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First variation of the Einstein-Hilbert density under compactly supported metric variations, and of the timelike length functional
Statement
Let be a time-oriented smooth Lorentzian four-manifold with metric-selected connection , curvature tensors , , scalar curvature and Einstein tensor (The Riemann curvature operator and the derived Ricci, scalar and Einstein tensors, Smooth time-oriented Lorentzian four-manifolds: the geometric objects of the model, Metric compatibility, torsion freedom and the metric-selected connection class, Existence and uniqueness of the metric-selected connection of a nondegenerate metric, and its extension to tensor fields). Let be a smooth chart, let be compact, let be an open interval with , and let , , be a family of smooth Lorentzian metrics of signature on such that
- and on for every ; and
- the components in the chart are smooth functions of on (Tensor fields of type (r,s) on a Lorentzian four-manifold and their components).
Write , a smooth symmetric covariant -tensor field with support in , and (The inverse metric, musical isomorphisms and index raising).
(a) Variation of the inverse metric; realizability. ; conversely, for every smooth symmetric covariant -tensor field with compact support in there is such that for every the family satisfies the hypotheses above on the parameter interval (with ). In particular any prescribed smooth compactly supported inverse-metric direction is realized by on a sufficiently small interval, with .
(b) Variation of the Christoffel symbols. The field is a smooth tensor field on and
(c) Variation of the Ricci tensor (Palatini identity). satisfies
(d) Variation of the curvature density. With and the metric density of The metric volume form, current flux through 3-faces and finite-chain charges,
(e) Variation of the chart action integral. For every constant , the function is the compactly supported chart action difference, differentiable at , and
where the integrand is compactly supported in and the integral is an ordinary Riemann integral in the chart coordinates (The lower and upper Darboux integrals over a nondegenerate rectangle in ).
(f) Variation of the timelike length and particle action. Let and be as in First variation of the length of a timelike curve: stationarity is the geodesic equation, so that is , future timelike, parametrized with , the variation is with fixed endpoints and future timelike fibres, and is the length functional of that lemma. Then the first-variation formulas (1)-(3) of that lemma hold verbatim. Consequently for every the particle action satisfies , so within this class of curves and variations is stationary for if and only if , i.e. if and only if is a geodesic in its proper-time parameter (Geodesic of an affine connection, Covariant derivative along a curve).
Facts & Assumptions
Given: The chart , the compact set , the interval about , the smooth family of Lorentzian metrics equal to off , and the curve and variation of clause (f).
The metric-selected connection of exists, is unique and is torsion-free and -compatible; in a chart its Christoffel symbols are , and its extension to tensor fields commutes with contractions, annihilates and has coordinate expression plus one -term per slot (Existence and uniqueness of the metric-selected connection of a nondegenerate metric, and its extension to tensor fields, Torsion freedom and metric compatibility in chart components).
satisfies the point-normal chart property: about every there is a chart with and , hence (Point-normal and exponential coordinate charts of the metric-selected connection).
The curvature components have the chart expression , and , , (The Riemann curvature operator and the derived Ricci, scalar and Einstein tensors, Tensoriality of the curvature, its coordinate formula and its point-normal metric formula).
For a smooth metric family with compactly supported variation: if is the density of , then ; equivalently (The derivative of the metric density and the chart formula for the divergence of a vector field clause (a), Smooth time-oriented Lorentzian four-manifolds: the geometric objects of the model).
For a differentiable matrix curve with invertible values, , and the inverse-metric components are the matrix inverse of ; hence differentiating gives (The inverse metric, musical isomorphisms and index raising, Tensor fields of type (r,s) on a Lorentzian four-manifold and their components, The derivative of the determinant along an invertible C¹ matrix curve: ).
If is Lorentzian and is smooth symmetric with compact support, then is a smooth Lorentzian metric of signature for every and smaller than some (Lorentzian metrics are stable under small compactly supported symmetric perturbations).
On the chart domain, for every smooth vector field (The derivative of the metric density and the chart formula for the divergence of a vector field clause (c)).
A continuous chart coefficient supported in a fixed compact subset of is extended by zero to and integrated on a containing closed nondegenerate rectangle. It is integrable by Every continuous function on a closed nondegenerate rectangle in is Riemann integrable, with the integral of The lower and upper Darboux integrals over a nondegenerate rectangle in . For a compactly supported coefficient , zero extension is ; Riemann--Fubini on product rectangles, with lower and upper section integrals and content-zero exceptional sections and The second fundamental theorem: if is differentiable on with and is integrable, then give because the endpoint values in that coordinate vanish. For a jointly smooth parameter coefficient with fixed compact support, choose a compact parameter interval about . Uniform continuity of on its product with the containing rectangle (Heine-Cantor: a continuous map from a compact metric space to any metric space is uniformly continuous) and The mean value theorem, as the case of Cauchy's: for continuous on with and differentiable on there is with imply uniformly in . The Darboux sums give for continuous functions on (Lower and upper Darboux sums over a grid partition in ); hence the derivative passes through this integral.
The proper-time length functional of a future timelike curve in a chart, with and endpoint-fixing variations with timelike fibres, has the first-variation formulas and is stationary for every such variation exactly when (First variation of the length of a timelike curve: stationarity is the geodesic equation, Timelike worldlines, proper time, length and four-velocity on a Lorentzian four-manifold, Covariant derivative along a curve).
Proof
(Variation of the inverse metric.) Differentiate the identity at using [L5]: . Multiplying by twice gives , the first assertion of (a).
(Variation of the Christoffel symbols.) Fix , use the point-normal chart of [L2] at , and let be the given family; at , the Christoffel formula of [L1] applied to gives . Differentiating at and using , the derivatives of the metric at may be replaced by covariant derivatives because ; this gives , the displayed formula. Both sides are tensor fields: the left side is a difference of Christoffel-symbol families, whose transformation law differs only by a metric-independent term that cancels, and the right side is built from tensors. Since the identity holds at every point in some point-normal chart, it holds on ; this proves (b).
(Realizability.) Let be smooth symmetric with compact support in . By [L6] applied to the Lorentzian metric and the field , there is such that is a smooth Lorentzian metric of signature for every . For and put , so that ranges over ; then is Lorentzian for every , equals off , and its components are smooth in . For an arbitrary prescribed , take and restrict to the stability interval; step 1.1 gives exactly that inverse-metric derivative. This proves the remaining assertions of (a).
(Palatini identity.) In the point-normal chart at , the chart expression of [L3] reads . At the quadratic terms have a factor , so differentiating at gives , where the last equality again uses . Both sides are tensors, so the identity holds on . Contracting with [L3], , which is (c).
(Variation of the density times scalar curvature.) From [L4], , and from step 1.1 and (c), . Therefore The first two terms are by [L3]. For the last two terms, metric compatibility (, [L1]) gives and after relabelling the second index; their difference is with , so . Since by the density-divergence formula [L7], this is (d).
(Chart integral.) The action-difference integrand is smooth in on and supported in the fixed compact set ; all its -derivatives are supported in . By [L8], is differentiable at with . By [L4] and (d), , the last step by [L7]. The function has compact support in , so its integral vanishes by [L8]; hence , which is (e).
(Particle functional.) Clause (f) is exactly [L9]: the lemma's hypotheses are the stated ones, and its conclusions are the formulas (1)-(3) quoted in (f). Multiplying the length functional by the positive constant gives , so ; since , the vanishing of for every admissible variation is equivalent to the vanishing of , and [L9] identifies this with .
Remarks
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Hypotheses used. The compact support of the variation is used twice: to make the parameter integral differentiable under the integral sign and to kill the total-divergence term. Nonzero boundary variations of the metric are not covered and require boundary terms that this theorem does not supply. The chart is only a localization of the integral; the formulas (a)-(d) are chart-independent tensor identities.
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No physical premise. The theorem is mathematics: it identifies the first variations of the stated functionals. The physical adoption of an action principle and its reading as the field law of the model occur in the framework's postulates, not here.
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Relation to the particle functional's class. The curve class in (f) is the restricted one of First variation of the length of a timelike curve: stationarity is the geodesic equation: a single chart, fixed endpoints, timelike fibres, parametrization with . Null curves and maximality statements are outside it.
Depends on
The Riemann curvature operator and the derived Ricci, scalar and Einstein tensors
Tensoriality of the curvature, its coordinate formula and its point-normal metric formula
Smooth time-oriented Lorentzian four-manifolds: the geometric objects of the model
Metric compatibility, torsion freedom and the metric-selected connection class
Existence and uniqueness of the metric-selected connection of a nondegenerate metric, and its extension to tensor fields
Point-normal and exponential coordinate charts of the metric-selected connection
Christoffel symbols of an affine connection
Torsion freedom and metric compatibility in chart components
The inverse metric, musical isomorphisms and index raising
Tensor fields of type (r,s) on a Lorentzian four-manifold and their components
The derivative of the metric density and the chart formula for the divergence of a vector field
The metric volume form, current flux through 3-faces and finite-chain charges
Lorentzian metrics are stable under small compactly supported symmetric perturbations
First variation of the length of a timelike curve: stationarity is the geodesic equation
Timelike worldlines, proper time, length and four-velocity on a Lorentzian four-manifold
Covariant derivative along a curve
Geodesic of an affine connection
The second fundamental theorem: if is differentiable on with and is integrable, then
The lower and upper Darboux integrals of a bounded on as and , Darboux integrability as their equality, and the notation
Smooth manifolds and their smooth charts
Intervals of : the nine order-convex forms, nondegeneracy, and length
The lower and upper Darboux integrals over a nondegenerate rectangle in
Lower and upper Darboux sums over a grid partition in
Every continuous function on a closed nondegenerate rectangle in is Riemann integrable
Riemann--Fubini on product rectangles, with lower and upper section integrals and content-zero exceptional sections
Heine-Cantor: a continuous map from a compact metric space to any metric space is uniformly continuous
The mean value theorem, as the case of Cauchy's: for continuous on with and differentiable on there is with
The derivative of the determinant along an invertible C¹ matrix curve:
Dependency tree · 2 levels
Sources
- S. M. Carroll, Lecture Notes on General Relativity, arXiv:gr-qc/9712019v1 (1997), Ch. 4: the variation of the Ricci tensor (4.60), the divergence term (4.61), the variation of the determinant (4.65) and the resulting variation (4.66)-(4.67) of the Hilbert action, printed pp. 116-117 (PDF pp. 123-124); Ch. 3: the variation of the proper-time functional (3.48)-(3.53), printed pp. 70-71 (PDF pp. 77-78)
- H. S. Reall, Part III General Relativity (Cambridge, October 12, 2022 revision), section 9.2: delta R = -R_{ab} delta g^{ab} + nabla_a X^a (9.21)-(9.22) and the variation (9.23)-(9.25) of the Einstein-Hilbert action, printed p. 115 (PDF p. 116); section 2.4: curves of extremal proper time, printed pp. 28-29 (PDF pp. 29-30)
- D. Tong, General Relativity (Cambridge Part III Mathematical Tripos, Michaelmas 2019), section 4.1: delta sqrt(-g) and delta R_{mu nu} = nabla_rho delta Gamma^rho_{mu nu} - nabla_nu delta Gamma^rho_{mu rho}, printed pp. 141-144 (PDF pp. 148-151); section 1.2.1: the particle action and its Euler-Lagrange equation, printed pp. 12-16 (PDF pp. 19-23)