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Airy connection across a single simple turning point of the declared regime model, with envelope error control

Physical scope

The single-simple-turning-point connection statement for the declared WKB regime model with forbidden region on the right of the turning point: the two exact solutions matched to the Airy-type decaying and growing branches of the transformed equation, their forbidden-side exponential forms, their allowed-side sine and cosine forms with the phase pi/4 measured from the turning point, the factor two of the decaying-sine connection, and the envelope-times-epsilon absolute error control. The statement concerns the declared one-dimensional model's exact solutions only; it asserts no rectangular walls, no coalescing turning points, no multi-turn resonances, no wave packet and no measurement.

Statement

Adopt the declared WKB regime model of The declared WKB regime model: nondimensionalised line equation, turning points, phase integrals and the declared barrier transmission reading with its data V,m,ℏ,ℓ,E⋆,W,λ,h, and assume hypothesis (W3) at a turning point ξ0 with W′(ξ0)>0: on an interval [ξ0−r0,ξ0+s0] with r0,s0>0 the function W−λ has the single zero ξ0, is strictly negative on [ξ0−r0,ξ0) (allowed side) and strictly positive on (ξ0,ξ0+s0] (forbidden side). Write, for the two sides, θ(ξ):=1h∫ξξ0λ−W(ξ′) dξ′(ξ<ξ0),Σ(ξ):=1h∫ξ0ξW(ξ′)−λ dξ′(ξ>ξ0),the nonnegative dimensionless phase and exponent measured from the turning point into the allowed and forbidden sides. Letζ(ξ):=sign⁡(ξ−ξ0)[32∣∫ξ0ξ∣W(ξ′)−λ∣ dξ′∣]2/3be the Liouville coordinate. Write R for the continuous remainder in the transformed equation w′′=[ζ/h2+R(ζ)]w and put η−:=ζ(ξ0−r0), η+:=ζ(ξ0+s0). Defineε(h):=Ckerh∫η−η+∣R(v)∣∣v∣+h2/3 dv,where Cker is the kernel constant of Stable weighted Airy Volterra connection; boundedness of R on the fixed transformed interval gives ε(h)≤C1h for some C1>0 depending only on the fixed data. There are constants 0<C0<∞ and 0<Cerr<∞, depending only on W,λ,ξ0,r0,s0 (not on h), and h0>0, such that for every 0<h<h0: (a) Decaying connection. There is an exact solution udec of the model equation u′′=(W−λ)u/h2 on [ξ0−r0,ξ0+s0] and a real constant C≠0 withu_{\mathrm{dec}}(\xi)=C\,(W(\xi)-\lambda)^{-1/4} e^{-\Sigma(\xi)}\bigl(1+\delta_{\mathrm{f}}(\xi)\bigr)\qquad(\xi>\xi_{0}),$$$$u_{\mathrm{dec}}(\xi)=2C\,(\lambda-W(\xi))^{-1/4} \Bigl(\sin\bigl(\theta(\xi)+\tfrac{\pi}{4}\bigr)+\delta_{\mathrm{a}}(\xi)\Bigr) \qquad(\xi<\xi_{0}), where the absolute errors obey, for ξ≠ξ0 away from the turning point,∣δf(ξ)∣≤C0(ε(h)+h/∣ζ(ξ)∣3/2),∣δa(ξ)∣≤C0(ε(h)+h/∣ζ(ξ)∣3/2),(b) Growing connection. There is a second exact solution ugrow, linearly independent of udec, withu_{\mathrm{grow}}(\xi)=C'\,(W(\xi)-\lambda)^{-1/4} e^{+\Sigma(\xi)}\bigl(1+\delta_{\mathrm{f,grow}}(\xi)\bigr)\qquad(\xi>\xi_{0}),$$$$u_{\mathrm{grow}}(\xi)=C'\,(\lambda-W(\xi))^{-1/4} \Bigl(\cos\bigl(\theta(\xi)+\tfrac{\pi}{4}\bigr)+\delta_{\mathrm{a,grow}}(\xi)\Bigr) \qquad(\xi<\xi_{0}), for a real constant C′≠0, with ∣δf,grow(ξ)∣,∣δa,grow(ξ)∣≤C0(ε(h)+h/∣ζ(ξ)∣3/2) away from ξ0; (c) Derivative and envelope control. Let Ah(ζ):=A(ζ/h2/3) and Bh(ζ):=B(ζ/h2/3) be the Airy functions in Airy envelopes and asymptotic coefficients, let a(ξ):=(ζ′(ξ))−1/2, and put$$ f_h(\zeta):=(1+|\zeta|/h^{2/3})^{-1/4},\qquad \phi_h(\zeta):=\frac{2(\zeta_+)^{3/2}}{3h}.

Definethedecayingandgrowingenvelopesby

e_h^-(\zeta):=f_h(\zeta)e^{-\phi_h(\zeta)},\quad d_h^-(\zeta):=h^{-2/3}f_h(\zeta)^{-1}e^{-\phi_h(\zeta)},\quad e_h^+(\zeta):=f_h(\zeta)e^{\phi_h(\zeta)},\quad d_h^+(\zeta):=h^{-2/3}f_h(\zeta)^{-1}e^{\phi_h(\zeta)}. For each transformed coordinate $\eta\in\zeta([\xi_0-r_0,\xi_0+s_0])$, define $w_{\mathrm{dec}}(\eta):=u_{\mathrm{dec}}(\zeta^{-1}(\eta))/a(\zeta^{-1}(\eta))$ and $w_{\mathrm{grow}}(\eta):=u_{\mathrm{grow}}(\zeta^{-1}(\eta))/a(\zeta^{-1}(\eta))$. For the solutions chosen as in the proof, the following transformed derivative error bounds hold on the full transformed interval, with an error constant $C_{\mathrm{err}}$ depending only on the fixed data and not on $h$: $ |w_{\mathrm{dec}}'-A_h'|\le C_{\mathrm{err}} d_h^-(e^{\varepsilon(h)}-1),\qquad |w_{\mathrm{grow}}'-B_h'|\le C_{\mathrm{err}} d_h^+(e^{\varepsilon(h)}-1). $ Here $\varepsilon(h):=\varepsilon_h$ is the control parameter of [F3] and satisfies $\varepsilon(h)\le C_1h$; the corresponding value errors are bounded by $C_{\mathrm{err}}e_h^-(e^{\varepsilon(h)}-1)$ and $C_{\mathrm{err}}e_h^+(e^{\varepsilon(h)}-1)$. Here primes on $w_{\mathrm{dec}},w_{\mathrm{grow}},A_h,B_h$ denote $\eta$-derivatives, and primes on $a,\zeta$ denote $\xi$-derivatives. Consequently, |u_{\mathrm{dec}}'(\xi)-a'(\xi)A_h(\zeta(\xi))-a(\xi)\zeta'(\xi)A_h'(\zeta(\xi))|\le C_{\mathrm{err}}\bigl(|a'(\xi)|e_h^-(\zeta(\xi))+|a(\xi)|\zeta'(\xi)d_h^-(\zeta(\xi))\bigr)(e^{\varepsilon(h)}-1), $$$$ |u_{\mathrm{grow}}'(\xi)-a'(\xi)B_h(\zeta(\xi))-a(\xi)\zeta'(\xi)B_h'(\zeta(\xi))|\le C_{\mathrm{err}}\bigl(|a'(\xi)|e_h^+(\zeta(\xi))+|a(\xi)|\zeta'(\xi)d_h^+(\zeta(\xi))\bigr)(e^{\varepsilon(h)}-1).For $\rho(\xi):=W(\xi)-\lambda>0$ on the forbidden side and $p(\xi):=\sqrt{\lambda-W(\xi)}>0$ on the allowed side, the scaled slope forms on every compact section bounded away from $\xi_0$ areh\rho(\xi)^{-1/4}u_{\mathrm{dec}}'(\xi)=C e^{-\Sigma(\xi)}\bigl(-1+\delta_{\mathrm{f,dec}}^{(1)}(\xi)\bigr),\qquad h\rho(\xi)^{-1/4}u_{\mathrm{grow}}'(\xi)=C'e^{\Sigma(\xi)}\bigl(1+\delta_{\mathrm{f,grow}}^{(1)}(\xi)\bigr),hp(\xi)^{-1/2}u_{\mathrm{dec}}'(\xi)=2C\bigl(-\cos(\theta(\xi)+\tfrac{\pi}{4})+\delta_{\mathrm{a,dec}}^{(1)}(\xi)\bigr),\qquad hp(\xi)^{-1/2}u_{\mathrm{grow}}'(\xi)=C'\bigl(\sin(\theta(\xi)+\tfrac{\pi}{4})+\delta_{\mathrm{a,grow}}^{(1)}(\xi)\bigr).$$ Each new slope error is absolute and satisfies ∣δf,dec(1)∣,∣δf,grow(1)∣,∣δa,dec(1)∣,∣δa,grow(1)∣≤C0(ε(h)+h/∣ζ(ξ)∣3/2); in particular no relative error at a sine or cosine zero is asserted.

(d) Content of the connection. The factors 2 in the decaying allowed-side form of (a) and 1 in the growing allowed-side form of (b) are the amplitude relations of the exact Airy pair: the forbidden-side data determine the constants C and C′, and the allowed-side oscillations are the sine and cosine forms with phase π/4 measured from the turning point into the allowed region. The statement excludes rectangular walls, coalescing or multiple turning points, multi-turn resonances and barrier-top uniformity; it asserts no transmission or reflection coefficient (that is a separate statement requiring hypothesis (W2)), no wave packet, no detector and no measured value; the errors are absolute and blow up as the turning point is approached, as displayed by the h/∣ζ∣3/2 term.

Facts & Assumptions

Given: the WKB regime model with its data; hypothesis (W3) with W′(ξ0)>0; the functions θ,Σ,ζ; the Axiom of Countable Choice.

[F1]

Liouville transformation. For W∈C5 near ξ0 with a single simple zero of q:=W−λ at ξ0, q′(ξ0)>0, the substitution ζ=ζ(ξ), a=(ζ′)−1/2, u=a w(ζ) transforms the model equation into w′′(ζ)=[ζ/h2+R(ζ)]w(ζ) on the transformed interval, with R continuous and bounded, ζ∈C4, ζ′>0 with min⁡ζ′>0, and constants depending only on q and the interval (Liouville turning-point transformation clauses (a)-(c)).

[F2]

Airy asymptotics and envelopes. The entire Airy functions A,B of Airy contour and Fresnel normalization and Airy envelopes and asymptotic coefficients satisfy A(−Z)=π−1/2Z−1/4(sin⁡Θ+O(Z−3/2)), B(−Z)=π−1/2Z−1/4(cos⁡Θ+O(Z−3/2)) for Z→+∞ with Θ=2Z3/2/3+π/4, the exponential asymptotics A(Z)=12π−1/2Z−1/4e−2Z3/2/3(1+O(Z−3/2)) and B(Z)=π−1/2Z−1/4e2Z3/2/3(1+O(Z−3/2)), the Wronskian AB′−A′B=π−1, and envelope bounds with p(Z)=1+∣Z∣ and S(Z)=23(Z+)3/2 (Airy contour and Fresnel normalization clauses (c), (d), Airy envelopes and asymptotic coefficients clauses (a)-(c)).

[F3]

Stable Volterra connection. Put η−:=ζ(ξ0−r0) and η+:=ζ(ξ0+s0), and use Ah(η)=A(η/h2/3), Bh(η)=B(η/h2/3), fh(η)=(1+∣η∣/h2/3)−1/4 and ϕh(η)=2max⁡{η,0}3/2/(3h). The decaying envelopes are eh−=fhe−ϕh and dh−=h−2/3fh−1e−ϕh, while the growing envelopes are eh+=fheϕh and dh+=h−2/3fh−1eϕh. The stable control parameter is εh:=Ckerh∫η−η+∣R(v)∣/∣v∣+h2/3 dv≤C1h, with constants depending only on the fixed equation and interval. The solution with terminal Airy data (Ah,Ah′) at the right endpoint satisfies ∣w−Ah∣≤CAeh−(eεh−1) and ∣w′−Ah′∣≤CAdh−(eεh−1); the growing branch with Airy data (Bh,Bh′) at η=0 satisfies the analogous value and derivative bounds with eh+,dh+. The connection between the forbidden-side exponential forms and the allowed-side oscillatory forms carries the absolute error bounded by the respective value and derivative envelopes times C(εh+h/∣η∣3/2) (Stable weighted Airy Volterra connection clauses (a)-(c), including its Facts & Assumptions (F3)).

[F4]

Allowed-region transfer on the oscillatory side. On a closed subinterval of the allowed side bounded away from ξ0, the exact solutions are compared with their leading WKB waves by WKB explicit error, with the Gronwall factor of that theorem; the side's scaled momentum is p=λ−W and its local wavenumber in ξ is p/h (The declared WKB regime model: nondimensionalised line equation, turning points, phase integrals and the declared barrier transmission reading clause (c)).

[F5]

Model identification. The physical potential and energy are V(ℓξ)=E⋆W(ξ), E=E⋆λ, and the model equation is u′′=(W−λ)u/h2, so the equation, turning points and functions θ,Σ have the displayed dimensionless data (The declared WKB regime model: nondimensionalised line equation, turning points, phase integrals and the declared barrier transmission reading clauses (b), (c)). For either allowed or forbidden action from ξ0 to a fixed point on the corresponding side, apply Nondimensionalisation of the one-dimensional stationary equation and of the WKB exponent clause (b)(i) or (b)(ii) after removing a δ-neighborhood of ξ0. The square-root integrand extends continuously with value zero at the simple turning point, so letting δ↓0 gives the same physical-to-dimensionless identity for the displayed phase and exponent.

Proof

technique · direct; push the model equation through the Liouville transformation, bound the two Airy-matched exact solutions by the stable Volterra estimates, and read the allowed-side sine and cosine forms from the Airy asymptotics with the same constants

Given: the data of the statement and [F1]-[F5].

1.1F1F5given

[Transformed equation] By [F1] applied to q=W−λ (with q of the sign of ξ−ξ0 because W′(ξ0)>0 and ξ0 is the single zero) the model equation is equivalent to w′′=[ζ/h2+R]w under u=a w∘ζ, with ζ exactly the displayed Liouville variable and a=(ζ′)−1/2>0; all constants depend only on the model's data and the interval.

1.2F1F2F3algebra

[Matched solutions and forbidden forms] By [F3], take wdec with Airy data (Ah,Ah′) at the right endpoint and wgrow with Airy data (Bh,Bh′) at ζ=0; put udec(ξ)=a(ξ)wdec(ζ(ξ)) and similarly for the growing branch. These are exact solutions by [F1]. On the forbidden side, 2ζ3/2/(3h)=Σ(ξ) and a(ξ)=ζ1/4(W−λ)−1/4. Thus [F2] and the value bounds of [F3] give the forbidden forms with C=12π−1/2h1/6 and C′=π−1/2h1/6; the relative forbidden errors are bounded by a constant times ε(h)+h/∣ζ∣3/2 on the stated matching sections. These constants are nonzero for each h>0, while the error constants depend only on the fixed data.

2.1F1F2F3step 1.2algebra

[Independence for sufficiently small h] At ζ=0, [F3] gives wdec−Ah=O(ε(h)) and wdec′−Ah′=O(h−2/3ε(h)), since eh(0)=1 and dh(0)=h−2/3 and eε(h)−1=O(ε(h)). The growing data there are exactly Bh(0),Bh′(0), with Bh(0)=O(1) and Bh′(0)=O(h−2/3) by [F2]. Consequently their Wronskian at zero is h−2/3[π−1+O(ε(h))], nonzero when h is sufficiently small because ε(h)≤C1h. Its derivative is zero for the common equation w′′=(ζ/h2+R)w, so it is nonzero throughout. The invertible Liouville transformation preserves independence. Choose h0 small enough for this and the supplied estimates.

2.2step 1.2F1F2F3F4algebra

[Allowed forms with additive errors] For ξ<ξ0, 2∣ζ∣3/2/(3h)=θ(ξ) and a(ξ)=∣ζ∣1/4(λ−W)−1/4. The Airy formulas of [F2] therefore give aAh=2C(λ−W)−1/4[sin⁡(θ+π/4)+O(h/∣ζ∣3/2)] and aBh=C′(λ−W)−1/4[cos⁡(θ+π/4)+O(h/∣ζ∣3/2)]. Adding the envelope-controlled differences of [F3] yields exactly the additive errors δa,δa,grow of (a),(b), including at sine or cosine zeros. If needed [F4] transports the data across any further fixed allowed matching section and adds its controlled error. The amplitudes are 2C and C′; no relative error at an oscillatory zero is asserted.

2.3step 1.2F1F2F3algebra

[Derivative bounds] For the decaying branch use the envelopes eh−,dh− of the Statement; for the growing branch use eh+,dh+. The chain rule gives, with w0=Ah or Bh respectively, u′−(a w0∘ζ)′=a′(w−w0)∘ζ+aζ′(w′−w0′)∘ζ. The value and derivative bounds of [F3] therefore yield the two displayed transformed derivative error inequalities. To convert the Airy references to the slopes in the Statement, use ζ(ζ′)2=W−λ and differentiate only the explicit leading amplitudes: on the forbidden side, hρ−1/4(ρ−1/4e±Σ)′=e±Σ(±1−hρ′/(4ρ3/2)); on the allowed side, hp−1/2(p−1/2sin⁡(θ+π/4))′=−cos⁡(θ+π/4)−hp′sin⁡(θ+π/4)/(2p2) and hp−1/2(p−1/2cos⁡(θ+π/4))′=sin⁡(θ+π/4)−hp′cos⁡(θ+π/4)/(2p2). At each fixed section away from ξ0, ρ,p,∣ζ∣ are bounded below, so the amplitude-derivative terms are O(h); [F2]'s Airy derivative expansions and the transformed derivative estimates supply the remaining absolute errors C0(ε(h)+h/∣ζ∣3/2), including at oscillatory zeros. No derivative of an unspecified error term is taken.

3.1step 1.1step 2.2step 2.3F5given∎

[Scope and identifications] The only hypotheses used are (W3), the local C5 regularity of W and the single simple zero at ξ0, which are exactly the hypotheses of [F1]-[F4]; no further turning point, no wall and no resonance condition was used. The physical phase integrals and the correspondence with the line model are those of [F5], and the units are the model's. This proves clause (d).

Remarks

  • Orientation. The phase θ and exponent Σ are both measured from the turning point outward into the respective region; with this convention the decaying solution's allowed-side form is the sine with +π/4, and the growing solution's is the cosine, exactly as in the Airy asymptotics of [F2]. Replacing the signed phase θ by −θ interchanges the leading forms because sin⁡(−θ+π/4)=cos⁡(θ+π/4) and cos⁡(−θ+π/4)=sin⁡(θ+π/4). A coordinate reflection with the outward nonnegative phase convention retains the same sine and cosine assignments.
  • Use on this page. The barrier-transmission theorem of this page uses the decaying connection on both sides of a separated barrier; the error control of clause (c) is what makes the two matching errors comparable.

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