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Qm Math Oscillator

1 · Prerequisites

2 · Summary

The oscillator layer of the non-relativistic quantum mechanics mathematical prerequisites, all of it mathematics: the abstract diagonal operator as the exact model of an eigenbasis with prescribed real eigenvalues, the Hermite family of the line with its ladder operators and their closed maximal domains, the scaling that realises the one-dimensional oscillator as the self-adjoint differential operator −ℏ22md2dx2+mω22x2, the coherent vectors and their exact evolution and variance, and the product-basis completeness of the anisotropic multidimensional oscillator. Every item carries domain: mathematics and depends only on mathematical suppliers, published or from qm-math-composites; nothing here asserts a physical interpretation, measurement model or empirical claim, and the companion page qm-math-oscillator-examples stays mathematics as well.

The operator layer begins with Diagonal adjoint and graph-core lemma: for a complete orthonormal family (en) and real λn, the finite-support operator Sen=λnen has exactly one self-adjoint extension, namely the diagonal operator A with domain {x:∑nλn2∣⟨x,en⟩∣2<∞}, and the algebraic span is a core on which the finite truncations converge in graph norm. Diagonal spectrum computes its spectrum, σ(A)={λn}‾, proves that every λn is an eigenvalue and exhibits the resolvent R(λ,A)x=∑n(λ−λn)−1⟨x,en⟩en with norm (inf⁡n∣λ−λn∣)−1 outside the closure.

The Hermite layer is the analytic heart of the page. Hermite recurrence equips L2(R,dy) with its complex Hilbert-space pairing and defines g0=π−1/4e−y2/2, the polynomial-Gaussian space P, the operators a=(Y+∂y)/2, a†=(Y−∂y)/2 and the vectors gn=(a†)ng0/n!; it proves the adjoint pairing on P, the commutator [a,a†]=I, the ladder relations agn=n gn−1, a†gn=n+1gn+1 (with the convention g−1=0 at n=0), the Rodrigues polynomials Hn with gn=Hng0/2nn! and the recurrences Hn′=2nHn−1, Hn+1=2yHn−2nHn−1. Orthonormality is Hermite orthogonality, which also records the eigenvalue equation (−∂y2+Y2)gn=(2n+1)gn; completeness is Hermite completeness, proved by the moment criterion and the uniqueness of the L1 Fourier transform, and it makes (gn) a Hilbert basis and P dense.

Closed ladder domains extracts the maximal closed ladder operators from the basis alone: D(a)={∑nn∣cn∣2<∞}, D(a†)={∑n(n+1)∣cn∣2<∞}, closedness, a∗=a†, (a†)∗=a, the common domain D(N) of the products, a†a=N and aa†=N+I, the commutator identity on D(N), and the identification of a,a† with the closures of the polynomial-Gaussian ladder operators. Oscillator scaling and exact realization then scales with ℓ=ℏ/(mω): Df(x)=ℓ−1/2f(x/ℓ) is unitary, Hosc=ℏω2DAD−1 is self-adjoint with spectrum {ℏω(n+12)} and orthonormal eigenbasis ψn=Dgn, the span of the ψn is a core, on it Hosc=−ℏ22md2dx2+mω22x2, and the same identity holds against every test function for every element of the domain.

The coherent layer begins with Coherent-state convergence: for every z∈C the series ψz=e−∣z∣2/2∑nznn!gn converges to a unit vector in every polynomial number domain, with aψz=zψz, ∥a†ψz∥2=∣z∣2+1, ⟨Nψz,ψz⟩=∣z∣2 and ⟨ψz,ψw⟩=e−(∣z∣2+∣w∣2)/2+zw‾. Coherent evolution and variance transports these coherent vectors by D to L2(R,dx), identifies Hosc=ℏω(Nψ+12I), constructs the unitary group U(t) generated by −iℏHosc (with the exact generator-domain statement), proves U(t)ψz=e−iωt/2ψze−iωt, and computes the position and momentum means ⟨Q⟩=2ℓRe⁡z, ⟨P⟩=2ℏℓIm⁡z and variances ℓ2/2, ℏ2/(2ℓ2) with product ℏ2/4, invariant under the evolution.

Finally Multidimensional oscillator completeness builds the product basis gN=∏jgnj(j) of L2(Rd) from qm-math-composites, proves its completeness, transports the anisotropic operator ∑j(−ℏ22mj∂xj2+mjωj22xj2) with spectrum the closure of {ℏ∑jωj(nj+12)}, and computes the isotropic multiplicities (M+d−1d−1), which is (M+1)(M+2)/2 for d=3. All items are draft mathematics under construction; the physical oscillator pages consume these results as stated mathematical premises and add their own postulates and interpretation.

3 · Logical flowchart

4 · Definitions, postulates, theorems and proofs

LemmaStatement: AI-adaptedProof: AI-adaptedOpen item page →

Diagonal adjoint and graph-core lemma

Statement

Assume the Axiom of Countable Choice (The Axiom of Countable Choice (ACω)). Let H be a complex Hilbert space (Hilbert space) with inner product linear in the first argument, let (en)n∈N, where N={0,1,2,… }, be a complete orthonormal family of H (Orthonormal families, complete orthonormal systems and Hilbert bases), and let (λn)n∈N⊆R. Put

D0:={∑n∈Fcnen: F⊆N finite, cn∈C},S(∑n∈Fcnen):=∑n∈Fλncnen,

and

D(A):={x∈H:∑n∈Nλn2 ∣⟨x,en⟩∣2<∞},Ax:=∑n∈Nλn⟨x,en⟩ en.

Then:

(a) S is a well-defined, densely defined linear operator with domain D0 (Unbounded linear operators: domain, graph and extension), and it is symmetric (Symmetric, self-adjoint and essentially self-adjoint operators);

(b) the series defining Ax converges in H for every x∈D(A), with ∥Ax∥2=∑nλn2∣⟨x,en⟩∣2, so A is a linear operator with domain D(A) and S⊆A;

(c) S∗=A (Adjoint of a densely defined operator), hence A is closed and A∗=A: A is self-adjoint and S‾=A, so S is essentially self-adjoint and A is its unique self-adjoint extension;

(d) D0 is a core for A (Densely defined, closed and closable operators, and cores): the finite truncations xN:=∑n=0N⟨x,en⟩en∈D0 of x∈D(A) satisfy xN→x and AxN→Ax in H as N→∞;

(e) ⟨Ax,x⟩=∑nλn∣⟨x,en⟩∣2 for x∈D(A), so ⟨Ax,x⟩ is real and ⟨Ax,x⟩≥c∥x∥2 whenever λn≥c for all n; and Aen=λnen for every n, so each λn is an eigenvalue of A with eigenvector en.

No assertion is made about a differential or multiplication realisation of A: the lemma concerns only a specified complete orthonormal family and real eigenvalue sequence.

Facts & Assumptions

Given: a complex Hilbert space H; a complete orthonormal family (en)n∈N; real numbers λn; the linear span D0; the operators S and A displayed above.

[F1]

⟨ei,ej⟩=δij; every finite subfamily of (en) is linearly independent, so coefficients in a finite expansion in D0 are unique; and for every x∈H the finite-subset net of partial sums ∑n∈F⟨x,en⟩en converges to x in H, with ∑n∣⟨x,en⟩∣2=∥x∥2 (Orthonormal families, complete orthonormal systems and Hilbert bases, Parseval equivalences for an orthonormal family, clauses 3 and 4).

[F2]

For a densely defined T, a vector y∈H lies in D(T∗) exactly when x↦⟨Tx,y⟩ is bounded on (D(T),∥⋅∥); then T∗y is the unique w∈H with ⟨Tx,y⟩=⟨x,w⟩ for all x∈D(T). The adjoint T∗ is closed, and T⊆T∗ holds exactly when ⟨Tx,y⟩=⟨x,Ty⟩ for all x,y∈D(T); a symmetric operator is closable with symmetric closure, and a self-adjoint operator has no proper symmetric extension and is closed (Adjoint of a densely defined operator, Symmetric, self-adjoint and essentially self-adjoint operators, The adjoint is well defined, closed, and reverses inclusions).

[F3]

T‾=T∗∗ and T∗=T‾ ∗ for a densely defined closable T (Closability is equivalent to density of the adjoint domain).

[F4]

∣⟨x,y⟩∣≤∥x∥ ∥y∥ and ∣∑n∈Fanbn‾∣≤(∑n∈F∣an∣2)1/2(∑n∈F∣bn∣2)1/2 for finite F (Cauchy–Schwarz: ∣⟨u,v⟩∣≤∥u∥∥v∥, with equality exactly for linearly dependent vectors).

Proof

1.1givenF1

[Well-definedness and density] D0 is the linear span of the family and is a linear subspace; by [F1] the coefficients in a finite expansion are unique, so S is well defined, and it is linear and maps D0 into H. By [F1] the finite partial sums of the expansion of any x∈H converge to x, so the span D0 is dense in H.

1.2givenF1F4algebra

[Symmetry and the series for A] Let x=∑n∈Fcnen and y=∑m∈Gdmem lie in D0, with cn=⟨x,en⟩ and dm=⟨y,em⟩ by [F1]. Then ⟨Sx,y⟩=∑n∈Fλncndn‾=∑n∈Fcnλndn‾=⟨x,Sy⟩ because λn is real: S is symmetric. For x∈D(A) the sequence (λn⟨x,en⟩)n is square summable with ∑nλn2∣⟨x,en⟩∣2<∞, so its finite partial sums are Cauchy: ∥∑m≤M<Nλm⟨x,em⟩em∥2=∑M<m≤Nλm2∣⟨x,em⟩∣2→0 by [F1]; by completeness of H the series ∑nλn⟨x,en⟩en converges, its sum Ax satisfies ∥Ax∥2=∑nλn2∣⟨x,en⟩∣2 (the finite-subset net of squared norms has the same supremum), and A is linear because coefficient extraction is linear. If moreover x∈D0, then ⟨x,en⟩=0 for all but finitely many n and Ax=Sx; hence S⊆A.

1.3givenF1F2F4algebra

[S∗=A] Let y∈D(S∗) and w:=S∗y. For each n, λn⟨y,en⟩‾=⟨Sen,y⟩=⟨en,w⟩=⟨w,en⟩‾, so λn⟨y,en⟩=⟨w,en⟩. By [F1] applied to w, ∑nλn2∣⟨y,en⟩∣2=∑n∣⟨w,en⟩∣2=∥w∥2<∞, so y∈D(A); and ∑nλn⟨y,en⟩en=∑n⟨w,en⟩en=w by [F1], so S∗y=Ay. Hence S∗⊆A. Conversely let y∈D(A) and x=∑n∈Fcnen∈D0; then ⟨Sx,y⟩=∑n∈Fλncn⟨y,en⟩‾=⟨x,Ay⟩, so x↦⟨Sx,y⟩ is the restriction to the dense subspace D0 of the bounded functional ⟨ ⋅ ,Ay⟩ and is therefore bounded on (D0,∥⋅∥); by [F2] y∈D(S∗) and S∗y=Ay. Thus S∗=A.

2.1step 1.3F1F2F4algebra

[A is self-adjoint] Let z∈D(A∗) and v:=A∗z. For y∈D(A) the pairing ⟨Ay,z⟩=∑nλn⟨y,en⟩⟨z,en⟩‾ is absolutely convergent by [F4] and ∥Ay∥ ∥z∥. Testing y=em gives λm⟨em,z⟩=⟨Aem,z⟩=⟨em,v⟩, that is λm⟨z,em⟩=⟨v,em⟩. By [F1], ∑mλm2∣⟨z,em⟩∣2=∑m∣⟨v,em⟩∣2=∥v∥2<∞, so z∈D(A); and then Az=∑mλm⟨z,em⟩em=∑m⟨v,em⟩em=v=A∗z by [F1]. Hence D(A∗)⊆D(A); the reverse inclusion was proved in step 1.3 as A⊆S∗ with S∗=A, and directly: for z∈D(A) and y∈D(A), ⟨Ay,z⟩=∑nλn⟨y,en⟩⟨z,en⟩‾=⟨y,Az⟩ by absolute convergence and realness of λn, so z∈D(A∗) with A∗z=Az. Therefore A∗=A.

2.2step 1.2F1

[Graph core] Let x∈D(A) and xN:=∑n=0N⟨x,en⟩en∈D0⊆D(A). By [F1], ∥x−xN∥2=∑n>N∣⟨x,en⟩∣2→0, and by step 1.2, ∥Ax−AxN∥2=∑n>Nλn2∣⟨x,en⟩∣2→0 because the series converges. Thus (xN,AxN)→(x,Ax) in H⊕H; since x∈D(A) was arbitrary, D0 is dense in (D(A),∥⋅∥A), that is, D0 is a core for A.

3.1step 1.2step 1.3step 2.1F2F3

[Closure, essential self-adjointness and uniqueness] Since S is symmetric, [F2] makes S closable with symmetric closure S‾, and [F3] gives S‾=S∗∗. Since A=S∗ is the adjoint of a densely defined operator, A is closed by [F2]; as S⊆A, the least closed extension satisfies S‾⊆A. Conversely, for x∈D(A) step 1.2 supplies xN∈D0 with xN→x and SxN=AxN→Ax, so (x,Ax)∈Γ(S)‾=Γ(S‾) and A⊆S‾. Hence S‾=A, and S is essentially self-adjoint because S‾=A is self-adjoint. If T is any self-adjoint extension of S, then T is closed and contains S‾=A; since A is self-adjoint and A⊆T with T symmetric, [F2] forces T=A. So A is the unique self-adjoint extension of S.

4.1step 1.2F1F4∎

[Positivity and eigenvalues] For x∈D(A) the series ∑nλn∣⟨x,en⟩∣2 is absolutely convergent by [F4] and step 1.2: ∑n∣λn∣∣⟨x,en⟩∣2≤(∑nλn2∣⟨x,en⟩∣2)1/2(∑n∣⟨x,en⟩∣2)1/2<∞, and ⟨Ax,x⟩=∑nλn∣⟨x,en⟩∣2 by continuity of the inner product in the first argument applied to the convergent series of step 1.2. Since the λn are real the value is real, and λn≥c for all n gives ⟨Ax,x⟩≥c∥x∥2 by [F1]. Finally Aen=λnen directly from the definition of A and [F1], so each λn is an eigenvalue of A with eigenvector en≠0.

TheoremStatement: AI-adaptedProof: AI-adaptedOpen item page →

Diagonal spectrum

Statement

Assume the Axiom of Countable Choice (The Axiom of Countable Choice (ACω)). Let H be a complex Hilbert space (Hilbert space), let (en)n∈N be a complete orthonormal family of H (Orthonormal families, complete orthonormal systems and Hilbert bases), let (λn)n∈N⊆R, and let A be the self-adjoint diagonal operator of Diagonal adjoint and graph-core lemma:

D(A)={x∈H:∑nλn2∣⟨x,en⟩∣2<∞},Ax=∑nλn⟨x,en⟩en.

Then, with ρ(A), σ(A) and R(λ,A) as in Resolvent and spectrum of a closed operator on a Banach space:

(a) Aen=λnen for every n; every λn is an eigenvalue of A, hence belongs to σ(A);

(b) σ(A)={λn:n∈N}‾, the closure in C; equivalently λ∈ρ(A) exactly when d:=inf⁡n∣λ−λn∣>0, and then

R(λ,A)x=∑n(λ−λn)−1⟨x,en⟩en,∥R(λ,A)∥=d−1=(inf⁡n∣λ−λn∣)−1;

(c) if λ∈σ(A)∖{λn:n∈N}, then λ is an approximate eigenvalue: for some subsequence (nk), ∥(λI−A)enk∥→0 with ∥enk∥=1. Moreover, ker⁡(λI−A)={0}, so λ is not an eigenvalue of A; no further identification of spectral types is made.

Facts & Assumptions

Given: the Hilbert space H, the complete orthonormal family (en), real numbers λn, and the self-adjoint diagonal operator A of Diagonal adjoint and graph-core lemma.

[F1]

D(A)={x:∑nλn2∣⟨x,en⟩∣2<∞}, Ax=∑nλn⟨x,en⟩en with ∥Ax∥2=∑nλn2∣⟨x,en⟩∣2, Aen=λnen, and A is self-adjoint (Diagonal adjoint and graph-core lemma(a),(b),(e)); for every x∈H the expansion x=∑n⟨x,en⟩en converges and ∑n∣⟨x,en⟩∣2=∥x∥2 (Parseval equivalences for an orthonormal family).

[F2]

λ∈ρ(A) exactly when λI−A:D(A)→H is bijective with bounded inverse, and then that inverse is R(λ,A); σ(A)=C∖ρ(A) (Resolvent and spectrum of a closed operator on a Banach space).

[F3]

∣∑nanbn‾∣≤(∑n∣an∣2)1/2(∑n∣bn∣2)1/2 and ∣⟨x,y⟩∣≤∥x∥ ∥y∥ (Cauchy–Schwarz: ∣⟨u,v⟩∣≤∥u∥∥v∥, with equality exactly for linearly dependent vectors).

Proof

1.1givenF1F2

[Eigenvalues are spectral] By [F1], Aen=λnen with en≠0, so λn is an eigenvalue of A. If λn∈ρ(A), then λnI−A is injective by [F2], contradicting (λnI−A)en=0. Hence {λn:n∈N}⊆σ(A).

1.2givenF1F2F3algebra

[The resolvent outside the closure] Let λ∈C with d=inf⁡n∣λ−λn∣>0, and define Rx:=∑n(λ−λn)−1⟨x,en⟩en for x∈H. The series converges and ∥Rx∥2=∑n∣λ−λn∣−2∣⟨x,en⟩∣2≤d−2∥x∥2 by [F1], so R∈B(H) with ∥R∥≤d−1; testing on en gives ∥R∥≥sup⁡n∣λ−λn∣−1=d−1, so ∥R∥=d−1. For x∈H, the coefficients of Rx satisfy ∑nλn2∣(λ−λn)−1⟨x,en⟩∣2≤(1+∣λ∣d−1)2∑n∣⟨x,en⟩∣2<∞ because ∣λn∣≤∣λ−λn∣+∣λ∣≤∣λ−λn∣(1+∣λ∣d−1) for every n; hence Rx∈D(A) by [F1]. Computing coefficients with [F1] gives (λI−A)Rx=∑n⟨x,en⟩en=x, and symmetrically R(λI−A)x=∑n(λ−λn)−1(λ−λn)⟨x,en⟩en=x for x∈D(A). So λI−A is bijective with bounded inverse R, that is, λ∈ρ(A) and R(λ,A)=R by [F2].

2.1step 1.1F1F2algebra

[Closure points are spectral] Let λ∈{λn}‾. If λ=λm for some m, then λ∈σ(A) by step 1.1. Otherwise pick a subsequence with λnk→λ and λnk≠λ for all k, and suppose for contradiction that λ∈ρ(A). Then 1=∥enk∥=∥R(λ,A)(λI−A)enk∥=∥R(λ,A)(λ−λnk)enk∥≤∥R(λ,A)∥ ∣λ−λnk∣→0, which is impossible. Hence λ∈σ(A).

3.1step 1.2step 2.1step 1.1F1∎

[Conclusion] Steps 1.1 and 2.1 give {λn}‾⊆σ(A), and step 1.2 gives C∖{λn}‾⊆ρ(A); taking complements yields σ(A)⊆{λn}‾. Hence σ(A)={λn}‾, and the equivalence "λ∈ρ(A) exactly when inf⁡n∣λ−λn∣>0" together with the resolvent formula and its norm are exactly the contents of step 1.2. For (c), if λ∈σ(A)∖{λn}, the spectrum equality gives λ∈{λn}‾, so a subsequence with λnk→λ satisfies ∥(λI−A)enk∥=∣λ−λnk∣→0 and ∥enk∥=1. If x∈D(A) and Ax=λx, then comparing coefficients in the complete orthonormal family gives (λn−λ)⟨x,en⟩=0 for every n; because λ≠λn, every coefficient vanishes, and Parseval gives x=0. Thus ker⁡(λI−A)={0} and λ is not an eigenvalue. No further spectral-type classification is asserted.

TheoremStatement: AI-adaptedProof: AI-adaptedOpen item page →

Hermite recurrence

Statement

Assume the Axiom of Countable Choice (The Axiom of Countable Choice (ACω)). Let L2=L2(R,dy) be the complex Lebesgue space with inner product ⟨φ,ψ⟩=∫Rφ(y)ψ(y)‾ dy linear in the first argument (The space Lp(μ) as the quotient by null functions, Complex Lp classes and Euclidean test-function conventions); this pairing makes L2 a complex Hilbert space by L2 with the integral pairing is a Hilbert space. For complex-valued functions, smoothness and derivatives use the componentwise convention of Complex Lp classes and Euclidean test-function conventions. Write g0 for the function g0(y):=π−1/4e−y2/2 and also for its class in L2. Put

P:={p g0: p∈C[y]}⊆L2,

the set of classes of polynomial multiples of g0. Each class in P has a unique representative of the form pg0: if pg0=qg0 almost everywhere, the continuous function (p−q)g0 vanishes almost everywhere and therefore everywhere, and g0(y)>0 for every y, so p=q. Let Y be multiplication by y and ∂y the derivative, acting on this unique smooth representative. Set g−1:=0 for use in the recurrence formulas at n=0. Define

a:=Y+∂y2,a†:=Y−∂y2,gn:=(a†)ng0n!(n∈N).

Then:

(a) g0∈L2 with ∥g0∥=1; more generally ykg0∈L2 for every k∈N, so P is a linear subspace of L2 all of whose members are represented by C∞ functions;

(b) Y,∂y,a,a† map P into P, and ∂y(pg0)=(p′−yp)g0 for every polynomial p;

(c) for all φ,ψ∈P, ⟨a†φ,ψ⟩=⟨φ,aψ⟩ and ⟨aφ,ψ⟩=⟨φ,a†ψ⟩;

(d) a†a−aa†=−I on P, i.e. [a,a†]=aa†−a†a=I on P, and ag0=0;

(e) for every n∈N: agn=n gn−1 (with ag0=0), a†gn=n+1 gn+1, a†agn=ngn and aa†gn=(n+1)gn;

(f) the polynomials

Hn(y):=(−1)ney2dndyne−y2

are polynomials of degree n with leading coefficient 2n, H0=1, H1(y)=2y, Hn(−y)=(−1)nHn(y), and they satisfy

Hn′=2nHn−1,Hn+1=2yHn−2nHn−1(n≥1);

moreover

gn=Hng02nn!;

(g) consequently

2 y gn=n gn−1+n+1 gn+1,2 gn′=n gn−1−n+1 gn+1.

Facts & Assumptions

Given: the space L2(R,dy) with its inner product; the function g0(y)=π−1/4e−y2/2; the space P of polynomial multiples of g0; the operators Y,∂y,a,a† and the vectors gn.

[F1]

L2 is a complex Hilbert space for ⟨f,g⟩=∫fg‾, with ∥f∥22=∫∣f∣2; the pairing is well defined on a.e. classes, positive definite, and satisfies ∣⟨f,g⟩∣≤∫∣fg∣≤∥f∥2∥g∥2 (The space Lp(μ) as the quotient by null functions, Complex Lp classes and Euclidean test-function conventions, L2 with the integral pairing is a Hilbert space, Cauchy-Schwarz inequality for L2).

[F2]

For t>0, the Lebesgue Gaussian transform at dimension n=1, frequency ξ=0 and parameter t/π gives ∫Re−ty2dy=π/t; every polynomial times a positive real Gaussian is absolutely integrable (Euclidean Gaussian transform with the 2π normalization). In particular ∫e−y2dy=π and ∫e−y2/2dy=2π.

[F3]

For t≥0 and k∈N one has tk≤2kk! et/2: by The complex exponential by its power series and The complex exponential series converges absolutely for every complex argument the exponential is the sum of the absolutely convergent series ∑j(t/2)j/j! with nonnegative terms, so et/2≥(t/2)k/k!.

[F5]

For every real x, ex>0 and e−x=1/ex (The exponential is positive and satisfies exp⁡(−x)=1/exp⁡(x)); the real exponential is strictly increasing (The exponential function is strictly increasing). The complex exponential extends the real one and satisfies ez+w=ezew for all z,w∈C (exp⁡(z+w)=exp⁡z exp⁡w, and the complex exponential extends the real exponential).

[F6]

If F:[a,b]→R is differentiable at every point of [a,b] and F′ is integrable there, then ∫abF′=F(b)−F(a) (The second fundamental theorem: if G is differentiable on [a,b] with G′=f and f is integrable, then ∫abf=G(b)−G(a)); complex integration by parts on R is valid when both derivative products are in L1 and the product vanishes at both ends (Complex integration by parts on intervals and decaying lines). For φ,ψ∈P one has φ(y)ψ(y)‾→0 as ∣y∣→∞, because its modulus is bounded by C(1+y2k)e−y2 for some C>0 and k∈N; [F3] bounds this by C(1+2kk!)e−y2/2, which tends to zero since ey2/2≥1+y2/2 by the same nonnegative series and [F5].

Proof

1.1givenF1F2F3F5algebra

[The Gaussian moments and polynomial classes] If pg0=qg0 as L2 classes, (p−q)g0 is a continuous function that vanishes almost everywhere, hence vanishes everywhere; since g0>0, p=q. Thus the representative used to define Y and ∂y is unique, so these operators are well defined on P. By [F2], ∥g0∥2=π−1/2∫e−y2dλ=π−1/2π=1, so g0∈L2 and ∥g0∥=1. For k∈N and y∈R, ∣ykg0(y)∣2=π−1/2y2ke−y2≤π−1/22kk! e−y2/2 by [F3]; hence ∥ykg0∥2≤π−1/22kk!2π<∞ by [F2], so ykg0∈L2. Every pg0 with deg⁡p=m is a finite linear combination of y0g0,…,ymg0, so pg0∈L2: P⊆L2 is a linear subspace.

1.2givenF4F5algebra

[Invariance of P and ag0=0] For a complex polynomial p=p1+ip2 with real polynomials p1,p2, the real product and chain rules [F4] applied to p1g0 and p2g0 give ∂y(pg0)=(p′−yp)g0; Y(pg0)=(yp)g0 has polynomial factor yp. Thus both Y and ∂y, hence a=(Y+∂y)/2 and a†=(Y−∂y)/2, map P into P. Since g0′=−yg0 by [F4], (Y+∂y)g0=yg0+g0′=0, i.e. ag0=0. All members of P are represented by componentwise C∞ functions by [F4].

1.3givenF1F2F4F5F6algebra

[Adjoint pairing] Let φ,ψ∈P. They are componentwise C∞ by [F4], and φ′ψ‾ and φψ′‾ are polynomial multiples of e−y2, hence absolutely integrable by [F2]. Their product φψ‾ tends to zero at both ends by [F6]. Apply the whole-line complex integration-by-parts identity in [F6] to u=φ and v=ψ‾ to obtain ∫Rφ′ψ‾=−∫Rφψ′‾. Therefore ⟨a†φ,ψ⟩=2−1/2∫(yφ−φ′)ψ‾=2−1/2∫φyψ+ψ′‾=⟨φ,aψ⟩, since y is real and ψ′‾ is the derivative of ψ‾; the second identity follows by exchanging φ and ψ and conjugating.

1.4givenF4F5algebra

[Rodrigues polynomials] Define Hn(y):=(−1)ney2dndyne−y2; each Hn is a polynomial because differentiating e−y2 produces e−y2 times a polynomial, and H0=1, H1=2y. Put Fn:=ey2dndyne−y2, so Hn=(−1)nFn. By the product rule, Fn+1=ey2ddy(e−y2Fn)=−2yFn+Fn′, hence Hn+1=2yHn−Hn′. We prove Hn′=2nHn−1 for all n≥1 by strong induction: for n=1 this is H1′=2=2H0, and H2=4y2−2 gives H2′=8y=4H1. For n≥2, if it holds for all 1≤j≤n, then differentiating the displayed relation at n gives Hn+1′=2Hn+2yHn′−Hn′′, while the induction hypothesis gives Hn′=2nHn−1 and Hn′′=2nHn−1′=4n(n−1)Hn−2, and the same relation at n−1 reads Hn=2yHn−1−Hn−1′, so 2yHn−1=Hn+2(n−1)Hn−2; substituting, Hn+1′=2Hn+2n(Hn+2(n−1)Hn−2)−4n(n−1)Hn−2=2(n+1)Hn, which is the claim for n+1. Hence Hn′=2nHn−1 for all n≥1, and the displayed relation becomes the three-term recurrence Hn+1=2yHn−2nHn−1 for n≥1. Induction on this recurrence gives that Hn has degree n with leading coefficient 2n (the term 2yHn contributes 2⋅2n=2n+1 to yn+1 and −2nHn−1 only degree n−1) and that Hn(−y)=(−1)nHn(y), true for n=0,1 and inherited.

2.1step 1.2F4algebra

[Commutator] On any C∞ function φ, 2(aa†−a†a)=(Y+∂y)(Y−∂y)−(Y−∂y)(Y+∂y), and expanding with the product rule [F4] gives (Y+∂y)(Y−∂y)=Y2−Y∂y+∂yY−∂y2 and (Y−∂y)(Y+∂y)=Y2+Y∂y−∂yY−∂y2; subtracting gives 2(∂yY−Y∂y)=2I because ∂y(Yφ)−Y(∂yφ)=φ. Hence [a,a†]=I on P by step 1.2.

2.2step 1.2step 1.4F4algebra

[Identification of gn] We prove gn=Hng0/2nn! by induction on n. For n=0 this is g0=H0g0. Assume it holds for n; by step 1.2 and [F4], (Y−∂y)(Hng0)=(2yHn−Hn′)g0=Hn+1g0 by step 1.4, so gn+1=a†gn/n+1=(Y−∂y)Hng0/(2n+12nn!)=Hn+1g0/2n+1(n+1)!, which completes the induction.

3.1step 2.1step 1.2algebra

[Ladder relations] From [a,a†]=I on P we prove [a,(a†)n]=n(a†)n−1 on P for every n≥1: for n=1 this is step 2.1, and if it holds for n then [a,(a†)n+1]=[a,(a†)n]a†+(a†)n[a,a†]=n(a†)n−1a†+(a†)n=(n+1)(a†)n, all evaluated on P, which (a†)n and a preserve by step 1.2. Since ag0=0, for n≥1 we get agn=[a,(a†)n]g0/n!=n(a†)n−1g0/n!=n gn−1, while ag0=0; by definition a†gn=(a†)n+1g0/n!=n+1 gn+1 for every n, hence a†agn=n a†gn−1=ngn and, using aa†=a†a+I from step 2.1, aa†gn=(n+1)gn.

4.1step 3.1step 1.4step 2.2∎

[The y and ∂y actions] In the formulas containing gn−1 at n=0, set g−1:=0; this is the zero vector, so both formulas at n=0 are exactly the two ladder identities with ag0=0. Since Y=(a+a†)/2 and ∂y=(a−a†)/2 on P by the definitions, applying step 3.1 gives 2 ygn=agn+a†gn=n gn−1+n+1 gn+1 and 2 gn′=agn−a†gn=n gn−1−n+1 gn+1. All identities are in L2, where equalities mean equality of classes, and the underlying functions agree pointwise because both sides are represented by continuous functions; the polynomial identities of step 1.4 are pointwise identities of polynomials.

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Hermite orthogonality

Statement

Assume the Axiom of Countable Choice (The Axiom of Countable Choice (ACω)). Let L2=L2(R,dy) be the complex Lebesgue space with inner product linear in the first argument, and let g0,P,a,a†,gn and Hn be as in Hermite recurrence. Then, for all m,n∈N:

(a) ⟨gn,gm⟩=δnm; in particular (gn)n∈N is an orthonormal family in L2 (Orthonormal families, complete orthonormal systems and Hilbert bases);

(b) the eigenvalue equation (−∂y2+Y2)gn=(2n+1)gn holds as an identity of L2 classes; more precisely Y2−∂y2=2a†a+I as operators on P, so that on P

−φ′′+y2φ=2a†aφ+φ(φ∈P);

(c) ⟨agn,agm⟩=n δnm and ⟨a†gn,a†gm⟩=(n+1)δnm for all n,m∈N.

No completeness of the family (gn) is asserted here.

Facts & Assumptions

Given: the family (gn) of Hermite recurrence with g0(y)=π−1/4e−y2/2, the ladder operators a,a† on P, and the identities

[F1]

∥g0∥=1; gn=(a†)ng0/n!; agn=n gn−1 for n≥1 with ag0=0; a†gn=n+1 gn+1; a†agn=ngn; aa†gn=(n+1)gn; a†a−aa†=−I on P (Hermite recurrence(a),(d),(e)).

[F2]

⟨a†φ,ψ⟩=⟨φ,aψ⟩ for all φ,ψ∈P (Hermite recurrence(c)).

[F3]

⟨⋅,⋅⟩ is linear in the first argument and conjugate-linear in the second, and ∥v∥2=⟨v,v⟩≥0 with equality only for v=0 (The space Lp(μ) as the quotient by null functions, Complex Lp classes and Euclidean test-function conventions, Cauchy-Schwarz inequality for L2).

[F4]

Y2−∂y2=2a†a+I on P, where Y is multiplication by y and ∂y is the derivative on smooth representatives; this is the computation (Y−∂y)(Y+∂y)=Y2−∂y2−[∂y,Y]=Y2−∂y2−I combined with a†a=12(Y−∂y)(Y+∂y) (Hermite recurrence(b),(d)).

Proof

1.1givenF1F2algebra

[Orthogonality] Let m,n∈N with n≥1. By [F2] with φ=agn and ψ=gm, ⟨a†agn,gm⟩=⟨agn,agm⟩; by [F2] with φ=agm and ψ=gn and then conjugating, ⟨gn,a†agm⟩=⟨agn,agm⟩ as well. Using a†agk=kgk from [F1] on both sides, n⟨gn,gm⟩=m⟨gn,gm⟩. If n=m this gives no information; if n≠m and n,m≥1 it gives ⟨gn,gm⟩=0. If m=0 use ag0=0: then ⟨agn,ag0⟩=0, and the first identity reads n⟨gn,g0⟩=0, so ⟨gn,g0⟩=0 for n≥1; conjugate symmetry gives ⟨g0,gn⟩=0 as well.

1.2givenF1F4algebra

[Eigenvalue equation] By [F4], Y2−∂y2=2a†a+I on P. Evaluating at gn and using [F1] gives (−∂y2+Y2)gn=2ngn+gn=(2n+1)gn as classes in L2; the left side is computed on the smooth representative gn, and the equality of classes holds because the two sides are continuous functions agreeing in L2. The displayed form for φ∈P with Y2φ=y2φ is the same identity.

2.1step 1.1F1F2F3algebra

[Unit norms] ∥g0∥=1 by [F1]. For n≥0, applying [F2] with φ=gn, ψ=a†gn gives ∥a†gn∥2=⟨a†gn,a†gn⟩=⟨gn,aa†gn⟩=(n+1)∥gn∥2 by aa†gn=(n+1)gn from [F1]. Since gn+1=a†gn/n+1 by [F1], ∥gn+1∥2=∥a†gn∥2/(n+1)=∥gn∥2. Induction gives ∥gn∥=1 for every n. Together with step 1.1, ⟨gn,gm⟩=δnm.

3.1step 2.1F1algebra∎

[Ladder pairings] For n≠m, ⟨agn,agm⟩=nm⟨gn−1,gm−1⟩=0 by step 2.1 when n,m≥1, and ⟨ag0,⋅⟩=0; for n=m it equals n∥gn−1∥2=n. Likewise ⟨a†gn,a†gm⟩=(n+1)(m+1)⟨gn+1,gm+1⟩=(n+1)δnm.

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Hermite completeness

Statement

Assume the Axiom of Countable Choice (The Axiom of Countable Choice (ACω)). Let L2=L2(R,dy) be the complex Lebesgue space with inner product linear in the first argument, and let g0,P,(gn)n∈N and Hn be as in Hermite recurrence. Define h:=fg0∈L1(R) for f∈L2 and write h^(ξ)=∫Rh(y)e−2πiξy dy for its L1 Fourier transform. Then:

(a) (moment criterion) if ∫Rf q g0=0 for every polynomial q∈C[y], then f=0 almost everywhere;

(b) the family (gn)n∈N is a complete orthonormal family, i.e. a Hilbert basis, of L2 (Orthonormal families, complete orthonormal systems and Hilbert bases): the only f∈L2 with ⟨f,gn⟩=0 for all n is f=0, and consequently every f∈L2 satisfies f=∑n⟨f,gn⟩gn in L2 with ∥f∥2=∑n∣⟨f,gn⟩∣2 (Parseval equivalences for an orthonormal family);

(c) the polynomial-Gaussian space P is dense in L2.

Facts & Assumptions

Given: the orthonormal family (gn) with gn=Hng0/2nn! and Hn a real polynomial of degree n with leading coefficient 2n (Hermite recurrence(a),(f)); the measures and integrals are Lebesgue measure on R.

[F1]

(gn) is orthonormal in L2 and P is a linear subspace of L2 containing every gn (Hermite orthogonality(a), Hermite recurrence(a)).

[F2]

For a complete orthonormal family the following are equivalent: the closed linear span is H; the only vector orthogonal to every member is 0; Parseval holds; and the finite-subset net of partial sums converges to each vector (Parseval equivalences for an orthonormal family, Orthonormal families, complete orthonormal systems and Hilbert bases).

[F3]

∥fg∥1≤∥f∥2∥g∥2 for f,g∈L2, so h=fg0∈L1 with ∥h∥1≤∥f∥2 because ∥g0∥=1 (Cauchy-Schwarz inequality for L2, Hermite recurrence(a)).

[F4]

The L1 Fourier transform is h^(ξ)=∫h(y)e−2πiξydy (Fourier transform on complex L1 classes), and h^=0 implies h=0 a.e. (Uniqueness of the L1 Fourier transform); if hN→h pointwise a.e. with ∣hN∣≤G a.e. for a fixed G∈L1, then ∫hN→∫h (Dominated convergence).

[F5]

For real w, ew=∑j≥0wj/j! is the sum of an absolutely convergent series (The complex exponential by its power series, The complex exponential series converges absolutely for every complex argument), and for nonnegative terms every partial sum is at most the full sum (A series of nonnegative terms converges iff its partial sums are bounded, and then the sum is their supremum).

[F6]

The Lebesgue Gaussian transform at n=1, ξ=0 and parameter 1/(2π) gives ∫Re−y2/2dy=2π<∞ (Euclidean Gaussian transform with the 2π normalization).

Proof

1.1givenF1F2

[Reduction to the moment criterion] Since (gn) is orthonormal by [F1], [F2] reduces completeness to the statement that no nonzero f∈L2 is orthogonal to every gn; the expansion and Parseval identities are part of the same equivalence. The moment criterion (a) is proved first, and then applied.

1.2givenF1F3algebra

[Vanishing moments] Let f∈L2 satisfy the moment hypothesis of (a), and put h:=fg0. By [F3], h∈L1 and ∥h∥1≤∥f∥2; every polynomial moment is integrable by Cauchy–Schwarz because qg0∈L2 by [F1], and the hypothesis gives ∫hq=0, in particular ∫h(y)yjdy=0 for every j≥0. If instead f is orthogonal to every gn, then real-valuedness of Hn and g0 gives 0=⟨f,gn⟩=(2nn!)−1/2∫fHng0. The polynomials H0,…,Hm have respective degrees 0,…,m and nonzero leading coefficients, so successive subtraction of leading terms expresses every polynomial of degree at most m as their linear combination. Thus orthogonality implies the moment hypothesis of (a). It remains to prove h=0 under that hypothesis.

2.1step 1.2F3F4F5F6algebra

[The transform vanishes] Fix ξ∈R, write w:=2πξy and SN(y):=∑j=0N(−2πiξy)j/j!. Then SN(y)→e−2πiξy for every y by [F5], and ∣SN(y)∣≤∑j=0N∣2πξy∣j/j!≤e2π∣ξ∣∣y∣=:G(y) by [F5]. Moreover hG∈L1: by [F3], ∫∣h(y)∣G(y)dy≤∥f∥2∥g0G∥2=∥f∥2(∫G(y)2g0(y)2dy)1/2, and G(y)2g0(y)2=π−1/2e4π∣ξ∣∣y∣−y2≤π−1/2e8π2ξ2e−y2/2 because 4π∣ξ∣∣y∣−y2≤8π2ξ2−∣y∣2/2; the last integral is finite by [F6]. Hence [F4] applies with h^(ξ)=lim⁡N→∞∫hSN=lim⁡N→∞∑j=0N(−2πiξ)jj!∫h(y)yjdy=0, the first equality by dominated convergence, the interchange of the finite sum with the integral by linearity of the integral, and the final equality because all moments of h vanish by step 1.2.

3.1step 1.1step 1.2step 2.1

[Conclusion of (a) and (b)] Since h^=0 identically, [F4] gives h=fg0=0 a.e.; as g0(y)=π−1/4e−y2/2>0 for every y, f=0 a.e. This proves (a), and with step 1.1 it proves that (gn) is complete. By [F2] applied to the complete orthonormal family (gn), every f∈L2 has the stated expansion and Parseval identity, which is (b).

4.1step 3.1F1∎

[Density of P] By [F2] and step 3.1 the closed linear span of (gn) is L2. Since every gn∈P by [F1] and P is a linear subspace, P contains the span of the family; a subspace containing a dense subspace is dense, so P is dense. This is (c).

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Oscillator scaling and exact realization

Statement

Assume the Axiom of Countable Choice (The Axiom of Countable Choice (ACω)). Fix real parameters m>0, ω>0, ℏ>0, put ℓ:=ℏ/(mω)>0, and let g0,P,(gn)n∈N be the Hermite data of Hermite recurrence in L2(R,dy), so that (gn) is a complete orthonormal family by Hermite completeness. Define

D:L2(R,dy)→L2(R,dx),(Df)(x):=ℓ−1/2f(x/ℓ),

and let A be the self-adjoint diagonal operator of Diagonal adjoint and graph-core lemma for the complete orthonormal family (gn) and the eigenvalues λn=2n+1, with the core P and spectrum {2n+1:n∈N} (Diagonal spectrum).

Then:

(a) D is a linear isometry of L2(R,dy) onto L2(R,dx) with two-sided inverse (D−1g)(y)=ℓ1/2g(ℓy); the functions ψn:=Dgn, ψn(x)=ℓ−1/2gn(x/ℓ), form a complete orthonormal family of L2(R,dx);

(b) the operator

Hosc:=ℏω2 DAD−1,D(Hosc):={f∈L2(R,dx):D−1f∈D(A)},

is self-adjoint, satisfies Hoscψn=ℏω(n+12)ψn for every n, and has

D(Hosc)={f:∑nℏ2ω2(n+12)2∣cn∣2<∞},Hoscf=∑nℏω(n+12)cnψn,

where cn:=⟨D−1f,gn⟩=⟨f,ψn⟩; its spectrum is σ(Hosc)={ℏω(n+12):n∈N}, its ground energy is ℏω/2 with eigenvector ψ0, and ⟨Hoscf,f⟩≥ℏω2∥f∥2 for every f∈D(Hosc);

(c) D(P)=span⁡{ψn} is a core for Hosc, and for every polynomial p the function f:=D(pg0) is C∞ on R with

Hoscf=−ℏ22mf′′+mω22x2f

pointwise on R;

(d) for every f∈D(Hosc) and every test function φ∈Cc∞(R),

∫R(Hoscf)(x)φ(x) dx=∫Rf(x)(−ℏ22mφ′′(x)+mω22x2φ(x))dx,

so Hosc is the self-adjoint realization of the differential expression −ℏ22md2dx2+mω22x2 in the weak sense; no identification of D(Hosc) with a separately defined maximal differential-operator domain is asserted.

All parameters enter as positive real numbers; no physical identification of m,ω,ℏ with measured quantities is made.

Facts & Assumptions

Given: real m,ω,ℏ>0; ℓ=ℏ/(mω); the complete orthonormal family (gn) in L2(R,dy); the diagonal operator A with Agn=(2n+1)gn; the map D and the vectors ψn=Dgn.

[F1]

(gn) is orthonormal and complete in L2(R,dy), hence a Hilbert basis; coefficients in expansions are ⟨f,gn⟩ and ∑n∣⟨f,gn⟩∣2=∥f∥2 (Hermite orthogonality, Hermite completeness, Complex Lp classes and Euclidean test-function conventions).

[F2]

A has domain D(A)={f:∑n(2n+1)2∣⟨f,gn⟩∣2<∞}, action Agn=(2n+1)gn, is self-adjoint with σ(A)={2n+1:n∈N}, and its algebraic eigenvector span is a core for A; the Hermite polynomials Hn have degree n with nonzero leading coefficient, so triangular elimination gives P=span⁡{gn}; also ⟨Af,f⟩≥∥f∥2 for f∈D(A) (Diagonal adjoint and graph-core lemma(b),(d),(e), Diagonal spectrum, Hermite recurrence(f)).

[F3]

(−∂y2+Y2)φ=Aφ for φ∈P; explicitly −φ′′+y2φ=2a†aφ+φ on P and Agn=(2n+1)gn (Hermite orthogonality(b), [F2]).

[F4]

For a C1 diffeomorphism T:U→V of open subsets of R and h∈L1(V), ∫Vh(y)dy=∫Uh(T(x))∣T′(x)∣dx (A C^1 diffeomorphism satisfies the change-of-variables formula for L^1 functions).

[F6]

Cc∞(R)⊆L2(R) and, for g∈Cc∞(R), g′′∈L2 and x↦x2g(x)∈L2; the integral pairing (u,φ)↦∫uφ satisfies ∣∫uφ∣≤∥u∥2∥φ∥2 (Test function space d of an open set, Complex Lp classes and Euclidean test-function conventions, [F5]).

Proof

1.1givenF4algebra

[D is a bijective isometry] Define D initially on a measurable representative u of an L2(dy) class by the representative ℓ−1/2u(x/ℓ). With T(x)=x/ℓ in [F4], ∫h(x/ℓ)dx=ℓ∫h(y)dy for every h∈L1(R). If u,v represent the same class, apply this identity to h=∣u−v∣2∈L1: then ∥ℓ−1/2(u−v)(⋅/ℓ)∥22=∥u−v∥22=0, so D is independent of the representative. Applying the same change of variables to ∣u∣2 gives ∥Du∥2=ℓ−1∫∣u(x/ℓ)∣2dx=∥u∥2; D is linear, hence a linear isometry. The formula D−1v(y):=ℓ1/2v(ℓy) is also independent of representatives by the same change of variables, is linear, and satisfies D(D−1v)=v and D−1(Du)=u as L2 classes. Thus D is a bijective linear isometry.

2.1step 1.1F1

[Transport of the orthonormal basis] By step 1.1 and the definition ψn=Dgn, for all m,n we have ⟨ψn,ψm⟩L2(dx)=∫ℓ−1gn(x/ℓ)gm(x/ℓ)‾dx=∫gn(y)gm(y)‾dy=δnm by the substitution of step 1.1 applied to gngm‾∈L1 and [F1]. If h∈L2(dx) satisfies ⟨h,ψn⟩=0 for all n, then ⟨D−1h,gn⟩=⟨h,ψn⟩=0 for all n because D is an isometry, so D−1h=0 by completeness of (gn) and h=0. Hence (ψn) is a complete orthonormal family.

3.1step 1.1step 2.1F1F2

[Hosc is the diagonal operator in the transported basis] Let B be the diagonal operator of Diagonal adjoint and graph-core lemma for the complete orthonormal family (ψn) and the eigenvalues λn′=ℏω(n+12), so D(B)={f:∑n(λn′)2∣⟨f,ψn⟩∣2<∞} and Bf=∑nλn′⟨f,ψn⟩ψn. By that lemma and Diagonal spectrum, B is self-adjoint with σ(B)={λn′}‾={ℏω(n+12)} (a closed discrete set) and ⟨Bf,f⟩≥ℏω2∥f∥2 because λn′≥ℏω2. We claim B=Hosc as operators. First, ⟨f,ψn⟩=⟨D−1f,gn⟩ by the isometry of step 1.1 applied to f=D(D−1f) and ψn=Dgn; hence D(Hosc)={f:D−1f∈D(A)}=D(B). Second, if f∈D(Hosc) and cn=⟨D−1f,gn⟩, then D−1f∈D(A) means ∑n(2n+1)2∣cn∣2<∞, and the series ∑n(2n+1)cngn converges in L2 to AD−1f by [F2]; since D is a bijective isometry it preserves limits of series, so Hoscf=ℏω2D(∑n(2n+1)cngn)=∑nℏω(n+12)cnψn=Bf, and ∑n(λn′)2∣cn∣2=ℏ2ω24∑n(2n+1)2∣cn∣2<∞. Hence B=Hosc, giving self-adjointness, the eigenvalue formulas Hoscψn=ℏω(n+12)ψn, the spectrum, the domain formula, the ground energy ℏω/2 and the lower bound.

4.1step 3.1F2F3F5algebra

[The differential expression on the core] For a polynomial p put F:=pg0∈P and f:=DF, so f(x)=ℓ−1/2p(x/ℓ)g0(x/ℓ). By the chain rule and product rule [F5], f is C∞ with f′(x)=ℓ−3/2F′(x/ℓ) and f′′(x)=ℓ−5/2F′′(x/ℓ). Since ℏ2/(2mℓ2)=ℏω/2 and mω2ℓ2/2=ℏω/2 by ℓ2=ℏ/(mω), for all x one has −ℏ22mf′′(x)+mω22x2f(x)=ℓ−1/2(−ℏ22mℓ2F′′+mω2ℓ22y2F)∣y=x/ℓ=ℏω2ℓ−1/2(−F′′+y2F)(x/ℓ). By [F3], −F′′+y2F=AF as functions on R, because the operator identity on P holds for the smooth representatives; hence the right side equals ℏω2(DAF)(x)=Hoscf(x) by step 3.1. This proves the pointwise identity. Moreover, if deg⁡p≤m, then H0,…,Hm have respective degrees 0,…,m and nonzero leading coefficients by Hermite recurrence; triangular elimination shows that they span all polynomials of degree at most m. Since gn=Hng0/2nn!, every pg0∈P is a finite linear combination of the gn, and the reverse inclusion follows from gn∈P. Thus P=span⁡{gn} and D(P)=span⁡{ψn}. Since P is a core for A by [F2], its image under the unitary D is a core for Hosc=ℏω2DAD−1: for f∈D(Hosc) with D−1f∈D(A) choose φk∈P with φk→D−1f and Aφk→AD−1f; then Dφk→f and Hosc(Dφk)=ℏω2DAφk→ℏω2DAD−1f=Hoscf.

5.1step 4.1F5F6

[Weak identity for general elements] Let f∈D(Hosc) and φ∈Cc∞(R); put Sφ:=−ℏ22mφ′′+mω22x2φ, an element of L2(R) by [F6]. By step 4.1 with the core D(P), choose fk∈D(P) with fk→f and Hoscfk→Hoscf in L2. For each k, write fk=DF with F∈P; by applying [F5] separately to the real and imaginary parts on [−R,R], and using the fact that F is a polynomial times g0, whose products with φ and their derivatives tend to 0 at ±∞, integrating by parts twice gives ∫R(−ℏ22mfk′′+mω22x2fk)φ dx=∫Rfk(−ℏ22mφ′′+mω22x2φ)dx. By step 4.1 the left side is ∫(Hoscfk)φ. Letting k→∞, [F6] and [F5] give ∣∫(Hoscfk−Hoscf)φ∣≤∥Hoscfk−Hoscf∥2∥φ∥2→0 and ∣∫(fk−f)Sφ∣≤∥fk−f∥2∥Sφ∥2→0, so the identity of the statement holds for f.

6.1step 2.1step 3.1step 4.1step 5.1∎

[Summary of the hypotheses used] The construction uses only the completeness of (gn) (step 2.1), the diagonal lemma and spectrum (step 3.1), the eigenvalue equation on P (step 4.1) and the two integration-by-parts limits (step 5.1); no claim identifies D(Hosc) with the domain of a maximal differential expression, and no physical meaning is attached to m,ω,ℏ or to f.

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Closed ladder domains

Statement

Assume the Axiom of Countable Choice (The Axiom of Countable Choice (ACω)). Let H be a complex Hilbert space (Hilbert space) with inner product linear in the first argument, let (en)n∈N, N={0,1,2,… }, be a complete orthonormal family of H (Orthonormal families, complete orthonormal systems and Hilbert bases), and for x∈H write cn:=⟨x,en⟩, so that x=∑ncnen and ∑n∣cn∣2=∥x∥2. Define

D(a):={x:∑nn∣cn∣2<∞},ax:=∑m≥0m+1 cm+1 em; D(a†):={x:∑n(n+1)∣cn∣2<∞},a†x:=∑m≥1m cm−1 em; D(N):={x:∑nn2∣cn∣2<∞},Nx:=∑nn cn en.

Then:

(a) a,a†,N are well-defined linear operators with the displayed domains; these domains contain the algebraic span D0=span⁡{en} and are dense in H; and ∥ax∥2=∑nn∣cn∣2, ∥a†x∥2=∑n(n+1)∣cn∣2, ∥Nx∥2=∑nn2∣cn∣2;

(b) a and a† are closed, densely defined operators with a∗=a† and (a†)∗=a;

(c) ker⁡a=Ce0 and ker⁡a†={0};

(d) D(aa†)=D(a†a)=D(N); on D(N) one has a†a=N and aa†=N+I, hence [a,a†]x=aa†x−a†ax=x for every x∈D(N); and D(N) is exactly the set of x∈H for which both a(a†x) and a†(ax) are defined;

(e) N is self-adjoint with Nen=nen and spectrum σ(N)=N (Diagonal spectrum), and for x∈D(N) the partial sums xM:=∑n≤Mcnen satisfy xM→x and NxM→Nx;

(f) if H=L2(R,dy) with the Hermite orthonormal family en=gn of Hermite recurrence, then the operators aP,aP†:P→P of that theorem are the restrictions of a,a† to P, and a and a† are exactly the closures of aP and aP†.

Facts & Assumptions

Given: a complex Hilbert space H, a complete orthonormal family (en), and the operators a,a†,N displayed above.

[F1]

⟨ei,ej⟩=δij, x=∑n⟨x,en⟩en with ∑n∣⟨x,en⟩∣2=∥x∥2 for every x∈H, and a series ∑nanen converges in H exactly when ∑n∣an∣2<∞, its sum then satisfying ∥∑nanen∥2=∑n∣an∣2 (Orthonormal families, complete orthonormal systems and Hilbert bases, Parseval equivalences for an orthonormal family).

[F2]

For a densely defined T: y∈D(T∗) exactly when x↦⟨Tx,y⟩ is bounded on (D(T),∥⋅∥), and then T∗y is the unique w with ⟨Tx,y⟩=⟨x,w⟩ for all x∈D(T); T∗ is closed; T is closed exactly when T=(T∗)∗ is an adjoint (Adjoint of a densely defined operator, The adjoint is well defined, closed, and reverses inclusions).

[F3]

∣⟨x,y⟩∣≤∥x∥∥y∥ and ∣∑n∈Fanbn‾∣≤(∑n∈F∣an∣2)1/2(∑n∈F∣bn∣2)1/2 for finite F (Cauchy–Schwarz: ∣⟨u,v⟩∣≤∥u∥∥v∥, with equality exactly for linearly dependent vectors).

[F4]

The self-adjoint diagonal operator of Diagonal adjoint and graph-core lemma with λn=n is precisely N on D(N), and its spectrum is the closure of {n:n∈N}=N (Diagonal spectrum).

[F5]

In the concrete case H=L2(R,dy) with en=gn, the operators aP,aP† of Hermite recurrence act on the finite expansions by aPgn=n gn−1 and aP†gn=n+1 gn+1, and P=span⁡{gn} (Hermite recurrence(e),(f)).

Proof

1.1givenF1F3algebra

[Well-definedness and densities] For x∈D(a) the coefficients m+1cm+1 are square summable with ∑m(m+1)∣cm+1∣2=∑n≥1n∣cn∣2<∞, so the series ax=∑mm+1cm+1em converges in H and ∥ax∥2=∑n≥1n∣cn∣2 by [F1]; the same computation gives the formulas for a†x and Nx. Linearity is coefficientwise. Every finite combination of the en lies in all three domains, and D0 is dense in H by [F1], so the three domains are dense.

1.2givenF1F2F3algebra

[a∗=a†] First let y∈D(a∗) and w:=a∗y. Testing the defining identity ⟨ax,y⟩=⟨x,w⟩ on x=em (m≥1) gives m ⟨y,em−1⟩‾=⟨w,em⟩‾, that is m⟨y,em−1⟩=⟨w,em⟩; hence ∑m≥1m∣⟨y,em−1⟩∣2=∑m≥1∣⟨w,em⟩∣2≤∥w∥2<∞; testing x=e0 gives ⟨e0,w⟩=0, hence ⟨w,e0⟩=0. Therefore y∈D(a†) and a†y=∑m≥1m⟨y,em−1⟩em=∑m≥1⟨w,em⟩em=w by [F1]. Thus a∗⊆a†. Conversely let y∈D(a†) and x∈D(a); then ⟨ax,y⟩=∑m≥0m+1cm+1dm‾ with dm=⟨y,em⟩, absolutely convergent by [F3] since ∑m(m+1)∣cm+1∣2=∥ax∥2<∞ and ∑m∣dm∣2=∥y∥2, and the same series equals ∑n≥1cnn dn−1‾=⟨x,a†y⟩; hence ∣⟨ax,y⟩∣=∣⟨x,a†y⟩∣≤∥x∥∥a†y∥, so the functional is bounded on (D(a),∥⋅∥), so y∈D(a∗) and a∗y=a†y. Therefore a∗=a†.

1.3givenF1F2F3algebra

[(a†)∗=a and closedness] Let y∈D((a†)∗) and w:=(a†)∗y; testing against x=em with m≥0 gives m+1⟨y,em+1⟩=⟨w,em⟩, so ∑m≥0(m+1)∣⟨y,em+1⟩∣2=∑m∣⟨w,em⟩∣2<∞, that is ∑n≥1n∣⟨y,en⟩∣2<∞; thus y∈D(a) and ay=∑n≥1n⟨y,en⟩en−1=∑m≥0⟨w,em⟩em=w. Conversely for y∈D(a) and x∈D(a†) the same two absolutely convergent series show ⟨a†x,y⟩=⟨x,ay⟩, so y∈D((a†)∗) with (a†)∗y=ay. Hence (a†)∗=a. Since a=(a†)∗ and a†=a∗ are adjoints of densely defined operators, [F2] makes both closed.

1.4givenF1algebra

[Kernels] If ax=0 then m+1cm+1=0 for all m, so cn=0 for n≥1 and x=c0e0; conversely ae0=0. If a†x=0 then m cm−1=0 for all m≥1, so cn=0 for all n and x=0.

1.5givenF1algebra

[Products, commutator and exact domain] For x=∑ncnen, membership in D(aa†) means ∑n(n+1)∣cn∣2<∞ and ∑m≥1m∣m cm−1∣2=∑n(n+1)2∣cn∣2<∞. The second condition implies the first, and, for x∈H, is equivalent to ∑nn2∣cn∣2<∞ since n2≤(n+1)2≤2n2+2. On this domain the coefficient of en in aa†x is (n+1)cn. Likewise x∈D(a†a) means ∑nn∣cn∣2<∞ and ∑m≥0(m+1)∣m+1cm+1∣2=∑n≥1n2∣cn∣2<∞; the latter implies the former, and the coefficient of en in a†ax is ncn, including zero at n=0. Hence both product domains equal D(N), a†a=N, aa†=N+I there, and [a,a†]x=x. Their common domain is exactly D(N).

2.1step 1.1F4

[(e) self-adjointness and spectrum] By [F4] the operator with domain D(N) and action Nen=nen is self-adjoint with spectrum N, and step 1.1 identifies it with the diagonal operator of [F4]. The partial-sum statement is the graph-core clause of Diagonal adjoint and graph-core lemma with λn=n.

3.1step 1.1step 1.3F5∎

[(f) closure of the concrete ladder] In the concrete case H=L2(R,dy), en=gn and P=span⁡{gn} by [F5]; on the finite expansion φ=∑n≤Mcngn the operator a of this lemma acts by aφ=∑m≤M−1m+1cm+1gm=aPφ, and similarly a†φ=aP†φ; hence aP⊆a and aP†⊆a†. Since a is closed by step 1.3 and aP⊆a, the closure satisfies aP‾⊆a. Conversely, for x∈D(a) the partial sums xM=∑n≤Mcngn∈P satisfy xM→x and aPxM=axM→ax by step 1.1, so (x,ax)∈Γ(aP)‾ and a⊆aP‾; hence a=aP‾, and the argument for a† is identical.

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Coherent-state convergence

Statement

Assume the Axiom of Countable Choice (The Axiom of Countable Choice (ACω)). Let H=L2(R,dy) with inner product linear in the first argument, let (gn)n∈N be the Hermite family of Hermite recurrence, and let a,a†,N be the closed ladder operators and number operator of Closed ladder domains with domains D(a),D(a†),D(N) and N=a†a on D(N). For z∈C put

ψz:=e−∣z∣2/2∑n=0∞znn! gn,

the series being taken in L2. Then:

(a) the series converges in L2, ∥ψz∥=1, and ψz=e−∣z∣2/2∑n=0∞znn!gn is the unique element of L2 with coefficients cn=e−∣z∣2/2zn/n! in the basis (gn);

(b) ψz∈D(Nk) for every k∈N, where Nk is the k-fold iterate of N with domain D(Nk)={x:∑nn2k∣⟨x,gn⟩∣2<∞}; in particular

∑nn2k∣cn∣2=e−∣z∣2∑n=0∞n2k∣z∣2nn!<∞;

(c) aψz=zψz (so ψz is a unit eigenvector of the annihilation operator with eigenvalue z), and ∥aψz∥2=∣z∣2;

(d) ⟨ψz,ψw⟩=e−(∣z∣2+∣w∣2)/2+zw‾=e−∣z−w∣2/2eiIm⁡(zw‾) for all z,w∈C, so ∥ψz−ψw∥2=2(1−e−∣z−w∣2/2cos⁡(Im⁡(zw‾))) and the map z↦ψz is injective;

(e) ⟨Nψz,ψz⟩=∣z∣2 and ∥a†ψz∥2=∣z∣2+1, and ψ0=g0.

The completeness of (gn) (Hermite completeness) is used for uniqueness from the prescribed coefficients in (a) and to invoke the closed ladder operators of Closed ladder domains on a complete orthonormal family. Series convergence and normalization use orthonormality and Hilbert-space completeness; the operator and moment conclusions use the supplied closed ladder domains.

Facts & Assumptions

Given: the Hermite family (gn) with its ladder operators a,a†,N; a complex number z; the numbers cn=e−∣z∣2/2zn/n!.

[F1]

⟨gn,gm⟩=δnm (Hermite orthogonality(a)), and L2 is a complex Hilbert space under Countable Choice (L2 with the integral pairing is a Hilbert space). Finite orthogonal sums satisfy ∥∑n∈Eangn∥2=∑n∈E∣an∣2. Thus a series ∑nangn converges exactly when ∑n∣an∣2<∞: finite tail norms give the Cauchy criterion and Hilbert-space completeness gives the limit; conversely convergence bounds the partial norms. Continuity of the norm and inner product gives the sum's squared norm and its coefficients.

[F2]

On D(N) one has a†a=N, aa†=N+I; D(aa†)=D(a†a)=D(N); and a is closed with a∗=a† (Closed ladder domains(b),(d)).

[F3]

et=∑n≥0tn/n! for complex t, the series converging absolutely (The complex exponential by its power series, The complex exponential series converges absolutely for every complex argument); powers and integer powers of complex numbers are those of the library's power conventions. The addition law ev+w=evew and agreement with the real exponential are exp⁡(z+w)=exp⁡z exp⁡w, and the complex exponential extends the real exponential; for real x,y, ex+iy=ex(cos⁡y+isin⁡y) and ∣ex+iy∣=ex are exp⁡(x+iy)=ex(cos⁡y+isin⁡y), ∣exp⁡(x+iy)∣=ex, and eiπ+1=0. Positivity and e−x=1/ex are The exponential is positive and satisfies exp⁡(−x)=1/exp⁡(x), and strict increase is The exponential function is strictly increasing.

[F4]

If 0≤an+1≤12an for all n≥N, then ∑n≥Nan≤2aN, by comparison with the geometric series ∑k2−k=2 (For ∣r∣<1, ∑k≥0rk=1/(1−r), and for ∣r∣≥1 the series diverges).

[F5]

agn=n gn−1 for n≥1 with ag0=0; a†gn=n+1gn+1 (Hermite recurrence(e)).

[F6]

The Hermite family is complete: any h∈L2 with ⟨h,gn⟩=0 for every n is zero (Hermite completeness(b)).

Proof

1.1givenF1F3F6

[Convergence and normalization] For N≥M, the partial sums SN:=e−∣z∣2/2∑n≤Nznn!gn satisfy ∥SN−SM∥2=e−∣z∣2∑M<n≤N∣z∣2nn! by [F1]. As N,M→∞ the right side tends to 0 because ∑n∣z∣2nn!=e∣z∣2<∞ by [F3]; hence (SN) is Cauchy and ψz:=lim⁡NSN∈L2 exists, and taking limits in the same identity gives ∥ψz∥2=e−∣z∣2∑n∣z∣2nn!=1. For fixed n, inner-product continuity gives ⟨ψz,gn⟩=lim⁡M→∞⟨SM,gn⟩=cn. If x∈L2 has these same coefficients, then ⟨x−ψz,gn⟩=0 for every n, so x=ψz by completeness [F6].

2.1step 1.1F1F2F4algebra

[Number domains] For k=0 use N0=I, D(N0)=H and n0=1, including n=0; step 1.1 proves the assertion. Now fix k≥1 and let an:=n2k∣z∣2n/n!≥0. If z=0, ψ0=g0, which lies in every D(Nk) and all terms an with n≥1 vanish. If z≠0, for n≥1, an+1an=(n+1n)2k∣z∣2n+1→0, so there is N with an+1≤12an for n≥N; by [F4], ∑n≥Nan≤2aN<∞, and the finitely many initial terms are finite. Hence ∑nn2k∣cn∣2=e−∣z∣2∑nan<∞. Since D(Nk)={x:∑nn2k∣⟨x,gn⟩∣2<∞} (inducting the domain formula of Closed ladder domains(a): Njx has coefficients nj⟨x,gn⟩, and the weight n2k dominates every lower weight for n≥1), this says ψz∈D(Nk).

2.2step 1.1F2F5algebra

[aψz=zψz] Each partial sum SN is a finite combination of the gn, so SN∈D(N)⊆D(a); by [F5], aSN=e−∣z∣2/2∑n=1Nznn gn−1/n!=ze−∣z∣2/2∑m=0N−1zmm!gm=zSN−1. As N→∞, SN→ψz and aSN→zψz by step 1.1; since a is closed [F2], ψz∈D(a) and aψz=zψz. Taking norms, ∥aψz∥=∣z∣ by (a).

2.3step 1.1F1F3algebra

[Inner products] For z,w∈C, ⟨ψz,ψw⟩=e−(∣z∣2+∣w∣2)/2∑nznw‾ nn! by [F1] applied to the two convergent series, and ∑n(zw‾)nn!=ezw‾ by [F3] applied to the series of the complex number zw‾; hence ⟨ψz,ψw⟩=e−(∣z∣2+∣w∣2)/2+zw‾=e−∣z−w∣2/2eiIm⁡(zw‾). Its modulus is e−∣z−w∣2/2. Then ∥ψz−ψw∥2=∥ψz∥2+∥ψw∥2−2Re⁡⟨ψz,ψw⟩=2(1−e−∣z−w∣2/2cos⁡(Im⁡(zw‾))). When z≠w the overlap modulus is strictly less than 1, so this distance is positive; when z=w it is zero; the map is injective.

3.1step 1.1step 2.1F1F2F3algebra∎

[Number and creation moments] By step 2.1 with k=1, ψz∈D(N) and Nψz has coefficients ncn; hence ⟨Nψz,ψz⟩=∑nn∣cn∣2=e−∣z∣2∑nn∣z∣2nn!. The series reindexes as ∣z∣2∑m≥0∣z∣2mm!=∣z∣2e∣z∣2 by [F3], so the value is ∣z∣2. Next, ∥a†ψz∥2=⟨a†ψz,a†ψz⟩=⟨ψz,aa†ψz⟩=⟨ψz,(N+I)ψz⟩=∣z∣2+1 using [F2] and ψz∈D(N). Finally ψ0=g0 since all coefficients with n≥1 vanish and ∥ψ0∥=1.

TheoremStatement: AI-adaptedProof: AI-adaptedOpen item page →

Coherent evolution and variance

Statement

Assume the Axiom of Countable Choice (The Axiom of Countable Choice (ACω)). Fix m,ω,ℏ>0 and let ℓ=ℏ/(mω), D, ψn=Dgn, Hosc=ℏω2DAD−1 be as in Oscillator scaling and exact realization, with (gn) the Hermite family and a,a†,N the closed ladder and number operators of Closed ladder domains; put aψ:=DaD−1, aψ†:=Da†D−1, Nψ:=DND−1, acting on L2(R,dx) with the transported domains, and for z∈C let ψz(y)∈L2(R,dy) be the coherent vector of Coherent-state convergence and define ψz:=Dψz(y)=e−∣z∣2/2∑nznψn/n!∈L2(R,dx). Finally set

Q:=Mx,D(Q)={f∈L2(R,dx):xf∈L2},P:=F2∗M2πℏξF2,D(P)={f:ξ F2f∈L2},

the self-adjoint position and momentum operators (Real L2 multipliers and unitary transport, Plancherel theorem; the conjugation is discharged in the proof).

Then:

(a) Hosc=ℏω(Nψ+12I) as operators, with common domain D(Hosc)=D(Nψ);

(b) the formula

U(t)f:=∑ne−iω(n+1/2)t⟨f,ψn⟩ψn(t∈R, f∈L2(R,dx))

defines a strongly continuous one-parameter unitary group U on L2(R,dx): each U(t) is a surjective linear isometry, U(0)=I and U(t+s)=U(t)U(s), and the generator of U is −iℏHosc, i.e. the limit lim⁡t→01t(U(t)f−f) exists exactly for f∈D(Hosc) and equals −iℏHoscf;

(c) U(t)ψz=e−iωt/2ψze−iωt for all z∈C, t∈R;

(d) on the orthonormal basis one has

Qψn=ℓ2(n+1 ψn+1+n ψn−1),Pψn=ℏiℓ2(n ψn−1−n+1 ψn+1),

with the convention ψ−1:=0; consequently, for every z∈C,

Qψz=ℓ2 (aψ+aψ†)ψz,Pψz=ℏiℓ2 (aψ−aψ†)ψz;

(e) with means ⟨Q⟩z:=⟨Qψz,ψz⟩, ⟨P⟩z:=⟨Pψz,ψz⟩ and variances Var⁡(Q)z:=∥(Q−⟨Q⟩zI)ψz∥2, Var⁡(P)z:=∥(P−⟨P⟩zI)ψz∥2,

⟨Q⟩z=2 ℓRe⁡z,⟨P⟩z=2 ℏℓIm⁡z,Var⁡(Q)z=ℓ22,Var⁡(P)z=ℏ22ℓ2,

so Var⁡(Q)zVar⁡(P)z=ℏ2/4 for every z (the value produced by these exact computations; no independent uncertainty-bound statement is asserted here);

(f) after the evolution, with ψz(t):=U(t)ψz and z(t):=ze−iωt,

⟨Q⟩z(t)=2 ℓRe⁡z(t),⟨P⟩z(t)=2 ℏℓIm⁡z(t),Var⁡(Q)z(t)=ℓ22,Var⁡(P)z(t)=ℏ22ℓ2.

The parameters m,ω,ℏ enter as positive real numbers and no physical identification of Q,P,Hosc with measured quantities is made.

Facts & Assumptions

Given: the unitary D, the complete orthonormal family (ψn) of eigenfunctions of Hosc, the operators aψ,aψ†,Nψ transported from Closed ladder domains, and the coherent vectors ψz.

[F1]

(gn) is a complete orthonormal family of L2(R,dy); D is a bijective isometry with inverse D−1g(y)=ℓ1/2g(ℓy); (ψn) is a complete orthonormal family of L2(R,dx); D(Hosc)={f:∑nℏ2ω2(n+12)2∣cn∣2<∞} with cn=⟨f,ψn⟩, Hoscψn=ℏω(n+12)ψn, and σ(Hosc)={ℏω(n+12)} (Oscillator scaling and exact realization).

[F2]

On D(Nψ), aψ†aψ=Nψ and aψaψ†=Nψ+I; aψ is closed; aψψz=zψz; ψz∈D(Nψk) for every k, ⟨ψz,ψw⟩=e−(∣z∣2+∣w∣2)/2+zw‾, ∥aψψz∥2=∣z∣2, ∥aψ†ψz∥2=∣z∣2+1, ⟨Nψψz,ψz⟩=∣z∣2. These are the facts of Closed ladder domains(b),(d) and Coherent-state convergence, transported by the unitary D.

[F3]

Y=a+a†2 and −i∂y=a−a†i2 on the polynomial-Gaussian space P:={pg0:p∈C[y]} (denoted P in the supplier), whence 2 ygn=n gn−1+n+1gn+1 and 2 gn′=n gn−1−n+1gn+1 (Hermite recurrence(g), Hermite orthogonality(b)).

[F4]

Mx is self-adjoint on D(Mx)={f:xf∈L2} for the real function x (Real L2 multipliers and unitary transport); F2 is unitary (Plancherel theorem); if T is self-adjoint on K and U:K→H is a bijective linear isometry, then UTU∗ is self-adjoint on UD(T) (proved in step 1.3); and D(P)=W1,2(R) with Pf=−iℏf′ there (Integer-order W^{k,2} and H^k agree with equivalent norms, Distributional derivatives are polynomial Fourier multipliers).

[F5]

eix=1+ix+o(x) as x→0 and ∣eix−1−ix∣≤2∣x∣ for x∈R: the complex exponential is entire with derivative itself at every point (The complex exponential is entire and its complex derivative is itself, The complex exponential by its power series); the estimate follows from eix−1=∫01ixeisxds, obtained by the chain rule and the fundamental theorem of calculus, applied to real and imaginary parts (The chain rule, in one line from Carathéodory: if g is differentiable at c and f is differentiable at g(c), then f∘g is differentiable at c with (f∘g)′(c)=f′(g(c)) g′(c), The second fundamental theorem: if G is differentiable on [a,b] with G′=f and f is integrable, then ∫abf=G(b)−G(a)), so ∣eix−1∣≤∣x∣; and ∥f∥2=∑n∣⟨f,ψn⟩∣2 with the finite-subset net convergence of the expansion (Parseval equivalences for an orthonormal family).

[F6]

∥uv∥1≤∥u∥2∥v∥2 and ∣⟨u,v⟩∣≤∥u∥∥v∥ (Cauchy-Schwarz inequality for L2, The space Lp(μ) as the quotient by null functions, Complex Lp classes and Euclidean test-function conventions).

Proof

1.1givenF1algebra

[(a) Hamiltonian as a number operator] Let f∈D(Hosc) with cn=⟨f,ψn⟩; by [F1] this means ∑n(n+12)2∣cn∣2<∞, which is equivalent to ∑nn2∣cn∣2<∞ because n2≤4(n+12)2 and (n+12)2≤2n2+12 for all n≥0; hence D(Hosc)=D(Nψ) by [F1] and the transported domain formula, and Hoscf=∑nℏω(n+12)cnψn=ℏω(∑nncnψn+12f)=ℏω(Nψf+12f).

1.2givenF5

[(b) unitarity of U(t)] For f∈L2 the coefficients cn=⟨f,ψn⟩ are square summable, so the series in (b) converges and ∥U(t)f∥2=∑n∣cn∣2=∥f∥2 by [F5]; U(t) is linear and isometric. Its range contains every ψn=U(t)(eiω(n+1/2)tψn), hence is dense; an isometry has closed range, so U(t) is surjective: it is a bijective isometry. Also U(t)ψn=e−iω(n+1/2)tψn shows U(t)U(t)∗ fixes every ψn, hence equals the identity on the dense span; by continuity U(t)∗=U(t)−1, and U(t)−1=U(−t).

1.3givenF3F4

[(d) the position and momentum operators] The conjugation claim of [F4]: if T=T∗ on K and U:K→H is a bijective isometry, let T′:=UTU∗ on D(T′):=UD(T). For x,y∈D(T′), writing x=Uξ, y=Uη with ξ,η∈D(T), ⟨T′x,y⟩=⟨Tξ,η⟩=⟨ξ,Tη⟩=⟨x,T′y⟩, so T′ is symmetric. If y∈D((T′)∗) then for all ξ∈D(T), ⟨Tξ,U∗y⟩=⟨T′Uξ,y⟩=⟨Uξ,(T′)∗y⟩=⟨ξ,U∗(T′)∗y⟩, so U∗y∈D(T∗)=D(T) and T∗U∗y=U∗(T′)∗y; hence y∈UD(T)=D(T′) and (T′)∗y=UTU∗y=T′y: D((T′)∗)⊆D(T′) and T′ is self-adjoint. Applying this with U=F2∗ and the real multiplier T=M2πℏξ (self-adjoint by [F4]) makes P self-adjoint with the stated domain, and [F4] identifies D(P)=W1,2 and Pf=−iℏf′ there. The position operator Q=Mx is self-adjoint by [F4]. For the basis vectors, Qψn(x)=xℓ−1/2gn(x/ℓ)=ℓ D(ygn)(x)=ℓ2D(ngn−1+n+1gn+1)(x) by [F3], which is the first displayed formula with ψ−1=0; and Pψn=−iℏψn′ with ψn′=ℓ−1D(gn′)=ℓ−12D(ngn−1−n+1gn+1), giving the second formula.

2.1step 1.2F5

[(b) group and strong continuity] U(t+s)f=∑ne−iω(n+1/2)(t+s)cnψn=U(t)U(s)f first on every finite linear combination of the basis vectors by scalar multiplication of their phases, and then on all f by density and continuity of the bounded operators U(t+s) and U(t)U(s) from step 1.2; U(0)=I. For continuity at s: ∥U(t)f−U(s)f∥2=∑n∣e−iω(n+1/2)t−e−iω(n+1/2)s∣2∣cn∣2, and for t→s the summands converge to 0 pointwise in n while being bounded by 4∣cn∣2, so the sum tends to 0 (the tail ∑n>N4∣cn∣2 is arbitrarily small and finitely many summands converge).

2.2step 1.2F1

[(c) evolution of coherent vectors] By the definition of ψz in the (ψn)-basis, U(t)ψz=e−∣z∣2/2∑nznn!e−iω(n+1/2)tψn=e−iωt/2⋅e−∣z∣2/2∑n(ze−iωt)nn!ψn=e−iωt/2ψze−iωt, the series converging by step 1.2 and the definition of ψw.

2.3step 1.3F2F6algebra

[(d),(e) action on coherent vectors and the moments] Since ψz∈D(Nψ)⊆D(aψ†)=D(aψ)∩D(aψ†) and aψ,aψ† are (transports of) the closed operators of [F2], the operators ℓ2(aψ+aψ†) and ℏiℓ2(aψ−aψ†) agree with Q and P on every ψn by step 1.3, and Q,P are closed; the partial sums ψz(N)=e−∣z∣2/2∑n≤Nznn!ψn converge to ψz and their Q-images converge: ∥(aψ+aψ†)(ψz(N)−ψz)∥2≤2(∥aψ(⋅)∥2+∥aψ†(⋅)∥2)≤4∑n>N(n+1)∣cn∣2→0, and likewise for aψ−aψ†; hence the displayed identities for Qψz and Pψz hold, and Qψz,Pψz∈L2. Therefore ⟨Q⟩z=ℓ2(z+z‾)=2ℓRe⁡z and ⟨P⟩z=ℏiℓ2(z−z‾)=2ℏℓIm⁡z. For the variances, Var⁡(Q)z=∥Qψz∥2−⟨Q⟩z2 because the mean is real, and ∥Qψz∥2=ℓ22∥(aψ+aψ†)ψz∥2=ℓ22(∥aψψz∥2+∥aψ†ψz∥2+2Re⁡⟨aψψz,aψ†ψz⟩). Now ⟨aψψz,aψ†ψz⟩=⟨zψz,aψ†ψz⟩=z⟨aψ†ψz,ψz⟩‾=z2 because ⟨aψ†ψz,ψz⟩=⟨ψz,aψψz⟩=z‾; and ∥aψψz∥2=∣z∣2, ∥aψ†ψz∥2=∣z∣2+1 by [F2]. So ∥Qψz∥2=ℓ22(2∣z∣2+1+2Re⁡z2)=ℓ22((z+z‾)2+1) and Var⁡(Q)z=ℓ22. The same computation with a minus sign gives ∥Pψz∥2=ℏ22ℓ2(2∣z∣2+1−2Re⁡z2) and Var⁡(P)z=ℏ22ℓ2 because ⟨P⟩z2=2ℏ2ℓ2(Im⁡z)2=ℏ22ℓ2(2∣z∣2−2Re⁡z2); the product is ℓ22⋅ℏ22ℓ2=ℏ24. No minimality among all states is asserted; the displayed values are those computed for the coherent vectors.

3.1step 1.1step 1.2step 2.1F5

[(b) generator and its exact domain] Let f∈D(Hosc) and gt:=1t(U(t)f−f)+iℏHoscf=∑nεn(t)cnψn with εn(t)=e−iω(n+1/2)t−1t+iω(n+12). By [F5], ∣εn(t)∣≤2ω(n+12), so ∑n∣εn(t)∣2∣cn∣2≤4ω2∑n(n+12)2∣cn∣2<∞ by step 1.1, and εn(t)→0 as t→0 for each n by eix=1+ix+o(x); the same dominated-convergence argument as in step 2.1 gives ∥gt∥→0. Hence t↦U(t)f is differentiable at 0 with derivative −iℏHoscf; the general t follows from the group law and U(t)f∈D(Hosc) (the coefficients e−iω(n+1/2)tcn have the same moduli as cn). Conversely, if 1t(U(t)f−f)→g in L2, then for every n, ⟨1t(U(t)f−f),ψn⟩=e−iω(n+1/2)t−1tcn→−iω(n+12)cn while these pairings converge to ⟨g,ψn⟩; hence ⟨g,ψn⟩=−iω(n+12)cn for every n and ∑n(n+12)2∣cn∣2=ω−2∑n∣⟨g,ψn⟩∣2=ω−2∥g∥2<∞ by [F5], so f∈D(Hosc) and g=−iℏHoscf.

4.1step 2.2step 2.3∎

[(f) evolved moments] By step 2.2 and the definitions, ⟨Q⟩z(t)=⟨Q(e−iωt/2ψz(t)),e−iωt/2ψz(t)⟩=⟨Qψz(t),ψz(t)⟩=2ℓRe⁡z(t), and similarly ⟨P⟩z(t)=2ℏℓIm⁡z(t); the variances in step 2.3 depend on z only through the value of the displayed constant formulas, which are independent of z, so they are unchanged: Var⁡(Q)z(t)=ℓ2/2 and Var⁡(P)z(t)=ℏ2/(2ℓ2).

TheoremStatement: AI-adaptedProof: AI-adaptedOpen item page →

Multidimensional oscillator completeness

Statement

Assume the Axiom of Countable Choice (The Axiom of Countable Choice (ACω)) and let d≥1. For each j∈{1,…,d} put Kjy:=L2(R,dyj) and take a copy (gn(j))n∈N of the Hermite family of Hermite recurrence in Kjy. Define the left-associated completed tensor products by K1y:=K1y and Kry:=Kr−1y⊗^Kry for 2≤r≤d. Let Θy(1):K1y→L2(R,dy1) be the identity; recursively, for 2≤r≤d, let

Θy(r):=Θr−1,1y∘(Θy(r−1)⊗IKry):Kry⟶L2(Rr,dy),

where Θr−1,1y:L2(Rr−1,dy)⊗^Kry→L2(Rr,dy) is the two-factor Euclidean product unitary of Euclidean L² product unitary: L²(R^a)⊗̂L²(R^b) ≅ L²(R^{a+b}), and Θy(r−1)⊗IKry is the bounded tensor map of Bounded tensor maps: extension, norm estimate, adjoint and commutation. Thus Θy(r) is a specified unitary, with Θy(r)(u⊗v)(y′,yr)=Θy(r−1)u(y′)v(yr) almost everywhere. For N=(n1,…,nd)∈Nd, set GNy,1:=gn1(1) and recursively GNy,r:=GNy,r−1⊗gnr(r); define gN:=Θy(d)GNy,d∈L2(Rd,dy).

Let φ:N→Nd list the multi-indices by increasing total degree M=∑jnj and, within each finite level, in lexicographic order. By For m≥1 the number of weak compositions of n into m parts is (n+m−1m−1), and the number of compositions is (n−1m−1) for n≥1 each level is finite and the levels exhaust Nd, so this specifies a bijection. All sums indexed by Nd below are taken in this order; nonnegative sums equivalently mean the supremum of finite subsums.

The functions gN have smooth product representatives from the recursive construction. These representatives are unique: a continuous difference that is nonzero at a point remains nonzero on a ball of positive Lebesgue measure. The coordinate derivatives in (b) and (c) are taken on these representatives and their scaled products.

Then:

(a) (gN)N∈Nd is a complete orthonormal family of L2(Rd,dy): ⟨gN,gM⟩=δNM and every f∈L2(Rd,dy) has f=∑N∈Nd⟨f,gN⟩gN with ∥f∥2=∑N∈Nd∣⟨f,gN⟩∣2, the sum being the supremum over finite subfamilies (Orthonormal families, complete orthonormal systems and Hilbert bases, Parseval equivalences for an orthonormal family);

(b) with the eigenvalues λN:=∑j=1d(2nj+1)=2M+d, M:=∑jnj, let Ad be the diagonal operator of Diagonal adjoint and graph-core lemma for the enumerated family em:=gφ(m) and eigenvalue sequence λφ(m). Then Ad is self-adjoint with

AdgN=λNgN,D(Ad)={f:∑N∈NdλN2∣⟨f,gN⟩∣2<∞},σ(Ad)={2M+d:M∈N}

(the spectrum by Diagonal spectrum); the algebraic span of the gN is a core, and on that span

Ad=∑j=1d(−∂yj2+yj2)

as operators, the j-th summand acting in the j-th coordinate;

(c) for real mj,ωj,ℏ>0 put ℓj:=ℏ/(mjωj) and let Dj:Kjy→Kjx:=L2(R,dxj) be the one-dimensional unitary of Oscillator scaling and exact realization. Define K1x:=K1x and Krx:=Kr−1x⊗^Krx for 2≤r≤d, and define Θx(1) and Θx(r) by the same recursion as Θy(r), using the two-factor Euclidean product unitaries on the x-coordinate spaces. Let D1:=D1 and recursively Dr:=Dr−1⊗Dr:Kry→Krx; each Dr is unitary by Bounded tensor maps: extension, norm estimate, adjoint and commutation. Put Dd:=Θx(d)Dd(Θy(d))−1:L2(Rd,dy)→L2(Rd,dx). For N∈Nd, define GNx,1:=D1gn1(1)=:ψn1(1) and recursively GNx,r:=GNx,r−1⊗ψnr(r); then ψN:=DdgN=Θx(d)GNx,d. Let H be the diagonal operator of Diagonal adjoint and graph-core lemma for the enumerated family ψφ(m) and eigenvalue sequence Eφ(m), where EN:=ℏ∑j=1dωj(nj+12). Then H is self-adjoint with

HψN=ENψN,D(H)={f:∑NEN2∣⟨f,ψN⟩∣2<∞},σ(H)={EN:N∈Nd}‾,

the span of the ψN is a core, and on that core

H=∑j=1d(−ℏ22mj∂xj2+mjωj22xj2);

(d) if ω1=⋯=ωd=ω, then σ(H)={ℏω(M+d2):M∈N}, and the eigenvalue ℏω(M+d2) has multiplicity

∣{(n1,…,nd)∈Nd:n1+⋯+nd=M}∣=(M+d−1d−1);

in particular for d=3 the multiplicity is (M+1)(M+2)/2 (For m≥1 the number of weak compositions of n into m parts is (n+m−1m−1), and the number of compositions is (n−1m−1) for n≥1). All parameters are positive real numbers; no physical interpretation is asserted.

Facts & Assumptions

Given: the dimension d≥1; per-coordinate Hermite families (gn(j)); the recursively defined left-associated tensor products and product unitaries Θy(r),Θx(r); the eigenvalues λN=2M+d and EN=ℏ∑jωj(nj+12).

[F1]

Each (gn(j)) is a complete orthonormal family of L2(R,dyj) (Hermite completeness), and (−∂yj2+yj2)gn(j)=(2n+1)gn(j) (Hermite orthogonality(b)).

[F2]

If (ea)a∈A and (fb)b∈B are orthonormal families whose closed linear spans are H and K, then (κ(ea⊗fb)) is a complete orthonormal family of the completed tensor product; the two-factor Euclidean maps Θa,b are surjective linear isometries with Θa,b(u⊗v)(x,y)=u(x)v(y) a.e. (Hilbert tensor construction: inner product, completion and product bases(c),(d), Euclidean L² product unitary: L²(R^a)⊗̂L²(R^b) ≅ L²(R^{a+b})).

[F3]

The diagonal lemma and diagonal spectrum for a complete orthonormal family and real eigenvalues λN (Diagonal adjoint and graph-core lemma, Diagonal spectrum).

[F4]

The one-dimensional scaling operator Dj is a bijective isometry with Djgn(j)=ψn(j), and Hosc(j):=(ℏωj/2)DjAjDj−1 satisfies Hosc(j)ψn(j)=ℏωj(n+12)ψn(j) and Hosc(j)f=−ℏ22mjf′′+mjωj22x2f for f in the span of the ψn(j) (Oscillator scaling and exact realization).

[F5]

For each M∈N and d≥1 the number of weak compositions of M into d parts is (M+d−1d−1); in particular each level {N:∑jnj=M} is finite and ⋃M{N:∑jnj=M}=Nd (For m≥1 the number of weak compositions of n into m parts is (n+m−1m−1), and the number of compositions is (n−1m−1) for n≥1).

[F6]

If S and T are unitary maps between Hilbert spaces, then their bounded tensor map S⊗T is unitary on the completed tensor products (Bounded tensor maps: extension, norm estimate, adjoint and commutation).

Proof

1.1givenF1F2F3

[(a) product basis] For d=1, Θy(1) is the identity and the claim is the one-dimensional Hermite basis theorem. Inductively, the product-basis conclusion of [F2] applied to Kr−1y and Kry makes (GNy,r)(n1,…,nr)∈Nr, indexed only by the first r coordinates, a complete orthonormal family in Kry; the unitary Θy(r) transports it to the product family in L2(Rr,dy). Thus (gN) is complete orthonormal. Applying [F3] gives the stated expansion and Parseval identity.

1.2givenF3F5

[(b) dimensionless operator] By [F5] each level {N:∑jnj=M} is finite and the levels exhaust Nd. Order each level lexicographically and concatenate these finite lists in increasing M; this gives a bijection φ:N→Nd. Apply [F3] to em:=gφ(m) and λm:=λφ(m): the resulting operator Ad is self-adjoint with the stated domain and AdgN=λNgN, and its spectrum is the closure of {λN:N∈Nd}={2M+d:M∈N}, which is closed because it is a discrete set of reals and its only accumulation point would be +∞; by the diagonal lemma the algebraic span of the gN is a core. This is (b), except the differential expression, proved in the next step.

2.1step 1.2F1

[(b) differential expression] Each one-dimensional Hermite class has its unique polynomial-Gaussian smooth representative by Hermite recurrence, and the recursive product maps represent gN almost everywhere by the smooth product ∏jgnj(j)(yj). Thus its coordinate derivatives are defined pointwise. For each j, −∂yj2 and multiplication by yj2 act only on the j-th factor: for gN=∏jgnj(j) one has (−∂yj2+yj2)gN=((−∂yj2+yj2)gnj(j))∏k≠jgnk(k)=(2nj+1)gN by [F1]. Summing over j gives ∑j(−∂yj2+yj2)gN=λNgN=AdgN; both sides are linear, so the identity extends to the span, which is the core of step 1.2.

2.2step 1.1F3F4F6

[(c) anisotropic operator] By induction and [F6], every Dr=Dr−1⊗Dr is unitary; hence Dd=Θx(d)Dd(Θy(d))−1 is a composition of unitaries. The identity of the two-factor maps on elementary tensors gives ψN=DdgN=Θx(d)GNx,d, so (ψN) is a complete orthonormal family by step 1.1 and unitarity. Apply [F3] to (ψN) and EN: H is self-adjoint with the displayed domain and spectrum, HψN=ENψN, and the span of the ψN is a core. Each ψN has the smooth product representative ∏jψnj(j)(xj) because the Hermite functions are polynomial-Gaussian and the one-dimensional scaling is explicit. Differentiating this product in coordinate xj and applying the one-dimensional identity [F4] to its j-th factor gives (−ℏ22mj∂xj2+mjωj22xj2)ψN=ℏωj(nj+12)ψN. Summing over j gives ∑j(−ℏ22mj∂xj2+mjωj22xj2)ψN=ENψN=HψN, and linearity extends the identity to the core.

3.1step 2.2F3F5∎

[(d) isotropic multiplicities] Set ωj=ω. Then EN=ℏω(M+d2) with M=∑jnj, so {EN}={ℏω(M+d2):M∈N}, a closed discrete set; by step 2.2 the spectrum is its closure, which is itself. Since (ψN) is an orthonormal family and HψN=ENψN, the eigenspace for ℏω(M+d2) contains the span of all ψN with ∑jnj=M; conversely, any element of D(H) orthogonal to that span has all its nonzero coefficients on ψN with ∑jnj≠M, so by the diagonal form Hf=∑NEN⟨f,ψN⟩ψN of [F3] it lies in ker⁡(H−ℏω(M+d2)I) only if those coefficients vanish. Hence the multiplicity is the number of N∈Nd with ∑jnj=M, which is (M+d−1d−1) by [F5]; for d=3 this reads (M+22)=(M+1)(M+2)/2.

5 · Examples, experiments and counterexamples

None yet.

Sources