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Finite symplectic implementation by quadratic generators

Statement

Assume AC, r≥1, and ℏ>0. Let R=(Q1,P1,…,Qr,Pr)T, J=⨁j=1r(01−10), and let W(z) be the regular irreducible Weyl system of Finite-mode quadratures and symplectic data. For every real S∈Sp⁡(2r,R), there is a unitary MS on L2(Rr) such that MS∗W(z)MS=W(STz)(z∈R2r); equivalently, MS∗RMS=SR on the common transported Schwartz core. Any two such implementers differ by a scalar of modulus one. The same construction applies in every nonzero irreducible regular representation with this finite phase space and fixed central parameter ℏ, after the unitary equivalence of Finite canonical representation interface.

There is also a connected topological group Mp⁡(2r,R) of normalized propagators of real homogeneous quadratic Hamiltonians on this finite-mode Schrödinger space. Here a unitary Schwartz automorphism means a unitary on L2(Rr) whose restriction is a continuous linear bijection of the Schwartz space S(Rr) with continuous inverse. A normalized propagator is defined on a compact interval [0,T] with 0<T<∞. Its coefficient path K:[0,T]→M2r(R) has Lebesgue-integrable entries and is symmetric, K(t)=K(t)T for every t; an almost-everywhere symmetric integrable path is understood through a symmetric representative. In the displayed interleaved quadrature order put Ht=14∑a,b=12rKab(t)(RaRb+RbRa)on S(Rr), with no linear or scalar term. The path U:[0,T]→U(L2(Rr)) consists of unitary Schwartz automorphisms, has U(0)=I, and for every f∈S(Rr) its trajectory U(t)f is absolutely continuous in each Schwartz seminorm pα,β(g)=sup⁡x∣xα∂βg(x)∣ and satisfies iℏ ∂tU(t)f=HtU(t)f almost everywhere. Absolute continuity in a seminorm means the finite disjoint-interval condition for the seminorms of the increments. The construction below proves existence, uniqueness and continuity of the inverse path in the same pointwise Schwartz topology. Precisely, Mp⁡(2r,R) is the set of all endpoint operators U(T) for this integrable-coefficient class, over all such T and K. Piecewise-smooth coefficient paths are included and yield the same endpoint set, as proved below; the definition does not restrict the admissible propagators to that subclass. Give Mp⁡ the topology of pointwise convergence of U and U−1 on S(Rr) in its Schwartz topology; give Sp⁡(2r,R) its usual matrix topology. The map π:Mp⁡(2r,R)⟶Sp⁡(2r,R),M⟼Swhen M∗W(z)M=W(STz), is a two-fold covering homomorphism. Its two points over S act by MS and −MS when MS denotes either normalized lift; an arbitrary Weyl implementer may differ from them by any scalar phase. This connected double cover and its unitary action are the metaplectic group and metaplectic representation. All mode counts here are finite; no infinite-mode implementation claim is part of the statement.

Facts & Assumptions

Given: AC, r≥1, ℏ>0, the finite-mode quadrature and Weyl conventions of Finite-mode quadratures and symplectic data, and STJS=J.

[A1]

AC is the explicit choice hypothesis of the finite-dimensional Stone–von Neumann theorem and supplies Countable Choice where needed (The Axiom of Choice, The Axiom of Countable Choice (ACω)).

[A2]

The matrix S is real symplectic, r≥1, and ℏ>0 under the quadrature and Weyl conventions in the Statement.

[F1]

The local Weyl system has the stated fixed central parameter, regularity, and irreducibility. Every nonzero irreducible regular finite-dimensional Weyl system with this same nonzero parameter is unitarily equivalent to it (Finite-mode quadratures and symplectic data, Stone–von Neumann uniqueness for finite-dimensional regular Weyl systems, Finite canonical representation interface).

[F2]

Every finite symplectic matrix factors into symmetric shears, invertible coordinate changes, and partial Fourier rotations, including when its initial upper-left block is singular (Finite symplectic generator factorization).

[F3]

Every such symplectic matrix has a unitary Weyl implementer, and two implementers of the same Weyl automorphism differ only by phase (Individual finite symplectic implementers).

[F4]

In the local reconstruction of Maslov phase parity in a finite generating chart, write Rg=(Q1,…,Qr,P1,…,Pr)T and take the coefficient matrix K(t), J0, and classical matrix S(t) in that grouped order. Its Proof, steps 1.1–4.1, constructs the unique normalized propagator for every entrywise integrable real symmetric K(t), in particular for every piecewise-smooth K. It is a unitary Schwartz automorphism, depends continuously on time together with its inverse, and has the Weyl covariance of its classical matrix solution S˙=J0KS. Near the identity a smooth local lift is L(S)=CCA−1EATA−1B, with the chirp, coordinate and Fourier-multiplier factors explicitly defined there. Their parameter derivatives are homogeneous symmetrically ordered quadratics, and their Schwartz seminorm bounds are locally uniform. This is a proved local construction, not an external time-slicing theorem.

[F5]

The same supplier proves the sign ambiguity for normalized quadratic propagators with the same endpoint. Its Proof, steps 5.1–7.1, obtains Z=(C+iD)(A+iB)−1 and c2det⁡(A+iB)=1 for the transported vacuum; step 7.1 combines this with phase uniqueness to give U2=±U1. In particular its stated generating-chart conclusion is available, and the local calculation actually applies at all endpoints. Maslov phase parity in a finite generating chart

[F6]

The one-mode oscillator has normalized eigenvectors ∣n⟩ with H=12(Q2+P2)=ℏ(N+12) and N∣n⟩=n∣n⟩ (Finite-mode Fock to Schrödinger identification, Multidimensional oscillator completeness).

Proof

1.1A1A2F2F3givenalgebra

Reorder interleaved coordinates by the fixed permutation P(Q1,P1,…,Qr,Pr)=(Q1,…,Qr,P1,…,Pr), and write Rg:=PR and Wg(w)=W(PTw) for grouped labels. Then J0=PJPT and Sg=PSPT obeys SgTJ0Sg=J0. Apply [F3] directly to the grouped Weyl system on L2(Rr) with label matrix SgT; this matrix is symplectic because SgTJ0Sg=J0 also implies SgJ0SgT=J0. Since SgTP=PST, converting labels back gives MS∗W(z)MS=MS∗Wg(Pz)MS=Wg(SgTPz)=W(STz). Differentiating the bounded one-parameter Weyl identity on the common Schwartz core gives MS∗RMS=SR. For the rest of the proof abbreviate Rg to R and Sg to S, so R, K, and J0 all use grouped order.

2.1F1F4F6givenalgebra

Use exactly the endpoint definition and trajectory class in the Statement, on arbitrary compact intervals [0,T] with T>0. Reordering by the fixed permutation of step 1.1 sends K to PKPT and preserves entrywise integrability, reality and symmetry, so [F4] constructs and uniquely determines these evolutions in grouped order with Ht=14∑j,kKjk(t)(RjRk+RkRj) and no linear or scalar term. The operator acts on the common Schwartz space, and each trajectory is absolutely continuous in every seminorm and solves the equation almost everywhere. Concatenation gives products: first evolve by U2 on [0,T2], then evolve by U1 on [0,T1] with initial vector U2(T2)f, obtaining endpoint U1(T1)U2(T2). The concatenated coefficient is integrable and symmetric on [0,T2+T1], and the two absolutely continuous trajectories match at the join. The reversed evolution U(T−t)U(T)−1 starts at I, ends at U(T)−1, and is generated almost everywhere by −HT−t, whose symmetric coefficient is again integrable. Thus inverses also belong to the set. By [F4], each endpoint implements the symplectic solution S˙=J0K(t)S. If two matrices had the same implementing unitary, differentiating their Weyl covariances on Schwartz space would give (S−S′)R=0. Applied to the vacuum, Qkg0=ℏ/2gek and Pkg0=iℏ/2gek by [F6]; the reality of the rows forces both their position and momentum coefficients to vanish. Thus the endpoint is unique. For two lifts, π(M1M2)=π(M1)π(M2) by conjugating the quadratures, so π is a homomorphism.

2.2F1F3step 1.1algebra

If M1,M2 implement the same S, then [F3] makes M2M1∗=λI for some ∣λ∣=1. For any other representation W′ in [F1], choose a unitary V with VW′(z)V∗=W(z) by the finite-dimensional Stone–von Neumann theorem. Then MS′=V∗MSV is unitary and MS′∗W′(z)MS′=V∗MS∗W(z)MSV=W′(STz). Conjugating the phase-uniqueness statement by V proves the same result in that representation.

3.1F2F4step 2.1algebra

Every generator from [F2] is a path endpoint of a homogeneous quadratic Hamiltonian. A symmetric shear is joined to the identity by scaling its symmetric block, and a partial Fourier rotation is joined by varying the oscillator angle. If det⁡A>0, polar decomposition writes A=OP with O∈SO(r) and P positive definite. The path Pt=(1−t)I+tP stays positive definite, and an orthogonal matrix in SO(r) is a product of plane rotations, each joined to the identity by varying its angle. These paths connect the coordinate change to the identity. If det⁡A<0, factor one coordinate reflection from a positive-determinant change; that reflection is a π oscillator rotation on that mode. This gives a piecewise-smooth symplectic path for each generator. Along any such path St, the matrix Xt=S˙tSt−1 satisfies XtTJ0+J0Xt=0; hence Kt=−J0Xt is symmetric and S˙t=J0KtSt. The symmetrically ordered quadratic with matrix Kt therefore has this classical endpoint. Thus [F2] supplies, for every S, a product of normalized quadratic propagators whose endpoint is S, proving π is onto. The one-parameter paths also show that each such product belongs to the identity component of Mp⁡.

3.2F4F5step 2.1algebra

If two normalized lifts lie over the same grouped matrix S, the Gaussian determinant calculation in [F5] makes them differ by sign. This already holds for every S: the matrix A+iB used there is invertible by symplecticity, including when either real block is singular. In particular it supplies the required invertible-B chart argument without an imported Maslov-index parity formula. Thus every fiber has at most two elements.

4.1F4F6step 3.1step 3.2algebra

The identity has two distinct lifts. The constant zero Hamiltonian gives I. On the first mode (and as the identity on the other modes if r>1), take the canonical Schwartz evolution of H=ℏ(N+1/2) constructed in [F4]. For each Hermite vector, e−it(n+1/2)∣n⟩ solves the same Schrödinger equation with that initial vector, so uniqueness in [F4] identifies U(t)∣n⟩=e−it(n+1/2)∣n⟩. Its classical endpoint is the identity at t=2π, because its Hamilton equations are Q˙=P, P˙=−Q and make one full rotation, while by [F6] U(2π)∣n⟩=e−2πi(n+1/2)∣n⟩=−∣n⟩ for every n. Completeness of the Hermite basis gives U(2π)=−I. For any S, choose a normalized lift M~S supplied by step 3.1. Then M~S and −M~S are two distinct lifts; step 3.2 proves there are no others. The kernel is exactly {I,−I}.

5.1F4step 2.1step 3.1step 4.1constructalgebra

Fix S0 and a normalized lift M0. On a matrix neighborhood B of S0 small enough that SS0−1 lies in the local neighborhood of [F4], put σ(S)=L(SS0−1)M0. The parameter path (Y,A,X)↦(τY,I+τ(A−I),τX) in [F4] joins each local factor lift to I smoothly, with homogeneous quadratic logarithmic generator. Thus the local factors are endpoints of the piecewise-smooth subclass of the integrable class defining this group, so σ(S) belongs to Mp⁡ and has endpoint S. Conversely the construction of [F4] writes any integrable-coefficient propagator endpoint as a finite product of these same local lifts. Hence allowing the broader integrable temporal class in the parity lemma introduces no additional endpoint operators or phases. It depends continuously on S, as does its inverse, pointwise in the Schwartz topology: the explicit chirp and linear-coordinate factors have uniformly bounded seminorm estimates on compact parameter neighborhoods, and the Fourier factors are fixed continuous maps. These estimates also justify continuity when composing such a varying local factor with a varying Schwartz vector. Step 4.1 shows every lift over S is exactly σ(S) or −σ(S).

6.1F4F6step 1.1step 4.1step 5.1algebra

The endpoint map is continuous for the specified operator topology, without assuming joint continuity of arbitrary Schwartz-operator composition. For each row j and mode k, covariance and [F6] give ⟨RjMg0,Mgek⟩=ℏ/2(Sj,Qk+iSj,Pk), where the pairing is linear in its first argument. On the left Rj is continuous on Schwartz space, its inclusion into L2 is continuous, and only the two fixed input vectors g0,gek are used. Thus every real matrix entry of π(M) is continuous. Over B, the scalar ε(M):=⟨Mg0,σ(π(M))g0⟩ is continuous, takes exactly the values +1,−1, and distinguishes the two lifts since ∥g0∥=1. Therefore the two inverse images ε−1(1) and ε−1(−1) in π−1(B) are disjoint open sheets; on each, π and ±σ are continuous inverse maps onto B. This proves the two-fold covering in the given topology.

7.1F4step 2.1step 3.1step 4.1step 5.1step 6.1algebra∎

The same charts make the set a topological group. Locally its elements are εσ(S). Products and inverses of their explicit finite-parameter factors depend continuously on the matrix parameters and on each Schwartz vector, by the uniform seminorm bounds in step 5.1; their endpoint matrices multiply and invert continuously. The sign relative to a local section at the resulting endpoint is recovered by the continuous vacuum pairing in step 6.1. Hence multiplication and inversion are continuous in these charts, which have precisely the operator topology by step 6.1. Finally every defining normalized path is continuous in that topology by [F4], including its inverse path, so it joins its endpoint to I. Consequently the group is path connected. Together with step 4.1 this proves the connected double cover with kernel {I,−I} and its defining unitary action, retaining the unrestricted phase ambiguity only for arbitrary individual Weyl implementers.

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