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Equilibrium SSEP quasi-potential on a torus

Statement

Assume the Axiom of Countable Choice. Let d≥1, let ρˉ∈(0,1), and let ρ:Td→[ε,1−ε] be a smooth real periodic profile for some 0<ε<1/2 with ∫Tdρ dx=ρˉ, where dx is normalized product Haar measure. For the fixed-mean action quasi-potential Vρˉ and Bernoulli relative free-energy functional Hρˉ defined above, one has

Vρˉ(ρ)=Hρˉ(ρ)=∫Td[ρ(x)log⁡ρ(x)ρˉ+(1−ρ(x))log⁡1−ρ(x)1−ρˉ]dx.

This is the homogeneous-equilibrium, fixed-mean torus variational result for the defined continuum action.

Facts & Assumptions

Given: Countable Choice; d≥1; ρˉ∈(0,1); and a smooth periodic target ρ bounded in [ε,1−ε] with mean ρˉ.

[A1]

The Axiom of Countable Choice (ACω): every at most countable family of nonempty sets has a choice function.

[F1]

Normalized SSEP macroscopic fluctuation action: I[0,T] is the nonnegative action 14∫∣j+∇u∣2/[u(1−u)] dx dt for smooth continuity-constrained paths bounded strictly inside (0,1).

[F2]

Fixed-mean action quasi-potential: Vρˉ(ρ) is the infimum of I[0,T] over all finite T>0 and smooth fixed-mean connections from constant ρˉ to ρ.

[F3]

Bernoulli relative free-energy functional: Hρˉ(ρ)=∫[f(ρ)−f(ρˉ)−(log⁡ρˉ−log⁡(1−ρˉ))(ρ−ρˉ)] dx; at mean ρˉ the linear term integrates to zero.

[F4]

Equilibrium action time-reversal identity: for each admissible path, its action minus the action of its time reversal is the endpoint difference ∫f(u(T)) dx−∫f(u(0)) dx.

[F5]

Small-action bridge to a relaxed equilibrium profile: the reverse heat segment from ρS to ρ can be preceded by a smooth fixed-mean connector from ρˉ to ρS whose action tends to zero as S→∞.

[F6]

Fourier heat flow on the continuum torus: the Fourier heat profile is smooth for positive time, solves ∂sρs=Δρs, preserves its initial density bounds and mean, and is the unique weak heat solution.

[F7]

Order, continuity, range, and the product, quotient, and reciprocal laws for the natural logarithm: for positive a,b, log⁡(a/b)=log⁡a−log⁡b.

Proof

1.1F1F2F3F4givenalgebra

Let (u,j) be any admissible connection of duration T from ρˉ to ρ. By [F4], I[0,T](u,j)=Hρˉ(ρ)+I[0,T](uθ,jθ), because both endpoints have mean ρˉ and [F3] identifies the endpoint free-energy difference with Hρˉ(ρ). The reversed action is nonnegative by [F1], so every admissible connection has action at least Hρˉ(ρ).

1.2A1F6algebra

Let ρs be the Fourier heat profile with datum ρ. Under [A1], [F6] applies; because ρ is smooth, its Fourier multiplier profile is smooth up to s=0, solves ∂sρs=Δρs, and preserves mean ρˉ. Apply the range-preservation assertion of [F6] to v=(ρ−ε)/(1−2ε), which lies in [0,1]. Linearity of the Fourier multiplier and its fixing constants give ρs=ε+(1−2ε)vs, hence ε≤ρs≤1−ε for every s≥0.

2.1F2step 1.1

Taking the infimum over all finite-duration connections in [F2] yields Vρˉ(ρ)≥Hρˉ(ρ).

2.2F1F4F6step 1.2algebra

On the forward heat path (ρs,−∇ρs), 0≤s≤S, the continuity equation holds because ∂sρs=Δρs and ∇⋅(−∇ρs)=−Δρs, and the action is zero because −∇ρs+∇ρs=0. Its time reverse on [0,S] has current +∇ρS−t, and [F4] gives its action as ∫f(ρ) dx−∫f(ρS) dx. Shift this reversed path to [1,S+1] by t↦t−1; substitution in the action integral shows that its action is unchanged, and the resulting path has density ρS+1−t and current +∇ρS+1−t. The heat equation verifies continuity on the shifted interval.

3.1F2F5step 2.2algebra

Prepend the connector from [F5] on [0,1]. Its endpoint derivatives match the reversed heat segment, so the concatenation is a smooth admissible fixed-mean connection from ρˉ to ρ of duration S+1. By [F2], Vρˉ(ρ)≤I[0,1](σS,κS)+∫f(ρ) dx−∫f(ρS) dx.

4.1F3F5F7step 2.1step 3.1algebra∎

As S→∞, [F5] gives I[0,1](σS,κS)→0 and ρS→ρˉ uniformly; continuity of f on [ε,1−ε] then gives ∫f(ρS) dx→f(ρˉ). By [F7], the fixed-mean identity in [F3] is Hρˉ(ρ)=∫Td[ρ(log⁡ρ−log⁡ρˉ)+(1−ρ)(log⁡(1−ρ)−log⁡(1−ρˉ))]dx=∫Td[ρlog⁡(ρ/ρˉ)+(1−ρ)log⁡((1−ρ)/(1−ρˉ))]dx. Thus Vρˉ(ρ)≤Hρˉ(ρ); combining with the lower bound in step 2.1 proves the claimed equality. The constructed horizons tend to infinity; no finite-time minimizer is asserted.

Remarks

The proof establishes a conditional identity for the separately defined continuum variational functional. It does not prove that microscopic SSEP trajectories satisfy a path-space large-deviation principle. The result is restricted to a homogeneous equilibrium profile on a periodic torus at fixed mean; it makes no local quasi-potential claim for boundary-driven systems, whose functionals may be nonlocal.

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