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Separated-box degeneracy

Example

Assume the Axiom of Choice and Countable Choice (The Axiom of Choice, The Axiom of Countable Choice (ACω)). Let 0<L<∞ and on L2((0,L)2;C) (Lebesgue measure on the square) define the product functions enm(x,y):=2Lsin⁡ ⁣(nπxL)sin⁡ ⁣(mπyL),n,m≥1. Then:

(a) (enm)n,m≥1 is a complete orthonormal family of L2((0,L)2;C);

(b) the diagonal operator ΔD with respect to this family and the eigenvalues μnm:=π2L2(n2+m2) is a self-adjoint operator on L2((0,L)2) with ΔDenm=μnmenm;

(c) the eigenvalue μ=5π2/L2 of ΔD has exactly the two-dimensional eigenspace ker⁡(ΔD−μ)=Ce12⊕Ce21; explicitly e12(x,y)=2Lsin⁡(πx/L)sin⁡(2πy/L) and e21(x,y)=2Lsin⁡(2πx/L)sin⁡(πy/L) are orthonormal eigenvectors with the same eigenvalue. Thus a box built from two separated one-dimensional intervals has degenerate levels, in contrast with the simple spectrum of the one-dimensional separated Robin realisation Simple complete spectrum of the separated Robin realisation. Here, for any α,β∈R and V∈C([0,L];R), that realisation is the operator A on L2(0,L;C) given by D(A)={u∈H2(0,L):u∗′(0)=αu∗(0), u∗′(L)=βu∗(L)} and Au=−D2u+Vu. The space H2 and weak derivative D are as in One-dimensional Sobolev spaces on intervals; u∗ is the unique continuous representative, with absolutely continuous first derivative, specified by the Robin supplier. Both endpoint conditions use coordinate derivatives. Simple spectrum here means that the spectrum consists of eigenvalues and every eigenspace at an eigenvalue has complex dimension one.

Verification

Given: 0<L<∞; H=L2((0,L)2;C) with pairing ⟨f,g⟩=∫(0,L)2fg‾; the displayed functions enm and real numbers μnm=π2(n2+m2)/L2. Completeness of the product family and existence/self-adjointness of its diagonal operator are conclusions to be proved.

Proof technique: direct computation with the one-dimensional sine basis and Fubini; the diagonal operator is supplied by the diagonal lemma.

[F1] The one-dimensional sines en(x)=2/Lsin⁡(nπx/L) form a complete orthonormal family of L2(0,L;C) (Completeness of the Dirichlet sine system on an interval). Fubini-Tonelli on the completed product of the two finite Lebesgue interval measures applies to nonnegative functions and, componentwise, absolutely integrable complex functions (Tonelli and Fubini for the completed product, with only almost-everywhere section measurability). The square's L2 pairing makes H a complex Hilbert space under Countable Choice (L2 with the integral pairing is a Hilbert space); Cauchy-Schwarz gives ∣⟨f,g⟩∣≤∥f∥2∥g∥2 (Cauchy–Schwarz: ∣⟨u,v⟩∣≤∥u∥∥v∥, with equality exactly for linearly dependent vectors). In a Hilbert space an orthonormal family is complete precisely when its common orthogonal complement is {0} (Parseval equivalences for an orthonormal family). Product completeness is proved in step 1.1 without a tensor-product assumption.

[F2] The diagonal operator lemma Diagonal adjoint and graph-core lemma: for a complete orthonormal family and real numbers, the diagonal operator is self-adjoint with the displayed eigenvalue realisation, coefficient uniqueness from the complete orthonormal expansion gives the kernel characterization derived in step 2.1, including the zero vector.

[F3] Under the assumed Axiom of Choice and Countable Choice, for 0<L<∞, real α,β and real continuous V, the operator A defined above is self-adjoint, its spectrum consists exactly of eigenvalues, and every eigenspace at an eigenvalue is one-dimensional (Simple complete spectrum of the separated Robin realisation, Statement (a)-(b)).

1.1F1choosealgebra

[Orthonormality and completeness] For n,m,n′,m′, ⟨enm,en′m′⟩=(∫0Lenen′‾)(∫0Lemem′‾)=δnn′δmm′ by [F1] and Fubini. If g∈L2((0,L)2) is orthogonal to all enm, then for every n the function hn(y):=∫0Lg(x,y)en(x)dx (defined as zero on exceptional sections) is measurable and satisfies ∣hn(y)∣2≤∫0L∣g(x,y)∣2dx a.e. by Cauchy-Schwarz, hence hn∈L2(0,L) by Tonelli; moreover g(x,y)en(x)em(y) is absolutely integrable by Cauchy-Schwarz on the square, so ∫0Lhnem‾=0 for all m by Fubini, so hn=0 a.e. by completeness of (em). Fubini also gives a full-measure set Y0 on which g(⋅,y)∈L2(0,L). For each n, choose a full-measure set Yn on which hn(y)=0; Countable Choice permits choosing these sets simultaneously, and countable subadditivity makes Y0∩⋂nYn full measure. For every y in this intersection, all sine coefficients of g(⋅,y) vanish, so completeness of (en) gives g(⋅,y)=0 a.e. in x. Fubini then yields g=0 a.e. on the square. This is (a).

2.1step 1.1F2algebra

[Diagonal operator and eigenspace] By [F2] applied to the complete orthonormal family (enm) and the real numbers (μnm) (indexed by N2, which is countable), define D(ΔD):={g∈H:∑n,m≥1μnm2∣⟨g,enm⟩∣2<∞} and ΔDg:=∑n,m≥1μnm⟨g,enm⟩enm. To match the supplier's indexing by N={0,1,…}, enumerate (n,m) by increasing n+m≥2, and within each sum by increasing n; this lists every positive pair once. The supplier proves convergence on this domain and self-adjointness, with ΔDenm=μnmenm; a vector x=∑n,mcnmenm∈D(ΔD) lies in ker⁡(ΔD−μ) exactly when ∑n,m(μnm−μ)cnmenm=0, which by uniqueness of coefficients forces cnm=0 whenever μnm≠μ. The equation n2+m2=5 with n,m≥1 has exactly the solutions (1,2) and (2,1), so ker⁡(ΔD−μ)=Ce12⊕Ce21 is two-dimensional. This proves (b) and the displayed eigenspace assertion in (c).

3.1step 2.1F3given∎

[One-dimensional comparison] The operator A in the comparison has precisely the domain and action required by [F3]; the hypotheses L>0, α,β∈R, V∈C([0,L];R) and both choice assumptions are explicit. Thus its spectrum consists of eigenvalues with one-dimensional eigenspaces. By step 2.1, the square operator instead has a two-dimensional eigenspace at 5π2/L2. This establishes the stated contrast and completes (c).

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