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The Lorentz exponential: exp(sK) is proper orthochronous, and boosts are exponentials of generators

Statement

Let (V,η) be a 4-dimensional Lorentz vector space with a chosen time orientation C+ (Lorentz forms of inertia (3,1,0) on a 4-dimensional real vector space, Time orientation, future and past timelike/null/causal vectors, and the closed cones), fix an inertial frame (o;e0,e1,e2,e3) with coordinates xa (Inertial frames and inertial charts of the affine Minkowski model), and give V the Euclidean norm ∥v∥:=∥E−1(v)∥2, where E(u)=∑auaea is the coordinate isomorphism. Let g be the six-dimensional space of η-antisymmetric endomorphisms of The Lie algebra of eta-antisymmetric endomorphisms, its generators and commutators. Then:

(i) For every K∈g and every s∈R the series exp⁡(sK):=∑n≥0(sK)n/n! converges absolutely in the operator norm on the space of linear maps V→V; the map s↦exp⁡(sK) is of class C∞ with ddsexp⁡(sK)=Kexp⁡(sK)=exp⁡(sK)K, exp⁡(0)=id⁡V, and exp⁡((s+t)K)=exp⁡(sK)exp⁡(tK) for all s,t∈R.

(ii) For every K∈g and every s∈R the map exp⁡(sK) is a proper orthochronous Lorentz map; equivalently s↦exp⁡(sK) is a C∞ curve in SO+(V,η) with exp⁡(0)=id⁡V. In particular every K∈g arises as the derivative at 0 of a curve of proper orthochronous Lorentz maps. No claim is made that every element of SO+(V,η) is the exponential of an element of g.

(iii) Let e∈S be a unit spatial vector of the frame, δ(e,e)=1, and write e=∑i=13e^iei; set Ne:=−∑i=13e^iM0i∈g. Then Ne vanishes on the η-orthogonal complement of span⁡(e0,e) and acts on that plane by the matrix (0−1−10); and exp⁡(rNe)=B(tanh⁡(r)e) for every r∈R. In particular every passive boost is the exponential of a generator in g, and exp⁡(rNe)exp⁡(sNe)=exp⁡((r+s)Ne) for all r,s∈R.

Facts & Assumptions

Given: A 4-dimensional Lorentz vector space (V,η) with time orientation C+, an inertial frame (o;e0,e1,e2,e3) with the Euclidean coordinate norm ∥v∥=∥E−1(v)∥2, the space g of η-antisymmetric endomorphisms, and a unit spatial vector e∈S.

[L1]

(V,η) is a Lorentz vector space: η is symmetric bilinear with both radicals {0} and inertia (3,1,0) (Lorentz forms of inertia (3,1,0) on a 4-dimensional real vector space). A linear map K:V→V lies in g exactly when η(Kv,w)+η(v,Kw)=0 for all v,w, equivalently its matrix M in an ordered η-orthonormal basis satisfies MTη0+η0M=0 with η0=diag⁡(−1,1,1,1); g is a 6-dimensional linear subspace of the space of linear maps V→V, the six maps Mab defined by (Mab)μν=δaμηbν−δbμηaν form a basis of g, and if s↦L(s) is a C1 curve in O(V,η) with L(0)=id⁡V then L′(0)∈g (The Lie algebra of eta-antisymmetric endomorphisms, its generators and commutators).

[L2]

T:={v:η(v,v)<0} is the timelike set and C+ is one of its two components; in every η-orthonormal ordered basis the components are T+={v:v0>∣vvec∣} and T−={v:v0<−∣vvec∣}, these sets are open in the metric topology of the coordinate distance d(u,w)=∥E−1(u)−E−1(w)∥2, and cl⁡(C+)∩cl⁡(C−)={0} (The timelike set has exactly two convex components, described in orthonormal coordinates, Time orientation, future and past timelike/null/causal vectors, and the closed cones).

[L3]

A linear Lorentz map is a linear L with η(Lv,Lw)=η(v,w) for all v,w; it is proper when det⁡L=+1 and orthochronous when L(C+)=C+; every linear Lorentz map is a linear isomorphism, satisfies det⁡L=±1, and has L(C+) equal to one of the two components C+,C−; composition and inversion of proper orthochronous Lorentz maps are proper orthochronous (Linear and affine Lorentz maps, and the Lorentz group, Lorentz maps are isomorphisms of determinant ±1 that preserve causal character and permute the cones; the Lorentz sets are groups).

[L4]

V is a finite-dimensional real normed space, hence a Banach space; the space L(V,V) of linear maps V→V is a real vector space, and every such linear map is a bounded linear operator with the operator norm ∥⋅∥ (Every finite-dimensional normed space is Banach, A linear map from a finite-dimensional normed space is bounded, A bounded linear operator between normed spaces, Banach space, A norm on a real vector space, the induced metric, and the dictionary with the metric axioms, The space L(V,W) of linear maps with pointwise addition and scalar multiplication).

[L5]

For every bounded operator A on a Banach space the series E(t)=∑n≥0tnAn/n! converges absolutely in operator norm and uniformly on compact t-intervals, E(t) is bounded with ∥E(t)∥≤e∣t∣ ∥A∥, E(0)=I, E(t+s)=E(t)E(s), t↦E(t) is C∞ with E′(t)=AE(t)=E(t)A, and the difference quotients converge to A (The exponential series of a bounded operator, applied on the Banach space V of [L4]).

[L6]

The operator norm is the least bound: ∥T∥=inf⁡{C≥0:∥Tx∥≤C∥x∥ for all x}, so ∥Tx∥≤∥T∥ ∥x∥ for every bounded T and every x (The operator norm as the least bound and as the unit-sphere or unit-ball supremum).

[L7]

In the frame the basis is η-orthonormal with η(ea,eb)=diag⁡(−1,1,1,1)ab, e0∈C+ with coordinates (1,0,0,0), and the chart is x(p)=E−1(p−o) (Inertial frames and inertial charts of the affine Minkowski model); the matrix of a composition of linear maps is the product of their matrices and det⁡(M1M2)=det⁡(M1)det⁡(M2) (Coordinate columns [v]B and matrices [T]BC of linear maps relative to ordered bases, Rectangular matrix multiplication and the identity matrix In, including zero-sized shapes, For same-sized finite square matrices over a commutative ring, det⁡(AB)=det⁡(A)det⁡(B)).

[L8]

The spatial three-space S=span⁡(e1,e2,e3)={w:η(e0,w)=0} carries the positive definite form δ=η∣S×S with δ(w,z)=∑i=13wizi in the δ-orthonormal basis (e1,e2,e3), and V=S⊕span⁡(e0) (The Euclidean spatial structure and cross product of an inertial frame).

[L10]

For every real ε>0 there is a natural n≥1 with 1/n<ε (For every ε>0 in a complete ordered field there is a natural n≥1 with 1/n<ε).

[L11]

For a unit spatial vector e and r∈R the passive boost B(tanh⁡(r)e) acts on the ordered pair of directions (e0,e) by the matrix (cosh⁡r−sinh⁡r−sinh⁡rcosh⁡r) and as the identity on {y∈S:δ(e,y)=0}; here sinh⁡(r)=(er−e−r)/2, cosh⁡(r)=(er+e−r)/2, tanh⁡(r)=sinh⁡(r)/cosh⁡(r), and r↦tanh⁡(r) is a strictly increasing bijection of R onto (−1,1) (Rapidity parametrization of collinear boosts, The passive Lorentz boost with parameter beta).

Proof

technique · direct
1.1L4L5given

Fix K∈g and s∈R. By [L4], V is a Banach space for the frame-coordinate norm and every linear map V→V, in particular K, is a bounded operator; hence B(V)=L(V,V) and [L5] applies with A=K: the series E(t)=∑n≥0tnKn/n! converges absolutely in operator norm and uniformly on compact intervals, E(t) satisfies ∥E(t)∥≤e∣t∣ ∥K∥, E(0)=I, E(t+u)=E(t)E(u), t↦E(t) is C∞ with E′(t)=KE(t)=E(t)K, and the difference quotients at 0 converge to K. Writing E(s)=exp⁡(sK) for t=s this is exactly clause (i), including K=exp⁡′(0).

1.2L1L7L8algebra

Let e=∑i=13e^iei∈S with δ(e,e)=1. Since each M0i lies in the linear subspace g by [L1], Ne=−∑i=13e^iM0i lies in g. From (M0i)μν=δ0μηiν−δiμη0ν=δ0μδiν+δiμδ0ν (using ηiν=δiν for spatial indices and η0ν=−δ0ν) one reads M0ie0=ei and M0iej=δije0 for j=1,2,3, since the components vanish unless μ∈{0,i} and ν∈{0,j}. Hence Nee0=−∑ie^iei=−e and Neej=−∑ie^iδije0=−e^je0, so Nee=−∑je^j2e0=−e0 because δ(e,e)=∑je^j2=1. Every v∈V decomposes as v=v0e0+se+y with v0,s∈R and y∈S, δ(e,y)=0: indeed [L8] gives v=v0e0+w with w∈S, and w=δ(e,w)e+y with y:=w−δ(e,w)e satisfies δ(e,y)=δ(e,w)−δ(e,w)δ(e,e)=0. For such v, linearity gives Nev=v0(−e)+s(−e0)+0=−v0e−se0 and Ne2v=Ne(−v0e−se0)=v0e0+se; in particular Ney=0 and Ne2=P, where P is the projection onto span⁡(e0,e) along {y∈S:δ(e,y)=0}. This last set is the η-orthogonal complement of span⁡(e0,e), because η(v,v′)=0 for all v′∈span⁡(e0,e) holds exactly for v∈e0⊥=S with δ(e,v)=0; and in the ordered basis (e0,e) the map Ne has the matrix (0−1−10).

2.1L1L5L7L9step 1.1algebra

Let M(t) be the matrix of exp⁡(tK) in the ordered basis (e0,e1,e2,e3) and MK the matrix of K, so that MKTη0+η0MK=0 by [L1]. By step 1.1, M is C∞ with M′(t)=MKM(t) (the matrix of KE(t) is the product of the matrices) by [L7]. Define F(t):=M(t)Tη0M(t); its entries are finite sums of products of C∞ functions, so F is differentiable and the product rule of [L9] gives F′(t)=M′(t)Tη0M(t)+M(t)Tη0M′(t)=M(t)TMKTη0M(t)+M(t)Tη0MKM(t)=M(t)T(MKTη0+η0MK)M(t)=0. Since F(0)=ITη0I=η0 and each entry has vanishing derivative on R, [L9] makes each entry constant, so F(t)=η0 for all t and all s. Thus for all u,v∈V with coordinate columns x,y one has η(exp⁡(sK)u,exp⁡(sK)v)=xTM(s)Tη0M(s)y=xTη0y=η(u,v), so exp⁡(sK) is a linear Lorentz map.

2.2L5L11step 1.2algebra

Since Ne2=P with P2=P by step 1.2, the powers of Ne are Ne2m=P for m≥1, Ne2m+1=Ne for m≥0. The exponential series of the bounded operator rNe converges absolutely in operator norm by [L5]; splitting its partial sums into even and odd parts, each part is a convergent series of scalars times P respectively Ne, and exp⁡(rNe)=I+(∑m≥1r2m/(2m)!)P+(∑m≥0r2m+1/(2m+1)!)Ne=I+(cosh⁡(r)−1)P+sinh⁡(r)Ne with the hyperbolic functions of [L11].

3.1L3L7step 1.1step 2.1algebra

By step 2.1, exp⁡(sK) is a Lorentz map, so [L3] gives det⁡exp⁡(sK)=±1, the determinant being that of M(s) by [L7]. Applying the group law of step 1.1 at t=u=s/2 gives exp⁡(sK)=exp⁡((s/2)K)2, so by [L7] M(s)=M(s/2)M(s/2) and det⁡M(s)=det⁡(M(s/2))2=(±1)2=1, using [L3] once more for det⁡M(s/2)=±1. Hence exp⁡(sK) is proper.

3.2L2L3L6L7step 1.1step 2.1algebra

By [L2] and [L7], C+ is open in the coordinate-norm topology and e0∈C+ with coordinates (1,0,0,0) and ∥e0∥=1; choose ρ>0 with {v:∥v−e0∥<ρ}⊆C+. By step 1.1 the map t↦exp⁡(tK) is continuous at 0 with exp⁡(0)=I, so there is δ>0 with ∥exp⁡(tK)−I∥<ρ/2 whenever ∣t∣<δ. For such t, [L6] gives ∥exp⁡(tK)e0−e0∥=∥(exp⁡(tK)−I)e0∥≤∥exp⁡(tK)−I∥∥e0∥<ρ/2<ρ, so exp⁡(tK)e0∈C+. By step 2.1 the map exp⁡(tK) is a Lorentz map, so by [L3] its image of C+ is one of the two components C+,C−; since it contains exp⁡(tK)e0∈C+, it equals C+. Hence exp⁡(tK) is orthochronous for every ∣t∣<δ.

3.3L11step 1.2step 2.2algebra

Evaluate the formula of step 2.2 on the spanning set of step 1.2: using Nee0=−e, Nee=−e0, Ney=0 and Py=0 for δ(e,y)=0, one gets exp⁡(rNe)e0=e0+(cosh⁡r−1)e0−sinh⁡r e=cosh⁡r e0−sinh⁡r e, exp⁡(rNe)e=cosh⁡r e−sinh⁡r e0, and exp⁡(rNe)y=y. By [L11], B(tanh⁡(r)e) acts on (e0,e) by the matrix (cosh⁡r−sinh⁡r−sinh⁡rcosh⁡r) and fixes every y∈S with δ(e,y)=0; both maps are linear and agree on the spanning set {e0,e}∪{y∈S:δ(e,y)=0} of V, so they are equal: exp⁡(rNe)=B(tanh⁡(r)e).

4.1L3L10step 1.1step 3.2algebra

Let s∈R. For s=0 the map exp⁡(0)=I is orthochronous. Let s≠0 and choose n≥1 with 1/n<δ/∣s∣ by [L10], so t:=s/n satisfies ∣t∣<δ and exp⁡(tK) is orthochronous by step 3.2. If s>0 then s=nt, and the group law of step 1.1 gives exp⁡(sK)=exp⁡(tK)n, a finite product of proper orthochronous Lorentz maps, hence proper orthochronous by [L3]. If s<0 then −s>0, so exp⁡(−sK) is proper orthochronous by the previous sentence; the group law at t=s, u=−s gives exp⁡(sK)=exp⁡(−sK)−1, and the inverse of a proper orthochronous Lorentz map is proper orthochronous by [L3]. Hence exp⁡(sK) is orthochronous for every s∈R.

4.2L5L11step 1.1step 3.3algebra

Let β∈(−1,1) and let e be a unit spatial vector. By [L11] there is a unique r∈R with β=tanh⁡(r); step 3.3 then gives B(βe)=B(tanh⁡(r)e)=exp⁡(rNe), and for β=0 one has B(0)=id⁡V=exp⁡(0) by the definition of the boost. Writing β=∣β∣u with a unit spatial vector u when β≠0, this exhibits every passive boost as the exponential of a generator in g. Finally, [L5] applied to the single operator Ne and the group law of step 1.1 give exp⁡(rNe)exp⁡(sNe)=exp⁡((r+s)Ne) for all r,s∈R.

5.1step 1.1step 1.2step 2.1step 2.2step 3.1step 3.2step 3.3step 4.1step 4.2∎

Clause (i) is step 1.1, together with the derivative statement K=exp⁡′(0) noted there. Clause (ii) is steps 2.1, 3.1, 3.2 and 4.1: step 2.1 makes exp⁡(sK) a Lorentz map, step 3.1 makes it proper, steps 3.2 and 4.1 make it orthochronous; combined with the C∞ property of step 1.1 this is the curve statement in SO+(V,η), and every K∈g arises as exp⁡′(0) by step 1.1. Clause (iii) is steps 1.2, 2.2, 3.3 and 4.2. Nothing proved here asserts the converse direction (that every element of SO+(V,η) is an exponential of an element of g), which is exactly the disclaimer in the statement.

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