on [0,L]2, and (A−z)−1 is a compact operator for every z in the resolvent set of A.

Facts & Assumptions

Given: L>0; α,β∈R; real continuous V; the operator A and its domain D(A).

[F1]

The sine system (en)n≥1 is a complete orthonormal family in L2(0,L) (Completeness of the Dirichlet sine system on an interval). Each en is in H1(0,L) with zero endpoint traces, so the characterization H01(0,L)={u∈H1:u∗(0)=u∗(L)=0} in Integration by parts and the endpoint-vanishing space on intervals clause (b) gives en∈H01(0,L). By definition, H01(0,L) is the H1-norm closure of Cc∞(0,L) (One-dimensional Sobolev spaces on intervals). To see Cc∞(0,L) is dense in L2, take f∈L2 and ε>0, choose a finite sine sum p with ∥f−p∥2<ε/2, and then choose φ∈Cc∞(0,L) with ∥p−φ∥H1<ε/2; since the H1 norm dominates the L2 norm, ∥f−φ∥2<ε. Thus Cc∞(0,L)⊆D(A) is dense.

[F2]

For the Wronskian of two solutions of the same equation, (uavb′−ua′vb)′=uavb′′−ua′′vb=0, so W is constant; this is the standard reduction of order identity for the linear equation.

[F3]

Range criterion: a densely defined symmetric operator T is self-adjoint if and only if ran⁡(T−z)=H for every z∈C∖R (Range criterion for self-adjointness, Symmetric, self-adjoint and essentially self-adjoint operators).

[F4]

A continuous kernel k on [0,L]2 defines a bounded integral operator Tkf(x)=∫0Lk(x,y)f(y)dy with ∥Tkf∥2≤L∥k∥∞∥f∥2, and Tk is compact: uniform continuity gives piecewise-constant kernels kN with ∥k−kN∥∞→0, each TkN has finite rank, finite-rank operators are compact, and compact operators are closed in the operator norm (Every continuous map from a nonempty compact Hausdorff space to a uniform space is uniformly continuous, Bounded finite rank operators are compact, Norm limit of compact operators is compact, Compact linear operator); moreover a composite of a compact operator with a bounded operator, in either order, is compact (Compositions with a compact operator are compact).

Proof

1.1F1givenalgebra

[Density, well-definedness, symmetry] Cc∞(0,L)⊆D(A) because test functions have vanishing traces at 0 and L, and Cc∞(0,L) is dense in L2(0,L) by [F1], so D(A) is dense. If u∈D(A), then D2u and Vu are L2 classes, so Au∈L2 is well defined and depends only on the class u; linearity is clear. For u,v∈D(A), the first-order identity of Integration by parts and the endpoint-vanishing space on intervals clause (a), applied to the pairs (u′,v) and (v′,u), gives ⟨Au,v⟩−⟨u,Av⟩=[u∗v′∗‾−u′∗v∗‾]0L=(u(L)βv(L)‾−βu(L)v(L)‾)−(u(0)αv(0)‾−αu(0)v(0)‾)=0, because both u and v satisfy the two boundary conditions and α,β are real. Hence A is symmetric.

2.1F1F2step 1.1

[The two solutions and the Wronskian] By Regular interval IVP: existence, a priori bound and entire spectral-parameter dependence the solution ua with data (1,α) at 0 and the solution ub with data (1,β) at L exist uniquely. By [F2] W is constant. If W=0, then ua,ub are linearly dependent; since ua(0)=1≠0, ub=cua for some c≠0, and the right boundary condition ub′(L)=βub(L) gives ua′(L)=βua(L), so ua∈D(A) and Aua=zua with ua≠0. A symmetric operator has only real eigenvalues (⟨Aua,ua⟩=z∥ua∥2 equals its own conjugate by symmetry), so z∈R, contradicting z∉R. Hence W(z)≠0.

3.1step 2.1F1algebra

[The Green kernel is well defined and inverts A−z] For f∈L2(0,L) put a(x):=∫0xua(y)f(y)dy and b(x):=∫xLub(y)f(y)dy. These functions are absolutely continuous with a′=uaf and b′=−ubf almost everywhere. The kernel formula gives u(x)=−(ub(x)a(x)+ua(x)b(x))/W. Its derivative is u′(x)=−(ub′(x)a(x)+ua′(x)b(x))/W, since the two terms containing f cancel. The latter expression is absolutely continuous and, using ua′′=(V−z)ua, ub′′=(V−z)ub and ub′ua−ua′ub=W, its derivative is u′′=(V−z)u−f almost everywhere. Thus u∈H2(0,L) and −u′′+Vu−zu=f. At zero, u(0)=−W−1∫0Lubf and u′(0)=−αW−1∫0Lubf=αu(0); at L, u(L)=−W−1∫0Luaf and u′(L)=−βW−1∫0Luaf=βu(L). Therefore u∈D(A) and (A−z)u=f.

4.1step 1.1step 3.1F3

[Self-adjointness] Step 3.1 shows ran⁡(A−z)=L2(0,L) for every nonreal z (in particular for z=±i); with the density and symmetry of step 1.1, the range criterion [F3] makes A self-adjoint.

5.1step 3.1step 4.1F4∎

[Compactness] The kernel Gz is continuous on the compact square [0,L]2 (it is built from continuous functions, and the apparent singularity at x=y is removable because min⁡ and max⁡ are continuous), hence bounded. By [F4] the resolvent (A−z)−1 is compact for every nonreal z: the uniform-continuity approximation of Gz by piecewise-constant kernels exhibits it as a norm limit of finite-rank integral operators. For an arbitrary z in the resolvent set, the second resolvent identity (A−z)−1=(A−i)−1+(z−i)(A−i)−1(A−z)−1 (an identity of bounded operators on L2(0,L), obtained from (A−i)−1−(A−z)−1=−(z−i)(A−i)−1(A−z)−1) writes (A−z)−1=(A−i)−1(I+(z−i)(A−z)−1), a composite of a compact with a bounded operator, hence compact by [F4]. This proves (c).

Depends on

Dependency tree · 2 levels

Sources