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First variation of the Einstein-Hilbert density under compactly supported metric variations, and of the timelike length functional

Statement

Let (M,g,N) be a time-oriented smooth Lorentzian four-manifold with metric-selected connection ∇, curvature tensors Rabcd, Ric⁡ab, scalar curvature S and Einstein tensor Gab (The Riemann curvature operator and the derived Ricci, scalar and Einstein tensors, Smooth time-oriented Lorentzian four-manifolds: the geometric objects of the model, Metric compatibility, torsion freedom and the metric-selected connection class, Existence and uniqueness of the metric-selected connection of a nondegenerate metric, and its extension to tensor fields). Let (U,x) be a smooth chart, let K⊆U be compact, let I⊆R be an open interval with 0∈I, and let s↦g(s), s∈I, be a family of smooth Lorentzian metrics of signature (−,+,+,+) on M such that

Write hab:=∂sg(s)ab∣s=0, a smooth symmetric covariant 2-tensor field with support in K, and qab:=∂sg(s)ab∣s=0 (The inverse metric, musical isomorphisms and index raising).

(a) Variation of the inverse metric; realizability. qab=−gacgbdhcd; conversely, for every smooth symmetric covariant 2-tensor field h0 with compact support in U there is λ0>0 such that for every ∣λ∣<λ0 the family s↦g+sλh0 satisfies the hypotheses above on the parameter interval (−1,1) (with K=supp⁡h0). In particular any prescribed smooth compactly supported inverse-metric direction q is realized by g+sh on a sufficiently small interval, with hab=−gacgbdqcd.

(b) Variation of the Christoffel symbols. The field δΓabc:=∂sΓ(s)abc∣s=0 is a smooth tensor field on U and

δΓabc=12gad(∇bhcd+∇chbd−∇dhbc).

(c) Variation of the Ricci tensor (Palatini identity). δRic⁡bd:=∂sRic⁡(s)bd∣s=0 satisfies

δRic⁡bd=∇aδΓadb−∇dδΓaab.

(d) Variation of the curvature density. With Va:=gbdδΓadb−gabδΓddb and w(s):=∣det⁡(g(s)ab)∣ the metric density of The metric volume form, current flux through 3-faces and finite-chain charges,

∂s(w(s)S(s))∣s=0=w Gabqab+∂a(wVa).

(e) Variation of the chart action integral. For every constant Λ∈R, the function F(s):=∫U[(S(s)−2Λ)w(s)−(S(0)−2Λ)w(0)] d4x is the compactly supported chart action difference, differentiable at 0, and

F′(0)=∫U(Gab+Λgab)qab w d4x,

where the integrand is compactly supported in K and the integral is an ordinary Riemann integral in the chart coordinates (The lower and upper Darboux integrals over a nondegenerate rectangle in Rm).

(f) Variation of the timelike length and particle action. Let γ:[a,b]→U and H be as in First variation of the length of a timelike curve: stationarity is the geodesic equation, so that γ is C2, future timelike, parametrized with g(γ′,γ′)=−c2, the variation is C2 with fixed endpoints and future timelike fibres, and L(s) is the length functional of that lemma. Then the first-variation formulas (1)-(3) of that lemma hold verbatim. Consequently for every m>0 the particle action Sp(γ):=−mc∫ab−g(γ′(t),γ′(t)) dt satisfies ∂sSp(H(s,⋅))∣s=0=−mc L′(0), so within this class of curves and variations γ is stationary for Sp if and only if Dtγ′=0, i.e. if and only if γ is a geodesic in its proper-time parameter (Geodesic of an affine connection, Covariant derivative along a curve).

Facts & Assumptions

Given: The chart (U,x), the compact set K⊆U, the interval I about 0, the smooth family s↦g(s) of Lorentzian metrics equal to g off K, and the curve and variation of clause (f).

[L1]

The metric-selected connection ∇ of g exists, is unique and is torsion-free and g-compatible; in a chart its Christoffel symbols are Γabc=12gad(∂bgdc+∂cgbd−∂dgbc), and its extension to tensor fields commutes with contractions, annihilates g,g−1 and has coordinate expression T⋯;c=∂cT⋯ plus one Γ-term per slot (Existence and uniqueness of the metric-selected connection of a nondegenerate metric, and its extension to tensor fields, Torsion freedom and metric compatibility in chart components).

[L2]

∇ satisfies the point-normal chart property: about every p∈U there is a chart with gab(p)=diag⁡(−1,1,1,1) and ∂agbc(p)=0, hence Γabc(p)=0 (Point-normal and exponential coordinate charts of the metric-selected connection).

[L3]

The curvature components have the chart expression Rabcd=∂cΓadb−∂dΓacb+∑e(ΓaceΓedb−ΓadeΓecb), and Ric⁡bd=Rabad, S=gbdRic⁡bd, Gab=Ric⁡ab−12Sgab (The Riemann curvature operator and the derived Ricci, scalar and Einstein tensors, Tensoriality of the curvature, its coordinate formula and its point-normal metric formula).

[L4]

For a smooth metric family with compactly supported variation: if w(s) is the density of g(s), then ∂sw(s)∣0=−12w gabqab; equivalently ∂sw(s)∣0=12w gabhab (The derivative of the metric density and the chart formula for the divergence of a vector field clause (a), Smooth time-oriented Lorentzian four-manifolds: the geometric objects of the model).

[L5]

For a differentiable matrix curve A with invertible values, (det⁡A)′=det⁡Atr⁡(A−1A′), and the inverse-metric components are the matrix inverse of gab; hence differentiating g(s)acg(s)cb=δab gives qacgcb+gachcb=0 (The inverse metric, musical isomorphisms and index raising, Tensor fields of type (r,s) on a Lorentzian four-manifold and their components, The derivative of the determinant along an invertible C¹ matrix curve: (det⁡A)′=det⁡A  tr⁡(A−1A′)).

[L6]

If g is Lorentzian and h0 is smooth symmetric with compact support, then g+sλh0 is a smooth Lorentzian metric of signature (−,+,+,+) for every ∣s∣<1 and ∣λ∣ smaller than some λ0 (Lorentzian metrics are stable under small compactly supported symmetric perturbations).

[L7]

On the chart domain, ∇aJa=w−1∂a(wJa) for every smooth vector field J (The derivative of the metric density and the chart formula for the divergence of a vector field clause (c)).

[L8]

A continuous chart coefficient supported in a fixed compact subset of x(U) is extended by zero to R4 and integrated on a containing closed nondegenerate rectangle. It is integrable by Every continuous function on a closed nondegenerate rectangle in Rm is Riemann integrable, with the integral of The lower and upper Darboux integrals over a nondegenerate rectangle in Rm. For a C1 compactly supported coefficient f, zero extension is C1; Riemann--Fubini on product rectangles, with lower and upper section integrals and content-zero exceptional sections and The second fundamental theorem: if G is differentiable on [a,b] with G′=f and f is integrable, then ∫abf=G(b)−G(a) give ∫∂af=0 because the endpoint values in that coordinate vanish. For a jointly smooth parameter coefficient A(s,x) with fixed compact support, choose a compact parameter interval about 0. Uniform continuity of ∂sA on its product with the containing rectangle (Heine-Cantor: a continuous map from a compact metric space to any metric space is uniformly continuous) and The mean value theorem, as the case g(x)=x of Cauchy's: for f continuous on [a,b] with a<b and differentiable on (a,b) there is c∈(a,b) with f(b)−f(a)=f′(c)(b−a) imply (A(s,x)−A(0,x))/s→∂sA(0,x) uniformly in x. The Darboux sums give ∣∫f−∫h∣≤vol⁡(Q)sup⁡Q∣f−h∣ for continuous functions on Q (Lower and upper Darboux sums over a grid partition in Rm); hence the derivative passes through this integral.

[L9]

The proper-time length functional of a C2 future timelike curve in a chart, with g(γ′,γ′)=−c2 and C2 endpoint-fixing variations with timelike fibres, has the first-variation formulas L′(0)=−∫abg(DtJ,γ′)−g(γ′,γ′)dt=1c∫abg(J,Dtγ′)dt and is stationary for every such variation exactly when Dtγ′=0 (First variation of the length of a timelike curve: stationarity is the geodesic equation, Timelike worldlines, proper time, length and four-velocity on a Lorentzian four-manifold, Covariant derivative along a curve).

Proof

technique · direct; differentiate the defining algebraic identities and the Christoffel and curvature formulas in point-normal charts, integrate the total-divergence term, then cite the standalone curve-variation lemma for the particle functional
1.1L5algebra

(Variation of the inverse metric.) Differentiate the identity g(s)acg(s)cb=δab at s=0 using [L5]: qacgcb+gachcb=0. Multiplying by g−1 twice gives qab=−gacgbdhcd, the first assertion of (a).

1.2L1L2algebra

(Variation of the Christoffel symbols.) Fix p, use the point-normal chart of [L2] at p, and let g(s) be the given family; at p, the Christoffel formula of [L1] applied to g(s) gives Γ(s)abc(p)=12g(s)ad(p)(∂bg(s)dc+∂cg(s)bd−∂dg(s)bc)(p). Differentiating at s=0 and using g(0)=g, the derivatives of the metric at p may be replaced by covariant derivatives because Γabc(p)=0; this gives δΓabc(p)=12gad(∇bhcd+∇chbd−∇dhbc)(p), the displayed formula. Both sides are tensor fields: the left side is a difference of Christoffel-symbol families, whose transformation law differs only by a metric-independent term that cancels, and the right side is built from tensors. Since the identity holds at every point in some point-normal chart, it holds on U; this proves (b).

2.1L6algebra

(Realizability.) Let h0 be smooth symmetric with compact support in U. By [L6] applied to the Lorentzian metric g and the field h0, there is λ0>0 such that g+μh0 is a smooth Lorentzian metric of signature (−,+,+,+) for every ∣μ∣<λ0. For ∣λ∣<λ0 and ∣s∣<1 put g(s):=g+sλh0, so that μ=sλ ranges over (−λ0,λ0); then g(s) is Lorentzian for every s∈(−1,1), equals g off K=supp⁡h0, and its components are smooth in (s,x). For an arbitrary prescribed q, take hab=−gacgbdqcd and restrict g+sh to the stability interval; step 1.1 gives exactly that inverse-metric derivative. This proves the remaining assertions of (a).

2.2L1L2L3step 1.2algebra

(Palatini identity.) In the point-normal chart at p, the chart expression of [L3] reads R(s)abcd=∂cΓ(s)adb−∂dΓ(s)acb+∑e(Γ(s)aceΓ(s)edb−Γ(s)adeΓ(s)ecb). At p the quadratic terms have a factor Γ(0)exy(p)=0, so differentiating at s=0 gives δRabcd(p)=∂cδΓadb(p)−∂dδΓacb(p)=∇cδΓadb(p)−∇dδΓacb(p), where the last equality again uses Γ(p)=0. Both sides are tensors, so the identity holds on U. Contracting a=c with [L3], δRic⁡bd=δRabad=∇aδΓadb−∇dδΓaab, which is (c).

3.1step 1.1step 2.2L1L3L4L7algebra

(Variation of the density times scalar curvature.) From [L4], ∂sw(s)∣0=−12w gabqab, and from step 1.1 and (c), ∂sS(s)∣0=∂s(g(s)bdRic⁡(s)bd)∣0=qbdRic⁡bd+gbdδRic⁡bd. Therefore ∂s(w(s)S(s))∣0=w[Ric⁡bdqbd−12S gbdqbd+gbd(∇aδΓadb−∇dδΓaab)]. The first two terms are wGbdqbd by [L3]. For the last two terms, metric compatibility (∇g−1=0, [L1]) gives gbd∇aδΓadb=∇a(gbdδΓadb) and gbd∇dδΓaab=∇d(gbdδΓaab)=∇a(gabδΓddb) after relabelling the second index; their difference is ∇aVa with Va=gbdδΓadb−gabδΓddb, so ∂s(wS)∣0=wGabqab+w∇aVa. Since ∂a(wVa)=w∇aVa by the density-divergence formula [L7], this is (d).

4.1step 3.1L4L7L8algebra

(Chart integral.) The action-difference integrand [(S(s)−2Λ)w(s)−(S(0)−2Λ)w(0)] is smooth in (s,x) on I×x(U) and supported in the fixed compact set K; all its s-derivatives are supported in K. By [L8], F is differentiable at 0 with F′(0)=∫U∂s((S(s)−2Λ)w(s))∣0d4x. By [L4] and (d), ∂s((S(s)−2Λ)w(s))∣0=wGabqab+∂a(wVa)+Λgabqabw=w(Gab+Λgab)qab+∂a(wVa), the last step by [L7]. The function ∂a(wVa) has compact support in K⊆U, so its integral vanishes by [L8]; hence F′(0)=∫U(Gab+Λgab)qabw d4x, which is (e).

5.1L9algebra∎

(Particle functional.) Clause (f) is exactly [L9]: the lemma's hypotheses are the stated ones, and its conclusions are the formulas (1)-(3) quoted in (f). Multiplying the length functional by the positive constant mc gives Sp(H(s,⋅))=−mc L(s), so ∂sSp(H(s,⋅))∣0=−mc L′(0); since mc>0, the vanishing of L′(0) for every admissible variation is equivalent to the vanishing of ∂sSp∣0, and [L9] identifies this with Dtγ′=0.

Remarks

  • Hypotheses used. The compact support of the variation is used twice: to make the parameter integral differentiable under the integral sign and to kill the total-divergence term. Nonzero boundary variations of the metric are not covered and require boundary terms that this theorem does not supply. The chart U is only a localization of the integral; the formulas (a)-(d) are chart-independent tensor identities.

  • No physical premise. The theorem is mathematics: it identifies the first variations of the stated functionals. The physical adoption of an action principle and its reading as the field law of the model occur in the framework's postulates, not here.

  • Relation to the particle functional's class. The curve class in (f) is the restricted one of First variation of the length of a timelike curve: stationarity is the geodesic equation: a single chart, fixed endpoints, timelike fibres, parametrization with g(γ′,γ′)=−c2. Null curves and maximality statements are outside it.

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