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Uniform quadratic-form bounds for positive definite symmetric matrices and smoothness of the inverse
Statement
Let and let be positive definite, that is and for every nonzero with the standard coordinate inner product.
(a) There are real numbers with for every ; equivalently in the Loewner order. They can be taken to be the least and largest eigenvalues of .
(b) is invertible and , so in particular .
(c) Let be a compact topological space and let be continuous with positive definite for every . Then there are constants with for every .
(d) Let be open and let be smooth with for a constant and all . Then is smooth on and there.
Facts & Assumptions
Given: , a symmetric positive definite , and in (c), (d) the stated parameter families.
Real spectral theorem: a self-adjoint endomorphism of a finite-dimensional real inner product space has an orthonormal basis of eigenvectors, and all its eigenvalues are real (Real spectral theorem: a self-adjoint endomorphism of a finite-dimensional real inner product space has an orthonormal eigenbasis).
For with , , where the adjugate has polynomial entries in the entries of (If is a unit, then , Deleted-row-and-column minors, cofactors, the cofactor matrix and the adjugate over a commutative ring, For , the determinant over a commutative ring by the Leibniz formula, and for a real matrix).
Polynomial and rational functions with nonvanishing denominator are smooth, and smoothness is preserved by composition ( and smooth maps between smooth manifolds, Euclidean maps and diffeomorphisms).
Proof
(Spectral representation and the bounds (a).) By [L1] choose an orthonormal basis of with and real . Writing gives and . If some , then with , contradicting positive definiteness; so all . Put and ; both are positive and follows from the representation. This is (a).
(Uniform bounds for an arbitrary compact topological parameter space (c).) If , take and the conclusion is vacuous. For each , let and be the uniquely determined smallest and largest eigenvalues of from step 1.1. Continuity of the finitely many matrix entries gives an open neighborhood on which every entry of has absolute value less than . For , where the last inequality follows by summing over the finite pairs. Hence . The neighborhoods cover ; compactness, in its open-cover definition, gives finitely many covering it, with in the nonempty case. Set and . The preceding inequalities give the uniform bounds at every parameter. This uses no metric on and selects only a finite subcover; the eigenvalue constants are canonical, so no arbitrary-index choice of bases is needed.
(Inverse bounds (b).) In the same eigenbasis, and , so ; in particular exists.
(Smoothness of the inverse (d).) On , : the determinant is the product of the eigenvalues, each at least by (a) applied at , or equivalently is continuous and positive. The adjugate entries are polynomial in the entries of , hence smooth in , and dividing by the smooth nonzero function is smooth by [L4]; so is smooth and satisfies the bound by (b).
Remarks
- Use. This is the linear-algebra input to The Galerkin system is a smooth finite-dimensional ODE: local existence, smooth dependence and the continuation criterion (invertibility of the projected mass operator), Equivalence of the weighted Galerkin energy with the H^s norm and its Gronwall inequality (uniform equivalence of weighted energies) and Uniform time-derivative bounds for Galerkin solutions in every H^j, j at most s minus one (solving the mass equation).
Depends on
Real spectral theorem: a self-adjoint endomorphism of a finite-dimensional real inner product space has an orthonormal eigenbasis
If is a unit, then
Deleted-row-and-column minors, cofactors, the cofactor matrix and the adjugate over a commutative ring
For , the determinant over a commutative ring by the Leibniz formula, and for a real matrix
A continuous real-valued function on a nonempty compact metric space is bounded and attains a greatest and a least value
Continuity of a map of topological spaces at a point and globally
and smooth maps between smooth manifolds
Euclidean maps and diffeomorphisms
Dependency tree · 2 levels
Sources
- S. Axler, Linear Algebra Done Right, 4th ed., Springer (2024), Open Access edition, Chapters 5-7: positive operators and the real spectral theorem for self-adjoint operators
- H. Friedrich and A. D. Rendall, The Cauchy Problem for the Einstein Equations, Living Reviews in Relativity 3 (2000), article 1 (arXiv:gr-qc/0002074), Section 3.1 (Symmetric Hyperbolic Systems): the definition of a quasilinear symmetric hyperbolic system, the finite-dimensional mollifier approximation (3.1) solved by ODE theory, the energy and Moser product/composition estimates, the higher-order energy inequality, uniqueness, the Rellich/Ascoli compactness step and the passage to a classical solution, with Remarks 1-6 on smooth persistence, the continuation criterion, Cauchy stability and the non-identity time matrix