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Degenerate stationary perturbation: the perturbed eigenvalues stay within 4 lambda^2 v^2/g of the first-order shifts, and no branch relaxation is asserted

Physical scope

The degenerate stationary perturbation statement for the declared perturbed-family model with an isolated finite-multiplicity label: self-adjointness of the family, the bounded reduced inverse on the complementary subspace, and the localisation of every perturbed eigenvalue in the controlled gap window within 4 lambda^2 v^2/g of the set of first-order shifts E + lambda spec(P0VP0). The theorem asserts no exact eigenvalue correspondence, no branch ordering, no instantaneous selection of the lowest branch, no relaxation and no measurement.

Statement

Adopt the framework data and the declared perturbed-family model of The declared perturbed-family model: bounded self-adjoint perturbation, isolated gapped label and followed spectral cluster with H0 self-adjoint on D(H0), V=V∗∈B(H), v=∥V∥>0, H(λ)=H0+λV on D(H0) for real λ, and an isolated eigenvalue E of H0 of finite multiplicity r≥1 with gap at least g>0, dist⁡(E,σ(H0)∖{E})≥g. Let P0=EH0({E}), Q0=I−P0, and VE:=(P0VP0)∣P0H the first-order operator of the model clause (c)(ii). Assume the Axiom of Countable Choice and the Axiom of Choice as the choice hypotheses of the suppliers. Then for every real λ with ∣λ∣v<g/4:

(a) H(λ) is self-adjoint on D(H0);

(b) for every real z with ∣z−E∣+∣λ∣v≤g/2, the restricted operator Tλ(z):=Q0(H(λ)−z)Q0 on Q0D(H0)=D(H0)∩Q0H has a bounded two-sided inverse B(z):Q0H→Q0D(H0) with ∥B(z)∥≤4/g;

(c) every real eigenvalue z of H(λ) with eigenvector ψ≠0 and ∣z−E∣+∣λ∣v≤g/2 lies within the first-order shift set: dist⁡(z, E+λspec⁡(VE))≤4λ2v2g, where spec⁡(VE)⊆[−v,v] is the spectrum of the Hermitian operator VE on the r-dimensional eigenspace; moreover P0ψ≠0 for every such eigenvector. Every eigenvalue in the model's followed cluster inside ∣z−E∣<g/2 lies in this controlled window and therefore obeys the same bound;

(d) first-order content. The eigenvalues of VE are the model's first-order shifts: the set E+λspec⁡(VE) has at most r points, all within ∣λ∣v of E; the entire followed cluster, and every other eigenvalue in the window of (c), are localised at distance O(λ2v2/g) from this set, and no ordering or one-to-one correspondence between the r spectral branches and the points of spec⁡(VE) is asserted;

(e) No relaxation or selection. The theorem is a statement about the spectra of the declared family. It asserts no instantaneous transition of any preparation to the branch of the smallest value of spec⁡(VE), no relaxation to a lowest branch, no equilibration and no measurement; which spectral subspace a preparation occupies is fixed by the preparation and by the evolution postulate P4 of the declared model, not by the label Eλ;

(f) the theorem is conditional on the strict positive gap, on the finite multiplicity of E and on the boundedness of V; it asserts nothing about degenerate essential-spectrum labels, gap-closing families, unbounded perturbations or time-dependent couplings.

Facts & Assumptions

Given: the declared perturbed-family model with the isolated label E of finite multiplicity r, gap g, projections P0,Q0, perturbation V with v=∥V∥>0, real λ with ∣λ∣v<g/4, and the choice hypotheses.

[F1]

Self-adjointness. For a self-adjoint A and a symmetric B with D(A)⊆D(B) and A-bound less than one, A+B on D(A) is self-adjoint (Kato-Rellich theorem).

[F2]

Supplied degenerate reduction. Under the stated hypotheses on H0,E,g,r,P0,Q0,V,v,λ and for every real z with ∣z−E∣+∣λ∣v≤g/2: the restricted operator Tλ(z) has a bounded two-sided inverse B(z) with ∥B(z)∥≤4/g; if such a z is an eigenvalue with eigenvector ψ≠0, then P0ψ≠0 and [EP0+λP0VP0−λ2P0VQ0B(z)Q0VP0]P0ψ=z P0ψ; and every such eigenvalue satisfies dist⁡(z,E+λspec⁡(VE))≤4λ2v2/g (Degenerate Feshbach error clauses (a)-(c)).

[F3]

Norm-spectrum extrema. For a bounded self-adjoint operator T on a complex Hilbert space, ∥T∥=max⁡{∣min⁡σ(T)∣,∣max⁡σ(T)∣}, so σ(T)⊆[−∥T∥,∥T∥]; in particular spec⁡(VE)⊆[−v,v] because ∥VE∥≤∥V∥=v for the compression of a bounded self-adjoint operator (Self adjoint norm and spectrum extrema, The declared perturbed-family model: bounded self-adjoint perturbation, isolated gapped label and followed spectral cluster clause (c)(ii)).

[F4]

Model data. The model declares H(λ) as its sharp energy observable at coupling λ, with the label E, projections P0,Q0, first-order operator VE and coupling range as in its clauses (b) and (c) (The declared perturbed-family model: bounded self-adjoint perturbation, isolated gapped label and followed spectral cluster).

[F5]

Distance resolvent bound. On arbitrary Hilbert space under CC, the self-adjoint spectral supplier gives ∥(z−H0)−1∥≤1/dist⁡(z,σ(H0)) and the exact domain of that inverse (CC spectral calculus on an arbitrary complex Hilbert space by compatible vector-local Cayley subspaces). Neumann inversion of I−λV(z−H0)−1 gives a resolvent of H(λ) whenever the distance is larger than ∣λ∣v.

Proof

technique · direct; instantiate Kato-Rellich and the supplied Feshbach reduction at the model's data, and bound the first-order spectrum by the norm-spectrum theorem

Given: the data of the statement and [F1]-[F5].

1.1F1F4given

[Clause (a)] V is bounded and symmetric with D(H0)⊆D(V)=H and H0-bound 0<1, since ∥Vu∥≤v∥u∥; [F1] gives that H(λ)=H0+λV on D(H0) is self-adjoint for every real λ, in particular for ∣λ∣v<g/4.

1.2F2F4F5givenalgebra

[Clauses (b) and (c)] With H(λ) self-adjoint, the hypotheses of [F2] are exactly the model's data: E is an isolated eigenvalue of finite multiplicity r≥1 with gap at least g, P0 is its orthogonal spectral projection, V is self-adjoint and bounded with norm v, and ∣λ∣v<g/4 implies in particular that the range of z in clause (b) is nonempty (it contains z=E, since ∣λ∣v<g/4≤g/2). Hence [F2] supplies the bounded two-sided inverse B(z) with ∥B(z)∥≤4/g, the nonvanishing P0ψ and the eigenvector reduction, and the localisation inequality dist⁡(z,E+λspec⁡P0H(P0VP0))≤4λ2v2/g for every eigenvalue z in that window; the spectrum there is that of the model's VE. For the full followed cluster, put t=∣λ∣v<g/4 and let z be its real eigenvalue, so ∣z−E∣<g/2 by the model's cluster definition. Every other s∈σ(H0)∖{E} satisfies ∣s−z∣≥g−∣z−E∣>g/2>t. If also ∣z−E∣>t, [F5] and Neumann inversion would put z in the resolvent of H(λ), a contradiction. Hence ∣z−E∣≤t, so ∣z−E∣+t≤2t<g/2 and the preceding reduction applies to every cluster eigenvalue. This proves the full claims (b),(c).

2.1F3step 1.2givenalgebra

[Clause (d)] By [F3] applied to the bounded self-adjoint compression VE: ∥VE∥≤∥V∥=v and spec⁡(VE)⊆[−v,v], so every point of E+λspec⁡(VE) lies in [E−∣λ∣v,E+∣λ∣v]; spec⁡(VE) is finite because P0H has dimension r, so the set has at most r points. The localisation of clause (c) is precisely the statement that each perturbed label lies at distance O(λ2v2/g) from that set; no ordering statement is contained in [F2], and none is asserted here. This is (d).

2.2step 1.2F2F3F4given

[Clause (e)] The argument used only spectral data of the declared family: self-adjointness of H(λ), the reduced inverse on the complementary subspace, and the eigenvector reduction with P0ψ≠0. No evolution, no coupling ramp, no rate, no environment and no measurement entered the proof. A statement about which spectral subspace of H(λ) a preparation occupies would require the preparation and the evolution law of P4, which are not used here; in particular the analysis of the label Eλ does not force an instantaneous transition to the branch belonging to the smallest element of spec⁡(VE). This is (e).

3.1F1F2given∎

[Clause (f)] All hypotheses used are the strict positive gap, the finite multiplicity of E, the boundedness of V and the coupling range ∣λ∣v<g/4; none of the excluded configurations entered the arguments of steps 1.1-2.2.

Remarks

  • Why the first-order operator, not the full perturbation. The supplied reduction shows that the perturbed labels are localised at the spectrum of the compression P0VP0, which is the model's first-order shift data; the second-order remainder is bounded uniformly by 4λ2v2/g, independently of the structure of the perturbation inside the eigenspace.
  • No branch selection. The statement is the corrected form of the textbook assertion that a degenerate level "immediately" moves to its lowest branch; only the spectral splitting is deduced here. Population of branches is a question about the preparation and its dynamics, not about the eigenvalue asymptotics.

Depends on

Dependency tree · 2 levels

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