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Smooth causal-cone collar barrier with screen directions
Statement
Consider either (i) the selected ingoing RN model with , , , and , or (ii) the selected ingoing KN model with , , and . In each case . There is and a collar on which is a smooth temporal function in the sense of Chronology, causality, strong causality, global hyperbolicity and time functions: its gradient is past timelike and for every nonzero future causal vector . There is a finite such that for every future causal over the collar. On one also has . This is a local cone estimate on the two specified metrics; it is not an event-horizon theorem.
Facts & Assumptions
Given: The exact ingoing RN or KN metric and its global future timelike orientation field, with the parameter conditions in the Statement.
Selected ingoing RN extension and time orientation: , is a global future timelike field, and the metric coefficients are independent of .
Regular ingoing KN metric, field and sphere axes: the KN metric and field are smooth on , the signature is , is a global future timelike field, and all coefficients are independent of . Its field-equation continuation is conditional, but only its smooth metric and orientation are used here.
The inverse metric, musical isomorphisms and index raising: the gradient is and .
Chronology, causality, strong causality, global hyperbolicity and time functions: a smooth temporal function has past-timelike gradient, equivalently and .
Classification of future and past causal vectors by a timelike field: for a nonzero causal , future-directedness is equivalent to .
Existence of a smooth future-directed tetrad field near every event: near each point of a time-oriented smooth Lorentzian four-manifold there is a smooth future orthonormal tetrad. Its tangent-bundle convention inherits only from The Axiom of Countable Choice ().
Explicit rational and real power regimes supplies the unique positive square root for a positive real. Choice-free smooth inverse function theorem in Euclidean space gives smoothness of a local inverse when the derivative is nonzero.
Heine-Borel in : with the Euclidean metric a subset of is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line: closed bounded subsets of finite-dimensional Euclidean space are compact. A continuous real-valued function on a nonempty compact metric space is bounded and attains a greatest and a least value: a continuous real function on a nonempty compact metric space is bounded and attains its bounds.
Cauchy–Schwarz: , with equality exactly for linearly dependent vectors: in Euclidean space.
The mean value theorem, as the case of Cauchy's: for continuous on with and differentiable on there is with : for a real function continuous on a closed interval and differentiable in its interior, its increment equals its derivative at an interior point times the interval length.
Choose with and compact radial closure. The angular base is the compact unit sphere . In KN, denotes the smooth global rotation field, equal to on polar charts.
Only the published tetrad supplier's inherited background is used; this proof uses no full axiom of choice or dependent choice.
Proof
In RN, and the inverse block of [F1] gives which equals at . After shrinking a radial collar it remains negative, and . In KN, direct inversion of [F2] gives At , , , and the numerator satisfies . Compactness of and continuity therefore give a uniform radial collar where this norm stays negative. There . Thus is past timelike in either case by [F3-F4]. In a local future orthonormal tetrad, write and a future causal . Then and , with , by the signature and selected cone. By [F9], Therefore .
At an RN root, satisfies , and there, so it is future null by [F5]. At a KN root put and Substitution in the metric of [F2] gives , where . Also , so and is future null. In both cases on the root is a positive multiple of the covector of a future null generator. In an orthonormal frame, if future null and future causal , then , , and Consequently on .
Put on the collar by step 1.1. The unique positive root is smooth: at every the map has derivative , so [F7] gives a smooth local inverse; uniqueness makes these local inverses agree. Hence is a smooth future unit timelike field. At , cover the compact sphere section at by finitely many relatively compact neighborhoods on which [F6] supplies smooth future orthonormal tetrads . Shrink so the closed radial collar over each smaller patch stays in its tetrad neighborhood. Extend these tetrads to all by the isometric translations of [F1-F2]; both metrics and are -translation invariant. On each neighborhood set for . Then . If , then is a multiple of ; its squared norm is nonnegative, while a nonzero multiple of has negative squared norm. Hence all . The kernel of is positive definite, so finite Gram-Schmidt gives a smooth orthonormal screen after shrinking each neighborhood. Its normalization roots are smooth by the same inverse argument. Every future causal vector with has Indeed, write with . Since is future timelike and is future causal, [F5] gives , so . Causality gives , and .
On each finite coordinate patch of step 2.1, the function for the displayed normalized vector is smooth in the radial variable, the compact sphere-coordinate subset and the closed unit ball . Their products with the closed radial interval and unit ball are closed bounded Euclidean sets, hence compact by [F8]. Applying the extreme-value theorem [F8] to on each product and taking the largest of finitely many bounds gives one finite , uniform in . At , step 1.2 gives . The one-variable mean-value theorem [F10] therefore gives, throughout the collar, For any nonzero future causal , step 1.1 gives ; apply the normalized estimate to and multiply back. The zero vector is trivial. This proves the asserted cone bound including all angular screen directions.
Remarks
The local geometric estimate is proved from the exact metrics and selected orientations. No event-horizon identification or principal-null-direction shortcut is used.
Depends on
Selected ingoing RN extension and time orientation
Regular ingoing KN metric, field and sphere axes
Explicit rational and real power regimes
The inverse metric, musical isomorphisms and index raising
Chronology, causality, strong causality, global hyperbolicity and time functions
Classification of future and past causal vectors by a timelike field
Existence of a smooth future-directed tetrad field near every event
Choice-free smooth inverse function theorem in Euclidean space
Heine-Borel in : with the Euclidean metric a subset of is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line
A continuous real-valued function on a nonempty compact metric space is bounded and attains a greatest and a least value
Cauchy–Schwarz: , with equality exactly for linearly dependent vectors
The Axiom of Countable Choice ()
The mean value theorem, as the case of Cauchy's: for continuous on with and differentiable on there is with