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Trace-weighted compact symbol character and the cotangent pushforward

Statement

Assume AC. Let T=(R/Z)r, where r≥0, act smoothly on a compact smooth manifold F without boundary, possibly disconnected and nonorientable. Fix h∈T whose action on F is the identity. All vector bundles below have finite complex rank and continuous T-linearizations; use T-invariant Hermitian metrics. The induced h-action on each bundle then covers the identity and is unitary. Put n=dim⁡F componentwise and let π:T∗F→F be the cotangent projection. For a compact space Y of finite CW homotopy type, choose a homotopy equivalence f:C→Y from a finite CW complex and define the ordinary character on Y by ch⁡Y(v)=(f∗)−1ch⁡C(f∗v). For a compact pair (Y,Z) admitting a finite CW pair model, choose a homotopy equivalence of pairs f:(C,D)→(Y,Z) and define ch⁡(Y,Z)(v)=(f∗)−1ch⁡(C,D)(f∗v). The inverse f∗ here is the cohomology isomorphism; the inner pullback is in bundle K-theory. These definitions are independent of the models, as proved below. Compact smooth bases have such models; disk/sphere bundle pairs have finite pair models by pulling the bundle to a finite base model and attaching its disk fibers over the finitely many cells. Define ch⁡c on T∗F using this relative character on a closed disk/sphere pair (DR(T∗F),SR(T∗F)) containing the symbol support in its interior, then its image in compact-support cohomology under excision. Radii are identified by radial deformation and extension, so this defines one class. Chern classes used below, and hence the Todd polynomials in them, are transported by the same inverse-cohomology-pullback convention. Follow all rational characters by Q↪C when taking weighted sums.

For an equivariant vector bundle W→F, define (Wλ)x=ker⁡(h∣Wx−λI) for each eigenvalue λ of h. These are T-equivariant subbundles: the compact closure of ⟨h⟩ acts trivially on F, and averaging over its characters gives continuous eigenprojections of locally constant rank. Compactness of F makes the total eigenvalue list finite. For an absolute equivariant virtual bundle V∈KT0(F), set

ch⁡h(V)=∑λλ ch⁡(Vλ)∈Heven(F;C),

where the sum is extended additively from actual bundles to virtual classes, and ch⁡ denotes the ordinary rational Chern character followed by the coefficient inclusion Q↪C. For a compact-support symbol class a on T∗F, whose symbol bundles and map are T-equivariant, define its trace-weighted compact-support Chern character by

ch⁡h,c(a)=∑λλ ch⁡c(aλ)∈Hceven(T∗F;C),

where aλ is its symbol class on the λ-eigenbundles of h. The sum is finite on each compact disk-bundle representative; it is extended linearly to virtual classes. Here ch⁡c is the relative topological Chern character, not the Chern character of the alternating bundle restricted to the zero section.

Fix the following cotangent orientation and Bott normalization. If θ=∑jξjdxj is the tautological one-form, orient T∗F by (dθ)n/n!, namely by dξ1∧dx1∧⋯∧dξn∧dxn. The plane Bott class is the even-to-odd symbol z:C→C on the plane z=x+iξ, with its relative-triple convention corresponding to [γ]−1 for the tautological Hopf line. Write pF,!:Kc0(T∗F)→Z for the embedding construction: use this Bott Thom class on the doubled real normal bundle of an embedding F↪RN, extend by zero into T∗RN, and invert the same plane Bott external product on T∗RN. Its trace-weighted extension is pF,!,h(a)=∑λλpF,!(aλ). Then

pF,!,h(a)=∫T∗Fch⁡h,c(a) π∗Td⁡(TF⊗RC).

For a degree-2n compact-support cohomology class, the integral means its pairing with the relative fundamental class [DR(T∗F),SR(T∗F)], using a radius R containing its support in the disk interior, excision and the indicated orientation of the total space. Only the degree-2n part is paired, and components are summed. This definition uses an orientation of the cotangent total space and requires no orientation of F.

The Todd class of a complex bundle with formal Chern roots xj means ∏jxj/(1−e−xj), expanded only through the dimension of the base. The integer construction is independent of the chosen embedding and tubular data. Put Sh={s∈R(T):s(h)≠0}. On Sh−1KT,c0(T∗F), extend pF,!,h by the unique linear map to C for which s∈R(T) acts on the target by multiplication by s(h); denote this extension by pF,!,h as well.

For the fixed-component specialization, take h=g. Let the same torus T act smoothly on a compact smooth manifold M without boundary, choose a T-invariant metric, and fix g∈T. Let F be a connected component of Mg, let ν=(TF)⊥⊂TM∣F be its real normal bundle, and define i:T∗F↪T∗M by extending each covector by zero on ν. Put eg=λ−1(νC∗)∈KT0(F) and Sg={s∈R(T):s(g)≠0}. The degree-zero component of ch⁡g(eg) at x∈F is det⁡C(I−g∣νC,x∗)=det⁡R(I−g∣νx)≠0; its positive-degree part is nilpotent, so ch⁡g(eg) is invertible in Heven(F;C). Let σ∈KT,c0(T∗M) be any compact elliptic symbol class. Whenever the representation-localized group supplies b∈Sg−1KT,c0(T∗F) satisfying π∗eg⋅b=i∗σ, one has

pF,!,g(b)=∫T∗Fch⁡g,c(i∗σ)π∗ch⁡g(eg) π∗Td⁡(TFC).

This is the characteristic-class comparison for a fixed component. It applies to the compact symbol of a general first-order elliptic complex after forming its even-to-odd elliptic symbol. It does not assert localization of equivariant K-theory or equality of analytic and topological indices; those are separate prerequisites for identifying the sum of these expressions with an analytic character. With the other common cotangent symplectic convention −dθ, both displayed integrals acquire the factor (−1)n.

Facts & Assumptions

Given: The compact manifolds, symbols, torus-induced unitary actions and orientation convention in the Statement. AC is assumed through the topological suppliers.

[F1]

The compact symbol and the exterior-algebra Bott symbol are the triples of Equivariant compact-support symbol classes and the normal Koszul class. On a complex bundle W, the latter uses Λ∙W and exterior multiplication by the tautological vector plus its adjoint; its plane map is z and its zero-section class is λ−1(W). The real metric identifies νC with its complex-linear dual equivariantly, so λ−1(νC)=λ−1(νC∗).

[F2]

The ordinary Chern character is a natural ring homomorphism, and the relative character is natural on finite pairs and compatible with suspension. Chern character is a natural ring homomorphism on K-zero The graded Chern character respects relative maps and skeletal filtrations

[F3]

For a given Spin-c lift, its spinor symbol has plane class [γ]−1, is multiplicative for the direct-sum lift, and gives a Thom isomorphism for finite CW pairs. Step 1.2 constructs the applicable unitary Spin-c lift and identifies its symbol with the exterior-algebra symbol. Complex Spin-c Thom orientation from the equivariant spinor symbol

[F4]

Complex bundles admit a flag splitting space with injective rational cohomology pullback: rational injectivity follows by rational Leray--Hirsch at each projective stage, as established explicitly in the proof of Chern character is a natural ring homomorphism on K-zero, rather than by inferring it from the integral splitting-principle interface. Complex lines are classified by the universal line, and H∗(CPk;Q)=Q[x]/(xk+1) with x=c1(γ). Complex splitting principle with integral injective pullback The first Chern class classifies complex line bundles Integral cohomology ring of complex projective space

[F5]

Normalized cohomological Thom classes exist, their multiplication is an isomorphism, and they are natural and multiplicative for ordered sums. Their zero-section pullback is the Euler class; for a complex line this is c1. Thom isomorphism for oriented vector bundles External-product and Whitney-sum formulas for Thom classes

[F6]

Compact smooth manifolds have finite CW models, so their vector-bundle disk/sphere pairs have finite CW models as well, by the finite cellwise Thom construction. Compact smooth manifolds have finite CW models under countable choice

[F7]

Pullback of a finite-rank numerable bundle along a homotopy on a paracompact Hausdorff base gives isomorphic endpoint bundles. Homotopy invariance of vector-bundle pullback

[F8]

An oriented compact manifold with boundary has a unique relative fundamental class restricting to its prescribed local generators. Pairing with it defines the compact-support integral through the disk pair; excision and the pair maps identify the pairings for larger radii. Relative fundamental class and boundary orientation

[A1]

Full AC is inherited from these suppliers. The Axiom of Choice

Proof

technique · Compute the ordinary Thom Chern character on universal lines, descend by splitting, apply it to the doubled real normal of an embedding, and then take the trace on eigenbundles

Given: The data in the Statement and the normalizations in [F1]–[F6].

1.1F1F2F6F7construct

The transport in the Statement is independent of the finite model. Indeed let f:(C,D)→(Y,Z) and f′:(C′,D′)→(Y,Z) be two pair equivalences, and let g be a pair homotopy inverse of f. Then u=gf′:(C′,D′)→(C,D) satisfies fu≃f′ as pair maps. Bundle pullback along homotopies agrees by [F7], also on relative classes by applying it to the based quotient and its trivialized basepoint. Singular cohomology pullbacks agree because the prism operator for a homotopy satisfies ∂P+P∂=f1#−f0#, also modulo the subspace chains. Thus [F2]'s naturality on finite pairs gives f′∗(f∗)−1ch⁡(f∗v)=u∗ch⁡(f∗v)=ch⁡(f′∗v), proving equality of the transported characters. The absolute case takes the subspaces empty. For a map between modeled pairs, compose it with a source model and a target homotopy inverse; this same calculation proves naturality. Taking product models proves the product identities. The same argument applies to the natural Chern-class polynomials defining the Todd class. A compact symbol on a vector bundle over a compact base can be restricted to a closed disk containing its noninvertibility set and radially identified with the disk/sphere pair. Radial contraction of the disk onto its zero section and [F7] identify both bundles there with pullbacks of bundles on the compact base. Its relative K-class is obtained by clutching its two bundles along the sphere using the boundary isomorphism. To see this in the based-quotient model, double the disk, glue the first bundle on its positive half to the second on its negative half, and subtract the doubled second bundle. Add a complement of the second bundle pulled back from the base, so the resulting bundle is trivialized on the negative disk; collapsing that disk gives a reduced virtual bundle on the Thom quotient. Such a complement exists: finitely many local frames and a subordinate partition of unity embed a bundle in a finite trivial bundle, and its orthogonal complement supplies it. Different complements have a common stabilization, and changing the radius or boundary collar gives a homotopy. Conversely, pull a reduced bundle on the quotient back to the positive disk with its boundary trivialization. These operations are inverse after adding elementary triples: the negative half is precisely the trivialized summand removed in the collapse. Thus the ordinary compact triple character used here is [F2]'s relative character, and it respects pullback, extension by zero and products. For products the clutching construction gives tensor products of the resulting reduced virtual bundles; hence [F2]'s ring identity gives the relative product identity.

1.2F1F3constructalgebra

On Λ∙Cr put c(v)=εv−εv∗ for real v∈Cr. These are skew-adjoint Clifford matrices; for a unitary basis their two-dimensional factors are exactly the matrices in [F3]'s supplier, and their graded tensors span the full matrix algebra. The action Λ∙u of u∈U(r) preserves grading and conjugates c(v) to c(uv). Choose either spin lift s of the realification of u. The operator (Λ∙u)ρ(s)−1 commutes with every Clifford matrix, hence is a unit scalar z. Replacing s by −s replaces z by −z, so u↦[s,z]∈Spin⁡c(2r) is well-defined; local continuous lifts to the spin double cover show continuity, and multiplication of the implementing matrices proves it is a homomorphism. Thus the unitary frame bundle of W induces a specified Spin-c lift whose associated spinor bundle is Λ∙W. Its Clifford symbol is isomorphic as a relative triple to D=εv+εv∗: multiply degree 2j in the source by (−1)j and degree 2j+1 in the target by (−1)j; exterior multiplication is unchanged and contraction changes sign. In rank zero use the trivial lift and the even line. Therefore [F3] applies to the exact exterior symbol in [F1], with its plane map z and its direct-sum product.

1.3givenconstructalgebra

Choose a smooth embedding f:F↪RN and its normal bundle V. Such an embedding can be constructed from finitely many coordinate charts and bump functions: take the vector of all functions ϕα and ϕαxα,j, where the ϕα are supported inside charts and their positive sets cover F. Equality of these vectors determines a common chart with ϕα>0 and then its coordinates, giving injectivity; differentiating the same coordinates shows injectivity of the derivative. Compactness makes it an embedding. An ambient metric splits f∗TRN=TF⊕V and embeds T∗F into T∗RN by zero normal covector. Its normal bundle, pulled back to T∗F, is V⊕V∗: a connection splits horizontal and vertical tangent directions, and the two missing directions are the normal base vector and normal covector. Homotopies of the connection preserve this identification. At the zero section the cotangent symplectic form is the direct sum of the forms on TF⊕T∗F and V⊕V∗; their symplectic orientations therefore multiply. Fiber dilation contracts T∗F onto its zero section and preserves nondegeneracy, so the same orientation identity holds everywhere.

2.1F2F3F4F5step 1.1algebra

Let L be a complex line, x=c1(L), uL its complex-oriented cohomological Thom class, and τL the plane-normalized Bott symbol [F3]. Thom isomorphism uniquely writes ch⁡c(τL)=uLA(L). The zero-section identity gives xA(L)=1−ex. This equation alone cannot be divided by x on an arbitrary base. Instead apply it to the tautological line on CPk: for each coefficient through degree 2k−2, multiplication by x is injective by [F4], so A(γ)=(1−ex)/x through that degree. For any prescribed finite degree choose the stage one degree higher. Compatibility under stage restriction determines every required coefficient, including the constant −1. A line on each connected component of a finite CW base is pulled back from a sufficiently large finite stage of its classifying map, so naturality gives the following formula on each component: ch⁡c(τL)=−uLexTd⁡(L)−1. This also verifies the sign: on a complex-oriented plane the compact character of the prescribed Bott generator integrates to −1.

3.1F2F3F4F5step 1.1step 2.1algebra

For a rank-r complex bundle W, apply [F4] separately to each of the finitely many connected components of the compact base and pull to its flag splitting space. There W=⨁jLj, and [F3], [F5] and the product identity in step 1.1 give ch⁡c(τW)=(−1)ruWec1(W)Td⁡(W)−1. Indeed multiplication of the line formulas gives the displayed factor, the sum of the line first Chern classes is c1(W), and the product of their Todd factors defines the Todd class. To descend, first write the left-hand side as uWA(W) by the ordinary Thom isomorphism. Pullback preserves uW, and [F4]'s rational injectivity identifies the unique coefficient A(W) with the displayed symmetric series. This proves the formula on the base, including rank zero.

4.1F1F5step 3.1algebra

Let V be a real rank-r metric bundle and identify its double V⊕V∗ with VC by (v,η)↦v+iη♯. The real structure identifies VC with its complex conjugate. Consequently 2c1(VC)=0 and c1(VC)=0 rationally. The complex orientation is dv1∧dη1∧⋯∧dvr∧dηr, while the cotangent normal orientation is dη1∧dv1∧⋯∧dηr∧dvr; their ratio is (−1)r. If u− denotes the latter Thom class, step 3.1 therefore becomes ch⁡c(τVC)=u−Td⁡(VC)−1. All formulas are invariant under real orthogonal frame changes: their doubled real determinant is positive. Thus they apply without an orientation on V or on its base.

5.1F2F5F8step 1.1step 1.3step 4.1construct

Form j!(a) by pulling a to that normal bundle, multiplying by τVC, and extending from a tubular neighborhood by zero. A tubular neighborhood exists here directly from the ambient Euclidean normal map: its derivative at the zero section is invertible; the inverse function theorem and compactness of the part of the zero section meeting the support give an injective sufficiently small neighborhood. Shrinking that neighborhood changes its collapse by a radial homotopy. Step 1.1 and step 4.1 give ch⁡c(j!a)=j∗(ch⁡c(a) π∗Td⁡(VC)−1), where j∗ means multiplication by u− and extension by zero in ordinary compact-support cohomology. For the pairing in [F8], ∫j∗α=∫α: subdivide a relative fundamental cycle subordinate to normal trivializing neighborhoods, and apply the relative cup-cap pairing on each product disk. The ordered normal Thom generator evaluates to 1 on its normal disk by normalization, leaving the corresponding tangent coefficient; summing these coefficients gives the original pairing. The local generators of the total fundamental class are exactly these ordered products by step 1.3. Thus this is a cohomological fundamental-class pairing and requires no implicit de Rham comparison. This argument also works for virtual classes and for nonorientable F, since its cotangent orientation is global.

6.1F3step 2.1step 5.1algebra

By [F3], Kc0(T∗RN) is the infinite cyclic group generated by the N-fold plane Bott product, whose character integrates to 1 with the dθ orientation: each factor has complex-oriented integral −1 by step 2.1, and reversing each of the N plane orientations supplies another (−1)N. Thus the integer coefficient of j!a in this generator is its integrated compact character. Since TFC⊕VC is trivial, multiplicativity of the Todd series gives Td⁡(VC)−1=Td⁡(TFC). Integrating step 5.1 proves the first formula for the ordinary class a. Its right-hand side uses no embedding or tubular data, so the integer defined by any such construction is independent of those choices.

7.1F1F2step 6.1constructalgebra

Put H=⟨h⟩‾ in the acting torus. Since h fixes every point of F, continuity makes H act trivially on F, hence on T∗F. On a compact disk-bundle representative each bundle has only finitely many H-weights. Here is a local justification of the finiteness assertion: in a unitary local frame the character is a continuous function of the base point, uniformly on the compact group H; its Fourier coefficients are the integer multiplicities of characters. Close base points have uniformly close characters and hence all multiplicities equal, because the coefficient differences have absolute value less than 1. The weight list is locally constant and the disk has finitely many components. The weight projections are the integrals of the action against the conjugate characters, so are continuous projections of locally constant rank and define eigenbundles. Every equivariant symbol map preserves them. Direct sums, homotopies and elementary triples preserve the resulting weighted ordinary K-class, so ch⁡h,c is well-defined. Tensoring eigenbundles multiplies eigenvalues, and [F2] gives multiplicativity with an absolute bundle class. Weightwise application of step 6.1 proves the trace-weighted formula. Its degree-zero value on a bundle over a point is tr⁡(h), whereas the ordinary Chern character's degree-zero value is its dimension; thus a degree-zero Borel rank cannot replace this operation.

8.1F1F2step 7.1algebra

On F⊂Mg, the fixed subspace of dg is TF; the invariant metric gives an orthogonal splitting TM∣F=TF⊕ν and no 1-eigenvector in ν. The exterior-power identity in [F1] gives the degree-zero term ch⁡g(eg)[0]=det⁡C(I−g∣νC∗)=det⁡R(I−g∣ν)>0. In the finite-dimensional cohomology ring of F, all positive-degree classes are nilpotent. Writing ch⁡g(eg)=c+u with c the nonzero locally constant term, its inverse is the finite geometric sum c−1∑k≥0(−u/c)k. Similarly a representation s of nonzero character acts under step 7.1 as the invertible scalar χs(g), so both the weighted character and the weighted pushforward extend by division by this scalar to representation localization. For a localized K-class b with π∗eg⋅b=i∗σ, naturality in [F2] and the relative product identity in step 7.1 give ch⁡g,c(i∗σ)=π∗ch⁡g(eg) ch⁡g,c(b) on T∗F. Pullback preserves the inverse of ch⁡g(eg), so ch⁡g,c(b)=ch⁡g,c(i∗σ)/(π∗ch⁡g(eg)). Substitution in step 7.1 proves the second displayed formula whenever the localized quotient exists. In particular it applies to the quotient furnished by a separately proved K-localization theorem; no such theorem was used to prove this comparison.

9.1A1F1step 7.1step 8.1algebra∎

For an elliptic complex, let s be its symbol differential at a nonzero real covector. Exactness implies that s+s∗ has zero kernel: its square is ss∗+s∗s, whose quadratic form is ∥su∥2+∥s∗u∥2, and an element killed by both is an element of ker⁡s orthogonal to im⁡s=ker⁡s. Thus its even-to-odd block is invertible and defines the same compact-support construction, with no Dirac or isolated-point restriction. A zero-dimensional F has T∗F=F, positive point orientations and Todd class 1, so the integral is the finite fiber trace sum. Finally (−dθ)n=(−1)n(dθ)n, proving the stated change-of-convention factor. These observations include the empty manifold, zero symbols and rank-zero normals. AC has been used only through the listed topological suppliers and finite smooth bundle constructions.

Remarks

The ordinary Thom comparison and the trace weighting are proved here. To obtain an equivariant analytic fixed-component index theorem one still needs (i) an equivariant compact-support K-localization theorem giving the normal inverse and compatibility of the topological pushforward, and (ii) equality of the equivariant analytic index with that pushforward for general elliptic symbols. The ordinary Spin-c Thom theorem and a Dirac index formula alone do not prove (ii).

Gilkey uses dx1∧dξ1∧⋯∧dxn∧dξn as the cotangent symplectic orientation in §4.4; the accompanying dimension sign is essential when converting to that convention. Heitsch's Theorem 2.1 displays (−1)n in its ordinary symbol formula. These source comparisons fix conventions; they are not premises replacing the Thom computation above.

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