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Compact-support asymptotic completeness

Statement

Assume the Axiom of Countable Choice (The Axiom of Countable Choice (ACω)). Let V∈L∞(R3;R) be real with supp⁡V⊆BR, let H=L2(R3;C), let H0=−Δ and H=H0+MV on D(H)=H2(R3), and define

Ω±=s-lim⁡t→±∞eitHe−itH0.

These wave operators exist by the concrete Cook construction. Write Hpp(H) for the closed span of the eigenspaces, Hc(H)=Hpp(H)⊥, and Hac(H),Hsc(H) for the absolutely continuous and singular continuous spectral subspaces: locally define Hac={u:μu≪dE} and Hsc={u:μu is atomless and singular to dE} for the PVM constructed by CC spectral calculus on a Hilbert space with a fixed countable dense sequence. Then:

(a) ran⁡Ω±⊆Hac(H) and Hsc(H)={0};

(b) each wave operator individually is asymptotically complete:

ran⁡Ω+=ran⁡Ω−=Hac(H)=Hc(H);

(c) S=Ω+∗Ω− is unitary on H and commutes with e−itH0 for every real t.

Facts & Assumptions

Given: Countable choice, the generic real bounded compactly supported V, the concrete self-adjoint realizations H0,H and their separable spectral PVMs, the Cook wave operators, and P±=1(0,∞)(±D) for the position dilation generator D=−i(x⋅∇+3/2).

[F1]

The compact-defect supplier proves the actual Cook strong limits Ω± and their isometry property, independently of completeness (Compact scattering defects and the zero-energy obstruction). Shifting the limit time by a fixed s gives Ω±e−isH0=e−isHΩ±: both expressions are the same strong limit of eitHe−i(t+s)H0. The concrete CC group/PVM uniqueness supplier CC spectral calculus on a Hilbert space with a fixed countable dense sequence then gives EH(B)Ω±=Ω±EH0(B) on Borel sets, with reducing closed wave ranges. The free spectrum is purely absolutely continuous: in the unitary momentum Fourier representation its scalar measure for u has density ρu(E)=E2∫S2∣Fpu(Eω)∣2dσ for E>0 and zero for E≤0, by polar integration and E=r2; this is nonnegative and integrable with integral ∥u∥2 (Plancherel theorem, Polar coordinates decompose Lebesgue measure into r^{n-1} dr d sigma). No stationary transform or interacting completeness is used.

[F2]

The necessary part of the repaired compact-defect supplier is precisely this positive-energy statement: for every f∈Cc∞((0,∞)), the operators C±=(Ω±−I)f(H0)P± are compact. Also f(H)−f(H0) is compact for every f∈C0(R), and (H−i)−1−(H0−i)−1 is compact. These are obtained from the actual positive-energy Mellin kernel and the concrete compact free-resolvent factor in the owning repair of Compact scattering defects and the zero-energy obstruction. Nothing in this proof invokes compactness for a cutoff with f(0)≠0.

[F3]

The corrected Mellin result gives P++P−=I and, for every smooth positive-energy cutoff g and every fixed u∈H, ∥P−g(H0)e−itH0u∥⟶0(t→+∞),∥P+g(H0)e−itH0u∥⟶0(t→−∞). These are strong limits, obtained by taking adjoints of localized norm estimates with the conjugate cutoff and splitting a fixed vector into an expanding ball and its L2 tail (Mellin incoming and outgoing propagation). The projections P± need not commute with g(H0).

[F4]

In the concrete separable CC PVM model, Hac is a closed linear reducing subspace: EH(B)u=0 for every Lebesgue-null Borel B is preserved under finite linear combinations and norm limits. It is orthogonal to every eigenspace. The closed eigenvector span and its orthogonal complement also reduce the PVM. A compact orthogonal projection has finite-dimensional range. A compact operator sends a bounded weakly null sequence to a norm-null sequence: otherwise a subsequence bounded away from zero has a norm-convergent image subsequence by compactness, whose weak limit must nevertheless be zero. This sequential argument suffices here under CC.

[F5]

An absolutely continuous finite Borel measure μ on R has an L1(dE) density under CC by this concrete argument. Set dℓ=12e−∣E∣dE and ν=μ+ℓ, both finite. The functional L(ϕ)=∫ϕ dμ is bounded on L2(ν), since Cauchy–Schwarz gives ∣L(ϕ)∣≤μ(R)∥ϕ∥L2(ν). This finite-measure L2 is a Hilbert space under CC by the absolutely summable-subsequence proof in the local calculus supplier. Hilbert Riesz representation Riesz representation for Hilbert spaces gives a density h with μ(B)=∫Bh dν on Borel B. Testing indicator functions and using positivity of both μ and ν−μ=ℓ proves 0≤h≤1 almost everywhere. Also ℓ=(1−h)ν; the set {h=1} has ℓ-measure zero and hence Lebesgue measure zero, so it has μ-measure zero by μ≪dE. Truncation of h/(1−h) therefore gives μ=ρ dE, where ρ=h1−h12e−∣E∣ off {h=1} and zero there, with ρ≥0 and ∥ρ∥1=μ(R). No AC scalar decomposition theorem is invoked. If u∈Hac(H), then e−itHu⇀0 as t→±∞. Indeed, for each fixed test vector v, the cyclic PVM representation of u writes the pairing as the Fourier transform of h(E)‾ρu(E), where ρu∈L1(R) is the nonnegative density of u and h∈L2(ρu dE) represents the projection of v onto that cyclic space. This product belongs to L1 by Cauchy–Schwarz, so Riemann–Lebesgue lemma applies. This is a weak limit against each fixed test, not a uniform assertion over test vectors.

Proof

technique · direct; separate the nonpositive pure-point spectral part, eliminate the continuous complement of the joint wave span on positive compact intervals, and then prove completeness of each individual wave operator with the opposite-time strong limit
1.1F1F4algebra

Let R±=ran⁡Ω±. These ranges are closed because Ω± are isometries. Intertwining with both positive and negative group times makes each range reducing. By [F1], the scalar spectral measure of Ω±u equals the free scalar measure of u, which is absolutely continuous. Thus R±⊆Hac(H). Their closed linear span R=R++R−‾ is also reducing and lies in the closed absolutely continuous subspace. Let Q be the orthogonal projection onto R⊥; it commutes with EH(B) and f(H). Since Hpp⊥R, Q is the identity on Hpp and preserves Hc.

1.2F2F4algebra

The negative spectral subspace is pure point, by the following concrete compact-resolvent argument. For a self-adjoint operator with the present separable PVM, a spectral point λ has an infinite-rank spectral neighborhood at every radius exactly when there is a weakly null unit sequence un∈D(A) with ∥(A−λ)un∥→0. In the forward direction for each integer n≥1, choose an orthonormal vector in EA((λ−1/n,λ+1/n))H perpendicular to the previous ones: project the fixed countable dense sequence into that closed subspace and select its first nonzero member, then normalize. In the reverse direction, a finite-rank Eε would imply Eεun→0 and ∥(I−Eε)un∥≤∥(A−λ)un∥/ε→0, contradicting unit norm. With K=(H−i)−1−(H0−i)−1 compact, transfer such a sequence for A=H0 to vn=(H−i)−1(H0−i)un=un+K(H0−i)un: the compact term tends to zero, and (H−λ)vn=(H0−λ)un+(i−λ)(vn−un)→0. The same transfer in reverse gives equality of the sets of spectral points having only infinite-rank neighborhoods. Free momentum multiplication has this set [0,∞), since every positive shell or ball near zero contains infinitely many disjoint positive-measure momentum subsets, and its projections vanish below zero. Hence every negative spectral point of H has a finite-rank neighborhood. The restriction of H to such a bounded neighborhood is a finite-dimensional self-adjoint matrix and its spectral support is a finite set of eigenvalues. Negative spectral points are therefore isolated eigenvalues of finite multiplicity, countable by assigning a distinct least rational isolating interval. Outside their union below zero, every point has a zero-projection neighborhood; rational subintervals provide a countable cover. Countable PVM additivity consequently shows that EH((−∞,0))H is the closed span of these negative eigenspaces.

2.1step 1.2F4algebra

The singleton spectral projection EH({0}) has range exactly ker⁡H: its vectors belong to D(H) because their spectral measures are supported at zero, and the PVM integral defining H vanishes there; conversely an eigenvector at zero is supported on that singleton. Thus this whole threshold atom, which may be nonzero, is pure point; no absence of a zero eigenvalue or zero resonance is assumed. Together with step 1.2, this gives Hc(H)⊆EH((0,∞))H. For integers n≥1, the positive compact intervals Jn=[1/n,n] exhaust every vector in that continuous subspace by PVM countable continuity.

3.1step 1.1step 2.1F2F3F4algebra

Fix a compact interval J⊂(0,∞) and choose a real f∈Cc∞((0,∞)) equal to one on J. Put f0=f(H0). By [F2], C++C−=(Ω+f0P++Ω−f0P−)−f0, using P++P−=I from [F3]; no commutation of P± with f0 is needed. Step 1.1 gives QΩ±=0, hence Qf0=−Q(C++C−) is compact. Adding the compact Q(f(H)−f0) gives compact Qf(H). Consequently QEH(J)=Qf(H)EH(J) is compact; since its two projection factors commute, it is an orthogonal projection. Its range is finite-dimensional, reduces H, and has spectrum in the bounded interval J, so it is spanned by eigenvectors of H and lies in Hpp. For u∈Hc, its vector QEH(J)u also lies in Hc by step 1.1 and [F4], and therefore is zero. It follows that EH(J)u∈ker⁡Q=R⊆Hac. Exhaustion by step 2.1 and closedness of Hac give Hc⊆Hac; the reverse inclusion follows from orthogonality to eigenspaces. Thus Hc=Hac. An atomless singular vector is orthogonal to every eigenspace, hence belongs to Hc, and its null carrier makes it orthogonal to Hac; it must therefore be zero. Thus Hsc={0}. This step establishes spectral type and joint coverage only; it does not yet establish either individual range equality.

4.1step 2.1step 3.1F1F2F3F4F5algebra

To prove outgoing completeness individually, let u∈Hac∩R+⊥. Both subspaces reduce the PVM, so uJ=EH(J)u still belongs to this intersection for every compact positive interval J. Choose the same real smooth f=1 on J and first work with ψ=uJ, so f(H)ψ=ψ. Let ψt=e−itHψ; then f(H)ψt=ψt, ψt⊥R+, and ∥ψt∥=∥ψ∥. By [F5], ψt is weakly null as t→+∞. Compactness [F2] and [F4] imply ∥ψt−f0ψt∥=∥(f(H)−f0)ψt∥→0 and ∥C±ψt∥→0. Thus, using the exact identity of step 3.1, ∥ψ∥2=lim⁡t→+∞⟨ψt,Ω+f0P+ψt+Ω−f0P−ψt⟩. The first summand is zero by ψt⊥R+. For the second, adjoints give the bound ∣⟨ψt,Ω−f0P−ψt⟩∣≤∥P−f0∗Ω−∗ψt∥∥ψ∥. The adjoint intertwining identity is Ω−∗e−itH=e−itH0Ω−∗, obtained by taking adjoints of [F1] at time −t. Hence the norm in this bound is ∥P−f‾(H0)e−itH0Ω−∗ψ∥, which tends to zero by the incoming opposite-time strong limit in [F3], applied to the fixed vector Ω−∗ψ. Therefore ψ=0. Taking J=Jn and using step 2.1 proves u=0. Since the closed range R+ lies in Hac, its orthogonal complement there being zero proves R+=Hac.

5.1step 2.1step 3.1step 4.1F1F2F3F4F5algebra

For incoming completeness take u∈Hac∩R−⊥, localize exactly as in step 4.1, and let t→−∞. The Ω− summand is now zero by orthogonality. Moving the adjoint in the remaining Ω+ term bounds it by ∥P+f‾(H0)e−itH0Ω+∗ψ∥∥ψ∥, which tends to zero by the outgoing opposite-time strong limit in [F3] for the fixed vector Ω+∗ψ. The weak-null and compact-error arguments hold at negative time by [F5]. Therefore ψ=0 on every positive compact spectral interval, exhaustion gives u=0, and R−=Hac=Hc. This proves (a) and (b) without a stationary-transform argument or an inference of individual completeness from joint coverage.

6.1step 4.1step 5.1F1algebra∎

By steps 4.1–5.1 the isometries Ω± have the same range Hac. Let Pac be its orthogonal projection. Then Ω±∗Ω±=I and Ω±Ω±∗=Pac, so S∗S=Ω−∗PacΩ−=I and SS∗=Ω+∗PacΩ+=I. Finally [F1] and its adjoint identity give Se−itH0=Ω+∗e−itHΩ−=e−itH0S for every real t. This proves (c).

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